Location: Charlotte, NC
CIK: 0001560717 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value: $1.459B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| EEM | * ISHARES TR MSCI EMG MKT ETF | 3,492,015 | $131M | 9.0% | $37.45 | — | COM | 464287234 |
| IVW | * ISHARES TR SP 500 GRWT ETF | 994,136 | $121M | 8.3% | $114.42 | — | COM | 464287309 |
| IWN | * ISHARES TR RUS 2000 VAL ETF | 963,168 | $101M | 6.9% | $104.75 | — | COM | 464287630 |
| VBK | * VANGUARD INDEX FDS SML CP GR | 736,769 | $97.09M | 6.7% | $131.78 | — | COM | 922908595 |
| VGT | * VANGUARD WORLD FDS INF TECH | 765,914 | $92.19M | 6.3% | $120.37 | — | COM | 92204A702 |
| IJH | * ISHARES TR CORE SP MCP ETF | 586,989 | $90.81M | 6.2% | $154.29 | — | COM | 464287507 |
| XLB | * SELECT SECTOR SPDR TR SBI MA | 1,893,894 | $90.43M | 6.2% | $47.75 | — | COM | 81369Y100 |
| LQD | * ISHARES TR IBOXX INV CP ETF | 710,141 | $87.47M | 6.0% | $121.67 | — | COM | 464287242 |
| AGG | * ISHARES TR CORE US AGGBD ET | 721,457 | $81.11M | 5.6% | $108.99 | — | COM | 464287226 |
| DXJ | * WISDOMTREE TR JAPN HEDGE EQT | 1,365,185 | $58.58M | 4.0% | $42.91 | — | COM | 97717W851 |
| KBE | * SPDR SERIES TRUST SP BK ETF | 1,648,952 | $55.04M | 3.8% | $33.38 | — | COM | 78464A797 |
| SDY | * SPDR SERIES TRUST SP DIVID E | 571,450 | $48.21M | 3.3% | $84.36 | — | COM | 78464A763 |
| INDA | * ISHARES TR MSCI INDIA ETF | 1,610,264 | $47.36M | 3.2% | $29.41 | — | COM | 46429B598 |
| — | * VANECK VECTORS ETF TR HIGH Y | 1,302,494 | $42.01M | 2.9% | $32.25 | — | COM | 92189F361 |
| SPY | * SPDR SP 500 ETF TR TR UNIT | 131,578 | $28.46M | 2.0% | $191.09 | — | COM | 78462F103 |
| — | * POWERSHARES ETF TR II VAR RA | 1,107,017 | $28.24M | 1.9% | $25.51 | — | COM | 73937B597 |
| HYLS | FIRST TR EXCHANGE TRADED FD FI | 578,088 | $28.12M | 1.9% | $48.64 | — | COM | 33738D408 |
| — | * POWERSHARES ETF TRUST FINL P | 1,475,544 | $28.11M | 1.9% | $19.05 | — | COM | 73935X229 |
| IVE | * ISHARES TR SP 500 VAL ETF | 235,648 | $22.38M | 1.5% | $89.04 | — | COM | 464287408 |
| — | SPDR S&P 500 ETF TRUST | 75,000 | $16.22M | 1.1% | — | — | Put | 78462F953 |
| — | * POWERSHARES ETF TRUST DYNM L | 395,422 | $12.53M | 0.9% | $29.59 | — | COM | 73935X609 |
| QUAL | * ISHARES TR USA QUALITY FCTR | 183,931 | $12.41M | 0.9% | $66.26 | — | COM | 46432F339 |
| — | * POWERSHARES ETF TR II PWRSHS | 315,433 | $12.27M | 0.8% | $38.54 | — | COM | 73937B654 |
| VTV | * VANGUARD INDEX FDS VALUE ETF | 107,938 | $9.39M | 0.6% | $84.56 | — | COM | 922908744 |
| VO | * VANGUARD INDEX FDS MID CAP E | 65,639 | $8.497M | 0.6% | $122.39 | — | COM | 922908629 |
| VB | * VANGUARD INDEX FDS SMALL CP | 69,283 | $8.465M | 0.6% | $114.25 | — | COM | 922908751 |
| IWF | * ISHARES TR RUS 1000 GRW ETF | 81,219 | $8.461M | 0.6% | $98.83 | — | COM | 464287614 |
| CWI | * SPDR INDEX SHS FDS MSCI ACWI | 233,951 | $7.599M | 0.5% | $31.57 | — | COM | 78463X848 |
| VT | * VANGUARD INTL EQUITY INDEX F | 106,086 | $6.456M | 0.4% | $61.05 | — | COM | 922042742 |
| DBEF | * DBX ETF TR XTRAK MSCI EAFE | 227,787 | $6.009M | 0.4% | $28.70 | — | COM | 233051200 |
| BND | * VANGUARD BD INDEX FD INC TOT | 55,289 | $4.652M | 0.3% | $83.51 | — | COM | 921937835 |
| VWO | * VANGUARD INTL EQUITY INDEX F | 104,105 | $3.918M | 0.3% | $37.93 | — | COM | 922042858 |
| IWR | * ISHARES TR RUS MID-CAP ETF | 20,529 | $3.579M | 0.2% | $149.62 | — | COM | 464287499 |
| SHY | * ISHARES TR 1-3 YR TR BD ETF | 41,369 | $3.518M | 0.2% | $85.00 | — | COM | 464287457 |
| VEU | * VANGUARD INTL EQUITY INDEX F | 76,584 | $3.479M | 0.2% | $42.85 | — | COM | 922042775 |
| MUB | * ISHARES TR NATIONAL MUN ETF | 29,799 | $3.36M | 0.2% | $110.71 | — | COM | 464288414 |
| IVV | * ISHARES TR CORE SP500 ETF | 13,293 | $2.892M | 0.2% | $188.71 | — | COM | 464287200 |
| TOTL | SSGA ACTIVE ETF TR SPDR TR TAC | 52,501 | $2.635M | 0.2% | $49.36 | — | COM | 78467V848 |
| — | * POWERSHARES ETF TRUST II SEN | 90,679 | $2.105M | 0.1% | $23.15 | — | COM | 73936Q769 |
| AAPL | * APPLE INC COM | 17,439 | $1.971M | 0.1% | $23.08 | +5.0% | COM | 037833100 |
| PFF | * ISHARES TR U.S. PFD STK ETF | 42,193 | $1.667M | 0.1% | $39.89 | — | COM | 464288687 |
| JNJ | * JOHNSON JOHNSON COM | 13,301 | $1.571M | 0.1% | $90.47 | +3.4% | COM | 478160104 |
| IGSB | * ISHARES TR 1-3 YR CR BD ETF | 11,093 | $1.173M | 0.1% | $106.08 | — | COM | 464288646 |
| T | * ATT INC COM | 28,124 | $1.142M | 0.1% | $16.29 | 0.0% | COM | 00206R102 |
| UPS | * UNITED PARCEL SERVICE INC CL | 10,169 | $1.112M | 0.1% | $69.90 | +10.5% | COM | 911312106 |
| MSFT | * MICROSOFT CORP COM | 16,689 | $961K | 0.1% | $48.54 | +3.6% | COM | 594918104 |
| CSCO | * CISCO SYS INC COM | 29,999 | $952K | 0.1% | $20.86 | +10.6% | COM | 17275R102 |
| — | * POWERSHS DB MULTI SECT COMM | 21,349 | $867K | 0.1% | $40.94 | — | COM | 73936B200 |
| — | * POWERSHS DB MULTI SECT COMM | 28,679 | $866K | 0.1% | $30.20 | — | COM | 73936B309 |
| — | * DOW CHEM CO COM | 16,631 | $862K | 0.1% | $51.83 | — | COM | 260543103 |
| AMP | * AMERIPRISE FINL INC COM | 8,599 | $858K | 0.1% | $79.19 | +1.1% | COM | 03076C106 |
| USB | * US BANCORP DEL COM NEW | 19,729 | $846K | 0.1% | $29.17 | +2.7% | COM | 902973304 |
| — | * GENERAL ELECTRIC CO COM | 28,520 | $845K | 0.1% | $30.04 | — | COM | 369604103 |
| GILD | * GILEAD SCIENCES INC COM | 10,683 | $845K | 0.1% | $57.78 | 0.0% | COM | 375558103 |
| TGT | * TARGET CORP COM | 12,127 | $833K | 0.1% | $54.34 | 0.0% | COM | 87612E106 |
| WMT | * WAL-MART STORES INC COM | 10,509 | $758K | 0.1% | $18.31 | +12.5% | COM | 931142103 |
| — | * GLAXOSMITHKLINE PLC SPONSORE | 17,470 | $753K | 0.1% | $40.55 | — | COM | 37733W105 |
| DEO | * DIAGEO P L C SPON ADR NEW | 6,410 | $744K | 0.1% | $107.87 | — | COM | 25243Q205 |
| ABT | * ABBOTT LABS COM | 17,307 | $732K | 0.1% | $33.00 | +9.5% | COM | 002824100 |
| VOD | * VODAFONE GROUP PLC NEW SPNSR | 24,859 | $725K | 0.0% | $29.16 | — | COM | 92857W308 |
| FDN | * FIRST TR EXCHANGE TRADED FD | 8,700 | $710K | 0.0% | $64.07 | — | COM | 33733E302 |
| FXN | * FIRST TR EXCHANGE TRADED FD | 45,989 | $709K | 0.0% | $14.23 | — | COM | 33734X127 |
| XOM | * EXXON MOBIL CORP COM | 7,935 | $693K | 0.0% | $55.35 | +5.8% | COM | 30231G102 |
| WFC | * WELLS FARGO CO NEW COM | 15,488 | $686K | 0.0% | $37.92 | -2.9% | COM | 949746101 |
| FXU | * FIRST TR EXCHANGE TRADED FD | 26,228 | $680K | 0.0% | $26.04 | — | COM | 33734X184 |
| CMS | * CMS ENERGY CORP COM | 16,110 | $677K | 0.0% | $33.10 | 0.0% | COM | 125896100 |
| FXD | * FIRST TR EXCHANGE TRADED FD | 19,060 | $672K | 0.0% | $31.78 | — | COM | 33734X101 |
| FXG | * FIRST TR EXCHANGE TRADED FD | 14,335 | $666K | 0.0% | $38.68 | — | COM | 33734X119 |
| PUK | * PRUDENTIAL PLC ADR | 16,581 | $592K | 0.0% | $34.00 | — | COM | 74435K204 |
| PFG | * PRINCIPAL FINL GROUP INC COM | 11,267 | $580K | 0.0% | $32.91 | 0.0% | COM | 74251V102 |
| FEX | * FIRST TR LRGE CP CORE ALPHA | 12,356 | $578K | 0.0% | $42.16 | — | COM | 33734K109 |
| WM | * WASTE MGMT INC DEL COM | 8,931 | $569K | 0.0% | $55.15 | 0.0% | COM | 94106L109 |
| M | * MACYS INC COM | 14,433 | $535K | 0.0% | $36.24 | 0.0% | COM | 55616P104 |
| FAST | * FASTENAL CO COM | 12,773 | $534K | 0.0% | $8.32 | 0.0% | COM | 311900104 |
| MGA | * MAGNA INTL INC COM | 12,184 | $523K | 0.0% | $29.77 | 0.0% | COM | 559222401 |
| BP | * BP PLC SPONSORED ADR | 14,575 | $512K | 0.0% | $35.13 | — | COM | 055622104 |
| PG | * PROCTER AND GAMBLE CO COM | 5,640 | $506K | 0.0% | $67.52 | 0.0% | COM | 742718109 |
| BIIB | * BIOGEN INC COM | 1,610 | $504K | 0.0% | $296.18 | 0.0% | COM | 09062X103 |
| — | * BT GROUP PLC ADR | 19,755 | $502K | 0.0% | $25.41 | — | COM | 05577E101 |
| FTA | FIRST TR LRG CP VL ALPHADEX CO | 11,404 | $486K | 0.0% | $40.23 | — | COM | 33735J101 |
| VLO | * VALERO ENERGY CORP NEW COM | 9,100 | $482K | 0.0% | $36.73 | 0.0% | COM | 91913Y100 |
| PEP | * PEPSICO INC COM | 4,304 | $468K | 0.0% | $81.08 | 0.0% | COM | 713448108 |
| IWM | * ISHARES TR RUSSELL 2000 ETF | 3,616 | $449K | 0.0% | $110.93 | — | COM | 464287655 |
| LKQ | * LKQ CORP COM | 12,659 | $449K | 0.0% | $31.13 | 0.0% | COM | 501889208 |
| MMM | * 3M CO COM | 2,521 | $445K | 0.0% | $109.19 | 0.0% | COM | 88579Y101 |
| NDAQ | * NASDAQ INC COM | 6,431 | $434K | 0.0% | $19.86 | 0.0% | COM | 631103108 |
| BA | * BOEING CO COM | 3,278 | $432K | 0.0% | $118.53 | +1.9% | COM | 097023105 |
| SHV | * ISHARES TR SHRT TRS BD ETF | 3,705 | $409K | 0.0% | $110.31 | — | COM | 464288679 |
| EMN | * EASTMAN CHEM CO COM | 5,121 | $347K | 0.0% | $49.22 | 0.0% | COM | 277432100 |
| UHS | * UNIVERSAL HLTH SVCS INC CL B | 2,710 | $334K | 0.0% | $121.65 | 0.0% | COM | 913903100 |
| AMSF | * AMERISAFE INC COM | 5,395 | $317K | 0.0% | $27.88 | 0.0% | COM | 03071H100 |
| SLRC | * SOLAR CAP LTD COM | 13,245 | $272K | 0.0% | $6.94 | +20.4% | COM | 83413U100 |
| JPM | * JPMORGAN CHASE CO COM | 4,022 | $268K | 0.0% | $50.85 | 0.0% | COM | 46625H100 |
| — | * DONNELLEY R R SONS CO COM | 16,741 | $263K | 0.0% | $15.71 | — | COM | 257867101 |
| LMT | * LOCKHEED MARTIN CORP COM | 1,080 | $259K | 0.0% | $182.33 | +6.9% | COM | 539830109 |
| CRM | * SALESFORCE COM INC COM | 3,612 | $258K | 0.0% | $77.06 | 0.0% | COM | 79466L302 |
| NMFC | * NEW MTN FIN CORP COM | 18,530 | $255K | 0.0% | $4.55 | +10.4% | COM | 647551100 |
| MO | * ALTRIA GROUP INC COM | 3,973 | $251K | 0.0% | $34.76 | 0.0% | COM | 02209S103 |
| GOOD | * GLADSTONE COML CORP COM | 13,155 | $245K | 0.0% | $14.51 | — | COM | 376536108 |
| DIN | * DINEEQUITY INC COM | 3,025 | $240K | 0.0% | $52.66 | 0.0% | COM | 254423106 |
| STWD | * STARWOOD PPTY TR INC COM | 10,152 | $229K | 0.0% | $20.05 | — | COM | 85571B105 |
| HSIC | * SCHEIN HENRY INC COM | 1,408 | $229K | 0.0% | $66.38 | 0.0% | COM | 806407102 |
| LAMR | * LAMAR ADVERTISING CO NEW CL | 3,493 | $228K | 0.0% | $65.27 | — | COM | 512816109 |
| WHR | * WHIRLPOOL CORP COM | 1,408 | $228K | 0.0% | $177.14 | 0.0% | COM | 963320106 |
| FCPT | * FOUR CORNERS PPTY TR INC COM | 10,293 | $220K | 0.0% | $21.37 | — | COM | 35086T109 |
| — | * PARKWAY PPTYS INC COM | 12,239 | $208K | 0.0% | $16.99 | — | COM | 70159Q104 |
| RSG | * REPUBLIC SVCS INC COM | 4,080 | $206K | 0.0% | $43.85 | 0.0% | COM | 760759100 |
| ARI | * APOLLO COML REAL EST FIN INC | 11,588 | $190K | 0.0% | $15.83 | — | COM | 03762U105 |
| ARCC | * ARES CAP CORP COM | 12,015 | $186K | 0.0% | $5.67 | +11.1% | COM | 04010L103 |
| INN | * SUMMIT HOTEL PPTYS COM | 12,766 | $168K | 0.0% | $13.16 | — | COM | 866082100 |
| HRZN | * HORIZON TECHNOLOGY FIN CORP | 10,120 | $137K | 0.0% | $3.44 | +32.6% | COM | 44045A102 |
| — | * CBL ASSOC PPTYS INC COM | 11,306 | $137K | 0.0% | $11.92 | — | COM | 124830100 |
| — | BAY BANCORP INC COM | 22,217 | $122K | 0.0% | $5.18 | — | COM | 07203T106 |