Zuckerman Investment Group, LLC Diversified Active

Location: Chicago, IL

CIK: 0001423296 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 14, 2014

Total Value: $422M (100.0% shares, 0.0% debt)

Holdings (44)

CSWC Capital Southwest Corp. 9.4%

Value $39.58M Shares 1,139,834 Est. Cost $26.67 Unrealized -83.3%

— Advance Auto Parts Inc. 7.9%

Value $33.18M Shares 262,287 Est. Cost $74.01 Unrealized —

— National Oilwell Varco Inc. 5.8%

Value $24.28M Shares 311,815 Est. Cost $74.15 Unrealized —

— Aimia Inc. 5.5%

Value $23.18M Shares 1,442,199 Est. Cost $14.15 Unrealized —

— American Capital Ltd. 5.5%

Value $23.02M Shares 1,457,151 Est. Cost $15.70 Unrealized —

— Legg Mason Inc. 5.3%

Value $22.42M Shares 457,258 Est. Cost $32.52 Unrealized —

MSFT Microsoft Corp. 4.9%

Value $20.58M Shares 501,966 Est. Cost $25.88 Unrealized +20.8%

PRSU Viad Corp. 4.8%

Value $20.42M Shares 849,595 Est. Cost $21.77 Unrealized +3.2%

FDX Fedex Corp. 4.8%

Value $20.08M Shares 151,482 Est. Cost $86.86 Unrealized +32.5%

— CBS Corp. Cl B 4.6%

Value $19.38M Shares 313,592 Est. Cost $42.33 Unrealized —

NC Nacco Industries Inc. 4.1%

Value $17.32M Shares 319,434 Est. Cost $25.46 Unrealized -60.3%

ELFIF E-L Financial Corp. 3.6%

Value $15.08M Shares 23,669 Est. Cost $311.94 Unrealized -98.6%

BRK/B Berkshire Hathaway Inc. ClB 3.4%

Value $14.32M Shares 114,575 Est. Cost $114.80 Unrealized +1.8%

— PRGX Global Inc. 3.3%

Value $13.8M Shares 1,991,320 Est. Cost $6.24 Unrealized —

NWSA News Corp. 3.2%

Value $13.47M Shares 782,356 Est. Cost $14.12 Unrealized +7.5%

DDEJF Dundee Corp. 3.1%

Value $13.05M Shares 910,943 Est. Cost $16.01 Unrealized 0.0%

WHG Westwood Holdings Group Inc. 2.7%

Value $11.59M Shares 184,843 Est. Cost $42.75 Unrealized +37.1%

LQDT Liquidity Services Inc. 2.6%

Value $11.11M Shares 426,440 Est. Cost $25.16 Unrealized -3.4%

— Symantec Corp. 2.5%

Value $10.45M Shares 523,141 Est. Cost $19.42 Unrealized —

— A.H. Belo Corp. 2.4%

Value $10.13M Shares 874,487 Est. Cost $4.64 Unrealized —

— Unilever Plc. 2.2%

Value $9.372M Shares 219,070 Est. Cost $34.79 Unrealized —

MCD McDonalds Corp. 2.1%

Value $9.027M Shares 92,084 Est. Cost $76.31 Unrealized -7.9%

— KKR & Co. L.P. 1.5%

Value $6.355M Shares 278,239 Est. Cost $11.44 Unrealized —

— Speedway Motorsports Inc. 1.4%

Value $6.096M Shares 325,446 Est. Cost $15.16 Unrealized —

— AbbVie Inc. 0.9%

Value $3.972M Shares 77,280 Est. Cost $41.00 Unrealized —

ABT Abbott Laboratories 0.7%

Value $3M Shares 77,892 Est. Cost $57.68 Unrealized -46.7%

PFE Pfizer Inc. 0.2%

Value $659K Shares 20,521 Est. Cost $19.83 Unrealized -8.2%

BAX Baxter International Inc. 0.2%

Value $641K Shares 8,717 Est. Cost $53.80 Unrealized -43.6%

XOM Exxon Mobil Corp. 0.1%

Value $604K Shares 6,184 Est. Cost $83.57 Unrealized -30.5%

— Hospira Inc. 0.1%

Value $580K Shares 13,401 Est. Cost $37.41 Unrealized —

JNJ Johnson & Johnson 0.1%

Value $547K Shares 5,569 Est. Cost $59.47 Unrealized +12.0%

MSI Motorola Solutions Inc. 0.1%

Value $546K Shares 8,485 Est. Cost $46.16 Unrealized +16.2%

MMM 3M Co. 0.1%

Value $543K Shares 4,001 Est. Cost $91.30 Unrealized -16.5%

PG Procter & Gamble 0.1%

Value $524K Shares 6,500 Est. Cost $61.37 Unrealized -7.9%

BRK/A Berkshire Hathaway Inc. ClA 0.1%

Value $375K Shares 2 Est. Cost $125500.00 Unrealized +39.9%

ALG Alamo Group Inc. 0.1%

Value $359K Shares 6,600 Est. Cost $28.67 Unrealized +76.6%

— America Movil 0.1%

Value $358K Shares 18,000 Est. Cost $40.08 Unrealized —

KO Coca-Cola Co. 0.1%

Value $344K Shares 8,902 Est. Cost $47.79 Unrealized -44.4%

— Petrochina Company Ltd. 0.1%

Value $325K Shares 3,000 Est. Cost $152.33 Unrealized —

IBM Int'l Business Machines 0.1%

Value $322K Shares 1,674 Est. Cost $165.63 Unrealized -34.1%

DIS Disney (Walt) Co. 0.1%

Value $312K Shares 3,894 Est. Cost $56.94 Unrealized +22.4%

PM Philip Morris Intl 0.0%

Value $205K Shares 2,500 Est. Cost $79.83 Unrealized -44.0%

— Staples Inc. 0.0%

Value $135K Shares 11,930 Est. Cost $13.07 Unrealized —

— Sanofi-Aventis 0.0%

Value $33,000 Shares 105,298 Est. Cost $2.41 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
CSWC	Capital Southwest Corp.	1,139,834	$39.58M	9.4%	$26.67	-83.3%	COM	140501107
—	Advance Auto Parts Inc.	262,287	$33.18M	7.9%	$74.01	—	COM	00751y106
—	National Oilwell Varco Inc.	311,815	$24.28M	5.8%	$74.15	—	COM	637071101
—	Aimia Inc.	1,442,199	$23.18M	5.5%	$14.15	—	COM	00900q103
—	American Capital Ltd.	1,457,151	$23.02M	5.5%	$15.70	—	COM	02503y103
—	Legg Mason Inc.	457,258	$22.42M	5.3%	$32.52	—	COM	524901105
MSFT	Microsoft Corp.	501,966	$20.58M	4.9%	$25.88	+20.8%	COM	594918104
PRSU	Viad Corp.	849,595	$20.42M	4.8%	$21.77	+3.2%	COM	92552R406
FDX	Fedex Corp.	151,482	$20.08M	4.8%	$86.86	+32.5%	COM	31428X106
—	CBS Corp. Cl B	313,592	$19.38M	4.6%	$42.33	—	COM	124857202
NC	Nacco Industries Inc.	319,434	$17.32M	4.1%	$25.46	-60.3%	COM	629579103
ELFIF	E-L Financial Corp.	23,669	$15.08M	3.6%	$311.94	-98.6%	COM	268575107
BRK/B	Berkshire Hathaway Inc. ClB	114,575	$14.32M	3.4%	$114.80	+1.8%	COM	084670702
—	PRGX Global Inc.	1,991,320	$13.8M	3.3%	$6.24	—	COM	69357c503
NWSA	News Corp.	782,356	$13.47M	3.2%	$14.12	+7.5%	COM	65249B109
DDEJF	Dundee Corp.	910,943	$13.05M	3.1%	$16.01	0.0%	COM	264901109
WHG	Westwood Holdings Group Inc.	184,843	$11.59M	2.7%	$42.75	+37.1%	COM	961765104
LQDT	Liquidity Services Inc.	426,440	$11.11M	2.6%	$25.16	-3.4%	COM	53635B107
—	Symantec Corp.	523,141	$10.45M	2.5%	$19.42	—	COM	871503108
—	A.H. Belo Corp.	874,487	$10.13M	2.4%	$4.64	—	COM	001282102
—	Unilever Plc.	219,070	$9.372M	2.2%	$34.79	—	SPONSORED ADR	904767704
MCD	McDonalds Corp.	92,084	$9.027M	2.1%	$76.31	-7.9%	COM	580135101
—	KKR & Co. L.P.	278,239	$6.355M	1.5%	$11.44	—	COM	48248m102
—	Speedway Motorsports Inc.	325,446	$6.096M	1.4%	$15.16	—	COM	847788106
—	AbbVie Inc.	77,280	$3.972M	0.9%	$41.00	—	COM	00287y109
ABT	Abbott Laboratories	77,892	$3M	0.7%	$57.68	-46.7%	COM	002824100
PFE	Pfizer Inc.	20,521	$659K	0.2%	$19.83	-8.2%	COM	717081103
BAX	Baxter International Inc.	8,717	$641K	0.2%	$53.80	-43.6%	COM	071813109
XOM	Exxon Mobil Corp.	6,184	$604K	0.1%	$83.57	-30.5%	COM	30231G102
—	Hospira Inc.	13,401	$580K	0.1%	$37.41	—	COM	441060100
JNJ	Johnson & Johnson	5,569	$547K	0.1%	$59.47	+12.0%	COM	478160104
MSI	Motorola Solutions Inc.	8,485	$546K	0.1%	$46.16	+16.2%	COM	620076307
MMM	3M Co.	4,001	$543K	0.1%	$91.30	-16.5%	COM	88579Y101
PG	Procter & Gamble	6,500	$524K	0.1%	$61.37	-7.9%	COM	742718109
BRK/A	Berkshire Hathaway Inc. ClA	2	$375K	0.1%	$125500.00	+39.9%	COM	084670108
ALG	Alamo Group Inc.	6,600	$359K	0.1%	$28.67	+76.6%	COM	011311107
—	America Movil	18,000	$358K	0.1%	$40.08	—	SPON ADR L SHS	02364W105
KO	Coca-Cola Co.	8,902	$344K	0.1%	$47.79	-44.4%	COM	191216100
—	Petrochina Company Ltd.	3,000	$325K	0.1%	$152.33	—	SPONSORED ADR	71646E100
IBM	Int'l Business Machines	1,674	$322K	0.1%	$165.63	-34.1%	COM	459200101
DIS	Disney (Walt) Co.	3,894	$312K	0.1%	$56.94	+22.4%	COM	254687106
PM	Philip Morris Intl	2,500	$205K	0.0%	$79.83	-44.0%	COM	718172109
—	Staples Inc.	11,930	$135K	0.0%	$13.07	—	COM	855030102
—	Sanofi-Aventis	105,298	$33,000	0.0%	$2.41	—	RIGHT 12/31/2020	80105n113