Zuckerman Investment Group, LLC Diversified Active

Location: Chicago, IL

CIK: 0001423296 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Aug 13, 2014

Total Value: $464M (100.0% shares, 0.0% debt)

Holdings (48)

CSWC Capital Southwest Corp. 9.9%

Value $45.82M Shares 1,272,496 Est. Cost $24.36 Unrealized -81.4%

— Advance Auto Parts Inc. 6.9%

Value $31.85M Shares 236,064 Est. Cost $74.01 Unrealized —

— National Oilwell Varco Inc. 5.6%

Value $25.88M Shares 314,316 Est. Cost $74.15 Unrealized —

— Aimia Inc. 5.5%

Value $25.44M Shares 1,452,963 Est. Cost $14.15 Unrealized —

— CBS Corp. Cl B 5.3%

Value $24.55M Shares 395,077 Est. Cost $46.41 Unrealized —

— American Capital Ltd. 5.2%

Value $24.06M Shares 1,573,403 Est. Cost $15.67 Unrealized —

— Legg Mason Inc. 5.0%

Value $23.29M Shares 453,866 Est. Cost $32.52 Unrealized —

NC Nacco Industries Inc. 4.7%

Value $22M Shares 434,882 Est. Cost $21.19 Unrealized -55.8%

MSFT Microsoft Corp. 4.5%

Value $20.8M Shares 498,855 Est. Cost $25.88 Unrealized +31.2%

— PRGX Global Inc. 3.5%

Value $16.25M Shares 2,543,685 Est. Cost $6.27 Unrealized —

BRK/B Berkshire Hathaway Inc. Cl B 3.5%

Value $16.06M Shares 126,913 Est. Cost $115.95 Unrealized +9.2%

FDX Fedex Corp. 3.4%

Value $15.78M Shares 104,229 Est. Cost $86.86 Unrealized +36.4%

ELFIF E-L Financial Corp. 3.3%

Value $15.34M Shares 23,362 Est. Cost $311.94 Unrealized -98.6%

KO Coca-Cola Co. 3.1%

Value $14.51M Shares 342,442 Est. Cost $28.62 Unrealized -1.8%

DDEJF Dundee Corp. 3.1%

Value $14.41M Shares 892,879 Est. Cost $16.01 Unrealized -4.7%

— KKR & Co. L.P. 3.0%

Value $13.9M Shares 571,368 Est. Cost $18.05 Unrealized —

NWSA News Corp. 2.9%

Value $13.53M Shares 754,195 Est. Cost $14.12 Unrealized +7.4%

— Symantec Corp. 2.6%

Value $12.01M Shares 524,373 Est. Cost $19.42 Unrealized —

MSI Motorola Solutions Inc. 2.6%

Value $11.97M Shares 179,865 Est. Cost $53.90 Unrealized +0.7%

WHG Westwood Holdings Group Inc. 2.4%

Value $11.02M Shares 183,453 Est. Cost $42.75 Unrealized +37.3%

— Veritiv Corp - When Issued 2.1%

Value $9.911M Shares 267,500 Est. Cost $37.05 Unrealized —

— Unilever Plc. 2.1%

Value $9.803M Shares 216,350 Est. Cost $34.79 Unrealized —

— A.H. Belo Corp. 2.1%

Value $9.74M Shares 821,955 Est. Cost $4.64 Unrealized —

MCD McDonalds Corp. 2.0%

Value $9.34M Shares 92,709 Est. Cost $76.31 Unrealized -2.0%

— Speedway Motorsports Inc. 1.3%

Value $5.842M Shares 320,126 Est. Cost $15.16 Unrealized —

— AbbVie Inc. 0.9%

Value $4.326M Shares 76,646 Est. Cost $41.00 Unrealized —

— SolarCity Corp. 0.8%

Value $3.738M Shares 52,940 Est. Cost $70.61 Unrealized —

ABT Abbott Laboratories 0.7%

Value $3.185M Shares 77,882 Est. Cost $57.68 Unrealized -45.4%

— Adams Express Co. 0.3%

Value $1.389M Shares 101,035 Est. Cost $13.75 Unrealized —

— Tri Continental Corp. Com. 0.2%

Value $1.081M Shares 51,525 Est. Cost $20.98 Unrealized —

XOM Exxon Mobil Corp. 0.1%

Value $634K Shares 6,294 Est. Cost $83.19 Unrealized -25.6%

BAX Baxter International Inc. 0.1%

Value $630K Shares 8,717 Est. Cost $53.80 Unrealized -39.2%

— Hospira Inc. 0.1%

Value $621K Shares 12,096 Est. Cost $37.41 Unrealized —

JNJ Johnson & Johnson 0.1%

Value $587K Shares 5,609 Est. Cost $59.47 Unrealized +23.0%

MMM 3M Co. 0.1%

Value $579K Shares 4,045 Est. Cost $91.19 Unrealized -11.1%

PFE Pfizer Inc. 0.1%

Value $574K Shares 19,349 Est. Cost $19.83 Unrealized -11.5%

PG Procter & Gamble 0.1%

Value $516K Shares 6,560 Est. Cost $61.37 Unrealized -5.0%

BRK/A Berkshire Hathaway Inc. Cl A 0.1%

Value $380K Shares 2 Est. Cost $125500.00 Unrealized +51.2%

— Petrochina Company Ltd. 0.1%

Value $377K Shares 3,000 Est. Cost $152.33 Unrealized —

— America Movil 0.1%

Value $373K Shares 18,000 Est. Cost $40.08 Unrealized —

ALG Alamo Group Inc. 0.1%

Value $357K Shares 6,600 Est. Cost $28.67 Unrealized +75.5%

DIS Disney (Walt) Co. 0.1%

Value $334K Shares 3,890 Est. Cost $56.94 Unrealized +29.0%

IBM Int'l Business Machines 0.1%

Value $303K Shares 1,674 Est. Cost $165.63 Unrealized -32.2%

PM Philip Morris Intl 0.0%

Value $211K Shares 2,500 Est. Cost $79.83 Unrealized -39.6%

— British Empire Sec & Gen Trust 0.0%

Value $205K Shares 24,125 Est. Cost $8.50 Unrealized —

— NextEra Energy Inc. 0.0%

Value $205K Shares 2,000 Est. Cost $102.50 Unrealized —

— Tiffany & Co. 0.0%

Value $200K Shares 2,000 Est. Cost $100.00 Unrealized —

— Sanofi-Aventis 0.0%

Value $51,000 Shares 102,898 Est. Cost $2.41 Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
CSWC	Capital Southwest Corp.	1,272,496	$45.82M	9.9%	$24.36	-81.4%	COM	140501107
—	Advance Auto Parts Inc.	236,064	$31.85M	6.9%	$74.01	—	COM	00751y106
—	National Oilwell Varco Inc.	314,316	$25.88M	5.6%	$74.15	—	COM	637071101
—	Aimia Inc.	1,452,963	$25.44M	5.5%	$14.15	—	COM	00900q103
—	CBS Corp. Cl B	395,077	$24.55M	5.3%	$46.41	—	COM	124857202
—	American Capital Ltd.	1,573,403	$24.06M	5.2%	$15.67	—	COM	02503y103
—	Legg Mason Inc.	453,866	$23.29M	5.0%	$32.52	—	COM	524901105
NC	Nacco Industries Inc.	434,882	$22M	4.7%	$21.19	-55.8%	COM	629579103
MSFT	Microsoft Corp.	498,855	$20.8M	4.5%	$25.88	+31.2%	COM	594918104
—	PRGX Global Inc.	2,543,685	$16.25M	3.5%	$6.27	—	COM	69357c503
BRK/B	Berkshire Hathaway Inc. Cl B	126,913	$16.06M	3.5%	$115.95	+9.2%	COM	084670702
FDX	Fedex Corp.	104,229	$15.78M	3.4%	$86.86	+36.4%	COM	31428X106
ELFIF	E-L Financial Corp.	23,362	$15.34M	3.3%	$311.94	-98.6%	COM	268575107
KO	Coca-Cola Co.	342,442	$14.51M	3.1%	$28.62	-1.8%	COM	191216100
DDEJF	Dundee Corp.	892,879	$14.41M	3.1%	$16.01	-4.7%	COM	264901109
—	KKR & Co. L.P.	571,368	$13.9M	3.0%	$18.05	—	COM	48248m102
NWSA	News Corp.	754,195	$13.53M	2.9%	$14.12	+7.4%	COM	65249B109
—	Symantec Corp.	524,373	$12.01M	2.6%	$19.42	—	COM	871503108
MSI	Motorola Solutions Inc.	179,865	$11.97M	2.6%	$53.90	+0.7%	COM	620076307
WHG	Westwood Holdings Group Inc.	183,453	$11.02M	2.4%	$42.75	+37.3%	COM	961765104
—	Veritiv Corp - When Issued	267,500	$9.911M	2.1%	$37.05	—	COM	923454102
—	Unilever Plc.	216,350	$9.803M	2.1%	$34.79	—	SPONSORED ADR	904767704
—	A.H. Belo Corp.	821,955	$9.74M	2.1%	$4.64	—	COM	001282102
MCD	McDonalds Corp.	92,709	$9.34M	2.0%	$76.31	-2.0%	COM	580135101
—	Speedway Motorsports Inc.	320,126	$5.842M	1.3%	$15.16	—	COM	847788106
—	AbbVie Inc.	76,646	$4.326M	0.9%	$41.00	—	COM	00287y109
—	SolarCity Corp.	52,940	$3.738M	0.8%	$70.61	—	COM	83416t100
ABT	Abbott Laboratories	77,882	$3.185M	0.7%	$57.68	-45.4%	COM	002824100
—	Adams Express Co.	101,035	$1.389M	0.3%	$13.75	—	COM	006212104
—	Tri Continental Corp. Com.	51,525	$1.081M	0.2%	$20.98	—	COM	895436103
XOM	Exxon Mobil Corp.	6,294	$634K	0.1%	$83.19	-25.6%	COM	30231G102
BAX	Baxter International Inc.	8,717	$630K	0.1%	$53.80	-39.2%	COM	071813109
—	Hospira Inc.	12,096	$621K	0.1%	$37.41	—	COM	441060100
JNJ	Johnson & Johnson	5,609	$587K	0.1%	$59.47	+23.0%	COM	478160104
MMM	3M Co.	4,045	$579K	0.1%	$91.19	-11.1%	COM	88579Y101
PFE	Pfizer Inc.	19,349	$574K	0.1%	$19.83	-11.5%	COM	717081103
PG	Procter & Gamble	6,560	$516K	0.1%	$61.37	-5.0%	COM	742718109
BRK/A	Berkshire Hathaway Inc. Cl A	2	$380K	0.1%	$125500.00	+51.2%	COM	084670108
—	Petrochina Company Ltd.	3,000	$377K	0.1%	$152.33	—	SPONSORED ADR	71646E100
—	America Movil	18,000	$373K	0.1%	$40.08	—	SPON ADR L SHS	02364W105
ALG	Alamo Group Inc.	6,600	$357K	0.1%	$28.67	+75.5%	COM	011311107
DIS	Disney (Walt) Co.	3,890	$334K	0.1%	$56.94	+29.0%	COM	254687106
IBM	Int'l Business Machines	1,674	$303K	0.1%	$165.63	-32.2%	COM	459200101
PM	Philip Morris Intl	2,500	$211K	0.0%	$79.83	-39.6%	COM	718172109
—	British Empire Sec & Gen Trust	24,125	$205K	0.0%	$8.50	—	COM	G15316105
—	NextEra Energy Inc.	2,000	$205K	0.0%	$102.50	—	COM	65339f101
—	Tiffany & Co.	2,000	$200K	0.0%	$100.00	—	COM	886547108
—	Sanofi-Aventis	102,898	$51,000	0.0%	$2.41	—	RIGHT 12/31/2020	80105n113