CIK: 0001461790 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 14, 2018
Total Value ($000): $1,755,837 (95.9% shares, 4.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| TLT | ISHARES TR | 1,076,400 | $131,213 | 7.5% | — | — | Put | 464287432 |
| GOOGL | ALPHABET INC | 76,500 | $79,341 | 4.5% | $44.28 | +24.3% | Call | 02079K305 |
| XLK | SELECT SECTOR SPDR TR | 1,175,000 | $76,869 | 4.4% | — | — | Put | 81369Y803 |
| LQD | ISHARES TR | 405,600 | $47,613 | 2.7% | — | — | Put | 464287242 |
| XLK | SELECT SECTOR SPDR TR | 710,500 | $46,481 | 2.6% | — | — | Call | 81369Y803 |
| GOOGL | ALPHABET INC | 42,010 | $43,570 | 2.5% | $44.28 | +24.3% | CAP STK CL A | 02079K305 |
| C | CITIGROUP INC | 588,200 | $39,704 | 2.3% | $57.64 | 0.0% | Call | 172967424 |
| GOOGL | ALPHABET INC | 32,000 | $33,189 | 1.9% | $44.28 | +24.3% | Put | 02079K305 |
| — | MONSANTO CO NEW | 270,000 | $31,506 | 1.8% | $117.10 | — | Call | 61166W101 |
| — | MYLAN N V | 705,000 | $29,025 | 1.7% | $41.17 | — | Call | N59465109 |
| SMH | VANECK VECTORS ETF TR | 265,000 | $27,634 | 1.6% | $104.20 | — | Put | 92189F676 |
| NXPI | NXP SEMICONDUCTORS N V | 220,000 | $25,740 | 1.5% | $94.14 | +13.9% | COM | N6596X109 |
| — | ETF MANAGERS TR | 853,000 | $25,179 | 1.4% | — | — | Put | 26924G508 |
| — | TIME WARNER INC | 255,500 | $24,165 | 1.4% | $97.81 | — | COM NEW | 887317303 |
| — | ALTABA INC | 276,052 | $20,439 | 1.2% | $54.48 | — | COM | 021346101 |
| — | BUNGE LIMITED | 249,500 | $18,448 | 1.1% | $72.22 | — | Call | G16962105 |
| — | AETNA INC NEW | 108,549 | $18,345 | 1.0% | $170.58 | — | COM | 00817Y108 |
| XLF | SELECT SECTOR SPDR TR | 645,000 | $17,783 | 1.0% | — | — | Put | 81369Y605 |
| NESR | NATIONAL ENERGY SERVICES REU | 1,723,548 | $17,115 | 1.0% | $9.60 | — | SH | G6375R107 |
| SPY | SPDR S AND P 500 ETF TR | 65,000 | $17,105 | 1.0% | — | — | Call | 78462F103 |
| — | CYPRESS SEMICONDUCTOR CORP | 955,000 | $16,197 | 0.9% | $14.51 | — | COM | 232806109 |
| SPY | SPDR S AND P 500 ETF TR | 60,000 | $15,790 | 0.9% | — | — | Put | 78462F103 |
| — | LEGACY ACQUISITION CORP | 1,549,120 | $15,414 | 0.9% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | BLACKHAWK NETWORK HLDGS INC | 12,000 | $13,260 | 0.8% | $1105.00 | — | NOTE 1.500% 1/1 | 09238EAB0 |
| C | CITIGROUP INC | 195,000 | $13,163 | 0.7% | $57.64 | 0.0% | COM NEW | 172967424 |
| — | MYLAN N V | 300,000 | $12,352 | 0.7% | $41.17 | — | Put | N59465109 |
| — | DIEBOLD NXDF INC | 800,000 | $12,320 | 0.7% | $24.54 | — | Call | 253651103 |
| T | AT AND T INC | 345,000 | $12,299 | 0.7% | — | — | Call | 00206R102 |
| — | ZILLOW GROUP INC | 10,000 | $12,227 | 0.7% | $1090.00 | — | NOTE 2.000%12/0 | 98954MAB7 |
| WPM | WHEATON PRECIOUS METALS CORP | 600,000 | $12,222 | 0.7% | $18.78 | -1.2% | Call | 962879102 |
| MS | MORGAN STANLEY | 220,000 | $11,871 | 0.7% | $43.68 | 0.0% | Call | 617446448 |
| — | DELL TECHNOLOGIES INC | 150,000 | $10,982 | 0.6% | $69.37 | — | Call | 24703L103 |
| — | XILINX INC | 151,700 | $10,959 | 0.6% | $67.42 | — | Call | 983919101 |
| GOOG | ALPHABET INC | 10,000 | $10,318 | 0.6% | — | — | Put | 02079K107 |
| — | CAVIUM INC | 129,862 | $10,308 | 0.6% | $80.92 | — | COM | 14964U108 |
| — | ROCKWELL COLLINS INC | 76,339 | $10,294 | 0.6% | $134.85 | — | COM | 774341101 |
| MS | MORGAN STANLEY | 190,000 | $10,252 | 0.6% | $43.68 | 0.0% | COM NEW | 617446448 |
| OLED | UNIVERSAL DISPLAY CORP | 100,000 | $10,100 | 0.6% | $142.53 | 0.0% | Call | 91347P105 |
| — | DELL TECHNOLOGIES INC | 135,000 | $9,883 | 0.6% | $69.37 | — | COM CL V | 24703L103 |
| — | TPG PACE ENERGY HLDGS CORP | 955,876 | $9,664 | 0.6% | $10.06 | — | CL A | 872656103 |
| — | ONE MADISON CORP | 959,998 | $9,600 | 0.5% | $10.00 | — | UNIT 99/99/9999 | G6772P118 |
| — | MONSANTO CO NEW | 81,573 | $9,519 | 0.5% | $117.10 | — | COM | 61166W101 |
| BABA | ALIBABA GROUP HLDG LTD | 50,000 | $9,177 | 0.5% | — | — | Call | 01609W102 |
| — | VANTAGE ENERGY ACQUISITION | 935,508 | $9,149 | 0.5% | $9.75 | — | COM CL A | 92211L105 |
| — | DYCOM INDS INC | 7,130 | $9,035 | 0.5% | $1267.18 | — | NOTE 0.750% 9/1 | 267475AB7 |
| — | TIME WARNER INC | 94,800 | $8,966 | 0.5% | $97.81 | — | Call | 887317303 |
| — | GENERAL CABLE CORP DEL NEW | 8,430 | $8,929 | 0.5% | $1057.94 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | HAYMAKER ACQUISITION CORP | 874,626 | $8,703 | 0.5% | $9.90 | — | UNIT 10/19/2022 | 420870206 |
| LPX | LOUISIANA PAC CORP | 300,000 | $8,631 | 0.5% | $28.66 | 0.0% | Call | 546347105 |
| CWH | CAMPING WORLD HLDGS INC | 264,500 | $8,530 | 0.5% | $28.94 | -6.2% | Call | 13462K109 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 870,000 | $8,352 | 0.5% | $10.57 | 0.0% | COM | 55933J203 |
| — | CAVIUM INC | 105,000 | $8,335 | 0.5% | $80.92 | — | Put | 14964U108 |
| — | MYLAN N V | 200,000 | $8,234 | 0.5% | $41.17 | — | SHS EURO | N59465109 |
| — | DISH NETWORK CORP | 215,400 | $8,162 | 0.5% | $46.48 | — | Call | 25470M109 |
| — | TRIBUNE MEDIA CO | 200,352 | $8,116 | 0.5% | $41.01 | — | CL A | 896047503 |
| — | AMC ENTMT HLDGS INC | 575,000 | $8,079 | 0.5% | $16.09 | — | CL A COM | 00165C104 |
| — | CYPRESS SEMICONDUCTOR CORP | 476,200 | $8,076 | 0.5% | $14.51 | — | Call | 232806109 |
| MERC | MERCER INTL INC | 645,000 | $8,030 | 0.5% | $9.94 | +3.4% | COM | 588056101 |
| WTTR | SELECT ENERGY SVCS INC | 633,221 | $7,991 | 0.5% | $15.20 | — | CL A COM | 81617J301 |
| — | DFB HEALTHCARE ACQUISTION CO | 758,416 | $7,622 | 0.4% | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | EASTERLY ACQUISITION CORP | 742,263 | $7,571 | 0.4% | $10.12 | — | COM | 27616L102 |
| — | MICROSEMI CORP | 110,270 | $7,137 | 0.4% | $64.72 | — | COM | 595137100 |
| LPX | LOUISIANA PAC CORP | 244,150 | $7,024 | 0.4% | $28.66 | 0.0% | COM | 546347105 |
| NXPI | NXP SEMICONDUCTORS N V | 60,000 | $7,020 | 0.4% | $94.14 | +13.9% | Put | N6596X109 |
| — | GORES HLDGS II INC | 699,800 | $6,998 | 0.4% | $10.02 | — | COM CL A | 382867109 |
| OLED | UNIVERSAL DISPLAY CORP | 65,500 | $6,616 | 0.4% | $142.53 | 0.0% | COM | 91347P105 |
| WFC | WELLS FARGO CO NEW | 125,000 | $6,551 | 0.4% | $47.72 | 0.0% | Call | 949746101 |
| — | KAYNE ANDERSON ACQUISITION | 649,403 | $6,358 | 0.4% | $9.72 | — | COM CL A | 48661U102 |
| — | CONSTELLATION ALPHA CAP CORP | 637,903 | $6,296 | 0.4% | $9.71 | — | SH | G2379F108 |
| — | TPG PACE HLDGS CORP | 620,200 | $6,053 | 0.3% | $9.83 | — | CL A | G89827128 |
| MERC | MERCER INTL INC | 474,100 | $5,903 | 0.3% | $9.94 | +3.4% | Call | 588056101 |
| COR | AMERISOURCEBERGEN CORP | 68,000 | $5,862 | 0.3% | — | — | Call | 03073E105 |
| NVDA | NVIDIA CORP | 25,000 | $5,790 | 0.3% | — | — | Call | 67066G104 |
| NVDA | NVIDIA CORP | 25,000 | $5,790 | 0.3% | — | — | Put | 67066G104 |
| — | AEROJET ROCKETDYNE HLDGS INC | 4,500 | $5,702 | 0.3% | $1267.11 | — | NOTE 2.250%12/1 | 007800AB1 |
| — | GGP INC | 278,368 | $5,695 | 0.3% | $22.56 | — | COM | 36174X101 |
| — | DISH NETWORK CORP | 150,000 | $5,684 | 0.3% | $46.48 | — | CL A | 25470M109 |
| — | FINTECH ACQUISITION CORP II | 567,603 | $5,642 | 0.3% | $9.86 | — | COM | 31810G109 |
| — | DISH NETWORK CORP | 148,500 | $5,627 | 0.3% | $46.48 | — | Put | 25470M109 |
| — | LEISURE ACQUISITION CORP | 565,507 | $5,597 | 0.3% | $9.90 | — | UNIT 99/99/9999 | 52539T206 |
| — | OPES ACQUISITION CORP | 551,400 | $5,544 | 0.3% | $10.05 | — | UNIT 03/07/2023 | 68373P209 |
| — | SIGMA DESIGNS INC | 883,101 | $5,475 | 0.3% | $6.52 | — | COM | 826565103 |
| VYX | NCR CORP NEW | 170,000 | $5,358 | 0.3% | $21.07 | 0.0% | Put | 62886E108 |
| — | MICROSEMI CORP | 81,700 | $5,288 | 0.3% | $64.72 | — | Put | 595137100 |
| — | PLATINUM EAGLE ACQUISITIN CO | 520,200 | $5,280 | 0.3% | $10.15 | — | UNIT 01/09/2023 | G7126L126 |
| — | SENTINEL ENERGY SVCS INC | 529,956 | $5,257 | 0.3% | $9.92 | — | UNIT 11/02/2022 | G8062D128 |
| — | RTI INTL METALS INC | 5,000 | $5,247 | 0.3% | $1049.40 | — | NOTE 1.625%10/1 | 74973WAB3 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 26,138 | $5,214 | 0.3% | $192.39 | +6.7% | CL B NEW | 084670702 |
| — | PENSARE ACQUISITION CORP | 520,807 | $5,062 | 0.3% | $9.67 | — | COM | 70957E105 |
| — | UNION ACQUISITION CORP | 488,500 | $4,997 | 0.3% | $10.23 | — | UNIT 99/99/9999 | G9366W119 |
| — | KAPSTONE PAPER AND PACKAGING C | 145,033 | $4,976 | 0.3% | $21.44 | — | COM | 48562P103 |
| — | M I ACQUISITIONS INC | 473,216 | $4,940 | 0.3% | $10.12 | — | COM | 55304A104 |
| — | LANDCADIA HLDGS INC | 490,219 | $4,922 | 0.3% | $7.99 | — | CL A | 51476W107 |
| — | CM SEVEN STAR ACQUISITION CO | 471,700 | $4,835 | 0.3% | $9.96 | — | UNIT 08/21/2022 | G2345N128 |
| — | ARCONIC INC | 208,700 | $4,808 | 0.3% | — | — | Call | 03965L100 |
| — | DYNEGY INC NEW DEL | 355,437 | $4,806 | 0.3% | $13.18 | — | COM | 26817R108 |
| — | SVB FINL GROUP | 19,900 | $4,776 | 0.3% | — | — | Put | 78486Q101 |
| — | DIEBOLD NXDF INC | 308,000 | $4,743 | 0.3% | $24.54 | — | COM | 253651103 |
| — | GENERAL ELECTRIC CO | 350,000 | $4,718 | 0.3% | $13.48 | — | Call | 369604103 |
| — | SILICON LABORATORIES INC | 4,000 | $4,631 | 0.3% | $1157.75 | — | NOTE 1.375% 3/0 | 826919AB8 |
| — | EXPRESS SCRIPTS HLDG CO | 65,813 | $4,546 | 0.3% | $69.07 | — | COM | 30219G108 |
| — | TIBERIUS ACQUISITION CORP | 450,000 | $4,509 | 0.3% | $10.02 | — | UNIT 02/28/2021 | 88633A206 |
| — | EXPRESS SCRIPTS HLDG CO | 65,000 | $4,490 | 0.3% | $69.07 | — | Put | 30219G108 |
| CEF | SPROTT PHYSICAL GOLD AND SILVE | 339,156 | $4,477 | 0.3% | $13.20 | — | TR UNIT | 85208R101 |
| CASY | CASEYS GEN STORES INC | 40,000 | $4,391 | 0.3% | $109.41 | 0.0% | Put | 147528103 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 440,909 | $4,369 | 0.2% | $9.87 | — | CL A | G0726L125 |
| GDXJ | VANECK VECTORS ETF TR | 134,236 | $4,316 | 0.2% | $32.74 | — | JR GOLD MINERS E | 92189F791 |
| — | HENNESSY CAP ACQUSTON CORP I | 434,800 | $4,305 | 0.2% | $9.86 | — | COM | 42588L105 |
| ABBNY | ABB LTD | 180,000 | $4,273 | 0.2% | $23.74 | — | SPONSORED ADR | 000375204 |
| — | BUNGE LIMITED | 57,500 | $4,252 | 0.2% | $72.22 | — | COM | G16962105 |
| — | SABAN CAP ACQUISITION CORP | 426,236 | $4,237 | 0.2% | $9.99 | — | COM CL A | 78516C106 |
| — | ELECTRUM SPL ACQUISITION COR | 405,643 | $4,211 | 0.2% | $9.75 | — | SH | G3105C104 |
| — | AMC ENTMT HLDGS INC | 298,500 | $4,194 | 0.2% | $16.09 | — | Put | 00165C104 |
| BBCN 3.75 11/13/20 REGS | BLACKBERRY LTD | 3,000 | $4,140 | 0.2% | $1380.00 | — | DEBT 3.750%11/1 | C10268AC1 |
| XOM | EXXON MOBIL CORP | 55,000 | $4,104 | 0.2% | — | — | Call | 30231G102 |
| — | HRG GROUP INC | 247,019 | $4,073 | 0.2% | $16.91 | — | COM | 40434J100 |
| — | SPDR SERIES TRUST | 115,500 | $4,068 | 0.2% | — | — | Call | 78464A730 |
| ITA | ISHARES TR | 20,000 | $3,960 | 0.2% | — | — | Put | 464288760 |
| — | CITRIX SYS INC | 3,000 | $3,953 | 0.2% | $1317.67 | — | NOTE 0.500% 4/1 | 177376AD2 |
| HEI/A | HEICO CORP NEW | 55,640 | $3,948 | 0.2% | $47.83 | +11.6% | CL A | 422806208 |
| — | MATLIN AND PARTNERS ACQUISITIO | 399,498 | $3,915 | 0.2% | $9.66 | — | CL A | 57682V106 |
| VYX | NCR CORP NEW | 121,200 | $3,820 | 0.2% | $21.07 | 0.0% | Call | 62886E108 |
| — | DISCOVERY COMMUNICATNS NEW | 195,665 | $3,819 | 0.2% | $20.29 | — | COM SER C | 25470F302 |
| — | NXSTAGE MEDICAL INC | 151,794 | $3,774 | 0.2% | $24.23 | — | COM | 67072V103 |
| — | TWENTY FIRST CENTY FOX INC | 100,520 | $3,656 | 0.2% | $31.05 | — | CL B | 90130A200 |
| — | XILINX INC | 50,000 | $3,612 | 0.2% | $67.42 | — | COM | 983919101 |
| — | GTY TECHNOLOGY HOLDINGS INC | 352,706 | $3,495 | 0.2% | $9.95 | — | CL A | G4182A102 |
| — | LEO HOLDINGS CORP | 342,554 | $3,426 | 0.2% | $10.00 | — | UNIT 99/99/9999 | G5463L121 |
| — | MODERN MEDIA ACQUISITION | 342,424 | $3,407 | 0.2% | $9.77 | — | COM | 60765P103 |
| INTC | INTEL CORP | 65,000 | $3,385 | 0.2% | — | — | Put | 458140100 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 322,542 | $3,251 | 0.2% | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | SENSEONICS HLDGS INC | 3,000 | $3,248 | 0.2% | $1082.67 | — | NOTE 5.250% 2/0 | 81727UAA3 |
| — | FEDERAL STR ACQUISITION CORP | 310,909 | $3,181 | 0.2% | $10.27 | — | UNIT 99/99/9999 | 31421V206 |
| MU | MICRON TECHNOLOGY INC | 60,000 | $3,128 | 0.2% | $42.03 | +11.1% | COM | 595112103 |
| — | ILG INC | 100,000 | $3,112 | 0.2% | $28.48 | — | Call | 44967H101 |
| CASY | CASEYS GEN STORES INC | 28,100 | $3,085 | 0.2% | $109.41 | 0.0% | COM | 147528103 |
| BF/A | BROWN FORMAN CORP | 53,899 | $2,874 | 0.2% | $31.89 | +29.0% | CL A | 115637100 |
| — | SPARTON CORP | 162,029 | $2,821 | 0.2% | $19.99 | — | COM | 847235108 |
| RNG | RINGCENTRAL INC | 44,000 | $2,794 | 0.2% | — | — | Put | 76680R206 |
| — | DRAPER OAKWOOD TECHNOLOGY | 283,093 | $2,791 | 0.2% | $9.77 | — | COM CL A | 26146L103 |
| — | CAPITOL INVT CORP IV | 276,000 | $2,788 | 0.2% | $10.12 | — | UNIT 99/99/9999 | G18920119 |
| QCOM | QUALCOMM INC | 50,000 | $2,771 | 0.2% | $51.91 | 0.0% | Call | 747525103 |
| — | ALTERYX INC | 80,000 | $2,731 | 0.2% | $34.14 | — | COM CL A | 02156B103 |
| PANW | PALO ALTO NETWORKS INC | 15,000 | $2,723 | 0.2% | — | — | Put | 697435105 |
| — | BGC PARTNERS INC | 196,067 | $2,637 | 0.2% | $13.84 | — | CL A | 05541T101 |
| — | JENSYN ACQUISITION CORP | 252,377 | $2,617 | 0.1% | $10.37 | — | COM | 47632B102 |
| UPBD | RENT A CTR INC NEW | 301,531 | $2,602 | 0.1% | $10.91 | -12.0% | COM | 76009N100 |
| — | MTECH ACQUISITION CORP | 256,289 | $2,601 | 0.1% | $10.15 | — | UNIT 01/19/2023 | 55378W206 |
| — | BIG ROCK PARTNERS ACQUISI CO | 250,000 | $2,588 | 0.1% | $10.24 | — | UNIT 11/20/2022 | 089482202 |
| — | GENERAL ELECTRIC CO | 190,000 | $2,561 | 0.1% | $13.48 | — | Put | 369604103 |
| RPD | RAPID7 INC | 100,000 | $2,557 | 0.1% | $24.16 | 0.0% | COM | 753422104 |
| — | GENER8 MARITIME INC | 450,806 | $2,547 | 0.1% | $5.70 | — | COM | Y26889108 |
| — | PRETIUM RES INC | 377,900 | $2,517 | 0.1% | — | — | Put | 74139C102 |
| DIS | DISNEY WALT CO | 25,000 | $2,511 | 0.1% | — | — | Call | 254687106 |
| — | ORBOTECH LTD | 40,000 | $2,487 | 0.1% | $62.17 | — | ORD | M75253100 |
| ENPH | ENPHASE ENERGY INC | 541,200 | $2,473 | 0.1% | $2.08 | +45.7% | COM | 29355A107 |
| — | U S G CORP | 60,000 | $2,425 | 0.1% | $40.42 | — | Put | 903293405 |
| JPM | JPMORGAN CHASE AND CO | 22,000 | $2,419 | 0.1% | $75.18 | +21.6% | COM | 46625H100 |
| ADNT | ADIENT PLC | 40,000 | $2,390 | 0.1% | $66.01 | 0.0% | ORD SH | G0084W101 |
| LOGI | LOGITECH INTL S A | 64,600 | $2,373 | 0.1% | $34.23 | 0.0% | Call | H50430232 |
| BLBD | BLUE BIRD CORP | 100,000 | $2,370 | 0.1% | $21.17 | +3.4% | COM | 095306106 |
| AAPL | APPLE INC | 14,100 | $2,366 | 0.1% | $34.31 | +17.8% | COM | 037833100 |
| — | LIBERTY MEDIA CORP DELAWARE | 80,000 | $2,343 | 0.1% | $34.72 | — | COM SER A FRMLA | 531229870 |
| LOGI | LOGITECH INTL S A | 63,000 | $2,314 | 0.1% | $34.23 | 0.0% | SH | H50430232 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 214,658 | $2,308 | 0.1% | $10.75 | — | COM SER A | 531465102 |
| MSFT | MICROSOFT CORP | 25,000 | $2,282 | 0.1% | $52.16 | +61.6% | COM | 594918104 |
| — | U S G CORP | 54,727 | $2,212 | 0.1% | $40.42 | — | COM NEW | 903293405 |
| — | MOSAIC ACQUISITION CORP | 217,300 | $2,186 | 0.1% | $10.10 | — | UNIT 99/99/9999 | G62848117 |
| EXR | EXTRA SPACE STORAGE INC | 25,000 | $2,184 | 0.1% | — | — | Call | 30225T102 |
| MAC | MACERICH CO | 38,800 | $2,174 | 0.1% | $56.06 | — | Put | 554382101 |
| — | KBL MERGER CORP IV | 220,054 | $2,168 | 0.1% | $9.85 | — | COM | 48242A104 |
| — | PATTERN ENERGY GROUP INC | 125,300 | $2,166 | 0.1% | $19.36 | — | CL A | 70338P100 |
| — | CANADIAN PAC RY LTD | 11,562 | $2,041 | 0.1% | $176.53 | — | COM | 13645T100 |
| — | LEISURE ACQUISITION CORP | 210,000 | $2,010 | 0.1% | $9.57 | — | COM | 52539T107 |
| — | HAYMAKER ACQUISITION CORP | 200,000 | $1,910 | 0.1% | $9.50 | — | COM CLASS A | 420870107 |
| NESRW | NATIONAL ENERGY SERVICES REU | 2,045,959 | $1,903 | 0.1% | $0.56 | — | W EXP 05/05/202 | G6375R115 |
| — | ROSEHILL RES INC | 460,615 | $1,901 | 0.1% | $7.99 | — | CL A | 777385105 |
| CF | CF INDS HLDGS INC | 50,000 | $1,887 | 0.1% | — | — | Put | 125269100 |
| — | GIGCAPITAL INC | 181,539 | $1,884 | 0.1% | $10.00 | — | UNIT 03/06/2025 | 37518N205 |
| HUM | HUMANA INC | 7,000 | $1,882 | 0.1% | — | — | Put | 444859102 |
| — | ENVISION HEALTHCARE CORP | 48,683 | $1,871 | 0.1% | $38.43 | — | COM | 29414D100 |
| UPBD | RENT A CTR INC NEW | 210,000 | $1,813 | 0.1% | $10.91 | -12.0% | Call | 76009N100 |
| — | MCDERMOTT INTL INC | 295,077 | $1,797 | 0.1% | $6.58 | — | COM | 580037109 |
| NWS | NEWS CORP NEW | 110,000 | $1,771 | 0.1% | $13.07 | +17.6% | CL B | 65249B208 |
| HYG | ISHARES TR | 20,000 | $1,712 | 0.1% | — | — | Put | 464288513 |
| HTO | SJW GROUP | 31,913 | $1,682 | 0.1% | $56.16 | 0.0% | COM | 784305104 |
| — | LIONS GATE ENTMNT CORP | 69,786 | $1,680 | 0.1% | $24.07 | — | CL B NON VTG | 535919500 |
| — | LIBERTY EXPEDIA HOLDINGS | 42,500 | $1,669 | 0.1% | $39.27 | — | SER A COM | 53046P109 |
| — | EDGEWATER TECHNOLOGY INC | 300,524 | $1,668 | 0.1% | $6.26 | — | COM | 280358102 |
| — | PLY GEM HLDGS INC | 76,623 | $1,655 | 0.1% | $21.60 | — | COM | 72941W100 |
| PHUN | STELLAR ACQUISITION III INC | 157,483 | $1,630 | 0.1% | $10.17 | — | COM | Y8172W107 |
| — | UNITED TECHNOLOGIES CORP | 12,900 | $1,623 | 0.1% | — | — | Put | 913017109 |
| — | TWITTER INC | 55,600 | $1,613 | 0.1% | $29.01 | — | COM | 90184L102 |
| — | ALTA MESA RES INC | 200,138 | $1,601 | 0.1% | $8.00 | — | CL A | 02133L109 |
| — | ENVISION HEALTHCARE CORP | 41,500 | $1,595 | 0.1% | $38.43 | — | Call | 29414D100 |
| — | DOWDUPONT INC | 25,000 | $1,593 | 0.1% | $63.69 | — | Call | 26078J100 |
| — | DOWDUPONT INC | 25,000 | $1,593 | 0.1% | $63.69 | — | Put | 26078J100 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 155,570 | $1,560 | 0.1% | $10.03 | — | CL A | G8250R103 |
| — | GENERAL ELECTRIC CO | 115,000 | $1,550 | 0.1% | $13.48 | — | COM | 369604103 |
| ELV | ANTHEM INC | 7,000 | $1,538 | 0.1% | — | — | Put | 036752103 |
| UPBD | RENT A CTR INC NEW | 176,500 | $1,523 | 0.1% | $10.91 | -12.0% | Put | 76009N100 |
| — | LIBERTY MEDIA CORP DELAWARE | 35,900 | $1,475 | 0.1% | $40.51 | — | COM A SIRIUSXM | 531229409 |
| CWH | CAMPING WORLD HLDGS INC | 45,000 | $1,451 | 0.1% | $28.94 | -6.2% | Put | 13462K109 |
| — | BIG ROCK PARTNERS ACQUISI CO | 146,391 | $1,429 | 0.1% | $9.72 | — | COM | 089482103 |
| — | RSP PERMIAN INC | 30,000 | $1,406 | 0.1% | $46.87 | — | COM | 74978Q105 |
| VAC | MARRIOTT VACATIONS WRLDWDE C | 10,000 | $1,332 | 0.1% | — | — | Put | 57164Y107 |
| — | CONVERGEONE HLDGS INC | 1,109,397 | $1,325 | 0.1% | $1.19 | — | W EXP 04/12/202 | 212481113 |
| — | GASTAR EXPL INC NEW | 1,829,952 | $1,249 | 0.1% | $0.68 | — | COM | 36729W202 |
| — | BISON CAP ACQUISITION CORP | 124,765 | $1,240 | 0.1% | $9.91 | — | ORD SH | G1142P104 |
| — | MAINSOURCE FINANCIAL GP INC | 30,472 | $1,239 | 0.1% | $40.66 | — | COM | 56062Y102 |
| — | VMWARE INC | 10,000 | $1,213 | 0.1% | — | — | Call | 928563402 |
| — | VANECK VECTORS ETF TR | 50,000 | $1,194 | 0.1% | — | — | Call | 92189F718 |
| CVX | CHEVRON CORP NEW | 10,200 | $1,163 | 0.1% | $85.03 | 0.0% | COM | 166764100 |
| — | ALMOST FAMILY INC | 20,713 | $1,160 | 0.1% | $56.00 | — | COM | 020409108 |
| THO | THOR INDS INC | 10,000 | $1,152 | 0.1% | $88.93 | +27.1% | COM | 885160101 |
| — | DOWDUPONT INC | 18,073 | $1,151 | 0.1% | $63.69 | — | COM | 26078J100 |
| KNX | KNIGHT SWIFT TRANSN HLDGS IN | 25,000 | $1,150 | 0.1% | — | — | Put | 499049104 |
| CWH | CAMPING WORLD HLDGS INC | 35,500 | $1,145 | 0.1% | $28.94 | -6.2% | CL A | 13462K109 |
| VRNS | VARONIS SYS INC | 18,787 | $1,137 | 0.1% | $18.52 | 0.0% | COM | 922280102 |
| — | NEBULA ACQUISITION CORP | 107,500 | $1,088 | 0.1% | $10.12 | — | UNIT 03/12/2025 | 629076209 |
| — | VANTAGE ENERGY ACQUISITION | 833,333 | $1,083 | 0.1% | $1.25 | — | W EXP 04/12/202 | 92211L113 |
| — | TPG PACE ENERGY HLDGS CORP | 583,333 | $1,079 | 0.1% | $1.41 | — | W EXP 99/99/999 | 872656111 |
| — | CAPELLA EDUCATION COMPANY | 12,246 | $1,070 | 0.1% | $81.37 | — | COM | 139594105 |
| — | LIBERTY GLOBAL PLC | 35,022 | $1,066 | 0.1% | $33.34 | — | SHS CL C | G5480U120 |
| — | BARINGTON HILCO ACQUISITION | 98,494 | $1,044 | 0.1% | $10.20 | — | COM | 06759V101 |
| — | LIBERTY MEDIA CORP DELAWARE | 45,883 | $1,043 | 0.1% | $25.15 | — | COM A BRAVES GRP | 531229706 |
| FNV | FRANCO NEVADA CORP | 15,000 | $1,026 | 0.1% | — | — | Call | 351858105 |
| AMZN | AMAZON COM INC | 700 | $1,013 | 0.1% | $41.67 | +71.6% | COM | 023135106 |
| — | B2GOLD CORP | 1,000 | $1,009 | 0.1% | $592.59 | — | NOTE 3.250%10/0 | 11777QAB6 |
| CAKE | CHEESECAKE FACTORY INC | 20,351 | $981 | 0.1% | $39.93 | +1.5% | COM | 163072101 |
| ZS | ZSCALER INC | 34,899 | $980 | 0.1% | $29.28 | 0.0% | COM | 98980G102 |
| — | WILLSCOT CORP | 575,623 | $961 | 0.1% | $1.45 | — | W EXP 09/10/202 | 971375118 |
| — | MULESOFT INC | 21,422 | $942 | 0.1% | $43.97 | — | CL A | 625207105 |
| SPG | SIMON PPTY GROUP INC NEW | 6,000 | $926 | 0.1% | $103.84 | 0.0% | COM | 828806109 |
| — | NATIONSTAR MTG HLDGS INC | 49,350 | $886 | 0.1% | $17.95 | — | COM | 63861C109 |
| — | ROSEHILL RES INC | 1,164,548 | $870 | 0.0% | $1.10 | — | W EXP 09/16/202 | 777385113 |
| — | RANDGOLD RES LTD | 9,999 | $832 | 0.0% | $83.21 | — | ADR | 752344309 |
| LITE | LUMENTUM HLDGS INC | 13,029 | $831 | 0.0% | $55.75 | +2.9% | COM | 55024U109 |
| — | CSRA INC | 20,000 | $825 | 0.0% | $29.83 | — | COM | 12650T104 |
| — | BLUE BUFFALO PET PRODS INC | 20,000 | $796 | 0.0% | — | — | Call | 09531U102 |
| SNAP | SNAP INC | 50,000 | $794 | 0.0% | — | — | Put | 83304A106 |
| CENTA | CENTRAL GARDEN AND PET CO | 20,000 | $792 | 0.0% | $30.05 | 0.0% | CL A NON-VTG | 153527205 |
| ABUS | ARBUTUS BIOPHARMA CORP | 151,078 | $755 | 0.0% | $3.27 | +61.9% | COM | 03879J100 |
| — | XL GROUP LTD | 12,900 | $713 | 0.0% | $55.27 | — | COM | G98294104 |
| PZZA | PAPA JOHNS INTL INC | 11,891 | $681 | 0.0% | $51.28 | -3.2% | COM | 698813102 |
| — | M I ACQUISITIONS INC | 810,300 | $648 | 0.0% | $0.60 | — | W EXP 11/15/202 | 55304A112 |
| VYX | NCR CORP NEW | 20,000 | $630 | 0.0% | $21.07 | 0.0% | COM | 62886E108 |
| — | FEDERAL STR ACQUISITION CORP | 64,800 | $627 | 0.0% | $9.68 | — | CL A | 31421V107 |
| — | KAYNE ANDERSON ACQUISITION | 658,866 | $613 | 0.0% | $0.78 | — | W EXP 06/30/202 | 48661U110 |
| — | HENNESSY CAP ACQUSTON CORP I | 728,100 | $604 | 0.0% | $0.74 | — | W EXP 06/15/202 | 42588L113 |
| WMT | WALMART INC | 6,700 | $596 | 0.0% | $28.34 | 0.0% | COM | 931142103 |
| — | GGP INC | 28,800 | $589 | 0.0% | $22.56 | — | Put | 36174X101 |
| RLJ | RLJ LODGING TR | 29,700 | $577 | 0.0% | $22.00 | — | COM | 74965L101 |
| — | ATLANTIC COAST FINL CORP | 54,740 | $564 | 0.0% | $9.43 | — | COM | 048426100 |
| SRG | SERITAGE GROWTH PPTYS | 15,736 | $559 | 0.0% | $44.14 | -14.9% | CL A | 81752R100 |
| MAC | MACERICH CO | 9,900 | $555 | 0.0% | $56.06 | — | COM | 554382101 |
| QCOM | QUALCOMM INC | 10,000 | $554 | 0.0% | $51.91 | 0.0% | COM | 747525103 |
| — | ILG INC | 17,500 | $544 | 0.0% | $28.48 | — | COM | 44967H101 |
| CECO | CECO ENVIRONMENTAL CORP | 119,524 | $532 | 0.0% | $4.68 | 0.0% | COM | 125141101 |
| SBUX | STARBUCKS CORP | 9,000 | $521 | 0.0% | $48.70 | 0.0% | COM | 855244109 |
| SMH | VANECK VECTORS ETF TR | 5,000 | $521 | 0.0% | $104.20 | — | SEMICONDUCTOR ET | 92189F676 |
| PENN | PENN NATL GAMING INC | 19,606 | $515 | 0.0% | $28.89 | 0.0% | COM | 707569109 |
| META | FACEBOOK INC | 3,200 | $511 | 0.0% | $178.31 | 0.0% | CL A | 30303M102 |
| XENE | XENON PHARMACEUTICALS INC | 101,103 | $495 | 0.0% | $5.74 | -35.6% | COM | 98420N105 |
| — | VITAMIN SHOPPE INC | 110,100 | $479 | 0.0% | — | — | Call | 92849E101 |
| — | MUDRICK CAP ACQUISITION CORP | 50,200 | $479 | 0.0% | $9.54 | — | COM CLASS A | 624745105 |
| — | TPG PACE HLDGS CORP | 300,000 | $465 | 0.0% | $1.45 | — | W EXP 06/27/202 | G89827110 |
| GNRC | GENERAC HLDGS INC | 10,000 | $459 | 0.0% | — | — | Put | 368736104 |
| — | GORES HLDGS II INC | 251,166 | $447 | 0.0% | $1.48 | — | W EXP 01/13/202 | 382867117 |
| LBRDK | LIBERTY BROADBAND CORP | 5,000 | $428 | 0.0% | $84.30 | 0.0% | COM SER C | 530307305 |
| — | HOSTESS BRANDS INC | 180,000 | $425 | 0.0% | $2.82 | — | W EXP 11/04/202 | 44109J114 |
| — | EASTERLY ACQUISITION CORP | 482,835 | $405 | 0.0% | $0.84 | — | W EXP 07/29/202 | 27616L110 |
| QSR | RESTAURANT BRANDS INTL INC | 6,900 | $393 | 0.0% | $59.39 | 0.0% | COM | 76131D103 |
| IQ | IQIYI INC | 25,000 | $389 | 0.0% | $15.56 | — | SPONSORED ADS | 46267X108 |
| — | FGL HLDGS | 210,500 | $383 | 0.0% | $1.55 | — | W EXP 11/30/202 | G3402M110 |
| — | PENSARE ACQUISITION CORP | 671,900 | $336 | 0.0% | $0.50 | — | W EXP 07/27/202 | 70957E113 |
| — | FINTECH ACQUISITION CORP II | 250,000 | $330 | 0.0% | $1.15 | — | W EXP 01/19/202 | 31810G117 |
| LEN/B | LENNAR CORP | 6,723 | $321 | 0.0% | $42.81 | 0.0% | CL B | 526057302 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 899,100 | $297 | 0.0% | $0.40 | — | W EXP 99/99/999 | G0726L117 |
| — | COMMERCEHUB INC | 12,918 | $291 | 0.0% | $21.35 | — | COM SER C | 20084V306 |
| — | I AM CAP ACQUISITION CO | 28,467 | $283 | 0.0% | $9.85 | — | COM | 45074Q108 |
| — | CLIFTON BANCORP INC | 17,972 | $281 | 0.0% | $15.64 | — | COM | 186873105 |
| — | RPX CORP | 25,000 | $267 | 0.0% | $10.68 | — | COM | 74972G103 |
| WFC | WELLS FARGO CO NEW | 5,000 | $262 | 0.0% | $47.72 | 0.0% | COM | 949746101 |
| — | ALTA MESA RES INC | 157,166 | $244 | 0.0% | $1.55 | — | W EXP 03/28/202 | 02133L117 |
| PANL | PANGAEA LOGISTICS SOLUTION L | 89,725 | $238 | 0.0% | $2.88 | -26.8% | SH | G6891L105 |
| TER | TERADYNE INC | 5,000 | $229 | 0.0% | $39.50 | +11.2% | COM | 880770102 |
| — | CONVERGEONE HLDGS INC | 24,028 | $222 | 0.0% | $9.24 | — | COM CL A | 212481105 |
| — | NEXEO SOLUTIONS INC | 297,917 | $217 | 0.0% | $0.72 | — | W EXP 06/09/202 | 65342H110 |
| — | POTBELLY CORP | 17,439 | $210 | 0.0% | $12.04 | — | COM | 73754Y100 |
| — | FEDERAL STR ACQUISITION CORP | 182,400 | $210 | 0.0% | $1.15 | — | W EXP 07/24/202 | 31421V115 |
| — | MCDERMOTT INTL INC | 33,600 | $205 | 0.0% | $6.58 | — | Call | 580037109 |
| NEXT | NEXTDECADE CORP | 40,000 | $198 | 0.0% | $6.38 | 0.0% | COM | 65342K105 |
| — | LANDCADIA HLDGS INC | 250,000 | $184 | 0.0% | $0.68 | — | W EXP 06/01/202 | 51476W115 |
| — | SIMPLY GOOD FOODS CO | 50,000 | $178 | 0.0% | $2.38 | — | W EXP 07/07/202 | 82900L110 |
| — | CONSTELLATION ALPHA CAP CORP | 690,000 | $166 | 0.0% | $0.23 | — | W EXP 03/23/202 | G2379F116 |
| — | SABAN CAP ACQUISITION CORP | 125,000 | $163 | 0.0% | $1.35 | — | W EXP 09/21/202 | 78516C114 |
| — | GTY TECHNOLOGY HOLDINGS INC | 125,753 | $153 | 0.0% | $1.12 | — | W EXP 10/25/202 | G4182A128 |
| — | INFRA AND ENERGY ALTRNTIVE I | 167,125 | $145 | 0.0% | $0.87 | — | W EXP 05/20/202 | 45686J112 |
| — | HAYMAKER ACQUISITION CORP | 121,898 | $98 | 0.0% | $0.80 | — | W EXP 10/27/202 | 420870115 |
| — | BIG ROCK PARTNERS ACQUISI CO | 237,897 | $83 | 0.0% | $0.35 | — | RIGHT 12/01/2022 | 089482129 |
| — | MODERN MEDIA ACQUISITION | 155,487 | $81 | 0.0% | $0.36 | — | W EXP 05/17/202 | 60765P111 |
| — | MATLIN AND PARTNERS ACQUISITIO | 146,100 | $73 | 0.0% | $0.38 | — | W EXP 05/28/202 | 57682V114 |
| — | KBL MERGER CORP IV | 222,505 | $53 | 0.0% | $0.18 | — | W EXP 01/15/202 | 48242A112 |
| — | ESTRE AMBIENTAL INC | 91,355 | $53 | 0.0% | $0.62 | — | W EXP 12/21/202 | G3206V118 |
| — | NEVSUN RES LTD | 20,000 | $48 | 0.0% | — | — | Call | 64156L101 |
| — | BIG ROCK PARTNERS ACQUISI CO | 101,200 | $33 | 0.0% | $0.33 | — | W EXP 12/01/202 | 089482111 |
| — | BARINGTON HILCO ACQUISITION | 88,246 | $31 | 0.0% | $0.35 | — | RIGHT 02/13/2017 | 06759V119 |
| — | LEISURE ACQUISITION CORP | 40,400 | $28 | 0.0% | $0.69 | — | W EXP 12/05/201 | 52539T115 |
| — | BARINGTON HILCO ACQUISITION | 125,622 | $26 | 0.0% | $0.21 | — | W EXP 02/11/202 | 06759V127 |
| — | CM SEVEN STAR ACQUISITION CO | 70,000 | $22 | 0.0% | $0.31 | — | RIGHT 08/21/2022 | G2345N136 |
| — | PENSARE ACQUISITION CORP | 41,026 | $21 | 0.0% | $0.51 | — | RIGHT 99/99/9999 | 70957E121 |
| — | LEGACY ACQUISITION CORP | 50,000 | $17 | 0.0% | $0.34 | — | W EXP 11/30/202 | 524643111 |
| — | ATLANTIC ACQUISITION CORP | 23,470 | $12 | 0.0% | $0.55 | — | RIGHT 02/08/2019 | 048206304 |