Zuckerman Investment Group, LLC Diversified Active

CIK: 0001423296 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 13, 2013

Total Value ($000): $398,329 (100.0% shares, 0.0% debt)

Holdings (47)

PRSU Viad Corp. 9.2%

Value ($000) $36,602 Shares 1,467,004 Est. Cost $21.77 Unrealized -23.1%

CSWC Capital Southwest Corp. 8.9%

Value ($000) $35,633 Shares 1,041,598 Est. Cost $28.77 Unrealized -84.3%

— Aimia Inc. 5.9%

Value ($000) $23,659 Shares 1,362,843 Est. Cost $14.05 Unrealized —

— Advance Auto Parts Inc. 5.3%

Value ($000) $20,928 Shares 253,125 Est. Cost $72.96 Unrealized —

NWSA News Corp. 4.6%

Value ($000) $18,468 Shares 1,149,927 Est. Cost $14.03 Unrealized 0.0%

— CBS Corp. Cl B 4.4%

Value ($000) $17,495 Shares 317,170 Est. Cost $35.60 Unrealized —

FDX Fedex Corp. 4.3%

Value ($000) $17,246 Shares 151,133 Est. Cost $86.57 Unrealized +5.4%

MSFT Microsoft Corp. 4.1%

Value ($000) $16,349 Shares 491,261 Est. Cost $25.80 Unrealized +4.6%

NC Nacco Industries Inc. 4.1%

Value ($000) $16,340 Shares 294,831 Est. Cost $26.66 Unrealized -61.9%

— Legg Mason Inc. 3.6%

Value ($000) $14,451 Shares 432,138 Est. Cost $31.97 Unrealized —

MSI Motorola Solutions Inc. 3.4%

Value ($000) $13,655 Shares 229,964 Est. Cost $46.16 Unrealized +1.3%

— Symantec Corp. 3.4%

Value ($000) $13,441 Shares 543,076 Est. Cost $19.41 Unrealized —

ELFIF E-L Financial Corp. 3.4%

Value ($000) $13,418 Shares 21,905 Est. Cost $337.86 Unrealized -98.9%

— KKR & Co. L.P. 2.9%

Value ($000) $11,527 Shares 560,104 Est. Cost $11.44 Unrealized —

— National Oilwell Varco Inc. 2.8%

Value ($000) $11,203 Shares 143,423 Est. Cost $69.17 Unrealized —

— Jos A Bank Clothiers Inc. 2.6%

Value ($000) $10,521 Shares 239,669 Est. Cost $41.36 Unrealized —

— Harris Corporation 2.5%

Value ($000) $10,016 Shares 168,901 Est. Cost $44.07 Unrealized —

— PRGX Global Inc. 2.5%

Value ($000) $10,013 Shares 1,599,458 Est. Cost $6.10 Unrealized —

— A.H. Belo Corp. 2.4%

Value ($000) $9,549 Shares 1,216,420 Est. Cost $4.64 Unrealized —

— MSCI Inc. 2.2%

Value ($000) $8,800 Shares 218,585 Est. Cost $31.07 Unrealized —

ALG Alamo Group Inc. 2.2%

Value ($000) $8,727 Shares 178,426 Est. Cost $28.67 Unrealized +47.1%

WHG Westwood Holdings Group Inc. 2.2%

Value ($000) $8,610 Shares 179,192 Est. Cost $42.44 Unrealized +14.4%

MCD McDonalds Corp. 2.0%

Value ($000) $7,893 Shares 82,041 Est. Cost $77.07 Unrealized -8.5%

— Bed Bath & Beyond Inc. 1.9%

Value ($000) $7,598 Shares 98,212 Est. Cost $64.42 Unrealized —

— Speedway Motorsports Inc. 1.9%

Value ($000) $7,530 Shares 420,667 Est. Cost $15.16 Unrealized —

— Unilever Plc. 1.8%

Value ($000) $7,333 Shares 190,068 Est. Cost $33.78 Unrealized —

— Staples Inc. 1.7%

Value ($000) $6,636 Shares 452,957 Est. Cost $13.07 Unrealized —

— AbbVie Inc. 0.9%

Value ($000) $3,487 Shares 77,950 Est. Cost $40.87 Unrealized —

ABT Abbott Laboratories 0.7%

Value ($000) $2,599 Shares 78,312 Est. Cost $57.68 Unrealized -52.0%

— Barnes & Noble Inc. 0.3%

Value ($000) $1,126 Shares 87,048 Est. Cost $16.45 Unrealized —

— Hospira Inc. 0.2%

Value ($000) $862 Shares 21,987 Est. Cost $37.41 Unrealized —

BRK/B Berkshire Hathaway Class B 0.2%

Value ($000) $795 Shares 7,000 Est. Cost $83.30 Unrealized +38.5%

PFE Pfizer Inc. 0.2%

Value ($000) $617 Shares 21,479 Est. Cost $19.83 Unrealized -17.5%

BAX Baxter International Inc. 0.1%

Value ($000) $573 Shares 8,717 Est. Cost $53.80 Unrealized -42.3%

XOM Exxon Mobil Corp. 0.1%

Value ($000) $510 Shares 5,928 Est. Cost $84.76 Unrealized -36.1%

PG Procter & Gamble 0.1%

Value ($000) $496 Shares 6,565 Est. Cost $61.68 Unrealized -8.8%

JNJ Johnson & Johnson 0.1%

Value ($000) $483 Shares 5,569 Est. Cost $59.47 Unrealized +6.8%

MMM 3M Co. 0.1%

Value ($000) $478 Shares 4,001 Est. Cost $91.96 Unrealized -28.2%

— America Movil - ADR 0.1%

Value ($000) $357 Shares 18,000 Est. Cost $40.08 Unrealized —

BRK/A Berkshire Hathaway Inc. Cl A 0.1%

Value ($000) $341 Shares 2 Est. Cost $125500.00 Unrealized +37.9%

IBM Int'l Business Machines 0.1%

Value ($000) $338 Shares 1,823 Est. Cost $165.63 Unrealized -32.6%

— Petrochina Company Ltd. 0.1%

Value ($000) $330 Shares 3,000 Est. Cost $152.33 Unrealized —

KO Coca-Cola Co. 0.1%

Value ($000) $322 Shares 8,500 Est. Cost $48.78 Unrealized -45.1%

DIS Disney (Walt) Co. 0.1%

Value ($000) $275 Shares 4,265 Est. Cost $56.94 Unrealized 0.0%

PM Philip Morris Intl 0.1%

Value ($000) $274 Shares 3,167 Est. Cost $79.83 Unrealized -40.7%

— Sanofi-Aventis 0.1%

Value ($000) $214 Shares 105,973 Est. Cost $2.41 Unrealized —

SBUX Starbucks Corp. 0.1%

Value ($000) $211 Shares 2,744 Est. Cost $28.27 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PRSU	Viad Corp.	1,467,004	$36,602	9.2%	$21.77	-23.1%	COM	92552R406
CSWC	Capital Southwest Corp.	1,041,598	$35,633	8.9%	$28.77	-84.3%	COM	140501107
—	Aimia Inc.	1,362,843	$23,659	5.9%	$14.05	—	COM	00900q103
—	Advance Auto Parts Inc.	253,125	$20,928	5.3%	$72.96	—	COM	00751y106
NWSA	News Corp.	1,149,927	$18,468	4.6%	$14.03	0.0%	COM	65249B109
—	CBS Corp. Cl B	317,170	$17,495	4.4%	$35.60	—	COM	124857202
FDX	Fedex Corp.	151,133	$17,246	4.3%	$86.57	+5.4%	COM	31428X106
MSFT	Microsoft Corp.	491,261	$16,349	4.1%	$25.80	+4.6%	COM	594918104
NC	Nacco Industries Inc.	294,831	$16,340	4.1%	$26.66	-61.9%	COM	629579103
—	Legg Mason Inc.	432,138	$14,451	3.6%	$31.97	—	COM	524901105
MSI	Motorola Solutions Inc.	229,964	$13,655	3.4%	$46.16	+1.3%	COM	620076307
—	Symantec Corp.	543,076	$13,441	3.4%	$19.41	—	COM	871503108
ELFIF	E-L Financial Corp.	21,905	$13,418	3.4%	$337.86	-98.9%	COM	268575107
—	KKR & Co. L.P.	560,104	$11,527	2.9%	$11.44	—	COM	48248m102
—	National Oilwell Varco Inc.	143,423	$11,203	2.8%	$69.17	—	COM	637071101
—	Jos A Bank Clothiers Inc.	239,669	$10,521	2.6%	$41.36	—	COM	480838101
—	Harris Corporation	168,901	$10,016	2.5%	$44.07	—	COM	413875105
—	PRGX Global Inc.	1,599,458	$10,013	2.5%	$6.10	—	COM	69357c503
—	A.H. Belo Corp.	1,216,420	$9,549	2.4%	$4.64	—	COM	001282102
—	MSCI Inc.	218,585	$8,800	2.2%	$31.07	—	COM	55354g100
ALG	Alamo Group Inc.	178,426	$8,727	2.2%	$28.67	+47.1%	COM	011311107
WHG	Westwood Holdings Group Inc.	179,192	$8,610	2.2%	$42.44	+14.4%	COM	961765104
MCD	McDonalds Corp.	82,041	$7,893	2.0%	$77.07	-8.5%	COM	580135101
—	Bed Bath & Beyond Inc.	98,212	$7,598	1.9%	$64.42	—	COM	075896100
—	Speedway Motorsports Inc.	420,667	$7,530	1.9%	$15.16	—	COM	847788106
—	Unilever Plc.	190,068	$7,333	1.8%	$33.78	—	COM	904767704
—	Staples Inc.	452,957	$6,636	1.7%	$13.07	—	COM	855030102
—	AbbVie Inc.	77,950	$3,487	0.9%	$40.87	—	COM	00287y109
ABT	Abbott Laboratories	78,312	$2,599	0.7%	$57.68	-52.0%	COM	002824100
—	Barnes & Noble Inc.	87,048	$1,126	0.3%	$16.45	—	COM	067774109
—	Hospira Inc.	21,987	$862	0.2%	$37.41	—	COM	441060100
BRK/B	Berkshire Hathaway Class B	7,000	$795	0.2%	$83.30	+38.5%	COM	084670702
PFE	Pfizer Inc.	21,479	$617	0.2%	$19.83	-17.5%	COM	717081103
BAX	Baxter International Inc.	8,717	$573	0.1%	$53.80	-42.3%	COM	071813109
XOM	Exxon Mobil Corp.	5,928	$510	0.1%	$84.76	-36.1%	COM	30231G102
PG	Procter & Gamble	6,565	$496	0.1%	$61.68	-8.8%	COM	742718109
JNJ	Johnson & Johnson	5,569	$483	0.1%	$59.47	+6.8%	COM	478160104
MMM	3M Co.	4,001	$478	0.1%	$91.96	-28.2%	COM	88579Y101
—	America Movil - ADR	18,000	$357	0.1%	$40.08	—	COM	02364W105
BRK/A	Berkshire Hathaway Inc. Cl A	2	$341	0.1%	$125500.00	+37.9%	COM	084670108
IBM	Int'l Business Machines	1,823	$338	0.1%	$165.63	-32.6%	COM	459200101
—	Petrochina Company Ltd.	3,000	$330	0.1%	$152.33	—	COM	71646E100
KO	Coca-Cola Co.	8,500	$322	0.1%	$48.78	-45.1%	COM	191216100
DIS	Disney (Walt) Co.	4,265	$275	0.1%	$56.94	0.0%	COM	254687106
PM	Philip Morris Intl	3,167	$274	0.1%	$79.83	-40.7%	COM	718172109
—	Sanofi-Aventis	105,973	$214	0.1%	$2.41	—	RIGHT 12/31/2020	80105n113
SBUX	Starbucks Corp.	2,744	$211	0.1%	$28.27	0.0%	COM	855244109