CIK: 0001461790 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 12, 2018
Total Value ($000): $1,381,984 (96.4% shares, 3.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| XLK | SELECT SECTOR SPDR TR | 1,301,500 | $83,231 | 6.0% | — | — | Put | 81369Y803 |
| GOOGL | ALPHABET INC | 60,753 | $63,997 | 4.6% | $44.28 | +15.7% | CAP STK CL A | 02079K305 |
| BMY | BRISTOL MYERS SQUIBB CO | 630,000 | $38,606 | 2.8% | $45.16 | +2.9% | Call | 110122108 |
| TLT | ISHARES TR | 300,000 | $38,058 | 2.8% | — | — | Put | 464287432 |
| — | POWERSHARES QQQ TRUST | 200,000 | $31,152 | 2.3% | — | — | Call | 73935A104 |
| — | TIME WARNER INC | 295,516 | $27,031 | 2.0% | $97.81 | — | COM NEW | 887317303 |
| C | CITIGROUP INC | 360,000 | $26,788 | 1.9% | — | — | Call | 172967424 |
| BMY | BRISTOL MYERS SQUIBB CO | 435,000 | $26,657 | 1.9% | $45.16 | +2.9% | Put | 110122108 |
| GOOG | ALPHABET INC | 24,000 | $25,114 | 1.8% | — | — | Call | 02079K107 |
| — | ALTABA INC | 322,552 | $22,530 | 1.6% | $54.48 | — | COM | 021346101 |
| WCN | WASTE CONNECTIONS INC | 261,206 | $22,162 | 1.6% | $66.07 | 0.0% | COM | 94106B101 |
| SPY | SPDR S&P 500 ETF TR | 80,000 | $21,349 | 1.5% | — | — | Put | 78462F103 |
| — | MONSANTO CO NEW | 176,173 | $20,573 | 1.5% | $117.10 | — | COM | 61166W101 |
| WPM | WHEATON PRECIOUS METALS CORP | 887,900 | $19,649 | 1.4% | $18.78 | 0.0% | Call | 962879102 |
| NXPI | NXP SEMICONDUCTORS N V | 150,000 | $17,564 | 1.3% | $88.03 | +16.6% | COM | N6596X109 |
| — | TPG PACE ENERGY HLDGS CORP | 1,748,799 | $17,033 | 1.2% | $10.06 | — | CL A | 872656103 |
| — | DIEBOLD NXDF INC | 1,032,200 | $16,876 | 1.2% | $24.54 | — | Call | 253651103 |
| BABA | ALIBABA GROUP HLDG LTD | 95,500 | $16,467 | 1.2% | — | — | Put | 01609W102 |
| — | MONSANTO CO NEW | 133,300 | $15,567 | 1.1% | $117.10 | — | Put | 61166W101 |
| NESR | NATIONAL ENERGY SERVICES REU | 1,512,201 | $15,046 | 1.1% | $9.55 | — | SHS | G6375R107 |
| — | LEGACY ACQUISITION CORP | 1,504,848 | $14,958 | 1.1% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| SMH | VANECK VECTORS ETF TR | 150,000 | $14,672 | 1.1% | — | — | Put | 92189F676 |
| BMY | BRISTOL MYERS SQUIBB CO | 236,696 | $14,505 | 1.0% | $45.16 | +2.9% | COM | 110122108 |
| — | SPIRIT AIRLS INC | 320,400 | $14,370 | 1.0% | — | — | Call | 848577102 |
| — | VMWARE INC | 110,600 | $13,860 | 1.0% | — | — | Put | 928563402 |
| — | XILINX INC | 200,000 | $13,484 | 1.0% | $67.42 | — | Call | 983919101 |
| — | BROADSOFT INC | 8,500 | $12,591 | 0.9% | $1481.29 | — | NOTE 1.000 9/0 | 11133BAD4 |
| — | DISH NETWORK CORP | 237,200 | $11,327 | 0.8% | $53.05 | — | Call | 25470M109 |
| LPX | LOUISIANA PAC CORP | 427,700 | $11,231 | 0.8% | $22.11 | +22.6% | Call | 546347105 |
| — | VANTAGE ENERGY ACQUISITION | 1,148,280 | $11,161 | 0.8% | $9.75 | — | COM CL A | 92211L105 |
| — | ZILLOW GROUP INC | 10,000 | $10,900 | 0.8% | $1090.00 | — | NOTE 2.00012/0 | 98954MAB7 |
| — | SPDR SERIES TRUST | 286,100 | $10,637 | 0.8% | $34.10 | — | Put | 78464A730 |
| CF | CF INDS HLDGS INC | 250,000 | $10,635 | 0.8% | — | — | Put | 125269100 |
| MS | MORGAN STANLEY | 200,000 | $10,494 | 0.8% | $35.10 | +13.2% | Call | 617446448 |
| XLF | SELECT SECTOR SPDR TR | 375,000 | $10,467 | 0.8% | — | — | Put | 81369Y605 |
| MU | MICRON TECHNOLOGY INC | 250,000 | $10,280 | 0.7% | $42.03 | 0.0% | Call | 595112103 |
| — | PENSARE ACQUISITION CORP | 1,028,507 | $9,935 | 0.7% | $9.67 | — | COM | 70957E105 |
| — | HENNESSY CAP ACQUSTON CORP I | 975,900 | $9,564 | 0.7% | $9.86 | — | COM | 42588L105 |
| MGA | MAGNA INTL INC | 128,541 | $9,157 | 0.7% | $42.84 | 0.0% | COM | 559222401 |
| — | CM SEVEN STAR ACQUISITION CO | 903,600 | $9,000 | 0.7% | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| — | DELL TECHNOLOGIES INC | 110,591 | $8,989 | 0.7% | $68.52 | — | COM CL V | 24703L103 |
| — | SCRIPPS NETWORKS INTERACT IN | 100,000 | $8,538 | 0.6% | $85.89 | — | Call | 811065101 |
| — | HAYMAKER ACQUISITION | 841,226 | $8,328 | 0.6% | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| MSFT | MICROSOFT CORP | 95,000 | $8,126 | 0.6% | $52.16 | +44.3% | Put | 594918104 |
| ADM | ARCHER DANIELS MIDLAND CO | 200,000 | $8,016 | 0.6% | — | — | Put | 039483102 |
| — | LEISURE ACQUISITION CORP | 769,700 | $7,620 | 0.6% | $9.90 | — | UNIT 99/99/9999 | 52539T206 |
| — | CYPRESS SEMICONDUCTOR CORP | 500,000 | $7,620 | 0.6% | $12.27 | — | COM | 232806109 |
| — | FEDERAL STR ACQUISITION CORP | 729,600 | $7,464 | 0.5% | $10.27 | — | UNIT 99/99/9999 | 31421V206 |
| — | GORES HLDGS II INC | 750,000 | $7,455 | 0.5% | $10.02 | — | COM CL A | 382867109 |
| — | CONSTELLATION ALPHA CAP CORP | 736,300 | $7,157 | 0.5% | $9.71 | — | SHS | G2379F108 |
| — | RYLAND GROUP INC | 7,000 | $7,058 | 0.5% | $1008.29 | — | NOTE 0.250 6/0 | 783764AS2 |
| — | MODERN MEDIA ACQUISITION | 718,543 | $7,056 | 0.5% | $9.77 | — | COM | 60765P103 |
| — | FORUM MERGER CORP | 698,414 | $6,970 | 0.5% | $9.74 | — | COM CL A | 34985B103 |
| — | KAYNE ANDERSON ACQUISITION | 711,105 | $6,905 | 0.5% | $9.72 | — | COM CL A | 48661U102 |
| NVDA | NVIDIA CORP | 35,000 | $6,773 | 0.5% | — | — | Put | 67066G104 |
| — | TPG PACE HLDGS CORP | 689,700 | $6,711 | 0.5% | $9.83 | — | CL A | G89827128 |
| — | CALPINE CORP | 443,078 | $6,704 | 0.5% | $14.89 | — | COM NEW | 131347304 |
| WTTR | SELECT ENERGY SVCS INC | 365,969 | $6,675 | 0.5% | $17.08 | — | CL A COM | 81617J301 |
| CSX | CSX CORP | 120,000 | $6,602 | 0.5% | $15.87 | 0.0% | Call | 126408103 |
| — | PRAXAIR INC | 41,223 | $6,376 | 0.5% | $138.15 | — | COM | 74005P104 |
| AAPL | APPLE INC | 37,500 | $6,346 | 0.5% | $34.31 | +13.9% | COM | 037833100 |
| — | BROADSOFT INC | 4,750 | $6,205 | 0.4% | $1306.32 | — | NOTE 1.500 7/0 | 11133BAB8 |
| NFLX | NETFLIX INC | 31,500 | $6,047 | 0.4% | — | — | Put | 64110L106 |
| — | BUNGE LIMITED | 90,093 | $6,043 | 0.4% | $72.22 | — | COM | G16962105 |
| — | AMC ENTMT HLDGS INC | 400,000 | $6,040 | 0.4% | $16.98 | — | CL A COM | 00165C104 |
| — | DIEBOLD NXDF INC | 367,140 | $6,003 | 0.4% | $24.54 | — | COM | 253651103 |
| — | KAPSTONE PAPER & PACKAGING C | 257,900 | $5,852 | 0.4% | $21.44 | — | Call | 48562P103 |
| — | EASTERLY ACQUISITION CORP | 574,720 | $5,805 | 0.4% | $10.10 | — | COM | 27616L102 |
| LITE | LUMENTUM HLDGS INC | 115,000 | $5,624 | 0.4% | $55.75 | 0.0% | COM | 55024U109 |
| MERC | MERCER INTL INC | 393,090 | $5,621 | 0.4% | $9.72 | +6.5% | COM | 588056101 |
| SYF | SYNCHRONY FINL | 143,300 | $5,533 | 0.4% | $24.36 | +15.0% | Call | 87165B103 |
| — | EXACTECH INC | 101,494 | $5,019 | 0.4% | $49.45 | — | COM | 30064E109 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 500,000 | $4,975 | 0.4% | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | NXSTAGE MEDICAL INC | 203,106 | $4,921 | 0.4% | $24.23 | — | COM | 67072V103 |
| — | MAXIM INTEGRATED PRODS INC | 93,150 | $4,870 | 0.4% | $52.28 | — | COM | 57772K101 |
| T | AT&T INC | 125,000 | $4,860 | 0.4% | — | — | Call | 00206R102 |
| ORCL | ORACLE CORP | 100,000 | $4,728 | 0.3% | $43.94 | -1.0% | Call | 68389X105 |
| — | FINTECH ACQUISITION CORP II | 475,000 | $4,712 | 0.3% | $9.85 | — | COM | 31810G109 |
| MSFT | MICROSOFT CORP | 55,000 | $4,705 | 0.3% | $52.16 | +44.3% | COM | 594918104 |
| — | CENTRAL FD CDA LTD | 348,237 | $4,666 | 0.3% | $13.40 | — | CL A | 153501101 |
| — | GGP INC | 199,368 | $4,663 | 0.3% | $23.39 | — | COM | 36174X101 |
| NWL | NEWELL BRANDS INC | 149,700 | $4,626 | 0.3% | — | — | Call | 651229106 |
| MU | MICRON TECHNOLOGY INC | 110,000 | $4,523 | 0.3% | $42.03 | 0.0% | COM | 595112103 |
| — | SILVER RUN ACQUISITION | 453,560 | $4,495 | 0.3% | $10.13 | — | COM CL A | 82812A103 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 440,934 | $4,374 | 0.3% | $9.87 | — | CL A | G0726L125 |
| TER | TERADYNE INC | 104,200 | $4,363 | 0.3% | $39.50 | 0.0% | COM | 880770102 |
| — | SCRIPPS NETWORKS INTERACT IN | 50,525 | $4,314 | 0.3% | $85.89 | — | CL A COM | 811065101 |
| — | B2GOLD CORP | 4,000 | $4,250 | 0.3% | $592.59 | — | NOTE 3.25010/0 | 11777QAB6 |
| — | SABAN CAP ACQUISITION CORP | 425,700 | $4,227 | 0.3% | $9.99 | — | COM CL A | 78516C106 |
| — | M I ACQUISITIONS INC | 412,924 | $4,208 | 0.3% | $10.07 | — | COM | 55304A104 |
| — | CYPRESS SEMICONDUCTOR CORP | 275,000 | $4,191 | 0.3% | $12.27 | — | Call | 232806109 |
| — | ELECTRUM SPL ACQUISITION COR | 400,643 | $4,135 | 0.3% | $9.75 | — | SHS | G3105C104 |
| IWM | ISHARES TR | 27,000 | $4,116 | 0.3% | — | — | Put | 464287655 |
| — | DISH NETWORK CORP | 85,000 | $4,059 | 0.3% | $53.05 | — | CL A | 25470M109 |
| MOS | MOSAIC CO NEW | 153,100 | $3,929 | 0.3% | — | — | Put | 61945C103 |
| — | MATLIN & PARTNERS ACQUISITIO | 399,498 | $3,899 | 0.3% | $9.66 | — | CL A | 57682V106 |
| KMX | CARMAX INC | 60,000 | $3,848 | 0.3% | — | — | Call | 143130102 |
| ORCL | ORACLE CORP | 80,000 | $3,782 | 0.3% | $43.94 | -1.0% | COM | 68389X105 |
| — | CAVIUM INC | 45,000 | $3,772 | 0.3% | $83.82 | — | COM | 14964U108 |
| — | GTY TECHNOLOGY HOLDINGS INC | 377,054 | $3,744 | 0.3% | $9.95 | — | CL A | G4182A102 |
| — | NXP SEMICONDUCTORS N V | 3,000 | $3,720 | 0.3% | $1158.00 | — | DBCV 1.00012/0 | 62952QAB6 |
| — | XILINX INC | 55,000 | $3,708 | 0.3% | $67.42 | — | COM | 983919101 |
| DLTR | DOLLAR TREE INC | 33,200 | $3,563 | 0.3% | $81.71 | +19.6% | Put | 256746108 |
| — | REGAL ENTMT GROUP | 151,203 | $3,479 | 0.3% | $23.01 | — | CL A | 758766109 |
| VYX | NCR CORP NEW | 102,000 | $3,467 | 0.3% | — | — | Put | 62886E108 |
| — | KAPSTONE PAPER & PACKAGING C | 152,400 | $3,458 | 0.3% | $21.44 | — | COM | 48562P103 |
| — | DISCOVERY COMMUNICATNS NEW | 163,000 | $3,451 | 0.2% | $21.21 | — | Put | 25470F302 |
| CWH | CAMPING WORLD HLDGS INC | 75,000 | $3,355 | 0.2% | $28.94 | 0.0% | CL A | 13462K109 |
| UPBD | RENT A CTR INC NEW | 292,738 | $3,249 | 0.2% | $10.95 | 0.0% | COM | 76009N100 |
| — | ROSEHILL RES INC | 457,115 | $3,234 | 0.2% | $7.99 | — | CL A | 777385105 |
| — | M III ACQUISITION CORP | 325,825 | $3,232 | 0.2% | $7.13 | — | COM | 55378T104 |
| BF/A | BROWN FORMAN CORP | 47,229 | $3,176 | 0.2% | $30.58 | 0.0% | CL A | 115637100 |
| — | GENERAL CABLE CORP DEL NEW | 3,000 | $3,167 | 0.2% | $1055.67 | — | FRNT 4.50011/1 | 369300AL2 |
| — | COMMERCEHUB INC | 152,009 | $3,130 | 0.2% | $21.35 | — | COM SER C | 20084V306 |
| MGM | MGM RESORTS INTERNATIONAL | 93,473 | $3,121 | 0.2% | $30.79 | 0.0% | COM | 552953101 |
| MGPI | MGP INGREDIENTS INC NEW | 40,000 | $3,075 | 0.2% | — | — | Put | 55303J106 |
| — | TWENTY FIRST CENTY FOX INC | 90,100 | $3,074 | 0.2% | $30.43 | — | CL B | 90130A200 |
| TNA | DIREXION SHS ETF TR | 42,100 | $2,958 | 0.2% | — | — | Put | 25459W847 |
| — | DIEBOLD NXDF INC | 180,600 | $2,953 | 0.2% | $24.54 | — | Put | 253651103 |
| — | DRAPER OAKWOOD TECHNOLOGY | 300,000 | $2,931 | 0.2% | $9.77 | — | COM CL A | 26146L103 |
| — | MONSANTO CO NEW | 25,000 | $2,920 | 0.2% | $117.10 | — | Call | 61166W101 |
| MU | MICRON TECHNOLOGY INC | 70,000 | $2,878 | 0.2% | $42.03 | 0.0% | Put | 595112103 |
| — | BARINGTON HILCO ACQUISITION | 269,836 | $2,809 | 0.2% | $10.20 | — | COM | 06759V101 |
| DAL | DELTA AIR LINES INC DEL | 50,000 | $2,800 | 0.2% | $43.95 | +8.7% | Call | 247361702 |
| — | HSN INC | 69,160 | $2,791 | 0.2% | $39.91 | — | COM | 404303109 |
| — | CAPITOL INVT CORP IV | 276,000 | $2,760 | 0.2% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| HEI/A | HEICO CORP NEW | 34,792 | $2,750 | 0.2% | $44.50 | +8.5% | CL A | 422806208 |
| — | AETNA INC NEW | 15,000 | $2,706 | 0.2% | $180.40 | — | COM | 00817Y108 |
| — | LIBERTY GLOBAL PLC | 79,787 | $2,700 | 0.2% | $33.34 | — | SHS CL C | G5480U120 |
| — | SIGMA DESIGNS INC | 378,800 | $2,633 | 0.2% | $6.95 | — | COM | 826565103 |
| — | LIBERTY MEDIA CORP DELAWARE | 80,000 | $2,618 | 0.2% | $34.72 | — | COM SER A FRMLA | 531229870 |
| RLJ | RLJ LODGING TR | 117,966 | $2,592 | 0.2% | $22.00 | — | COM | 74965L101 |
| — | MALLINCKRODT PUB LTD CO | 113,600 | $2,563 | 0.2% | $22.56 | — | SHS | G5785G107 |
| — | BIG ROCK PARTNERS ACQUISI CO | 250,000 | $2,559 | 0.2% | $10.24 | — | UNIT 11/20/2022 | 089482202 |
| — | TRIBUNE MEDIA CO | 58,752 | $2,495 | 0.2% | $42.23 | — | CL A | 896047503 |
| — | ANDINA ACQUISITION CORP II | 240,468 | $2,477 | 0.2% | $10.09 | — | SHS | G0441P104 |
| AMD | ADVANCED MICRO DEVICES INC | 225,000 | $2,313 | 0.2% | $11.69 | 0.0% | COM | 007903107 |
| — | ORBITAL ATK INC | 17,200 | $2,262 | 0.2% | $131.51 | — | COM | 68557N103 |
| CCL | CARNIVAL CORP | 33,700 | $2,237 | 0.2% | — | — | Put | 143658300 |
| — | CALATLANTIC GROUP INC | 39,651 | $2,236 | 0.2% | $56.39 | — | COM | 128195104 |
| — | LIBERTY MEDIA CORP DELAWARE | 55,600 | $2,205 | 0.2% | $40.51 | — | COM A SIRIUSXM | 531229409 |
| — | MOSAIC ACQUISITION CORP | 217,300 | $2,195 | 0.2% | $10.10 | — | UNIT 99/99/9999 | G62848117 |
| — | CSRA INC | 70,000 | $2,094 | 0.2% | $29.83 | — | COM | 12650T104 |
| WPM | WHEATON PRECIOUS METALS CORP | 75,100 | $2,087 | 0.2% | $18.78 | 0.0% | COM | 962879102 |
| — | LANDCADIA HLDGS INC | 208,609 | $2,074 | 0.2% | $5.23 | — | CL A | 51476W107 |
| ALLY | ALLY FINL INC | 71,000 | $2,070 | 0.1% | $15.24 | +36.4% | COM | 02005N100 |
| — | SUN BANCORP INC | 85,128 | $2,069 | 0.1% | $24.61 | — | COM NEW | 86663B201 |
| — | MITEL NETWORKS CORP | 211,753 | $2,012 | 0.1% | $9.50 | — | COM | 60671Q104 |
| — | GIGCAPITAL INC | 200,900 | $2,009 | 0.1% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| — | ALTABA INC | 28,500 | $1,991 | 0.1% | $54.48 | — | Call | 021346101 |
| — | ILG INC | 69,000 | $1,965 | 0.1% | $28.48 | — | COM | 44967H101 |
| NWS | NEWS CORP NEW | 116,981 | $1,942 | 0.1% | $13.07 | +7.0% | CL B | 65249B208 |
| — | MCDERMOTT INTL INC | 294,781 | $1,940 | 0.1% | $6.58 | — | COM | 580037109 |
| — | CM SEVEN STAR ACQUISITION CO | 200,000 | $1,930 | 0.1% | $9.65 | — | SHS | G2345N102 |
| — | HAYMAKER ACQUISITION CORP | 200,000 | $1,900 | 0.1% | $9.50 | — | COM CLASS A | 420870107 |
| — | DISCOVERY COMMUNICATNS NEW | 89,554 | $1,896 | 0.1% | $21.21 | — | COM SER C | 25470F302 |
| — | SPIRIT AIRLS INC | 42,000 | $1,884 | 0.1% | — | — | Put | 848577102 |
| GDXJ | VANECK VECTORS ETF TR | 55,091 | $1,880 | 0.1% | $33.59 | — | JR GOLD MINERS E | 92189F791 |
| — | HORIZON PHARMA INVT LTD | 2,000 | $1,860 | 0.1% | $0.92 | — | NOTE 2.500 3/1 | 44052TAB7 |
| JPM | JPMORGAN CHASE & CO | 17,000 | $1,818 | 0.1% | $70.40 | +15.5% | COM | 46625H100 |
| CMCSA | COMCAST CORP NEW | 45,000 | $1,802 | 0.1% | — | — | Call | 20030N101 |
| TAC | TRANSALTA CORP | 240,050 | $1,788 | 0.1% | $5.95 | 0.0% | COM | 89346D107 |
| — | HRG GROUP INC | 102,141 | $1,731 | 0.1% | $17.51 | — | COM | 40434J100 |
| — | SPARTON CORP | 74,044 | $1,707 | 0.1% | $23.05 | — | COM | 847235108 |
| — | UNITED TECHNOLOGIES CORP | 12,900 | $1,646 | 0.1% | — | — | Put | 913017109 |
| MAC | MACERICH CO | 25,000 | $1,642 | 0.1% | — | — | Call | 554382101 |
| NESRW | NATIONAL ENERGY SERVICES REU | 2,000,000 | $1,640 | 0.1% | $0.55 | — | W EXP 05/05/202 | G6375R115 |
| PHUN | STELLAR ACQUISITION III INC | 157,511 | $1,608 | 0.1% | $10.17 | — | COM | Y8172W107 |
| VET | VERMILION ENERGY INC | 35,000 | $1,599 | 0.1% | $34.83 | 0.0% | COM | 923725105 |
| — | IXYS CORP | 66,251 | $1,587 | 0.1% | $23.86 | — | COM | 46600W106 |
| ADSK | AUTODESK INC | 15,000 | $1,572 | 0.1% | $116.60 | 0.0% | Call | 052769106 |
| PCH | POTLATCH CORP NEW | 31,468 | $1,570 | 0.1% | $49.89 | — | COM | 737630103 |
| — | CENTURYLINK INC | 91,900 | $1,533 | 0.1% | — | — | Call | 156700106 |
| — | XENITH BANKSHARES INC NEW | 45,255 | $1,531 | 0.1% | $33.83 | — | COM NEW | 984102202 |
| BMO | BANK MONTREAL QUE | 15,000 | $1,509 | 0.1% | $55.98 | 0.0% | COM | 063671101 |
| CSX | CSX CORP | 26,424 | $1,454 | 0.1% | $15.87 | 0.0% | COM | 126408103 |
| — | ILG INC | 50,000 | $1,424 | 0.1% | $28.48 | — | Call | 44967H101 |
| — | BARRACUDA NETWORKS INC | 48,467 | $1,333 | 0.1% | $27.50 | — | COM | 068323104 |
| — | PATTERN ENERGY GROUP INC | 62,000 | $1,332 | 0.1% | $21.48 | — | CL A | 70338P100 |
| ABUS | ARBUTUS BIOPHARMA CORP | 261,326 | $1,320 | 0.1% | $3.27 | +79.2% | COM | 03879J100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 6,638 | $1,316 | 0.1% | $154.36 | +23.0% | CL B NEW | 084670702 |
| — | THOMSON REUTERS CORP | 25,000 | $1,314 | 0.1% | $45.89 | — | COM | 884903105 |
| CAKE | CHEESECAKE FACTORY INC | 26,900 | $1,296 | 0.1% | $38.14 | 0.0% | Call | 163072101 |
| THO | THOR INDS INC | 8,281 | $1,248 | 0.1% | $83.92 | +39.8% | COM | 885160101 |
| BBBY | OVERSTOCK COM INC DEL | 19,321 | $1,235 | 0.1% | $48.07 | 0.0% | COM | 690370101 |
| — | EDGEWATER TECHNOLOGY INC | 213,424 | $1,222 | 0.1% | $6.56 | — | COM | 280358102 |
| — | LIBERTY MEDIA CORP DELAWARE | 52,893 | $1,166 | 0.1% | $25.15 | — | COM A BRAVES GRP | 531229706 |
| — | MAGICJACK VOCALTEC LTD | 132,550 | $1,120 | 0.1% | $8.45 | — | SHS | M6787E101 |
| — | BUFFALO WILD WINGS INC | 6,719 | $1,051 | 0.1% | $156.42 | — | COM | 119848109 |
| — | ROSEHILL RES INC | 1,164,548 | $1,038 | 0.1% | $1.10 | — | W EXP 09/16/202 | 777385113 |
| — | OI S A | 182,797 | $1,029 | 0.1% | $3.26 | — | SPONSORED ADR NE | 670851500 |
| — | POWERSHARES QQQ TRUST | 6,600 | $1,028 | 0.1% | — | — | Put | 73935A104 |
| LNWO | SCIENTIFIC GAMES CORP | 20,000 | $1,026 | 0.1% | — | — | Put | 80874P109 |
| — | ATLANTIC COAST FINL CORP | 107,732 | $1,016 | 0.1% | $9.43 | — | COM | 048426100 |
| IYR | ISHARES TR | 12,000 | $972 | 0.1% | $81.00 | — | U.S. REAL ES ETF | 464287739 |
| — | CORELOGIC INC | 20,600 | $952 | 0.1% | — | — | Put | 21871D103 |
| OSUR | ORASURE TECHNOLOGIES INC | 50,000 | $943 | 0.1% | $18.11 | 0.0% | Put | 68554V108 |
| — | REGAL ENTMT GROUP | 40,500 | $932 | 0.1% | $23.01 | — | Put | 758766109 |
| OSUR | ORASURE TECHNOLOGIES INC | 49,248 | $929 | 0.1% | $18.11 | 0.0% | COM | 68554V108 |
| — | VANTAGE ENERGY ACQUISITION | 833,333 | $917 | 0.1% | $1.25 | — | W EXP 04/12/202 | 92211L113 |
| — | STRAIGHT PATH COMMUNICATNS I | 4,823 | $877 | 0.1% | $180.59 | — | CL B | 862578101 |
| — | WGL HLDGS INC | 10,000 | $858 | 0.1% | $84.20 | — | Put | 92924F106 |
| — | ACTUA CORP | 54,906 | $857 | 0.1% | $15.52 | — | COM | 005094107 |
| — | DYNEGY INC NEW DEL | 71,509 | $847 | 0.1% | $11.84 | — | COM | 26817R108 |
| — | SILVER SPRING NETWORKS INC | 50,492 | $820 | 0.1% | $16.24 | — | COM | 82817Q103 |
| AMZN | AMAZON COM INC | 700 | $819 | 0.1% | $41.67 | +32.0% | COM | 023135106 |
| — | ORIGO ACQUISITION CORP | 76,526 | $814 | 0.1% | $10.60 | — | SHS | G67789126 |
| — | GREAT PLAINS ENERGY INC | 25,080 | $809 | 0.1% | $32.26 | — | COM | 391164100 |
| SRG | SERITAGE GROWTH PPTYS | 20,000 | $809 | 0.1% | $44.14 | -8.9% | Put | 81752R100 |
| HUN | HUNTSMAN CORP | 24,200 | $806 | 0.1% | $30.63 | 0.0% | COM | 447011107 |
| — | WILLSCOT CORP | 549,840 | $792 | 0.1% | $1.44 | — | W EXP 09/10/202 | 971375118 |
| ADSK | AUTODESK INC | 7,500 | $786 | 0.1% | $116.60 | 0.0% | COM | 052769106 |
| RLJ | RLJ LODGING TR | 35,200 | $773 | 0.1% | $22.00 | — | Put | 74965L101 |
| AVA | AVISTA CORP | 14,900 | $767 | 0.1% | $36.82 | 0.0% | COM | 05379B107 |
| — | TPG PACE ENERGY HLDGS CORP | 583,333 | $758 | 0.1% | $1.41 | — | W EXP 99/99/999 | 872656111 |
| SRG | SERITAGE GROWTH PPTYS | 18,640 | $754 | 0.1% | $44.14 | -8.9% | CL A | 81752R100 |
| — | BIG ROCK PARTNERS ACQUISI CO | 75,176 | $728 | 0.1% | $9.68 | — | COM | 089482103 |
| — | BGC PARTNERS INC | 46,410 | $701 | 0.1% | $15.10 | — | CL A | 05541T101 |
| — | BROOKFIELD PPTY PARTNERS L P | 25,000 | $696 | 0.1% | $27.84 | — | UNIT LTD PARTN | G16249107 |
| — | BLACKROCK INC | 1,300 | $668 | 0.0% | — | — | Put | 09247X101 |
| — | WGL HLDGS INC | 7,500 | $644 | 0.0% | $84.20 | — | COM | 92924F106 |
| ENPH | ENPHASE ENERGY INC | 261,693 | $631 | 0.0% | $1.07 | +96.5% | COM | 29355A107 |
| XENE | XENON PHARMACEUTICALS INC | 219,543 | $620 | 0.0% | $5.74 | -52.6% | COM | 98420N105 |
| PZZA | PAPA JOHNS INTL INC | 11,000 | $617 | 0.0% | $51.42 | 0.0% | COM | 698813102 |
| — | HENNESSY CAP ACQUSTON CORP I | 700,000 | $592 | 0.0% | $0.73 | — | W EXP 06/15/202 | 42588L113 |
| — | WASHINGTONFIRST BANKSHARES I | 17,000 | $582 | 0.0% | $34.24 | — | COM | 940730104 |
| — | MGC DIAGNOSTICS CORP | 52,416 | $578 | 0.0% | $11.03 | — | COM | 552768103 |
| — | CAPELLA EDUCATION COMPANY | 7,400 | $573 | 0.0% | $77.43 | — | COM | 139594105 |
| — | KAYNE ANDERSON ACQUISITION | 658,866 | $547 | 0.0% | $0.78 | — | W EXP 06/30/202 | 48661U110 |
| — | IGNYTA INC | 20,000 | $534 | 0.0% | $26.70 | — | COM | 451731103 |
| — | BISON CAP ACQUISITION CORP | 52,099 | $514 | 0.0% | $9.87 | — | ORD SHS | G1142P104 |
| BLBD | BLUE BIRD CORP | 25,296 | $503 | 0.0% | $19.04 | +4.0% | COM | 095306106 |
| — | TPG PACE HLDGS CORP | 300,000 | $465 | 0.0% | $1.45 | — | W EXP 99/99/999 | G89827110 |
| UPBD | RENT A CTR INC NEW | 40,000 | $444 | 0.0% | $10.95 | 0.0% | Call | 76009N100 |
| TJX | TJX COS INC NEW | 5,500 | $421 | 0.0% | $33.39 | -3.0% | Put | 872540109 |
| — | HOSTESS BRANDS INC | 180,000 | $419 | 0.0% | $2.82 | — | W EXP 11/04/202 | 44109J114 |
| — | YUME INC | 77,980 | $373 | 0.0% | $4.69 | — | COM | 98872B104 |
| — | PENSARE ACQUISITION CORP | 671,900 | $370 | 0.0% | $0.50 | — | W EXP 07/27/202 | 70957E113 |
| — | GORES HLDGS II INC | 251,166 | $347 | 0.0% | $1.48 | — | W EXP 03/06/202 | 382867117 |
| — | FINTECH ACQUISITION CORP II | 250,000 | $345 | 0.0% | $1.15 | — | W EXP 01/19/202 | 31810G117 |
| — | AMPLIFY SNACK BRANDS | 28,461 | $342 | 0.0% | $12.02 | — | COM | 03211L102 |
| — | FORUM MERGER CORP | 492,900 | $335 | 0.0% | $0.33 | — | W EXP 06/01/202 | 34985B111 |
| ORLY | O REILLY AUTOMOTIVE INC NEW | 1,383 | $333 | 0.0% | $14.05 | +6.0% | COM | 67103H107 |
| — | FGL HLDGS | 210,500 | $326 | 0.0% | $1.55 | — | W EXP 11/30/202 | G3402M110 |
| — | HAWAIIAN TELCOM HOLDCO INC | 10,171 | $314 | 0.0% | $29.84 | — | COM | 420031106 |
| T | AT&T INC | 8,000 | $311 | 0.0% | — | — | Put | 00206R102 |
| — | VITAMIN SHOPPE INC | 70,000 | $308 | 0.0% | — | — | Call | 92849E101 |
| CUBE | CUBESMART | 10,000 | $289 | 0.0% | $28.90 | — | COM | 229663109 |
| — | I AM CAP ACQUISITION CO | 27,727 | $273 | 0.0% | $9.85 | — | COM | 45074Q108 |
| — | SILVER RUN ACQUISITION | 175,444 | $261 | 0.0% | $1.78 | — | W EXP 03/28/202 | 82812A111 |
| CAKE | CHEESECAKE FACTORY INC | 5,000 | $241 | 0.0% | $38.14 | 0.0% | COM | 163072101 |
| UPBD | RENT A CTR INC NEW | 20,000 | $222 | 0.0% | $10.95 | 0.0% | Put | 76009N100 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 2,000 | $220 | 0.0% | $89.54 | +21.9% | COM | 874054109 |
| — | BAZAARVOICE INC | 38,219 | $208 | 0.0% | $5.44 | — | COM | 073271108 |
| — | SIMPLY GOOD FOODS CO | 50,000 | $195 | 0.0% | $2.38 | — | W EXP 07/07/202 | 82900L110 |
| — | MODERN MEDIA ACQUISITION | 349,600 | $192 | 0.0% | $0.36 | — | W EXP 05/17/202 | 60765P111 |
| PANL | PANGAEA LOGISTICS SOLUTION L | 48,397 | $178 | 0.0% | $3.53 | -27.6% | SHS | G6891L105 |
| — | LANDCADIA HLDGS INC | 250,000 | $175 | 0.0% | $0.68 | — | W EXP 06/01/202 | 51476W115 |
| — | CONSTELLATION ALPHA CAP CORP | 719,700 | $173 | 0.0% | $0.23 | — | W EXP 03/23/202 | G2379F116 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 16,248 | $164 | 0.0% | $10.09 | — | CL A | G8250R103 |
| — | HORIZON PHARMA PLC | 11,074 | $162 | 0.0% | $12.70 | — | SHS | G4617B105 |
| — | GENER8 MARITIME INC | 24,478 | $162 | 0.0% | $6.62 | — | COM | Y26889108 |
| — | PRETIUM RES INC | 14,000 | $160 | 0.0% | $9.22 | — | Call | 74139C102 |
| — | GTY TECHNOLOGY HOLDINGS INC | 125,753 | $157 | 0.0% | $1.12 | — | W EXP 99/99/999 | G4182A128 |
| — | SABAN CAP ACQUISITION CORP | 125,000 | $155 | 0.0% | $1.35 | — | W EXP 09/21/202 | 78516C114 |
| — | NEXEO SOLUTIONS INC | 248,817 | $155 | 0.0% | $0.72 | — | W EXP 06/09/202 | 65342H110 |
| — | CALPINE CORP | 10,000 | $151 | 0.0% | $14.89 | — | Put | 131347304 |
| — | M III ACQUISITION CORP | 179,500 | $142 | 0.0% | $0.34 | — | W EXP 10/10/202 | 55378T112 |
| — | NEXTDECADE CORP | 232,528 | $140 | 0.0% | $0.82 | — | W EXP 07/23/202 | 65342K113 |
| — | MODERN MEDIA ACQUISITION | 344,922 | $135 | 0.0% | $0.38 | — | RIGHT 99/99/9999 | 60765P129 |
| NAK | NORTHERN DYNASTY MINERALS LT | 71,700 | $127 | 0.0% | $1.58 | +25.1% | Call | 66510M204 |
| — | M I ACQUISITIONS INC | 330,500 | $116 | 0.0% | $0.32 | — | W EXP 99/99/999 | 55304A112 |
| — | GRAN TIERRA ENERGY INC | 41,100 | $111 | 0.0% | — | — | Call | 38500T101 |
| — | FORUM MERGER CORP | 160,860 | $106 | 0.0% | $0.35 | — | RIGHT 06/01/2019 | 34985B129 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 344,286 | $96 | 0.0% | $0.50 | — | W EXP 99/99/999 | G0726L117 |
| — | KBL MERGER CORP IV | 508,600 | $92 | 0.0% | $0.18 | — | W EXP 01/15/202 | 48242A112 |
| — | HAYMAKER ACQUISITION CORP | 100,000 | $80 | 0.0% | $0.80 | — | W EXP 10/27/202 | 420870115 |
| — | GLOBAL PARTNER ACQUISITION C | 69,725 | $75 | 0.0% | $1.08 | — | W EXP 07/01/202 | 37954X113 |
| — | MATLIN & PARTNERS ACQUISITIO | 146,100 | $61 | 0.0% | $0.38 | — | W EXP 05/28/202 | 57682V114 |
| — | ATLANTIC ACQUISITION CORP | 136,950 | $60 | 0.0% | $0.55 | — | RIGHT 02/08/2019 | 048206304 |
| AUPH | AURINIA PHARMACEUTICALS INC | 12,000 | $54 | 0.0% | — | — | Put | 05156V102 |
| — | ELECTRUM SPL ACQUISITION COR | 104,203 | $42 | 0.0% | $0.32 | — | W EXP 99/99/999 | G3105C112 |
| — | GRAN TIERRA ENERGY INC | 12,900 | $35 | 0.0% | — | — | Put | 38500T101 |
| — | BISON CAP ACQUISITION CORP | 92,200 | $33 | 0.0% | $0.34 | — | W EXP 06/20/202 | G1142P112 |
| — | CM SEVEN STAR ACQUISITION CO | 70,000 | $20 | 0.0% | $0.29 | — | W EXP 08/21/202 | G2345N110 |
| — | ESTRE AMBIENTAL INC | 21,355 | $16 | 0.0% | $0.75 | — | W EXP 12/21/202 | G3206V118 |
| — | STELLAR ACQUISITION III INC | 32,000 | $10 | 0.0% | $0.19 | — | W EXP 03/22/202 | Y8172W115 |