Zuckerman Investment Group, LLC Diversified Active

CIK: 0001423296 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 14, 2014

Total Value ($000): $421,653 (100.0% shares, 0.0% debt)

Holdings (44)

CSWC Capital Southwest Corp. 9.4%

Value ($000) $39,575 Shares 1,139,834 Est. Cost $26.67 Unrealized -83.3%

— Advance Auto Parts Inc. 7.9%

Value ($000) $33,179 Shares 262,287 Est. Cost $74.01 Unrealized —

— National Oilwell Varco Inc. 5.8%

Value ($000) $24,281 Shares 311,815 Est. Cost $74.15 Unrealized —

— Aimia Inc. 5.5%

Value ($000) $23,182 Shares 1,442,199 Est. Cost $14.15 Unrealized —

— American Capital Ltd. 5.5%

Value ($000) $23,016 Shares 1,457,151 Est. Cost $15.70 Unrealized —

— Legg Mason Inc. 5.3%

Value ($000) $22,424 Shares 457,258 Est. Cost $32.52 Unrealized —

MSFT Microsoft Corp. 4.9%

Value ($000) $20,576 Shares 501,966 Est. Cost $25.88 Unrealized +20.8%

PRSU Viad Corp. 4.8%

Value ($000) $20,424 Shares 849,595 Est. Cost $21.77 Unrealized +3.2%

FDX Fedex Corp. 4.8%

Value ($000) $20,080 Shares 151,482 Est. Cost $86.86 Unrealized +32.5%

— CBS Corp. Cl B 4.6%

Value ($000) $19,380 Shares 313,592 Est. Cost $42.33 Unrealized —

NC Nacco Industries Inc. 4.1%

Value ($000) $17,317 Shares 319,434 Est. Cost $25.46 Unrealized -60.3%

ELFIF E-L Financial Corp. 3.6%

Value ($000) $15,077 Shares 23,669 Est. Cost $311.94 Unrealized -98.6%

BRK/B Berkshire Hathaway Inc. ClB 3.4%

Value ($000) $14,318 Shares 114,575 Est. Cost $114.80 Unrealized +1.8%

— PRGX Global Inc. 3.3%

Value ($000) $13,800 Shares 1,991,320 Est. Cost $6.24 Unrealized —

NWSA News Corp. 3.2%

Value ($000) $13,472 Shares 782,356 Est. Cost $14.12 Unrealized +7.5%

DDEJF Dundee Corp. 3.1%

Value ($000) $13,047 Shares 910,943 Est. Cost $16.01 Unrealized 0.0%

WHG Westwood Holdings Group Inc. 2.7%

Value ($000) $11,588 Shares 184,843 Est. Cost $42.75 Unrealized +37.1%

LQDT Liquidity Services Inc. 2.6%

Value ($000) $11,109 Shares 426,440 Est. Cost $25.16 Unrealized -3.4%

— Symantec Corp. 2.5%

Value ($000) $10,447 Shares 523,141 Est. Cost $19.42 Unrealized —

— A.H. Belo Corp. 2.4%

Value ($000) $10,127 Shares 874,487 Est. Cost $4.64 Unrealized —

— Unilever Plc. 2.2%

Value ($000) $9,372 Shares 219,070 Est. Cost $34.79 Unrealized —

MCD McDonalds Corp. 2.1%

Value ($000) $9,027 Shares 92,084 Est. Cost $76.31 Unrealized -7.9%

— KKR & Co. L.P. 1.5%

Value ($000) $6,355 Shares 278,239 Est. Cost $11.44 Unrealized —

— Speedway Motorsports Inc. 1.4%

Value ($000) $6,096 Shares 325,446 Est. Cost $15.16 Unrealized —

— AbbVie Inc. 0.9%

Value ($000) $3,972 Shares 77,280 Est. Cost $41.00 Unrealized —

ABT Abbott Laboratories 0.7%

Value ($000) $3,000 Shares 77,892 Est. Cost $57.68 Unrealized -46.7%

PFE Pfizer Inc. 0.2%

Value ($000) $659 Shares 20,521 Est. Cost $19.83 Unrealized -8.2%

BAX Baxter International Inc. 0.2%

Value ($000) $641 Shares 8,717 Est. Cost $53.80 Unrealized -43.6%

XOM Exxon Mobil Corp. 0.1%

Value ($000) $604 Shares 6,184 Est. Cost $83.57 Unrealized -30.5%

— Hospira Inc. 0.1%

Value ($000) $580 Shares 13,401 Est. Cost $37.41 Unrealized —

JNJ Johnson & Johnson 0.1%

Value ($000) $547 Shares 5,569 Est. Cost $59.47 Unrealized +12.0%

MSI Motorola Solutions Inc. 0.1%

Value ($000) $546 Shares 8,485 Est. Cost $46.16 Unrealized +16.2%

MMM 3M Co. 0.1%

Value ($000) $543 Shares 4,001 Est. Cost $91.30 Unrealized -16.5%

PG Procter & Gamble 0.1%

Value ($000) $524 Shares 6,500 Est. Cost $61.37 Unrealized -7.9%

BRK/A Berkshire Hathaway Inc. ClA 0.1%

Value ($000) $375 Shares 2 Est. Cost $125500.00 Unrealized +39.9%

ALG Alamo Group Inc. 0.1%

Value ($000) $359 Shares 6,600 Est. Cost $28.67 Unrealized +76.6%

— America Movil 0.1%

Value ($000) $358 Shares 18,000 Est. Cost $40.08 Unrealized —

KO Coca-Cola Co. 0.1%

Value ($000) $344 Shares 8,902 Est. Cost $47.79 Unrealized -44.4%

— Petrochina Company Ltd. 0.1%

Value ($000) $325 Shares 3,000 Est. Cost $152.33 Unrealized —

IBM Int'l Business Machines 0.1%

Value ($000) $322 Shares 1,674 Est. Cost $165.63 Unrealized -34.1%

DIS Disney (Walt) Co. 0.1%

Value ($000) $312 Shares 3,894 Est. Cost $56.94 Unrealized +22.4%

PM Philip Morris Intl 0.0%

Value ($000) $205 Shares 2,500 Est. Cost $79.83 Unrealized -44.0%

— Staples Inc. 0.0%

Value ($000) $135 Shares 11,930 Est. Cost $13.07 Unrealized —

— Sanofi-Aventis 0.0%

Value ($000) $33 Shares 105,298 Est. Cost $2.41 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CSWC	Capital Southwest Corp.	1,139,834	$39,575	9.4%	$26.67	-83.3%	COM	140501107
—	Advance Auto Parts Inc.	262,287	$33,179	7.9%	$74.01	—	COM	00751y106
—	National Oilwell Varco Inc.	311,815	$24,281	5.8%	$74.15	—	COM	637071101
—	Aimia Inc.	1,442,199	$23,182	5.5%	$14.15	—	COM	00900q103
—	American Capital Ltd.	1,457,151	$23,016	5.5%	$15.70	—	COM	02503y103
—	Legg Mason Inc.	457,258	$22,424	5.3%	$32.52	—	COM	524901105
MSFT	Microsoft Corp.	501,966	$20,576	4.9%	$25.88	+20.8%	COM	594918104
PRSU	Viad Corp.	849,595	$20,424	4.8%	$21.77	+3.2%	COM	92552R406
FDX	Fedex Corp.	151,482	$20,080	4.8%	$86.86	+32.5%	COM	31428X106
—	CBS Corp. Cl B	313,592	$19,380	4.6%	$42.33	—	COM	124857202
NC	Nacco Industries Inc.	319,434	$17,317	4.1%	$25.46	-60.3%	COM	629579103
ELFIF	E-L Financial Corp.	23,669	$15,077	3.6%	$311.94	-98.6%	COM	268575107
BRK/B	Berkshire Hathaway Inc. ClB	114,575	$14,318	3.4%	$114.80	+1.8%	COM	084670702
—	PRGX Global Inc.	1,991,320	$13,800	3.3%	$6.24	—	COM	69357c503
NWSA	News Corp.	782,356	$13,472	3.2%	$14.12	+7.5%	COM	65249B109
DDEJF	Dundee Corp.	910,943	$13,047	3.1%	$16.01	0.0%	COM	264901109
WHG	Westwood Holdings Group Inc.	184,843	$11,588	2.7%	$42.75	+37.1%	COM	961765104
LQDT	Liquidity Services Inc.	426,440	$11,109	2.6%	$25.16	-3.4%	COM	53635B107
—	Symantec Corp.	523,141	$10,447	2.5%	$19.42	—	COM	871503108
—	A.H. Belo Corp.	874,487	$10,127	2.4%	$4.64	—	COM	001282102
—	Unilever Plc.	219,070	$9,372	2.2%	$34.79	—	SPONSORED ADR	904767704
MCD	McDonalds Corp.	92,084	$9,027	2.1%	$76.31	-7.9%	COM	580135101
—	KKR & Co. L.P.	278,239	$6,355	1.5%	$11.44	—	COM	48248m102
—	Speedway Motorsports Inc.	325,446	$6,096	1.4%	$15.16	—	COM	847788106
—	AbbVie Inc.	77,280	$3,972	0.9%	$41.00	—	COM	00287y109
ABT	Abbott Laboratories	77,892	$3,000	0.7%	$57.68	-46.7%	COM	002824100
PFE	Pfizer Inc.	20,521	$659	0.2%	$19.83	-8.2%	COM	717081103
BAX	Baxter International Inc.	8,717	$641	0.2%	$53.80	-43.6%	COM	071813109
XOM	Exxon Mobil Corp.	6,184	$604	0.1%	$83.57	-30.5%	COM	30231G102
—	Hospira Inc.	13,401	$580	0.1%	$37.41	—	COM	441060100
JNJ	Johnson & Johnson	5,569	$547	0.1%	$59.47	+12.0%	COM	478160104
MSI	Motorola Solutions Inc.	8,485	$546	0.1%	$46.16	+16.2%	COM	620076307
MMM	3M Co.	4,001	$543	0.1%	$91.30	-16.5%	COM	88579Y101
PG	Procter & Gamble	6,500	$524	0.1%	$61.37	-7.9%	COM	742718109
BRK/A	Berkshire Hathaway Inc. ClA	2	$375	0.1%	$125500.00	+39.9%	COM	084670108
ALG	Alamo Group Inc.	6,600	$359	0.1%	$28.67	+76.6%	COM	011311107
—	America Movil	18,000	$358	0.1%	$40.08	—	SPON ADR L SHS	02364W105
KO	Coca-Cola Co.	8,902	$344	0.1%	$47.79	-44.4%	COM	191216100
—	Petrochina Company Ltd.	3,000	$325	0.1%	$152.33	—	SPONSORED ADR	71646E100
IBM	Int'l Business Machines	1,674	$322	0.1%	$165.63	-34.1%	COM	459200101
DIS	Disney (Walt) Co.	3,894	$312	0.1%	$56.94	+22.4%	COM	254687106
PM	Philip Morris Intl	2,500	$205	0.0%	$79.83	-44.0%	COM	718172109
—	Staples Inc.	11,930	$135	0.0%	$13.07	—	COM	855030102
—	Sanofi-Aventis	105,298	$33	0.0%	$2.41	—	RIGHT 12/31/2020	80105n113