CIK: 0001177043 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 17, 2016
Total Value ($000): $877,525 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SPDR S&P 500 ETF TR | 300,000 | $64,888 | 7.4% | — | — | Put | 78462f103 |
| IWM | ISHARES TR | 375,000 | $46,580 | 5.3% | — | — | Put | 464287655 |
| — | BNC BANCORP | 1,579,458 | $38,413 | 4.4% | $22.76 | — | COM | 05566T101 |
| — | YADKIN FINL CORP | 1,365,574 | $35,901 | 4.1% | $22.39 | — | COM | 984305102 |
| — | OPUS BK IRVINE CALIF | 620,840 | $21,959 | 2.5% | $36.47 | — | COM | 684000102 |
| — | SELECT SECTOR SPDR TR | 1,050,000 | $20,265 | 2.3% | — | — | Put | 81369y605 |
| — | ATLANTIC CAP BANCSHARES INC | 1,349,955 | $20,222 | 2.3% | $14.76 | — | COM | 048269203 |
| TFIN | TRIUMPH BANCORP INC | 923,223 | $18,316 | 2.1% | $13.85 | +30.7% | COM | 89679E300 |
| FFWM | FIRST FNDTN INC | 720,158 | $17,766 | 2.0% | $10.49 | +4.0% | COM | 32026V104 |
| SYF | SYNCHRONY FINL | 575,000 | $16,100 | 1.8% | $23.23 | -5.4% | COM | 87165B103 |
| — | UNITED FINL BANCORP INC NEW | 1,074,843 | $14,876 | 1.7% | $13.09 | — | COM | 910304104 |
| ABCB | AMERIS BANCORP | 420,004 | $14,679 | 1.7% | $24.16 | +21.9% | COM | 03076K108 |
| KEY | KEYCORP NEW | 1,200,000 | $14,604 | 1.7% | $8.07 | +0.4% | COM | 493267108 |
| — | NEW YORK CMNTY BANCORP INC | 1,000,000 | $14,230 | 1.6% | $16.01 | — | COM | 649445103 |
| — | COWEN GROUP INC NEW | 3,731,849 | $13,547 | 1.5% | $3.71 | — | CL A | 223622101 |
| PNC | PNC FINL SVCS GROUP INC | 150,000 | $13,514 | 1.5% | — | — | Put | 693475105 |
| — | ASTORIA FINL CORP | 860,000 | $12,556 | 1.4% | $15.53 | — | COM | 046265104 |
| BAC | BANK AMER CORP | 800,600 | $12,529 | 1.4% | $11.72 | +3.0% | COM | 060505104 |
| — | JPMORGAN CHASE & CO | 187,500 | $12,485 | 1.4% | — | — | Put | 46625h100 |
| CFG | CITIZENS FINL GROUP INC | 500,000 | $12,355 | 1.4% | $16.42 | -1.9% | COM | 174610105 |
| — | BOSTON PRIVATE FINL HLDGS IN | 958,220 | $12,294 | 1.4% | $11.57 | — | COM | 101119105 |
| HOMB | HOME BANCSHARES INC | 577,500 | $12,018 | 1.4% | $20.58 | +4.5% | COM | 436893200 |
| WAL | WESTERN ALLIANCE BANCORP | 300,000 | $11,262 | 1.3% | $30.48 | +1.3% | COM | 957638109 |
| — | SPDR SERIES TRUST | 262,500 | $11,095 | 1.3% | — | — | Put | 78464a698 |
| — | CAPITAL ONE FINL CORP | 150,000 | $10,774 | 1.2% | — | — | Put | 14040h105 |
| HTB | HOMETRUST BANCSHARES INC | 577,562 | $10,685 | 1.2% | $15.70 | +20.1% | COM | 437872104 |
| CMA | COMERICA INC | 225,000 | $10,647 | 1.2% | — | — | Put | 200340107 |
| — | FIDELITY SOUTHERN CORP NEW | 575,694 | $10,587 | 1.2% | $17.53 | — | COM | 316394105 |
| — | SYNOVUS FINL CORP | 325,000 | $10,572 | 1.2% | $28.74 | — | COM NEW | 87161C501 |
| — | STATE BK FINL CORP | 456,042 | $10,407 | 1.2% | $19.81 | — | COM | 856190103 |
| ALL | ALLSTATE CORP | 150,000 | $10,376 | 1.2% | — | — | Put | 020002101 |
| USB | US BANCORP DEL | 225,000 | $9,651 | 1.1% | — | — | Put | 902973304 |
| AXP | AMERICAN EXPRESS CO | 150,000 | $9,606 | 1.1% | — | — | Put | 025816109 |
| C | CITIGROUP INC | 200,000 | $9,446 | 1.1% | $36.36 | -6.1% | COM NEW | 172967424 |
| BK | BANK NEW YORK MELLON CORP | 225,000 | $8,973 | 1.0% | — | — | Put | 064058100 |
| OCFC | OCEANFIRST FINL CORP | 457,850 | $8,818 | 1.0% | $12.86 | +5.1% | COM | 675234108 |
| — | SUNTRUST BKS INC | 200,000 | $8,760 | 1.0% | $41.08 | — | COM | 867914103 |
| — | FB FINL CORP | 409,984 | $8,274 | 0.9% | $20.18 | — | COM | 30257x104 |
| — | EQUITY BANCSHARES INC | 309,877 | $8,038 | 0.9% | $22.66 | — | COM CL A | 29460x109 |
| SFST | SOUTHERN FIRST BANCSHARES IN | 288,636 | $7,961 | 0.9% | $22.19 | +24.0% | COM | 842873101 |
| — | TD AMERITRADE HLDG CORP | 225,000 | $7,929 | 0.9% | — | — | Put | 87236Y108 |
| — | PARK STERLING CORP | 935,845 | $7,599 | 0.9% | $7.09 | — | COM | 70086Y105 |
| SBCF | SEACOAST BKG CORP FLA | 445,158 | $7,162 | 0.8% | $12.76 | +28.5% | COM NEW | 811707801 |
| SAMG | SILVERCREST ASSET MGMT GROUP | 600,761 | $7,131 | 0.8% | $12.89 | -6.0% | CL A | 828359109 |
| SCHW | SCHWAB CHARLES CORP NEW | 225,000 | $7,104 | 0.8% | — | — | Put | 808513105 |
| — | BB&T CORP | 187,500 | $7,072 | 0.8% | — | — | Put | 054937107 |
| ZION | ZIONS BANCORPORATION | 225,000 | $6,978 | 0.8% | — | — | Put | 989701107 |
| — | CONNECTONE BANCORP INC NEW | 383,890 | $6,933 | 0.8% | $16.35 | — | COM | 20786w107 |
| WFC | WELLS FARGO & CO NEW | 150,000 | $6,642 | 0.8% | — | — | Put | 949746101 |
| MS | MORGAN STANLEY | 204,200 | $6,547 | 0.7% | $25.99 | -12.1% | COM NEW | 617446448 |
| — | FIRST BANCSHARES INC MS | 331,945 | $6,340 | 0.7% | $17.49 | — | COM | 318916103 |
| — | SOUTHERN NATL BANCORP OF VA | 470,993 | $6,146 | 0.7% | $11.01 | — | COM | 843395104 |
| — | BANKUNITED INC | 200,000 | $6,040 | 0.7% | $30.72 | — | COM | 06652k103 |
| — | E TRADE FINANCIAL CORP | 200,000 | $5,824 | 0.7% | $26.75 | — | COM NEW | 269246401 |
| — | SELECT SECTOR SPDR TR | 300,000 | $5,790 | 0.7% | — | — | Call | 81369y605 |
| — | DISCOVER FINL SVCS | 100,000 | $5,655 | 0.6% | $52.94 | — | COM | 254709108 |
| — | XL GROUP LTD | 150,000 | $5,044 | 0.6% | — | — | Put | g98294104 |
| SHBI | SHORE BANCSHARES INC | 426,055 | $5,019 | 0.6% | $9.89 | +18.3% | COM | 825107105 |
| KBE | SPDR SERIES TRUST | 150,000 | $5,006 | 0.6% | — | — | Put | 78464A797 |
| HLI | HOULIHAN LOKEY INC | 189,895 | $4,757 | 0.5% | $17.75 | +11.6% | CL A | 441593100 |
| — | OLD LINE BANCSHARES INC | 229,211 | $4,522 | 0.5% | $18.00 | — | COM | 67984m100 |
| AIG | AMERICAN INTL GROUP INC | 75,000 | $4,450 | 0.5% | — | — | Put | 026874784 |
| — | ATLANTIC COAST FINL CORP | 697,029 | $4,412 | 0.5% | $4.38 | — | COM | 048426100 |
| — | XENITH BANKSHARES INC NEW | 1,890,463 | $4,367 | 0.5% | $2.31 | — | COM | 984102103 |
| — | PARAGON COML CORP | 113,942 | $4,134 | 0.5% | $35.79 | — | COM NEW | 69911U403 |
| CHCT | COMMUNITY HEALTHCARE TR INC | 178,956 | $3,923 | 0.4% | $21.14 | — | COM | 20369C106 |
| CAC | CAMDEN NATL CORP | 80,000 | $3,819 | 0.4% | $19.89 | +8.8% | COM | 133034108 |
| FHN | FIRST HORIZON NATL CORP | 250,000 | $3,807 | 0.4% | $10.68 | +0.6% | COM | 320517105 |
| — | ASB BANCORP INC N C | 139,779 | $3,669 | 0.4% | $20.59 | — | COM | 00213T109 |
| — | LAZARD LTD | 100,000 | $3,636 | 0.4% | $29.78 | — | SHS A | g54050102 |
| FCCO | FIRST CMNTY CORP S C | 222,941 | $3,511 | 0.4% | $8.15 | +44.6% | COM | 319835104 |
| HRB | BLOCK H & R INC | 150,000 | $3,472 | 0.4% | — | — | Put | 093671105 |
| — | M & T BK CORP | 80,000 | $3,384 | 0.4% | $37.91 | — | *W EXP 12/23/201 | 55261F112 |
| — | LIVE OAK BANCSHARES INC | 230,460 | $3,323 | 0.4% | $14.11 | — | COM | 53803x105 |
| HIG | HARTFORD FINL SVCS GROUP INC | 75,000 | $3,211 | 0.4% | — | — | Put | 416515104 |
| FBNC | FIRST BANCORP N C | 159,250 | $3,152 | 0.4% | $14.89 | +6.7% | COM | 318910106 |
| — | WASHINGTONFIRST BANKSHARES I | 116,045 | $2,856 | 0.3% | $22.53 | — | COM | 940730104 |
| — | VERITEX HLDGS INC | 164,110 | $2,854 | 0.3% | $16.02 | — | COM | 923451108 |
| — | PINNACLE FINL PARTNERS INC | 50,000 | $2,704 | 0.3% | $54.08 | — | COM | 72346Q104 |
| BEN | FRANKLIN RES INC | 75,000 | $2,668 | 0.3% | — | — | Put | 354613101 |
| STT | STATE STR CORP | 37,500 | $2,611 | 0.3% | — | — | Put | 857477103 |
| — | FIRST CONN BANCORP INC MD | 145,411 | $2,587 | 0.3% | $17.32 | — | COM | 319850103 |
| NDAQ | NASDAQ INC | 37,500 | $2,533 | 0.3% | — | — | Put | 631103108 |
| — | BANK OF THE OZARKS INC | 65,500 | $2,515 | 0.3% | $38.40 | — | COM | 063904106 |
| — | PRICE T ROWE GROUP INC | 37,500 | $2,494 | 0.3% | — | — | Put | 74144t108 |
| — | CAROLINA FINL CORP NEW | 102,995 | $2,301 | 0.3% | $17.97 | — | COM | 143873107 |
| FHI | FEDERATED INVS INC PA | 75,000 | $2,222 | 0.3% | — | — | Put | 314211103 |
| VOYA | VOYA FINL INC | 75,000 | $2,161 | 0.2% | $35.47 | -30.9% | COM | 929089100 |
| OSBC | OLD SECOND BANCORP INC ILL | 258,288 | $2,146 | 0.2% | $6.59 | +6.4% | COM | 680277100 |
| — | SELECT BANCORP INC NEW | 262,009 | $2,096 | 0.2% | $7.57 | — | COM | 81617L108 |
| FITB | FIFTH THIRD BANCORP | 100,000 | $2,046 | 0.2% | $13.36 | +3.6% | COM | 316773100 |
| — | REGIONS FINL CORP NEW | 200,000 | $1,974 | 0.2% | $9.60 | — | COM | 7591ep100 |
| — | MANNING & NAPIER INC | 245,477 | $1,740 | 0.2% | $9.50 | — | CL A | 56382q102 |
| — | PERFORMANT FINL CORP | 583,418 | $1,721 | 0.2% | $3.37 | — | COM | 71377E105 |
| — | GUARANTY BANCORP DEL | 95,800 | $1,710 | 0.2% | $16.70 | — | COM NEW | 40075t607 |
| — | KEARNY FINL CORP MD | 113,212 | $1,541 | 0.2% | $13.61 | — | COM | 48716p108 |
| — | COBIZ FINANCIAL INC | 100,000 | $1,331 | 0.2% | $9.41 | — | COM | 190897108 |
| FMNB | FARMERS NATL BANC CORP | 109,785 | $1,183 | 0.1% | $6.98 | 0.0% | COM | 309627107 |
| — | EVANS BANCORP INC | 43,004 | $1,176 | 0.1% | $24.44 | — | COM NEW | 29911Q208 |
| UNTY | UNITY BANCORP INC | 90,501 | $1,160 | 0.1% | $9.48 | +6.6% | COM | 913290102 |
| UVSP | UNIVEST CORP PA | 45,000 | $1,051 | 0.1% | $20.22 | +10.3% | COM | 915271100 |
| — | SUN BANCORP INC | 42,338 | $976 | 0.1% | $20.67 | — | COM NEW | 86663b201 |
| — | CAI INTERNATIONAL INC | 113,350 | $937 | 0.1% | $7.50 | — | COM | 12477x106 |
| — | BSB BANCORP INC MD | 20,717 | $485 | 0.1% | $22.26 | — | COM | 05573H108 |
| — | FSB BANCORP INC | 16,580 | $207 | 0.0% | $12.48 | — | COM | 30289C102 |