Location: New York, NY
CIK: 0001581655 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Aug 14, 2014
Total Value: $348M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | CBS CORP NEW | 1,013,736 | $62.99M | 18.1% | $62.14 | $62.14 | — | CL B | 124857202 |
| WY | WEYERHAEUSER CO | 1,507,342 | $49.88M | 14.3% | $33.09 * | $19.29 | 0.0% | COM | 962166104 |
| — | CBS CORP NEW | 10,000 | $15.63M | 4.5% | $1562.80 | $1562.80 | — | PUT | 124857952 |
| XLK | SELECT SECTOR SPDR TR | 382,040 | $14.65M | 4.2% | $38.35 | $38.35 | — | TECHNOLOGY | 81369Y803 |
| — | PROSHARES TR | 300,000 | $14.27M | 4.1% | $47.56 | $47.56 | — | ULTRAPRO SHORT S | 74348A442 |
| — | SINA CORP | 220,000 | $10.95M | 3.1% | $49.77 | $49.77 | — | ORD | G81477104 |
| XLV | SELECT SECTOR SPDR TR | 152,913 | $9.302M | 2.7% | $60.83 | $60.83 | — | SBI HEALTHCARE | 81369Y209 |
| XLI | SELECT SECTOR SPDR TR | 164,569 | $8.897M | 2.6% | $54.06 | $54.06 | — | SBI INT-INDS | 81369Y704 |
| — | TRI POINTE HOMES INC | 6,025 | $8.803M | 2.5% | $1461.08 | $1461.08 | — | PUT | 87265H959 |
| BAC | BANK OF AMERICA CORPORATION | 501,213 | $7.704M | 2.2% | $15.37 * | $12.24 | 0.0% | COM | 060505104 |
| — | WEYERHAEUSER CO | 14,000 | $7.14M | 2.0% | $510.00 | $510.00 | — | PUT | 962166954 |
| — | CBS OUTDOOR AMERS INC | 211,092 | $6.898M | 2.0% | $32.68 | $32.68 | — | COM | 14987J106 |
| — | SAFEWAY INC | 180,922 | $6.213M | 1.8% | $34.34 | $35.40 | — | COM NEW | 786514208 |
| XLB | SELECT SECTOR SPDR TR | 118,912 | $5.903M | 1.7% | $49.64 | $49.50 | — | SBI MATERIALS | 81369Y100 |
| IYR | ISHARES | 77,912 | $5.593M | 1.6% | $71.79 | $71.79 | — | U.S. REAL ES ETF | 464287739 |
| — | MARVELL TECHNOLOGY GROUP LTD | 252,200 | $3.614M | 1.0% | $14.33 | $14.33 | — | ORD | G5876H105 |
| — | DIREXION SHS ETF TR | 250,000 | $3.49M | 1.0% | $13.96 | $15.11 | — | DLY SC BEAR3XNEW | 25459Y488 |
| — | CBS OUTDOOR AMERS INC | 2,500 | $3.388M | 1.0% | $1355.20 | $1355.20 | — | PUT | 14987J956 |
| — | GENERAL ELECTRIC CO | 126,378 | $3.321M | 1.0% | $26.28 | $25.89 | — | COM | 369604103 |
| GM | GENERAL MTRS CO | 88,706 | $3.22M | 0.9% | $36.30 * | $27.49 | -4.3% | COM | 37045V100 |
| CSIQ | CANADIAN SOLAR INC | 98,800 | $3.088M | 0.9% | $31.26 * | $35.40 | -23.8% | COM | 136635109 |
| — | PEABODY ENERGY CORP | 175,000 | $2.861M | 0.8% | $16.35 | $16.35 | — | COM | 704549104 |
| AMD | ADVANCED MICRO DEVICES INC | 675,000 | $2.828M | 0.8% | $4.19 * | $4.05 | 0.0% | COM | 007903107 |
| NVDA | NVIDIA CORP | 150,000 | $2.781M | 0.8% | $18.54 * | $0.44 | 0.0% | COM | 67066G104 |
| — | NEPTUNE TECHNOLOGIES BIORESO | 908,900 | $2.509M | 0.7% | $2.76 | $2.77 | — | COM | 64077P108 |
| PSEC | PROSPECT CAPITAL CORPORATION | 227,819 | $2.421M | 0.7% | $10.63 * | $2.48 | 0.0% | COM | 74348T102 |
| JKS | JINKOSOLAR HLDG CO LTD | 75,000 | $2.263M | 0.6% | $30.17 | $27.95 | — | SPONSORED ADR | 47759T100 |
| PBF | PBF ENERGY INC | 84,854 | $2.261M | 0.6% | $26.65 * | $28.08 | +5.3% | CL A | 69318G106 |
| TPH | TRI POINTE HOMES INC | 140,898 | $2.215M | 0.6% | $15.72 * | $16.16 | 0.0% | COM | 87265H109 |
| RF | REGIONS FINL CORP NEW | 200,000 | $2.124M | 0.6% | $10.62 * | $7.03 | 0.0% | COM | 7591EP100 |
| VALE | VALE S A | 150,000 | $1.985M | 0.6% | $13.23 | $13.23 | — | ADR | 91912E105 |
| — | RDA MICROELECTRONICS INC | 113,099 | $1.935M | 0.6% | $17.11 | $17.81 | — | SPONSORED ADR | 749394102 |
| — | TALISMAN ENERGY INC | 175,000 | $1.855M | 0.5% | $10.60 | $9.98 | — | COM | 87425E103 |
| — | PENNEY J C INC | 200,000 | $1.81M | 0.5% | $9.05 | $8.82 | — | COM | 708160106 |
| — | FIDELITY NATIONAL FINANCIAL | 54,000 | $1.769M | 0.5% | $32.76 | $32.76 | — | CL A | 31620R105 |
| — | IDENIX PHARMACEUTICALS INC | 72,013 | $1.736M | 0.5% | $24.11 | $24.11 | — | COM | 45166R204 |
| — | SODASTREAM INTERNATIONAL LTD | 50,000 | $1.68M | 0.5% | $33.60 | $33.60 | — | USD SHS | M9068E105 |
| NEM | NEWMONT MINING CORP | 64,600 | $1.643M | 0.5% | $25.43 * | $18.76 | 0.0% | COM | 651639106 |
| — | SUSSER HLDGS CORP | 20,000 | $1.614M | 0.5% | $80.70 | $80.70 | — | COM | 869233106 |
| — | COACH INC | 45,000 | $1.539M | 0.4% | $34.20 | $34.20 | — | COM | 189754104 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 100,000 | $1.484M | 0.4% | $14.84 * | $14.80 | -4.6% | COM | 64125C109 |
| — | MONTAGE TECHNOLOGY GROUP LTD | 70,387 | $1.456M | 0.4% | $20.69 | $20.06 | — | SHS | G6209T105 |
| — | LIBERTY MEDIA CORP DELAWARE | 10,000 | $1.367M | 0.4% | $136.70 | $136.70 | — | CL A | 531229102 |
| — | AMERICAN CAP LTD | 83,975 | $1.284M | 0.4% | $15.29 | $15.29 | — | COM | 02503Y103 |
| — | YONGYE INTL INC | 175,000 | $1.227M | 0.4% | $7.01 | $7.01 | — | COM | 98607B106 |
| — | JA SOLAR HOLDINGS CO LTD | 112,800 | $1.225M | 0.4% | $10.86 | $10.24 | — | SPON ADR REP5ORD | 466090206 |
| — | ULTRA PETROLEUM CORP | 40,000 | $1.188M | 0.3% | $29.70 | $21.65 | — | COM | 903914109 |
| — | COMPUWARE CORP | 112,306 | $1.122M | 0.3% | $9.99 | $10.50 | — | COM | 205638109 |
| — | OCWEN FINL CORP | 30,000 | $1.113M | 0.3% | $37.10 | $37.80 | — | COM NEW | 675746309 |
| — | FIFTH STREET FINANCE CORP | 100,449 | $987K | 0.3% | $9.83 | $9.83 | — | COM | 31678A103 |
| ARCC | ARES CAP CORP | 52,716 | $942K | 0.3% | $17.87 * | $5.65 | 0.0% | COM | 04010L103 |
| C | CITIGROUP INC | 20,000 | $942K | 0.3% | $47.10 * | $35.41 | 0.0% | COM NEW | 172967424 |
| RIG | TRANSOCEAN LTD | 20,000 | $901K | 0.3% | $45.05 * | $42.83 | -0.7% | REG SHS | H8817H100 |
| — | NORANDA ALUM HLDG CORP | 249,900 | $882K | 0.3% | $3.53 | $3.58 | — | COM | 65542W107 |
| ANF | ABERCROMBIE & FITCH CO | 20,000 | $865K | 0.2% | $43.25 * | $30.15 | 0.0% | CL A | 002896207 |
| — | ALLERGAN INC | 5,000 | $846K | 0.2% | $169.20 | $169.20 | — | COM | 018490102 |
| — | ANADARKO PETE CORP | 7,377 | $808K | 0.2% | $109.53 | $109.53 | — | COM | 032511107 |
| MAIN | MAIN STREET CAPITAL CORP | 22,940 | $755K | 0.2% | $32.91 * | $31.47 | 0.0% | COM | 56035L104 |
| VLO | VALERO ENERGY CORP NEW | 14,900 | $746K | 0.2% | $50.07 * | $35.48 | 0.0% | COM | 91913Y100 |
| SRPT | SAREPTA THERAPEUTICS INC | 25,000 | $745K | 0.2% | $29.80 * | $28.92 | +9.3% | COM | 803607100 |
| HTGC | HERCULES TECH GROWTH CAP INC | 45,210 | $731K | 0.2% | $16.17 * | $14.64 | 0.0% | COM | 427096508 |
| SLRC | SOLAR CAP LTD | 33,057 | $703K | 0.2% | $21.27 * | $7.28 | 0.0% | COM | 83413U100 |
| — | SUNEDISON INC | 30,000 | $678K | 0.2% | $22.60 | $13.05 | — | COM | 86732Y109 |
| — | INTEL CORP | 1,950 | $671K | 0.2% | $344.10 | $126.29 | — | CALL | 458140900 |
| SPY | SPDR S&P 500 ETF TR | 3,324 | $651K | 0.2% | $195.85 | $195.85 | — | TR UNIT | 78462F103 |
| — | CENTRAL FD CDA LTD | 43,803 | $637K | 0.2% | $14.54 | $13.24 | — | CL A | 153501101 |
| MSFT | MICROSOFT CORP | 14,893 | $621K | 0.2% | $41.70 * | $33.96 | 0.0% | COM | 594918104 |
| — | MCDERMOTT INTL INC | 75,000 | $607K | 0.2% | $8.09 | $7.82 | — | COM | 580037109 |
| MA | MASTERCARD INC | 8,105 | $595K | 0.2% | $73.41 * | $69.24 | 0.0% | CL A | 57636Q104 |
| — | APOLLO INVT CORP | 65,882 | $567K | 0.2% | $8.61 | $8.61 | — | COM | 03761U106 |
| — | FUSION-IO INC | 48,787 | $551K | 0.2% | $11.29 | $11.29 | — | COM | 36112J107 |
| — | CINCINNATI BELL INC NEW | 139,600 | $549K | 0.2% | $3.93 | $3.79 | — | COM | 171871106 |
| — | MARKET VECTORS ETF TR | 12,820 | $542K | 0.2% | $42.28 | $42.28 | — | JR GOLD MINERS E | 57061R544 |
| — | BLACKROCK KELSO CAPITAL CORP | 54,424 | $496K | 0.1% | $9.11 | $9.11 | — | COM | 092533108 |
| GBDC | GOLUB CAP BDC INC | 27,400 | $485K | 0.1% | $17.70 * | $5.99 | 0.0% | COM | 38173M102 |
| — | ZYNGA INC | 150,000 | $482K | 0.1% | $3.21 | $3.56 | — | CL A | 98986T108 |
| — | MARKET VECTORS ETF TR | 18,062 | $478K | 0.1% | $26.46 | $26.46 | — | GOLD MINER ETF | 57060U100 |
| — | ALPS ETF TR | 25,062 | $476K | 0.1% | $18.99 | $18.99 | — | ALERIAN MLP | 00162Q866 |
| — | TCP CAP CORP | 26,093 | $475K | 0.1% | $18.20 | $18.20 | — | COM | 87238Q103 |
| — | TRIANGLE CAP CORP | 16,196 | $459K | 0.1% | $28.34 | $28.34 | — | COM | 895848109 |
| — | MEDLEY CAP CORP | 34,595 | $452K | 0.1% | $13.07 | $13.07 | — | COM | 58503F106 |
| LNG | CHENIERE ENERGY INC | 6,101 | $437K | 0.1% | $71.63 * | $60.75 | 0.0% | COM NEW | 16411R208 |
| — | ALCOA INC CALL | 3,200 | $432K | 0.1% | $135.00 | $135.00 | — | CALL | 13817901 |
| GWW | GRAINGER W W INC | 1,700 | $432K | 0.1% | $254.12 * | $211.37 | 0.0% | COM | 384802104 |
| — | TESORO CORP | 7,200 | $422K | 0.1% | $58.61 | $58.61 | — | COM | 881609101 |
| — | KINDER MORGAN INC DEL | 151,400 | $421K | 0.1% | $2.78 | $1.76 | — | *W EXP 05/25/201 | 49456B119 |
| NMFC | NEW MTN FIN CORP | 28,144 | $418K | 0.1% | $14.85 * | $4.19 | 0.0% | COM | 647551100 |
| MIDD | MIDDLEBY CORP | 4,676 | $387K | 0.1% | $82.76 | $82.33 | 0.0% | COM | 596278101 |
| CROX | CROCS INC | 25,000 | $376K | 0.1% | $15.04 | $14.90 | 0.0% | COM | 227046109 |
| CMG | CHIPOTLE MEXICAN GRILL INC | 625 | $370K | 0.1% | $592.00 * | $10.83 | 0.0% | COM | 169656105 |
| — | JINKOSOLAR HLDG CO LTD | 750 | $368K | 0.1% | $490.67 | $490.67 | — | CALL | 47759T900 |
| — | ARRAY BIOPHARMA INC | 79,000 | $360K | 0.1% | $4.56 | $4.56 | — | COM | 04269X105 |
| WM | WASTE MGMT INC DEL | 8,000 | $358K | 0.1% | $44.75 * | $34.32 | 0.0% | COM | 94106L109 |
| — | RENTECH INC | 137,500 | $356K | 0.1% | $2.59 | $1.90 | — | COM | 760112102 |
| CSWC | CAPITAL SOUTHWEST CORP | 9,752 | $351K | 0.1% | $35.99 * | $4.52 | 0.0% | COM | 140501107 |
| TSLA | TESCO CORP | 1,450 | $348K | 0.1% | $240.00 * | $13.95 | 0.0% | COM | 88160R101 |
| — | TOWER GROUP INTL LTD | 189,661 | $341K | 0.1% | $1.80 | $2.17 | — | COM | G8988C105 |
| — | GOOGLE INC | 578 | $333K | 0.1% | $576.12 | $576.12 | — | CL C ADDED | 38259P706 |
| TBT | PROSHARES TR | 5,400 | $328K | 0.1% | $60.74 | $60.74 | — | PSHS ULTSH 20YRS | 74347B201 |
| — | PRICELINE GRP INC | 270 | $325K | 0.1% | $1203.70 | $1203.70 | — | COM NEW | 741503403 |
| PHM | PULTE GROUP INC | 15,700 | $317K | 0.1% | $20.19 * | $16.57 | 0.0% | COM | 745867101 |
| — | NQ MOBILE INC | 50,000 | $307K | 0.1% | $6.14 | $6.14 | — | ADR REPSTG CL A | 64118U108 |
| — | TICC CAPITAL CORP | 30,873 | $306K | 0.1% | $9.91 | $9.91 | — | COM | 87244T109 |
| — | LIBERTY GLOBAL | 7,220 | $305K | 0.1% | $42.24 | $42.24 | — | PLC SHS CL C | G5480U120 |
| — | FREEPORT-MCMORAN COPPER & GO | 1,500 | $303K | 0.1% | $202.00 | $202.00 | — | CALL | 35671D907 |
| — | CONTINENTAL RESOURCES INC | 1,900 | $300K | 0.1% | $157.89 | $157.89 | — | COM | 212015101 |
| — | CONSTELLIUM NV | 9,200 | $295K | 0.1% | $32.07 | $29.82 | — | CL A | N22035104 |
| — | HANWHA SOLARONE CO LTD | 105,000 | $291K | 0.1% | $2.77 | $2.77 | — | SPONSORED ADR | 41135V103 |
| PCYO | PURECYCLE CORP | 42,800 | $290K | 0.1% | $6.78 * | $6.22 | -8.2% | COM NEW | 746228303 |
| PRGO | PERRIGO CO | 1,961 | $286K | 0.1% | $145.84 * | $141.69 | 0.0% | PLC SHS | G97822103 |
| AMH | AMERICAN HOMES 4 RENT | 15,775 | $280K | 0.1% | $17.75 | $16.72 | — | CL A | 02665T306 |
| — | THL CR INC | 19,922 | $279K | 0.1% | $14.00 | $14.00 | — | COM | 872438106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,515 | $275K | 0.1% | $181.52 * | $112.28 | 0.0% | COM | 459200101 |
| — | DEPOMED INC | 19,490 | $271K | 0.1% | $13.90 | $13.90 | — | COM | 249908104 |
| — | GAMCO NAT RES GOLD & INCOME | 23,454 | $270K | 0.1% | $11.51 | $11.51 | — | SH BEN INT | 36465E101 |
| — | TABLEAU SOFTWARE INC | 3,770 | $269K | 0.1% | $71.35 | $71.35 | — | CL A | 87336U105 |
| IYZ | ISHARES | 8,814 | $267K | 0.1% | $30.29 | $30.29 | — | U.S. TELECOM ETF | 464287713 |
| LVS | LAS VEGAS SANDS CORP | 3,422 | $261K | 0.1% | $76.27 * | $54.23 | 0.0% | COM | 517834107 |
| — | DISH NETWORK CORP | 4,000 | $260K | 0.1% | $65.00 | $62.19 | — | CL A | 25470M109 |
| — | FREESCALE SEMICONDUCTOR LTD | 10,825 | $254K | 0.1% | $23.46 | $23.46 | — | SHS | G3727Q101 |
| CENX | CENTURY ALUM CO | 15,300 | $240K | 0.1% | $15.69 * | $14.18 | 0.0% | COM | 156431108 |
| — | WISCONSIN ENERGY CORP | 5,059 | $237K | 0.1% | $46.85 | $46.85 | — | COM | 976657106 |
| — | STARWOOD WAYPOINT RESIDENTL | 8,900 | $233K | 0.1% | $26.18 | $26.18 | — | COM SHS | 85571W109 |
| IBKR | INTERACTIVE BROKERS GROUP IN | 10,000 | $233K | 0.1% | $23.30 * | $5.05 | +3.8% | COM | 45841N107 |
| — | SOTHEBYS | 5,530 | $232K | 0.1% | $41.95 | $41.95 | — | COM | 835898107 |
| — | STILLWATER MNG CO | 13,100 | $230K | 0.1% | $17.56 | $17.56 | — | COM | 86074Q102 |
| — | SUNEDISON INC | 400 | $230K | 0.1% | $575.00 | $539.57 | — | CALL | 86732Y909 |
| UNM | UNUM GROUP | 6,554 | $228K | 0.1% | $34.79 | $34.14 | 0.0% | COM | 91529Y106 |
| — | INSPIREMD INC | 75,000 | $221K | 0.1% | $2.95 | $2.46 | — | COM NEW | 45779A309 |
| — | NORTH ATLANTIC DRILLING LTD | 20,600 | $219K | 0.1% | $10.63 | $10.63 | — | COM | G6613P202 |
| BYD | BOYD GAMING CORP | 18,000 | $218K | 0.1% | $12.11 * | $10.85 | -0.0% | COM | 103304101 |
| VNQ | VANGUARD INDEX FDS | 2,800 | $210K | 0.1% | $75.00 | $75.00 | — | REIT ETF | 922908553 |
| — | OCI PARTNERS LP | 9,600 | $204K | 0.1% | $21.25 | $21.25 | — | COM UNIT REP LP | 67091N108 |
| META | FACEBOOK INC | 3,000 | $202K | 0.1% | $67.33 * | $61.09 | 0.0% | CL A | 30303M102 |
| — | BORDERFREE INC | 12,200 | $202K | 0.1% | $16.56 | $16.56 | — | COM | 09970L100 |
| — | QUICKSILVER RESOURCES INC | 75,000 | $200K | 0.1% | $2.67 | $2.63 | — | COM | 74837R104 |
| — | CURIS INC | 102,360 | $190K | 0.1% | $1.86 | $1.86 | — | COM | 231269101 |
| — | TARENA INTL INC | 14,100 | $185K | 0.1% | $13.12 | $13.12 | — | ADR | 876108101 |
| — | PMC-SIERRA INC | 22,407 | $171K | 0.0% | $7.63 | $7.63 | — | COM | 69344F106 |
| — | MEDIWOUND LTD ORD | 14,100 | $160K | 0.0% | $11.35 | $11.35 | — | SHS | M68830104 |
| — | VOYA ASIA PAC DIVID EQUITY I | 12,000 | $160K | 0.0% | $13.33 | $13.33 | — | COM | 92912J102 |
| — | DYNAVAX TECHNOLOGIES CORP | 100,000 | $160K | 0.0% | $1.60 | $1.60 | — | COM | 268158102 |
| — | GLADSTONE CAPITAL CORP | 15,424 | $155K | 0.0% | $10.05 | $10.05 | — | COM | 376535100 |
| PFLT | PENNANTPARK FLOATING RATE CA | 10,801 | $154K | 0.0% | $14.26 * | $4.30 | 0.0% | COM | 70806A106 |
| — | KEY ENERGY SVCS INC | 16,140 | $148K | 0.0% | $9.17 | $9.17 | — | COM | 492914106 |
| GAIN | GLADSTONE INVT CORP | 19,446 | $144K | 0.0% | $7.41 * | $2.36 | 0.0% | COM | 376546107 |
| — | KCAP FINL INC | 16,612 | $141K | 0.0% | $8.49 | $8.49 | — | COM | 48668E101 |
| — | MCG CAPITAL CORP | 33,220 | $130K | 0.0% | $3.91 | $3.91 | — | COM | 58047P107 |
| CWCO | CONSOLIDATED WATER CO INC | 10,771 | $127K | 0.0% | $11.79 * | $8.82 | 0.0% | ORD | G23773107 |
| — | ZAGG INC | 22,628 | $123K | 0.0% | $5.44 | $5.44 | — | COM | 98884U108 |
| — | GSV CAP CORP | 11,353 | $120K | 0.0% | $10.57 | $10.57 | — | COM | 36191J101 |
| — | TOWN SPORTS INTL HLDGS INC | 17,679 | $118K | 0.0% | $6.67 | $6.67 | — | COM | 89214A102 |
| — | PC-TEL INC | 13,532 | $109K | 0.0% | $8.05 | $8.05 | — | COM | 69325Q105 |
| — | QUANTUM CORP | 85,000 | $104K | 0.0% | $1.22 | $1.22 | — | COM DSSG | 747906204 |
| — | SUPPORT COM INC | 37,737 | $102K | 0.0% | $2.70 | $2.70 | — | COM | 86858W101 |
| — | INTERVEST BANCSHARES CORP | 13,177 | $102K | 0.0% | $7.74 | $7.74 | — | COM | 460927106 |
| — | PARAMOUNT GOLD & SILVER CORP | 98,591 | $95,000 | 0.0% | $0.96 | $0.96 | — | COM | 69924P102 |
| — | MOSYS INC | 30,098 | $95,000 | 0.0% | $3.16 | $3.16 | — | COM | 619718109 |
| — | TARGACEPT INC | 20,544 | $93,000 | 0.0% | $4.53 | $4.53 | — | COM | 87611R306 |
| — | NGP CAP RES CO | 14,917 | $93,000 | 0.0% | $6.23 | $6.23 | — | COM | 62912R107 |
| — | BALTIC TRADING LIMITED | 15,200 | $91,000 | 0.0% | $5.99 | $5.99 | — | COM | Y0553W103 |
| GSIT | GSI TECHNOLOGY | 15,110 | $90,000 | 0.0% | $5.96 | $5.99 | 0.0% | COM | 36241U106 |
| — | SENOMYX INC | 10,400 | $90,000 | 0.0% | $8.65 | $10.67 | — | COM | 81724Q107 |
| — | JMP GROUP INC | 11,557 | $87,000 | 0.0% | $7.53 | $7.53 | — | COM | 46629U107 |
| — | SPARTAN MTRS INC | 18,000 | $82,000 | 0.0% | $4.56 | $4.56 | — | COM | 846819100 |
| CDVIQ | CAL DIVE INTL INC DEL | 61,080 | $81,000 | 0.0% | $1.33 * | $1.47 | 0.0% | COM | 12802T101 |
| UEC | URANIUM ENERGY CORP | 51,807 | $81,000 | 0.0% | $1.56 * | $1.73 | -18.1% | COM | 916896103 |
| — | WESTFIELD FINANCIAL INC NEW | 10,660 | $80,000 | 0.0% | $7.50 | $7.50 | — | COM | 96008P104 |
| — | SWS GROUP INC | 10,600 | $77,000 | 0.0% | $7.26 | $7.26 | — | COM | 78503N107 |
| — | ARMOUR RESIDENTIAL REIT INC | 17,565 | $76,000 | 0.0% | $4.33 | $4.33 | — | COM | 042315101 |
| — | IMATION CORP | 21,156 | $73,000 | 0.0% | $3.45 | $3.45 | — | COM | 45245A107 |
| — | RADIOSHACK CORP | 73,368 | $73,000 | 0.0% | $0.99 | $0.99 | — | COM | 750438103 |
| — | ROCK CREEK PHARMACEUTICALS I | 110,201 | $65,000 | 0.0% | $0.59 | $0.59 | — | COM | 772081105 |
| — | CITIGROUP INC | 2,000,000 | $60,000 | 0.0% | $0.03 | $0.06 | — | *W EXP 10/28/201 | 172967234 |
| — | DRYSHIPS INC | 18,000 | $58,000 | 0.0% | $3.22 | $3.23 | — | SHS | Y2109Q101 |
| — | GOLDEN MINERALS CO | 24,600 | $28,000 | 0.0% | $1.14 | $1.14 | — | COM | 381119106 |
| — | COMMUNITY HEALTH SYS INC NEW | 250,000 | $17,000 | 0.0% | $0.07 | $0.06 | — | RIGHT 01/27/2016 | 203668116 |