Location: Aspen, CO
CIK: 0001483864 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 8, 2016
Total Value: $794M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TRUST | 1,523,471 | $319M | 40.2% | $161.85 | — | ETF | 78462F103 |
| VOO | VANGUARD S&P 500 ETF | 1,544,818 | $297M | 37.4% | $172.68 | — | ETF | 922908363 |
| VIG | VANGUARD SPECIALIZED PORTFOLIO VANGUARD DIVIDEND APPRECIATION MUTUAL FUND CL ETF SER VIPERS | 380,756 | $31.69M | 4.0% | $70.18 | — | ETF | 921908844 |
| AMZN | AMAZON.COM INC CMN | 20,000 | $14.31M | 1.8% | $28.70 | +17.9% | COM | 023135106 |
| BXMT | BLACKSTONE MORTGAGE TRUST INC CMN | 500,010 | $13.84M | 1.7% | $27.87 | — | COM | 09257W100 |
| BRK/A | BERKSHIRE HATHAWAY INC CL-A (DEL) CLASS A | 55 | $11.93M | 1.5% | $176888.36 | +21.2% | COM | 084670108 |
| — | FORTRESS INVESTMENT GROUP LLC CMN CLASS A | 1,571,782 | $6.947M | 0.9% | $5.33 | — | COM | 34958B106 |
| JPM | JPMORGAN CHASE & CO CMN | 100,000 | $6.214M | 0.8% | $43.28 | +11.7% | COM | 46625H100 |
| VIRT | VIRTU FINANCIAL, INC. CMN CLASS A | 318,849 | $5.739M | 0.7% | $22.83 | -16.3% | COM | 928254101 |
| AEM | AGNICO EAGLE MINES LTD CMN | 106,500 | $5.698M | 0.7% | $21.91 | +73.7% | COM | 008474108 |
| GOOG | ALPHABET INC. CMN CLASS C | 8,000 | $5.537M | 0.7% | $35.60 | +0.1% | COM | 02079K107 |
| — | CALL/SVXY @ 35 EXP 01/20/2017 | 2,440 | $4.886M | 0.6% | $48.06 | — | Call | 74347W627 |
| — | AGROFRESH SOLUTIONS, INC. CMN | 793,530 | $4.214M | 0.5% | $6.68 | — | COM | 00856G109 |
| — | VELOCITYSHARES DAILY INVERSE VIX MEDIUM TERM ETN | 108,735 | $4.21M | 0.5% | $37.52 | — | ETF | 22542D829 |
| — | SILVER RUN ACQUISITION CORP. UNIT | 375,000 | $3.743M | 0.5% | $10.03 | — | OTHER | 82811P200 |
| — | NICHOLAS FINANCIAL, INC. CMN | 353,900 | $3.638M | 0.5% | $11.87 | — | COM | 65373J209 |
| EZPW | E Z CORP INC CL-A NON VTG CMN CLASS A | 433,092 | $3.274M | 0.4% | $10.25 | -45.0% | COM | 302301106 |
| MTG | MGIC INVESTMENT CORP COMMON STOCK | 539,300 | $3.209M | 0.4% | $9.66 | -29.5% | COM | 552848103 |
| — | SHIRE LIMITED SPONSORED ADR CMN | 14,820 | $2.728M | 0.3% | $184.08 | — | COM | 82481R106 |
| F | FORD MOTOR COMPANY CMN | 200,000 | $2.514M | 0.3% | $7.94 | 0.0% | COM | 345370860 |
| AMAT | APPLIED MATERIALS INC CMN | 100,000 | $2.397M | 0.3% | $19.28 | +2.6% | COM | 038222105 |
| — | ISHARES MSCI JAPAN ETF ge. | 200,000 | $2.3M | 0.3% | $12.53 | — | ETF | 464286848 |
| GILD | GILEAD SCIENCES CMN | 26,000 | $2.169M | 0.3% | $68.86 | -8.9% | COM | 375558103 |
| — | WINTHROP REALTY TRUST CMN | 230,500 | $2.026M | 0.3% | $13.13 | — | COM | 976391300 |
| BAC | BANK OF AMERICA CORP CMN | 150,000 | $1.991M | 0.3% | $10.03 | +13.1% | COM | 060505104 |
| — | TRUSTCO BANK CORP NY CMN | 260,000 | $1.667M | 0.2% | $6.14 | — | COM | 898349105 |
| GDX | CALL/GDX @ 30.0000 EXP01/19/2018 | 3,000 | $1.553M | 0.2% | — | — | Call | 92189F106 |
| GBDC | GOLUB CAPITAL BDC LLC MUTUAL FUND | 80,527 | $1.455M | 0.2% | $6.30 | +12.8% | COM | 38173M102 |
| VYM | VANGUARD WHITEHALL FUNDS-VANGU*ARD HIGH DIVIDEND YIELD IDX FD (VANGUARD HIGH DIVIDEND YIELD ETF | 19,900 | $1.422M | 0.2% | $68.55 | — | ETF | 921946406 |
| ROCK | GIBRALTAR INDUSTRIES INC CMN | 38,233 | $1.207M | 0.2% | $16.89 | +70.4% | COM | 374689107 |
| LIND | LINDBLAD EXPEDITIONS HLDGS INC CMN | 122,200 | $1.177M | 0.1% | $9.87 | -0.7% | COM | 535219109 |
| EARN | ELLINGTON RESIDENTIAL MORT REIT CMN | 86,225 | $1.126M | 0.1% | $15.40 | — | COM | 288578107 |
| — | LIBERTY TRIPADVISOR HLDGS INC CMN SERIES A | 50,000 | $1.094M | 0.1% | $22.16 | — | COM | 531465102 |
| — | VOLT INFO SCIENCES, INC. CMN | 176,401 | $1.043M | 0.1% | $9.10 | — | COM | 928703107 |
| DHR | DANAHER CORPORATION CMN | 10,000 | $1.01M | 0.1% | $36.01 | +11.3% | COM | 235851102 |
| — | CAPITOL ACQUISITION CORP III UNIT | 100,000 | $992K | 0.1% | $9.95 | — | OTHER | 14055M205 |
| — | BOULEVARD ACQUISITION CORP. II CORP II UNIT | 100,000 | $989K | 0.1% | $9.97 | — | OTHER | 10157Q201 |
| — | FEDERATED NATL HLDG CO CMN | 49,800 | $948K | 0.1% | $14.67 | — | COM | 31422T101 |
| ACRE | ARES COMMERCIAL REAL ESTATE CO CMN | 69,472 | $854K | 0.1% | $11.49 | — | COM | 04013V108 |
| MAIN | MAIN STREET CAPITAL CORP MUTUAL FUND | 22,400 | $736K | 0.1% | $30.41 | +4.7% | COM | 56035L104 |
| PRSU | VIAD CORP CMN | 23,400 | $725K | 0.1% | $26.48 | +12.0% | COM | 92552R406 |
| EIRL | ISHARES MSCI IRELAND CAPPED ETF | 19,411 | $698K | 0.1% | $37.27 | — | ETF | 46429B507 |
| TOL | TOLL BROTHERS, INC. CMN | 24,231 | $652K | 0.1% | $33.80 | -16.9% | COM | 889478103 |
| — | BOULDER GROWTH & INCOME FD INC MUTUAL FUND | 72,106 | $586K | 0.1% | $8.56 | — | COM | 101507101 |
| — | NEW IRELAND FUND INC MUTUAL FUND | 45,075 | $534K | 0.1% | $12.57 | — | COM | 645673104 |
| — | ELECTRUM SPL ACQUISITION CORP UNIT | 50,000 | $501K | 0.1% | $10.02 | — | OTHER | G3105C120 |
| — | EMERGENT CAPITAL, INC CMN | 142,125 | $478K | 0.1% | $5.45 | — | COM | 29102N105 |
| ARW | ARROW ELECTRONICS INC. CMN | 7,426 | $460K | 0.1% | $38.94 | +63.0% | COM | 042735100 |
| SPY | PUT/SPY @ 175 EXP 07/22/2016 | 23,649 | $435K | 0.1% | $161.85 | — | Put | 78462F103 |
| — | CASH AMER INTL INC CMN | 10,000 | $426K | 0.1% | $43.80 | — | COM | 14754D100 |
| — | VIDEOCON D2H LIMITED ADR CMN | 50,000 | $424K | 0.1% | $9.04 | — | COM | 92657J101 |
| GLRE | GREENLIGHT CAPITAL RE LTD-A CMN | 19,696 | $397K | 0.0% | $24.55 | -16.2% | COM | G4095J109 |
| — | WTS/AGROFRESH SOLUTIONS 11.5000 EXP02/19/2019 | 404,250 | $384K | 0.0% | — | — | Call | 00856G117 |
| UHAL | AMERCO CMN | 1,000 | $375K | 0.0% | $16.61 | +117.6% | COM | 023586100 |
| TPH | TRI POINTE GROUP INC CMN | 30,000 | $355K | 0.0% | $14.65 | -20.1% | COM | 87265H109 |
| — | LEUCADIA NATIONAL CORP CMN | 20,400 | $354K | 0.0% | $26.23 | — | COM | 527288104 |
| — | MARLIN BUSINESS SERVICES, INC. CMN | 21,400 | $349K | 0.0% | $15.14 | — | COM | 571157106 |
| — | GREAT AJAX CORP CMN | 25,000 | $347K | 0.0% | $14.20 | — | COM | 38983D300 |
| — | U.S. GEOTHERMAL, INC. CMN | 410,200 | $336K | 0.0% | $0.62 | — | COM | 90338S102 |
| GLPI | GAMING AND LEISURE PROP, INC. CMN | 8,840 | $305K | 0.0% | $34.50 | — | COM | 36467J108 |
| — | JMP GROUP LLC. CMN | 54,174 | $294K | 0.0% | $6.50 | — | COM | 46629U107 |
| — | ENVIROSTAR INC CMN | 75,874 | $291K | 0.0% | $4.14 | — | COM | 29414M100 |
| — | WTS/LINDBLAD EXPEDITIONS HOLDINGS INC 11.5000 EXP07/08/2020 | 142,900 | $281K | 0.0% | — | — | Call | 535219117 |
| FCCO | FIRST CMNTY CORP S C CMN | 19,301 | $270K | 0.0% | $6.72 | +68.1% | COM | 319835104 |
| LARK | LANDMARK BANCORP INC CMN | 10,500 | $266K | 0.0% | $19.48 | -2.8% | COM | 51504L107 |
| — | TEMPLETON GLOBAL INCOME FUND MUTUAL FUND | 40,000 | $254K | 0.0% | $6.10 | — | COM | 880198106 |
| EXPD | EXPEDITORS INTL WASH INC CMN | 5,000 | $245K | 0.0% | $41.35 | +3.8% | COM | 302130109 |
| CSW | CSW INDUSTRIALS, INC. CMN | 7,477 | $244K | 0.0% | $34.83 | -9.6% | COM | 126402106 |
| — | THL CREDIT INC MUTUAL FUND | 21,964 | $244K | 0.0% | $11.75 | — | COM | 872438106 |
| — | CITY OFFICE REIT, INC. CMN | 18,600 | $241K | 0.0% | $12.42 | — | COM | 178587101 |
| — | CORENERGY INFRASTRUCTURE TRUST INC. CMN | 8,000 | $231K | 0.0% | $14.88 | — | COM | 21870U502 |
| — | ALLERGAN PLC CMN | 1,000 | $231K | 0.0% | $272.00 | — | COM | G0177J108 |
| IRIX | IRIDEX CORP CMN | 15,000 | $222K | 0.0% | $9.33 | +33.4% | COM | 462684101 |
| — | CAPSTEAD MORTGAGE CORPORATION CMN | 20,000 | $194K | 0.0% | $10.53 | — | COM | 14067E506 |
| FSLR | FIRST SOLAR, INC. CMN | 4,000 | $194K | 0.0% | $53.28 | 0.0% | COM | 336433107 |
| DHIL | DIAMOND HILL INVESTMENT GROUP CMN | 1,000 | $188K | 0.0% | $107.75 | -4.0% | COM | 25264R207 |
| — | CU BANCORP CMN | 7,397 | $168K | 0.0% | $22.71 | — | COM | 126534106 |
| CC | CHEMOURS COMPANY (THE) CMN | 20,000 | $165K | 0.0% | $7.40 | -12.4% | COM | 163851108 |
| — | DIGIRAD CORPORATION CMN | 30,000 | $155K | 0.0% | $4.33 | — | COM | 253827109 |
| AMS | AMERICAN SHARED HOSP SVCS CMN | 75,058 | $152K | 0.0% | $2.36 | -7.9% | COM | 029595105 |
| WBS | WEBSTER FINANCIAL CORP CMN | 3,500 | $119K | 0.0% | $37.24 | -2.2% | COM | 947890109 |
| — | CENTRAL SECURITIES CORP. MUTUAL FUND | 5,900 | $116K | 0.0% | $23.42 | — | COM | 155123102 |
| — | PINNACLE ENTERTAINMENT INC. CMN | 10,400 | $115K | 0.0% | $11.06 | — | COM | 72348Y105 |
| — | GREAT ELM CAPITAL GROUP INC CMN | 16,666 | $110K | 0.0% | $6.60 | — | COM | 39036P100 |
| PEP | PEPSICO INC CMN | 1,000 | $106K | 0.0% | $69.70 | +10.6% | COM | 713448108 |
| CSWC | CAPITAL SOUTHWEST CORPORATION MUTUAL FUND | 7,477 | $102K | 0.0% | $6.20 | -20.7% | COM | 140501107 |
| SLRC | SOLAR CAPITAL LTD. MUTUAL FUND | 5,000 | $95,000 | 0.0% | $6.68 | +10.7% | COM | 83413U100 |
| YUM | CALL/YUM @ 85 EXP 01/20/2017 | 200 | $94,000 | 0.0% | — | — | Call | 988498101 |
| — | GUARANTY FEDERAL BANCSHARES INC | 5,000 | $80,000 | 0.0% | $12.80 | — | COM | 40108P101 |
| — | JAKKS PACIFIC INC CMN | 9,900 | $78,000 | 0.0% | $9.90 | — | COM | 47012E106 |
| PFLT | PENNANTPARK FLOATING RATE CAP LTD | 6,245 | $77,000 | 0.0% | $4.48 | -0.7% | COM | 70806A106 |
| NSP | INSPERITY INC CMN | 1,000 | $77,000 | 0.0% | $10.26 | +150.9% | COM | 45778Q107 |
| — | CONTINENTAL MATERIALS CORP CMN | 4,771 | $73,000 | 0.0% | $15.51 | — | COM | 211615307 |
| — | LORAL SPACE &COMMUNICATION INC*. CMN | 1,957 | $69,000 | 0.0% | $71.80 | — | COM | 543881106 |
| — | ARI NETWORK SERVICES INC (NEW) CMN | 12,200 | $51,000 | 0.0% | $4.51 | — | COM | 001930205 |
| ESNT | ESSENT GROUP LTD. CMN | 2,000 | $44,000 | 0.0% | $22.90 | -18.6% | COM | G3198U102 |
| — | AXCELIS TECHNOLOGIES, INC. CMN | 13,516 | $36,000 | 0.0% | $2.96 | — | COM | 054540109 |
| — | SAFEGUARD SCIENTIFICS INC CMN | 2,800 | $35,000 | 0.0% | $19.29 | — | COM | 786449207 |
| — | NATIONAL OILWELL VARCO, INC. COMMON STOCK CMN | 1,000 | $34,000 | 0.0% | $31.00 | — | COM | 637071101 |
| AAPL | APPLE, INC. CMN | 300 | $29,000 | 0.0% | $28.55 | -20.8% | COM | 037833100 |
| QCRH | QCR HOLDINGS INC CMN | 1,000 | $27,000 | 0.0% | $19.10 | +29.4% | COM | 74727A104 |
| RLGT | RADIANT LOGISTICS INC CMN | 8,410 | $25,000 | 0.0% | $1.95 | +80.7% | COM | 75025X100 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND ETF | 542 | $23,000 | 0.0% | $44.28 | — | ETF | 922042775 |
| — | MRV COMMUNICATIONS, INC. CMN | 1,800 | $20,000 | 0.0% | $14.44 | — | COM | 553477407 |
| — | TRIANGLE CAPITAL CORPORATION MUTUAL FUND | 1,000 | $19,000 | 0.0% | $20.00 | — | COM | 895848109 |
| — | MORGAN STANLEY CHINA A SHARE FUND, INC. | 1,000 | $18,000 | 0.0% | $22.00 | — | COM | 617468103 |
| HBIO | HARVARD BIOSCIENCE INC CMN | 6,200 | $18,000 | 0.0% | $4.37 | -27.2% | COM | 416906105 |
| — | DOVER DOWNS GAMING & ENTMT INC CMN | 16,157 | $17,000 | 0.0% | $1.55 | — | COM | 260095104 |
| — | TCP CAP CORP MUTUAL FUND | 1,000 | $15,000 | 0.0% | $17.00 | — | COM | 87238Q103 |
| — | PARK ELECTROCHEMICAL CRP CMN | 1,000 | $15,000 | 0.0% | $15.00 | — | COM | 700416209 |
| NMFC | NEW MOUNTAIN FINANCE CORP MUTUAL FUND | 1,000 | $13,000 | 0.0% | $4.55 | -2.1% | COM | 647551100 |
| — | MODUSLINK GLOBAL SOLUTIONS, IN*C CMN | 10,000 | $12,000 | 0.0% | $3.42 | — | COM | 60786L206 |
| HTGC | HERCULES CAPITAL INC . | 1,000 | $12,000 | 0.0% | $15.09 | -19.5% | COM | 427096508 |
| — | HEARTLAND FINL USA INC CMN | 326 | $12,000 | 0.0% | $30.67 | — | COM | 42234Q102 |
| — | NATIONSTAR MTG HLDGS INC CMN | 1,000 | $11,000 | 0.0% | $14.00 | — | COM | 63861C109 |
| PNNT | PENNANTPARK INVESTMENT CORP MUTUAL FUND | 1,405 | $10,000 | 0.0% | $2.62 | -22.9% | COM | 708062104 |
| — | HUDSON GLOBAL, INC. CMN | 4,845 | $10,000 | 0.0% | $2.48 | — | COM | 443787106 |
| — | BLUCORA INC CMN | 1,000 | $10,000 | 0.0% | $10.00 | — | COM | 095229100 |
| APT | ALPHA PRO TECH LTD CMN | 3,600 | $8,000 | 0.0% | $1.61 | +33.8% | COM | 020772109 |
| — | GENVEC INC CMN | 11,800 | $7,000 | 0.0% | $2.54 | — | COM | 37246C307 |
| RGLD | ROYAL GOLD, INC. CMN | 100 | $7,000 | 0.0% | $41.77 | +42.4% | COM | 780287108 |
| — | RESOLUTE FOREST PRODUCTS INC CMN | 1,000 | $5,000 | 0.0% | $8.00 | — | COM | 76117W109 |
| — | LUBYS INC CMN STOCK CMN | 900 | $5,000 | 0.0% | $7.78 | — | COM | 549282101 |
| — | CALL/TWTR @ 30 EXP 01/19/2018 | 40 | $4,000 | 0.0% | — | — | Call | 90184L102 |
| — | ARALEZ PHARMACEUTICALS INC. CMN | 1,076 | $4,000 | 0.0% | $3.72 | — | COM | 03852X100 |
| DXYN | DIXIE GROUP INC CMN CLASS A | 1,000 | $4,000 | 0.0% | $10.09 | -61.8% | COM | 255519100 |
| FLL | FULL HOUSE RESORTS CMN | 1,000 | $2,000 | 0.0% | $1.57 | +5.0% | COM | 359678109 |
| — | CIVEO CORP CMN | 1,000 | $2,000 | 0.0% | $1.00 | — | COM | 17878Y108 |
| — | HISTOGENICS CORP CMN | 1,000 | $2,000 | 0.0% | $11.00 | — | COM | 43358V109 |
| — | OCWEN FINANCIAL CORPORATION CMN | 1,000 | $2,000 | 0.0% | $7.00 | — | COM | 675746309 |
| GROW | U.S. GLOBAL INVESTORS INC A CMN | 1,000 | $2,000 | 0.0% | $2.79 | -37.3% | COM | 902952100 |
| — | KEMET CORPORATION CMN | 100 | $1,000 | 0.0% | $10.00 | — | COM | 488360207 |
| — | DEL TACO RESTAURANTS INC CMN | 100 | $1,000 | 0.0% | $10.00 | — | COM | 245496104 |