Thomas J. Herzfeld Advisors, Inc. Diversified Active

CIK: 0001509510 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 11, 2016

Total Value ($000): $188,628 (100.0% shares, 0.0% debt)

Holdings (307)

Boulder Growth and Income Fund, Inc. 6.8%
Value ($000) $12,792 Shares 1,573,471 Est. Cost $8.45 Unrealized
Tekla Healthcare Opportunities Fund 4.6%
Value ($000) $8,600 Shares 517,113 Est. Cost $19.78 Unrealized
BlackRock Science and Technology Trust 4.2%
Value ($000) $7,984 Shares 483,899 Est. Cost $17.50 Unrealized
NXDT NexPoint Credit Strategies Fund 3.9%
Value ($000) $7,415 Shares 347,936 Est. Cost $14.68 Unrealized
Tekla World Healthcare Fund 3.1%
Value ($000) $5,796 Shares 411,085 Est. Cost $15.20 Unrealized
Adams Diversified Equity Fund, Inc. 2.9%
Value ($000) $5,432 Shares 428,736 Est. Cost $12.44 Unrealized
Alpine Total Dynamic Dividend Fund 2.6%
Value ($000) $4,925 Shares 678,376 Est. Cost $8.30 Unrealized
Tri-Continental Corp. 2.5%
Value ($000) $4,645 Shares 226,166 Est. Cost $18.48 Unrealized
Liberty All-Star Equity Fund 2.4%
Value ($000) $4,616 Shares 919,608 Est. Cost $5.44 Unrealized
PIMCO Dynamic Credit Income Fund 2.2%
Value ($000) $4,228 Shares 221,000 Est. Cost $21.51 Unrealized
Tortoise Pipeline & Energy Fund 1.9%
Value ($000) $3,560 Shares 191,296 Est. Cost $23.90 Unrealized
General American Investors Company, Inc. 1.9%
Value ($000) $3,521 Shares 114,241 Est. Cost $32.97 Unrealized
First Trust Energy Infrastructure Fund 1.9%
Value ($000) $3,515 Shares 201,420 Est. Cost $15.57 Unrealized
Adams Natural Resources Fund, Inc. 1.7%
Value ($000) $3,119 Shares 155,107 Est. Cost $22.31 Unrealized
MTZ MasTec, Inc. 1.6%
Value ($000) $3,012 Shares 134,927 Est. Cost $27.80 Unrealized -20.2%
Gabelli Healthcare & Wellness (Rx) Trust 1.6%
Value ($000) $2,987 Shares 279,963 Est. Cost $10.25 Unrealized
RMR Real Estate Income Fund 1.5%
Value ($000) $2,883 Shares 134,665 Est. Cost $19.47 Unrealized
Alpine Global Dynamic Dividend Fund 1.5%
Value ($000) $2,878 Shares 340,183 Est. Cost $9.89 Unrealized
CPA Copa Holdings SA 1.4%
Value ($000) $2,642 Shares 50,550 Est. Cost $81.78 Unrealized -46.3%
The Herzfeld Caribbean Basin Fund, Inc. 1.4%
Value ($000) $2,585 Shares 423,002 Est. Cost $8.64 Unrealized
MINT PIMCO Enhanced Short Maturity Active ETF 1.4%
Value ($000) $2,553 Shares 25,230 Est. Cost $100.91 Unrealized
Salient Midstream & MLP Fund 1.4%
Value ($000) $2,548 Shares 227,074 Est. Cost $20.80 Unrealized
Morgan Stanley China A Share Fund 1.3%
Value ($000) $2,509 Shares 140,464 Est. Cost $23.15 Unrealized
RCL Royal Caribbean Cruises Ltd. 1.3%
Value ($000) $2,479 Shares 36,913 Est. Cost $41.00 Unrealized +67.4%
Nuveen Credit Strategies Income Fund 1.2%
Value ($000) $2,284 Shares 282,695 Est. Cost $8.98 Unrealized
LEN Lennar Corp. 1.2%
Value ($000) $2,282 Shares 49,500 Est. Cost $35.37 Unrealized +12.7%
XJEQX Aberdeen Japan Equity Fund, Inc. 1.2%
Value ($000) $2,278 Shares 297,059 Est. Cost $6.72 Unrealized
Cohen & Steers Infrastructure Fund, Inc. 1.2%
Value ($000) $2,205 Shares 102,924 Est. Cost $19.80 Unrealized
Gabelli Dividend & Income Trust 1.2%
Value ($000) $2,172 Shares 113,554 Est. Cost $20.10 Unrealized
XFDEX First Trust Dynamic Europe Equity Income Fund 1.0%
Value ($000) $1,859 Shares 116,341 Est. Cost $16.74 Unrealized
Royce Value Trust Inc. 0.9%
Value ($000) $1,782 Shares 151,428 Est. Cost $14.91 Unrealized
Central Securities Corp. 0.9%
Value ($000) $1,780 Shares 90,607 Est. Cost $20.57 Unrealized
NCLH Norwegian Cruise Line Holdings Ltd. 0.9%
Value ($000) $1,771 Shares 44,443 Est. Cost $35.29 Unrealized +35.0%
Cohen & Steers Closed-End Opportunity Fund, Inc. 0.9%
Value ($000) $1,712 Shares 148,218 Est. Cost $10.94 Unrealized
CWCO Consolidated Water Co. Ltd. 0.9%
Value ($000) $1,692 Shares 129,538 Est. Cost $8.64 Unrealized +24.2%
SEB Seaboard Corp. 0.9%
Value ($000) $1,665 Shares 580 Est. Cost $2669.93 Unrealized +7.6%
Royal Dutch Shell PLC 0.9%
Value ($000) $1,623 Shares 787 Est. Cost $1573.18 Unrealized
CCL Carnival Corp. 0.8%
Value ($000) $1,520 Shares 34,400 Est. Cost $30.99 Unrealized +39.4%
New Germany Fund, Inc. 0.8%
Value ($000) $1,490 Shares 112,178 Est. Cost $16.82 Unrealized
WSO Watsco Inc. 0.8%
Value ($000) $1,421 Shares 10,100 Est. Cost $84.60 Unrealized +58.6%
Diversified Real Asset Income Fund 0.7%
Value ($000) $1,361 Shares 82,241 Est. Cost $17.71 Unrealized
Japan Smaller Capitalization Fund Inc. 0.7%
Value ($000) $1,246 Shares 127,420 Est. Cost $8.94 Unrealized
Special Opportunities Fund, Inc. 0.7%
Value ($000) $1,231 Shares 89,547 Est. Cost $13.20 Unrealized
CX Cemex, S.A.B. de C.V. 0.7%
Value ($000) $1,230 Shares 199,298 Est. Cost $9.28 Unrealized
NEE NextEra Energy, Inc. 0.6%
Value ($000) $1,218 Shares 9,337 Est. Cost $19.51 Unrealized +20.4%
Avianca Holdings S.A. 0.6%
Value ($000) $1,185 Shares 192,368 Est. Cost $8.71 Unrealized
Spirit Airlines, Inc. 0.6%
Value ($000) $1,167 Shares 26,000 Est. Cost $64.00 Unrealized
Zweig Total Return Fund Inc. 0.6%
Value ($000) $1,112 Shares 92,464 Est. Cost $12.92 Unrealized
FMX Fomento Economico Mexicano, S.A.B. de C.V. 0.6%
Value ($000) $1,110 Shares 12,000 Est. Cost $99.61 Unrealized
Tortoise Energy Independence Fund, Inc. 0.5%
Value ($000) $1,012 Shares 67,845 Est. Cost $11.32 Unrealized
The Korea Fund, Inc. 0.5%
Value ($000) $990 Shares 30,635 Est. Cost $34.59 Unrealized
Guggenheim Enhanced Equity Strategy Fund 0.5%
Value ($000) $975 Shares 63,288 Est. Cost $16.70 Unrealized
Tortoise MLP Fund, Inc. 0.5%
Value ($000) $973 Shares 52,728 Est. Cost $20.91 Unrealized
ATNI ATN International Inc. 0.5%
Value ($000) $933 Shares 11,988 Est. Cost $59.26 Unrealized 0.0%
BPOP Popular, Inc. 0.5%
Value ($000) $850 Shares 29,000 Est. Cost $24.15 Unrealized -6.5%
AllianzGI NFJ Dividend, Interest & Premium Strategy Fund 0.4%
Value ($000) $774 Shares 62,767 Est. Cost $12.38 Unrealized
VAC Marriott Vacations Worldwide Corp. 0.4%
Value ($000) $746 Shares 10,890 Est. Cost $65.63 Unrealized -4.6%
TV Grupo Televisa, S.A.B. 0.4%
Value ($000) $740 Shares 28,400 Est. Cost $25.22 Unrealized
Apollo Tactical Income Fund Inc 0.4%
Value ($000) $732 Shares 50,759 Est. Cost $16.55 Unrealized
KOF Coca Cola Femsa S.A.B. de C.V. 0.4%
Value ($000) $730 Shares 8,799 Est. Cost $138.37 Unrealized
Clough Global Opportunities Fund 0.4%
Value ($000) $723 Shares 77,490 Est. Cost $12.38 Unrealized
Tortoise Power and Energy Infrastructure Fund, Inc. 0.4%
Value ($000) $717 Shares 36,662 Est. Cost $17.20 Unrealized
Guggenheim Enhanced Equity Income Fund 0.4%
Value ($000) $699 Shares 93,259 Est. Cost $7.26 Unrealized
Gabelli Multimedia Trust Inc. 0.4%
Value ($000) $697 Shares 98,873 Est. Cost $9.28 Unrealized
Bancolombia S.A. 0.4%
Value ($000) $691 Shares 19,780 Est. Cost $55.58 Unrealized
First Trust High Income Long/Short Fund 0.4%
Value ($000) $665 Shares 44,825 Est. Cost $17.25 Unrealized
Nuveen Multi-Market Income Fund, Inc. 0.3%
Value ($000) $624 Shares 83,395 Est. Cost $7.49 Unrealized
Liberty All-Star Growth Fund, Inc. 0.3%
Value ($000) $578 Shares 141,244 Est. Cost $5.03 Unrealized
MLM Martin Marietta Materials Inc. 0.3%
Value ($000) $576 Shares 3,000 Est. Cost $99.70 Unrealized +66.8%
America Movil S.A.B. de C.V. 0.3%
Value ($000) $548 Shares 44,690 Est. Cost $21.75 Unrealized
EWW iShares MSCI Mexico Capped 0.3%
Value ($000) $544 Shares 10,800 Est. Cost $54.66 Unrealized
Taiwan Fund, Inc. 0.3%
Value ($000) $534 Shares 35,021 Est. Cost $17.61 Unrealized
Bancroft Fund Ltd. 0.3%
Value ($000) $512 Shares 27,367 Est. Cost $17.68 Unrealized
Macquarie Global Infrastructure Total Return Fund Inc. 0.3%
Value ($000) $507 Shares 23,679 Est. Cost $21.01 Unrealized
NSC Norfolk Southern Corp. 0.3%
Value ($000) $489 Shares 5,750 Est. Cost $58.90 Unrealized +18.4%
VMC Vulcan Materials Company 0.3%
Value ($000) $481 Shares 4,000 Est. Cost $46.69 Unrealized +123.2%
Tahoe Resources Inc. 0.3%
Value ($000) $478 Shares 31,900 Est. Cost $13.64 Unrealized
Advent/Claymore Enhanced Growth & Income Fund 0.2%
Value ($000) $453 Shares 55,364 Est. Cost $9.05 Unrealized
Alliance California Municipal Income Fund, Inc. 0.2%
Value ($000) $449 Shares 29,045 Est. Cost $13.82 Unrealized
Nuveen Dividend Advantage Municipal Income Fund 0.2%
Value ($000) $438 Shares 26,933 Est. Cost $14.45 Unrealized
LMP Capital and Income Fund, Inc. 0.2%
Value ($000) $424 Shares 32,312 Est. Cost $16.00 Unrealized
LIVN LivaNova PLC 0.2%
Value ($000) $418 Shares 8,330 Est. Cost $60.69 Unrealized -16.7%
AllianceBernstein National Municipal Income Fund 0.2%
Value ($000) $398 Shares 26,355 Est. Cost $13.69 Unrealized
Delaware Enhanced Global Dividend & Income Fund 0.2%
Value ($000) $376 Shares 39,050 Est. Cost $11.61 Unrealized
EVTC Evertec Inc. 0.2%
Value ($000) $367 Shares 23,643 Est. Cost $20.34 Unrealized -34.2%
FCX Freeport McMoran Copper & Gold 0.2%
Value ($000) $356 Shares 32,000 Est. Cost $23.60 Unrealized -57.4%
Nuveen Dividend Advantage Municipal Fund 3 0.2%
Value ($000) $354 Shares 22,228 Est. Cost $15.16 Unrealized
Sprott Focus Trust, Inc. 0.2%
Value ($000) $332 Shares 51,697 Est. Cost $7.18 Unrealized
Nuveen Global High Income Fund 0.2%
Value ($000) $329 Shares 22,895 Est. Cost $17.24 Unrealized
Eaton Vance Tax-Managed Global Diversified Equity Income Fund 0.2%
Value ($000) $304 Shares 35,485 Est. Cost $8.85 Unrealized
BNS The Bank of Nova Scotia 0.2%
Value ($000) $294 Shares 6,000 Est. Cost $29.69 Unrealized +3.1%
Templeton Dragon Fund, Inc. 0.1%
Value ($000) $279 Shares 16,095 Est. Cost $20.59 Unrealized
BlackRock Multi-Sector Income Trust 0.1%
Value ($000) $277 Shares 16,761 Est. Cost $16.44 Unrealized
FDP Fresh Del Monte Produce Inc. 0.1%
Value ($000) $272 Shares 5,000 Est. Cost $21.57 Unrealized +88.0%
WU The Western Union Company 0.1%
Value ($000) $269 Shares 14,000 Est. Cost $17.44 Unrealized
ClearBridge Energy MLP Total Return Fund Inc. 0.1%
Value ($000) $261 Shares 20,392 Est. Cost $13.76 Unrealized
BlackRock Credit Allocation Income Trust 0.1%
Value ($000) $254 Shares 19,474 Est. Cost $12.96 Unrealized
Mexico Equity and Income Fund, Inc. 0.1%
Value ($000) $245 Shares 22,466 Est. Cost $13.86 Unrealized
XMUIX BlackRock Muni Intermediate Duration Fund, Inc. 0.1%
Value ($000) $244 Shares 16,000 Est. Cost $15.25 Unrealized
Tortoise Energy Infrastructure 0.1%
Value ($000) $239 Shares 7,780 Est. Cost $28.31 Unrealized
Aberdeen Singapore Fund, Inc. 0.1%
Value ($000) $228 Shares 25,217 Est. Cost $12.71 Unrealized
Nuveen S&P 500 Dynamic Overwrite Fund 0.1%
Value ($000) $228 Shares 16,878 Est. Cost $13.59 Unrealized
MFS Investment Grade Municipal Trust 0.1%
Value ($000) $221 Shares 20,921 Est. Cost $10.27 Unrealized
Brookfield Global Listed Infrastructure Income Fund 0.1%
Value ($000) $220 Shares 16,701 Est. Cost $16.41 Unrealized
Cushing Renaissance Fund 0.1%
Value ($000) $215 Shares 13,705 Est. Cost $25.32 Unrealized
ADM Archer Daniels Midland Company 0.1%
Value ($000) $214 Shares 5,000 Est. Cost $33.53 Unrealized -10.6%
Putnam Premier Income Trust 0.1%
Value ($000) $213 Shares 45,242 Est. Cost $5.36 Unrealized
Era Group Inc. 0.1%
Value ($000) $202 Shares 21,515 Est. Cost $21.75 Unrealized
Morgan Stanley Emerging Market Debt Fund, Inc. 0.1%
Value ($000) $184 Shares 19,899 Est. Cost $10.17 Unrealized
PIMCO Income Strategy Fund 0.1%
Value ($000) $180 Shares 17,520 Est. Cost $9.94 Unrealized
Blackstone/GSO Strategic Credit Fund 0.1%
Value ($000) $177 Shares 12,281 Est. Cost $16.64 Unrealized
MMM 3M Company 0.1%
Value ($000) $170 Shares 968 Est. Cost $99.67 Unrealized +2.8%
IHI iShares US Medical Devices 0.1%
Value ($000) $169 Shares 1,250 Est. Cost $122.34 Unrealized
Nuveen Select Quality Municipal Fund, Inc. 0.1%
Value ($000) $169 Shares 10,890 Est. Cost $13.59 Unrealized
GILD Gilead Sciences Inc. 0.1%
Value ($000) $167 Shares 2,000 Est. Cost $72.12 Unrealized -13.0%
Thai Fund, Inc. 0.1%
Value ($000) $166 Shares 21,036 Est. Cost $18.23 Unrealized
Morgan Stanley Asia Pacific Fund 0.1%
Value ($000) $164 Shares 11,901 Est. Cost $15.72 Unrealized
Pacholder High Yield Fund, Inc. 0.1%
Value ($000) $156 Shares 22,075 Est. Cost $7.36 Unrealized
MRK Merck & Co. Inc. 0.1%
Value ($000) $155 Shares 2,686 Est. Cost $38.07 Unrealized +3.7%
MFS High Income Municipal Trust 0.1%
Value ($000) $149 Shares 27,088 Est. Cost $4.86 Unrealized
Nuveen Connecticut Premium Income Municipal Fund 0.1%
Value ($000) $145 Shares 10,400 Est. Cost $13.54 Unrealized
Zweig Fund, Inc. 0.1%
Value ($000) $141 Shares 11,215 Est. Cost $12.81 Unrealized
Nuveen Flexible Investment Income Fund 0.1%
Value ($000) $140 Shares 8,881 Est. Cost $16.81 Unrealized
Inovio Pharmaceuticals, Inc. 0.1%
Value ($000) $139 Shares 15,000 Est. Cost $8.13 Unrealized
Cushing MLP Total Return Fund 0.1%
Value ($000) $134 Shares 10,899 Est. Cost $11.77 Unrealized
Morgan Stanley India Investment Fund 0.1%
Value ($000) $132 Shares 4,967 Est. Cost $15.45 Unrealized
Nuveen Municipal Market Opportunity Fund, Inc. 0.1%
Value ($000) $131 Shares 8,685 Est. Cost $14.21 Unrealized
MCD McDonald's Corp. 0.1%
Value ($000) $128 Shares 1,066 Est. Cost $97.32 Unrealized +1.9%
The Mexico Fund, Inc. 0.1%
Value ($000) $128 Shares 7,633 Est. Cost $18.19 Unrealized
HD The Home Depot, Inc. 0.1%
Value ($000) $124 Shares 968 Est. Cost $103.07 Unrealized +1.8%
Nuveen Select Tax-Free Income Portfolio 3 0.1%
Value ($000) $123 Shares 7,772 Est. Cost $14.75 Unrealized
Eaton Vance Risk-Managed Diversified Equity Income Fund 0.1%
Value ($000) $122 Shares 12,500 Est. Cost $10.80 Unrealized
JNJ Johnson & Johnson 0.1%
Value ($000) $122 Shares 1,002 Est. Cost $84.47 Unrealized +3.1%
BlackRock Resources & Commodities Strategy Trust 0.1%
Value ($000) $121 Shares 15,756 Est. Cost $11.52 Unrealized
TCW Strategic Income Fund, Inc. 0.1%
Value ($000) $120 Shares 22,000 Est. Cost $5.40 Unrealized
BlackRock Municipal Target Term Trust 0.1%
Value ($000) $117 Shares 4,848 Est. Cost $21.57 Unrealized
PIMCO Income Strategy Fund II 0.1%
Value ($000) $116 Shares 12,573 Est. Cost $9.13 Unrealized
Royce Global Value Trust, Inc. 0.1%
Value ($000) $116 Shares 15,310 Est. Cost $8.91 Unrealized
Seacor Holdings, Inc. 0.1%
Value ($000) $116 Shares 2,000 Est. Cost $83.00 Unrealized
Dreyfus Municipal Bond Infrastructure Fund, Inc. 0.1%
Value ($000) $114 Shares 8,017 Est. Cost $12.40 Unrealized
European Equity Fund, Inc. 0.1%
Value ($000) $112 Shares 14,448 Est. Cost $7.23 Unrealized
Cohen & Steers MLP Income and Energy Opportunity Fund 0.1%
Value ($000) $112 Shares 10,951 Est. Cost $14.00 Unrealized
IBB iShares Nasdaq Biotechnology 0.1%
Value ($000) $112 Shares 436 Est. Cost $260.52 Unrealized
Eaton Vance Municipal Income 2028 Term Trust 0.1%
Value ($000) $110 Shares 5,186 Est. Cost $19.67 Unrealized
United Technologies Corporation 0.1%
Value ($000) $110 Shares 1,071 Est. Cost $101.65 Unrealized
New Ireland Fund, Inc. 0.1%
Value ($000) $110 Shares 9,269 Est. Cost $11.20 Unrealized
Nuveen Tax-Advantaged Dividend Growth Fund 0.1%
Value ($000) $110 Shares 7,665 Est. Cost $13.94 Unrealized
EQS Equus Total Return, Inc. 0.1%
Value ($000) $109 Shares 61,135 Est. Cost $2.08 Unrealized -18.0%
Teekay LNG Partners LP 0.1%
Value ($000) $108 Shares 9,589 Est. Cost $43.61 Unrealized
AMGN Amgen Inc. 0.1%
Value ($000) $107 Shares 700 Est. Cost $115.39 Unrealized +1.1%
IBM International Business Machines Corporation 0.1%
Value ($000) $105 Shares 692 Est. Cost $95.13 Unrealized 0.0%
Calamos Global Dynamic Income Fund 0.1%
Value ($000) $104 Shares 14,800 Est. Cost $7.16 Unrealized
XOM Exxon Mobil Corporation 0.1%
Value ($000) $104 Shares 1,106 Est. Cost $55.64 Unrealized +4.0%
DIS The Walt Disney Company 0.1%
Value ($000) $103 Shares 1,052 Est. Cost $92.18 Unrealized 0.0%
GS The Goldman Sachs Group, Inc. 0.1%
Value ($000) $102 Shares 689 Est. Cost $127.90 Unrealized 0.0%
JPMorgan China Region Fund, Inc. 0.1%
Value ($000) $100 Shares 6,567 Est. Cost $15.16 Unrealized
Deutsche Multi-Market Income Trust 0.1%
Value ($000) $99 Shares 12,133 Est. Cost $8.57 Unrealized
Aberdeen Indonesia Fund, Inc. 0.1%
Value ($000) $98 Shares 15,937 Est. Cost $11.62 Unrealized
UNH UnitedHealth Group Incorporated 0.1%
Value ($000) $97 Shares 689 Est. Cost $114.17 Unrealized 0.0%
PG The Procter & Gamble Company 0.1%
Value ($000) $95 Shares 1,119 Est. Cost $62.68 Unrealized +1.0%
PSMT PriceSmart Inc. 0.0%
Value ($000) $94 Shares 1,000 Est. Cost $74.69 Unrealized +3.1%
WMT Wal-Mart Stores Inc. 0.0%
Value ($000) $92 Shares 1,261 Est. Cost $18.97 Unrealized +2.9%
JPM JPMorgan Chase & Co. 0.0%
Value ($000) $90 Shares 1,445 Est. Cost $46.51 Unrealized +3.9%
ClearBridge American Energy MLP Fund Inc. 0.0%
Value ($000) $90 Shares 10,362 Est. Cost $8.16 Unrealized
BA The Boeing Company 0.0%
Value ($000) $90 Shares 691 Est. Cost $118.53 Unrealized 0.0%
Nuveen New Jersey Dividend Advantage Municipal Fund 0.0%
Value ($000) $88 Shares 5,702 Est. Cost $14.21 Unrealized
Avenue Income Credit Strategies Fund 0.0%
Value ($000) $83 Shares 6,962 Est. Cost $17.38 Unrealized
TRV The Travelers Company, Inc. 0.0%
Value ($000) $82 Shares 689 Est. Cost $91.51 Unrealized 0.0%
ClearBridge Energy MLP Opportunity Fund Inc. 0.0%
Value ($000) $82 Shares 6,306 Est. Cost $14.43 Unrealized
E.I. du Pont de Nemours and Company 0.0%
Value ($000) $81 Shares 1,245 Est. Cost $65.06 Unrealized
Nuveen New York AMT-Free Municipal Income Fund 0.0%
Value ($000) $81 Shares 5,700 Est. Cost $13.51 Unrealized
Celgene Corporation 0.0%
Value ($000) $79 Shares 800 Est. Cost $108.75 Unrealized
VZ Verizon Communications Inc. 0.0%
Value ($000) $79 Shares 1,412 Est. Cost $30.73 Unrealized +2.4%
General Electric Company 0.0%
Value ($000) $74 Shares 2,359 Est. Cost $31.59 Unrealized
CVX Chevron Corporation 0.0%
Value ($000) $73 Shares 693 Est. Cost $66.76 Unrealized 0.0%
Invesco Municipal Trust 0.0%
Value ($000) $71 Shares 5,000 Est. Cost $13.40 Unrealized
PFE Pfizer Inc. 0.0%
Value ($000) $70 Shares 1,979 Est. Cost $19.51 Unrealized +7.9%
KO The Coca-Cola Company 0.0%
Value ($000) $69 Shares 1,522 Est. Cost $32.51 Unrealized +2.5%
MSFT Microsoft Corporation 0.0%
Value ($000) $69 Shares 1,348 Est. Cost $46.03 Unrealized -0.1%
AAPL Apple Inc. 0.0%
Value ($000) $66 Shares 686 Est. Cost $22.62 Unrealized 0.0%
Nuveen Core Equity Alpha Fund 0.0%
Value ($000) $64 Shares 4,654 Est. Cost $15.65 Unrealized
Nuveen Diversified Dividend and Income Fund 0.0%
Value ($000) $63 Shares 5,406 Est. Cost $11.76 Unrealized
INTC Intel Corporation 0.0%
Value ($000) $62 Shares 1,882 Est. Cost $24.77 Unrealized +1.4%
Velocity Shares Daily Inverse VIX 0.0%
Value ($000) $62 Shares 2,500 Est. Cost $25.67 Unrealized
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 0.0%
Value ($000) $60 Shares 4,964 Est. Cost $17.89 Unrealized
GDL Fund 0.0%
Value ($000) $59 Shares 5,961 Est. Cost $11.40 Unrealized
AZN AstraZeneca PLC 0.0%
Value ($000) $56 Shares 1,870 Est. Cost $31.66 Unrealized
TEVA Teva Pharmaceutical Industries Limited 0.0%
Value ($000) $55 Shares 1,094 Est. Cost $58.33 Unrealized
SPG Simon Property Group Inc. 0.0%
Value ($000) $55 Shares 253 Est. Cost $115.91 Unrealized +7.1%
XBTAX BlackRock Long-Term Municipal Advantage Trust 0.0%
Value ($000) $54 Shares 4,206 Est. Cost $11.76 Unrealized
KHC The Kraft Heinz Company 0.0%
Value ($000) $54 Shares 608 Est. Cost $48.31 Unrealized +10.9%
VOD Vodafone Group PLC 0.0%
Value ($000) $53 Shares 1,704 Est. Cost $35.78 Unrealized
CAT Caterpillar Inc. 0.0%
Value ($000) $52 Shares 686 Est. Cost $59.82 Unrealized 0.0%
V Visa Inc. 0.0%
Value ($000) $51 Shares 687 Est. Cost $73.22 Unrealized 0.0%
XXCHNXX China Fund, Inc. 0.0%
Value ($000) $51 Shares 3,500 Est. Cost $20.00 Unrealized
Shire PLC 0.0%
Value ($000) $51 Shares 275 Est. Cost $211.41 Unrealized
ING ING Groep N.V. 0.0%
Value ($000) $51 Shares 4,900 Est. Cost $13.26 Unrealized
Legg Mason BW Global Income Opportunities Fund 0.0%
Value ($000) $50 Shares 3,864 Est. Cost $16.99 Unrealized
Asia Pacific Fund 0.0%
Value ($000) $50 Shares 5,150 Est. Cost $10.17 Unrealized
PM Philip Morris International, Inc. 0.0%
Value ($000) $49 Shares 482 Est. Cost $57.07 Unrealized +7.6%
ABT Abbott Laboratories 0.0%
Value ($000) $49 Shares 1,249 Est. Cost $33.07 Unrealized +0.9%
TIP iShares TIPS Bond 0.0%
Value ($000) $48 Shares 410 Est. Cost $112.00 Unrealized
LLY Eli Lilly and Company 0.0%
Value ($000) $47 Shares 600 Est. Cost $69.71 Unrealized -8.1%
DoubleLine Income Solutions Fund 0.0%
Value ($000) $46 Shares 2,500 Est. Cost $20.58 Unrealized
Brookfield Mortgage Opportunity Income Fund 0.0%
Value ($000) $45 Shares 3,001 Est. Cost $16.60 Unrealized
Tekla Healthcare Investors 0.0%
Value ($000) $45 Shares 1,939 Est. Cost $27.60 Unrealized
BAP Credicorp Ltd. 0.0%
Value ($000) $44 Shares 285 Est. Cost $107.81 Unrealized +3.9%
AXP American Express Company 0.0%
Value ($000) $42 Shares 686 Est. Cost $55.25 Unrealized 0.0%
MFS Charter Income Trust 0.0%
Value ($000) $42 Shares 5,000 Est. Cost $8.40 Unrealized
MET MetLife, Inc. 0.0%
Value ($000) $41 Shares 1,020 Est. Cost $26.74 Unrealized +5.3%
Neuberger Berman Real Estate Securities Income Fund 0.0%
Value ($000) $41 Shares 7,218 Est. Cost $4.83 Unrealized
Aberdeen Chile Fund Inc. 0.0%
Value ($000) $41 Shares 6,500 Est. Cost $6.97 Unrealized
Advent Claymore Convertible Securities & Income Fund II 0.0%
Value ($000) $41 Shares 7,516 Est. Cost $5.46 Unrealized
SK Telecom Co. Ltd. 0.0%
Value ($000) $41 Shares 1,978 Est. Cost $25.56 Unrealized
Morgan Stanley Income Securities Inc. 0.0%
Value ($000) $39 Shares 2,125 Est. Cost $16.98 Unrealized
NKE Nike, Inc. 0.0%
Value ($000) $38 Shares 686 Est. Cost $52.67 Unrealized -4.5%
AllianzGI Equity & Convertible Income Fund 0.0%
Value ($000) $37 Shares 2,000 Est. Cost $19.33 Unrealized
AEP American Electric Power Co., Inc. 0.0%
Value ($000) $37 Shares 528 Est. Cost $43.68 Unrealized +6.7%
TD The Toronto-Dominion Bank 0.0%
Value ($000) $37 Shares 862 Est. Cost $38.60 Unrealized +12.8%
Central Europe Russia and Turkey Fund 0.0%
Value ($000) $37 Shares 2,028 Est. Cost $29.83 Unrealized
First Trust Mortgage Income Fund 0.0%
Value ($000) $37 Shares 2,535 Est. Cost $15.88 Unrealized
Unilever NV 0.0%
Value ($000) $37 Shares 790 Est. Cost $43.04 Unrealized
Eaton Vance California Municipal Income Trust 0.0%
Value ($000) $37 Shares 2,608 Est. Cost $13.17 Unrealized
SBSAA Spanish Broadcasting System Inc. 0.0%
Value ($000) $36 Shares 10,030 Est. Cost $3.90 Unrealized -8.1%
TMO Thermo Fisher Scientific, Inc. 0.0%
Value ($000) $36 Shares 247 Est. Cost $130.26 Unrealized +10.2%
OXY Occidental Petroleum Corporation 0.0%
Value ($000) $36 Shares 470 Est. Cost $50.37 Unrealized +12.6%
Royce Micro-Cap Trust, Inc. 0.0%
Value ($000) $35 Shares 4,780 Est. Cost $9.31 Unrealized
China Petroleum & Chemical Corp. 0.0%
Value ($000) $35 Shares 489 Est. Cost $61.35 Unrealized
Eaton Vance Limited Duration Income Fund 0.0%
Value ($000) $35 Shares 2,600 Est. Cost $15.26 Unrealized
Clough Global Allocation Fund 0.0%
Value ($000) $35 Shares 3,000 Est. Cost $13.33 Unrealized
Aberdeen Israel Fund, Inc. 0.0%
Value ($000) $34 Shares 2,050 Est. Cost $14.55 Unrealized
USB U.S. Bancorp 0.0%
Value ($000) $34 Shares 831 Est. Cost $27.80 Unrealized +5.0%
D Dominion Resources, Inc. 0.0%
Value ($000) $34 Shares 435 Est. Cost $46.10 Unrealized +3.6%
BTI British America Tobacco PLC 0.0%
Value ($000) $34 Shares 266 Est. Cost $104.69 Unrealized
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund 0.0%
Value ($000) $33 Shares 3,000 Est. Cost $11.84 Unrealized
Karyopharm Therapeutics Inc. 0.0%
Value ($000) $33 Shares 4,868 Est. Cost $31.87 Unrealized
Turkish Investment Fund, Inc. 0.0%
Value ($000) $32 Shares 3,727 Est. Cost $15.87 Unrealized
HDB HDFC Bank Ltd. 0.0%
Value ($000) $32 Shares 487 Est. Cost $59.55 Unrealized
CB Chubb Limited 0.0%
Value ($000) $32 Shares 246 Est. Cost $96.06 Unrealized +7.8%
BIDU Baidu, Inc. 0.0%
Value ($000) $32 Shares 194 Est. Cost $202.81 Unrealized
National Grid PLC 0.0%
Value ($000) $32 Shares 428 Est. Cost $70.09 Unrealized
BMRN BioMarin Pharmaceutical Inc. 0.0%
Value ($000) $31 Shares 400 Est. Cost $133.58 Unrealized -36.4%
ASML ASML Holding NV 0.0%
Value ($000) $31 Shares 316 Est. Cost $96.66 Unrealized
Prudential Short Duration High Yield Fund, Inc. 0.0%
Value ($000) $30 Shares 1,891 Est. Cost $15.28 Unrealized
DEO Diageo PLC 0.0%
Value ($000) $30 Shares 268 Est. Cost $108.21 Unrealized
CVS CVS Health Corporation 0.0%
Value ($000) $30 Shares 313 Est. Cost $72.40 Unrealized +2.9%
FDX FedEx Corporation 0.0%
Value ($000) $30 Shares 200 Est. Cost $118.51 Unrealized +17.5%
LYB LyondellBasell Industries N.V. 0.0%
Value ($000) $29 Shares 386 Est. Cost $48.71 Unrealized -2.3%
SLB Schlumberger Limited 0.0%
Value ($000) $29 Shares 370 Est. Cost $53.13 Unrealized +9.6%
SONY Sony Corporation 0.0%
Value ($000) $29 Shares 991 Est. Cost $29.26 Unrealized
Invesco Quality Municipal Income Trust 0.0%
Value ($000) $28 Shares 2,000 Est. Cost $12.50 Unrealized
Nuveen Maryland Premium Income Municipal Fund 0.0%
Value ($000) $28 Shares 2,000 Est. Cost $12.50 Unrealized
CNQ Canadian Natural Resources Limited 0.0%
Value ($000) $28 Shares 894 Est. Cost $8.63 Unrealized +7.5%
Gabelli Global Utility & Income Trust 0.0%
Value ($000) $27 Shares 1,463 Est. Cost $19.70 Unrealized
ALLE Allegion PLC 0.0%
Value ($000) $27 Shares 386 Est. Cost $54.61 Unrealized +8.9%
SNY Sanofi 0.0%
Value ($000) $26 Shares 612 Est. Cost $42.48 Unrealized
Nasdaq Premium Income & Growth Fund 0.0%
Value ($000) $25 Shares 1,374 Est. Cost $17.36 Unrealized
Swiss Helvetia Fund Inc. 0.0%
Value ($000) $24 Shares 2,316 Est. Cost $13.10 Unrealized
GW Pharmaceuticals PLC 0.0%
Value ($000) $24 Shares 258 Est. Cost $83.48 Unrealized
Western Asset Worldwide Income Fund Inc. 0.0%
Value ($000) $24 Shares 2,196 Est. Cost $9.99 Unrealized
LYG Lloyds Banking Group PLC 0.0%
Value ($000) $24 Shares 7,926 Est. Cost $4.34 Unrealized
NXPI NXP Semiconductors NV 0.0%
Value ($000) $24 Shares 302 Est. Cost $80.11 Unrealized -4.9%
Sensata Technologies Holding NV 0.0%
Value ($000) $23 Shares 660 Est. Cost $51.75 Unrealized
Ares Dynamic Credit Allocation Fund, Inc. 0.0%
Value ($000) $22 Shares 1,596 Est. Cost $13.78 Unrealized
Eaton Vance Floating-Rate Income Plus Fund 0.0%
Value ($000) $22 Shares 1,471 Est. Cost $18.11 Unrealized
TRIP TripAdvisor Inc. 0.0%
Value ($000) $22 Shares 344 Est. Cost $65.72 Unrealized -12.3%
VIPS Vipshop Holdings Limited 0.0%
Value ($000) $22 Shares 1,926 Est. Cost $23.68 Unrealized
Deutsche Strategic Income Trust 0.0%
Value ($000) $21 Shares 1,850 Est. Cost $13.00 Unrealized
TSM Taiwan Semiconductor Manufacturing Company Limited 0.0%
Value ($000) $21 Shares 817 Est. Cost $21.29 Unrealized
Gabelli Equity Trust, Inc. 0.0%
Value ($000) $21 Shares 3,885 Est. Cost $6.50 Unrealized
IBN ICIC Bank Ltd. 0.0%
Value ($000) $21 Shares 2,943 Est. Cost $10.60 Unrealized
PUK Prudential PLC 0.0%
Value ($000) $21 Shares 605 Est. Cost $49.45 Unrealized
Brookfield High Income Fund Inc. 0.0%
Value ($000) $21 Shares 2,931 Est. Cost $7.16 Unrealized
TM Toyota Motor Corporation 0.0%
Value ($000) $20 Shares 199 Est. Cost $135.48 Unrealized
CSCO Cisco Systems, Inc. 0.0%
Value ($000) $20 Shares 686 Est. Cost $20.86 Unrealized 0.0%
Telefonica Brasil SA 0.0%
Value ($000) $20 Shares 1,489 Est. Cost $9.25 Unrealized
PHG Koninklijke Philips N.V. 0.0%
Value ($000) $19 Shares 754 Est. Cost $28.19 Unrealized
INCY Incyte Corporation 0.0%
Value ($000) $19 Shares 242 Est. Cost $50.13 Unrealized +54.8%
Putnam High Income Securities Fund 0.0%
Value ($000) $18 Shares 2,356 Est. Cost $7.92 Unrealized
BCS Barclays PLC 0.0%
Value ($000) $18 Shares 2,384 Est. Cost $14.86 Unrealized
Latin American Discovery Fund Inc. 0.0%
Value ($000) $18 Shares 2,000 Est. Cost $10.90 Unrealized
Delphi Automotive PLC 0.0%
Value ($000) $17 Shares 279 Est. Cost $84.75 Unrealized
CHKP Check Point Software Technologies Ltd. 0.0%
Value ($000) $16 Shares 202 Est. Cost $80.40 Unrealized +4.1%
John Hancock Tax-Advantaged Dividend Income Fund 0.0%
Value ($000) $16 Shares 655 Est. Cost $20.13 Unrealized
MVC Capital, Inc. 0.0%
Value ($000) $16 Shares 2,018 Est. Cost $12.66 Unrealized
Alexion Pharmaceuticals, Inc. 0.0%
Value ($000) $15 Shares 128 Est. Cost $176.75 Unrealized
Western Asset/Claymore Inflation-Linked Securities & Income Fund 0.0%
Value ($000) $15 Shares 1,317 Est. Cost $11.99 Unrealized
Fibria Celulose SA 0.0%
Value ($000) $15 Shares 2,263 Est. Cost $13.70 Unrealized
Cornerstone Strategic Value Fund Inc. 0.0%
Value ($000) $13 Shares 769 Est. Cost $15.70 Unrealized
Western Asset Emerging Markets Income Fund Inc. 0.0%
Value ($000) $13 Shares 1,200 Est. Cost $10.83 Unrealized
EL The Estee Lauder Companies Inc. 0.0%
Value ($000) $13 Shares 140 Est. Cost $74.56 Unrealized +10.7%
ULTRF Ultrapetrol (Bahamas) Ltd. 0.0%
Value ($000) $11 Shares 36,000 Est. Cost $2.88 Unrealized -89.7%
VGT Vanguard Information Technology ETF 0.0%
Value ($000) $11 Shares 100 Est. Cost $96.77 Unrealized
BlackRock Enhanced Equity Dividend Trust 0.0%
Value ($000) $10 Shares 1,277 Est. Cost $7.72 Unrealized
Morgan Stanley Emerging Markets Fund, Inc. 0.0%
Value ($000) $10 Shares 716 Est. Cost $14.13 Unrealized
XLV Health Care Select Sector SPDR ETF 0.0%
Value ($000) $8 Shares 111 Est. Cost $61.61 Unrealized
Gabelli Global Small and Mid-Cap Value Fund 0.0%
Value ($000) $7 Shares 700 Est. Cost $11.43 Unrealized
DXJ WisdomTree Japan Hedged Equity 0.0%
Value ($000) $6 Shares 143 Est. Cost $48.95 Unrealized
Cohen & Steers Global Income Builder, Inc. 0.0%
Value ($000) $6 Shares 635 Est. Cost $9.60 Unrealized
SKYY First Trust ISE Cloud Computing Index 0.0%
Value ($000) $6 Shares 209 Est. Cost $28.71 Unrealized
RENN Global Entrepreneurs Fund, Inc. 0.0%
Value ($000) $6 Shares 5,425 Est. Cost $1.51 Unrealized
BlackRock Limited Duration Income Trust 0.0%
Value ($000) $4 Shares 250 Est. Cost $16.00 Unrealized
XHNWX Pioneer Diversified High Income Trust 0.0%
Value ($000) $3 Shares 200 Est. Cost $20.00 Unrealized
Wells Fargo Advantage Multi-Sector Income Fund 0.0%
Value ($000) $3 Shares 234 Est. Cost $13.95 Unrealized
AmpliPhi Biosciences Corporation 0.0%
Value ($000) $2 Shares 1,000 Est. Cost $4.00 Unrealized
MannKind Corp. 0.0%
Value ($000) $1 Shares 1,000 Est. Cost $1.00 Unrealized
Tekla Life Sciences Investors 0.0%
Value ($000) $1 Shares 63 Est. Cost $16.64 Unrealized