Location: Louisville, KY
CIK: 0001595521 · Show all filings
Period: Q1 2023 (← Previous) (Next →)
Filing Date: May 12, 2023
Total Value: $187M (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GBTC | GRAYSCALE BITCOIN TRUST BTC | 737,742 | $12.07M | 6.4% | $9.27 | — | COM | 389637109 |
| — | SPDR S&P 500 ETF TR | 25,000 | $10.23M | 5.5% | — | — | Put | 78462F953 |
| — | ALPS ETF TR | 261,500 | $10.11M | 5.4% | — | — | Put | 00162Q952 |
| SPY | SPDR S&P 500 ETF TR | 15,780 | $6.46M | 3.4% | $409.39 | — | TR UNIT | 78462F103 |
| — | CLEARBRIDGE MLP AND MIDSTRM | 193,475 | $6.263M | 3.3% | $11.05 | — | COM | 184692200 |
| TLT | ISHARES TR | 50,000 | $5.319M | 2.8% | $103.21 | — | 20 YR TR BD ETF | 464287432 |
| BKUTK | BANK UTICA/NY | 13,884 | $5.207M | 2.8% | $340.39 | +1.1% | COM | 065437204 |
| GOOGL | ALPHABET INC | 47,160 | $4.892M | 2.6% | $107.86 | -11.7% | CAP STK CL A | 02079K305 |
| HIFS | HINGHAM INSTN SVGS MASS | 18,000 | $4.202M | 2.2% | $175.19 | +51.0% | COM | 433323102 |
| — | CLEARBRIDGE ENERGY MIDSTRM O | 143,878 | $4.063M | 2.2% | $8.77 | — | COM | 18469P209 |
| KRE | SPDR SER TR | 90,000 | $3.947M | 2.1% | $43.86 | — | S&P REGL BKG | 78464A698 |
| — | TORTOISE ENERGY INFRA CORP | 131,858 | $3.877M | 2.1% | $15.50 | — | COM | 89147L886 |
| AVNW | AVIAT NETWORKS INC | 112,472 | $3.876M | 2.1% | $31.34 | +8.4% | COM NEW | 05366Y201 |
| — | TORTOISE MIDSTRM ENERGY FD I | 116,177 | $3.87M | 2.1% | $18.82 | — | COM | 89148B200 |
| — | CENTER COAST BRKFLD MLP ENRG | 170,831 | $3.288M | 1.8% | $9.31 | — | SHS BEN INT | 151461209 |
| — | DEERE & CO | 7,500 | $3.097M | 1.7% | — | — | Put | 244199955 |
| — | TESLA INC | 12,000 | $2.49M | 1.3% | — | — | Put | 88160R951 |
| AGX | ARGAN INC | 60,000 | $2.428M | 1.3% | $34.58 | +8.1% | COM | 04010E109 |
| NL | NL INDS INC | 381,148 | $2.31M | 1.2% | $2.66 | +103.4% | COM NEW | 629156407 |
| SSNC | SS&C TECHNOLOGIES HLDGS INC | 40,600 | $2.293M | 1.2% | $55.22 | +4.4% | COM | 78467J100 |
| SIMO | SILICON MOTION TECHNOLOGY CO | 33,656 | $2.205M | 1.2% | $76.81 | — | SPONSORED ADR | 82706C108 |
| MSFT | MICROSOFT CORP | 7,502 | $2.163M | 1.2% | $173.06 | +44.1% | COM | 594918104 |
| PYPL | PAYPAL HLDGS INC | 28,000 | $2.126M | 1.1% | $80.49 | -4.5% | COM | 70450Y103 |
| ALK | ALASKA AIR GROUP INC | 49,800 | $2.09M | 1.1% | $55.05 | -14.8% | COM | 011659109 |
| XNDPX | TORTOISE ENERGY INDEPENDENC | 70,294 | $1.979M | 1.1% | $11.97 | — | COM | 89148K200 |
| XTTPX | TORTOISE PIPELINE & ENERGY F | 75,500 | $1.941M | 1.0% | $17.01 | — | COM | 89148H207 |
| EVTC | EVERTEC INC | 54,140 | $1.827M | 1.0% | $36.11 | -4.1% | COM | 30040P103 |
| JXN | JACKSON FINANCIAL INC | 48,000 | $1.796M | 1.0% | $28.62 | +25.3% | COM CL A | 46817M107 |
| LMB | LIMBACH HLDGS INC | 100,577 | $1.74M | 0.9% | $8.16 | +66.4% | COM | 53263P105 |
| CRI | CARTERS INC | 23,658 | $1.701M | 0.9% | $68.71 | -2.6% | COM | 146229109 |
| — | ALASKA AIR GROUP INC | 40,000 | $1.678M | 0.9% | — | — | Call | 011659909 |
| V | VISA INC | 7,000 | $1.578M | 0.8% | $180.69 | +20.6% | COM CL A | 92826C839 |
| HCKT | HACKETT GROUP INC | 84,578 | $1.563M | 0.8% | $17.77 | +13.5% | COM | 404609109 |
| AIEV | FEUTUNE LIGHT ACQUISITION CO | 150,000 | $1.563M | 0.8% | $9.96 | +3.5% | CL A COM | 31561T102 |
| — | ALSET CAPITAL ACQUISITION CO | 147,498 | $1.516M | 0.8% | $10.05 | — | CLASS A COM | 02115M109 |
| — | HIGHLAND INCOME FD | 164,616 | $1.447M | 0.8% | $8.53 | — | HIGHLAND INCOME | 43010E404 |
| CNNE | CANNAE HLDGS INC | 71,040 | $1.434M | 0.8% | $20.30 | +3.8% | COM | 13765N107 |
| TPB | TURNING PT BRANDS INC | 67,846 | $1.425M | 0.8% | $21.44 | +2.6% | COM | 90041L105 |
| — | ACTIVISION BLIZZARD INC | 16,350 | $1.399M | 0.7% | $82.91 | — | COM | 00507V109 |
| RELL | RICHARDSON ELECTRS LTD | 60,310 | $1.346M | 0.7% | $13.25 | +56.0% | COM | 763165107 |
| OSIS | OSI SYSTEMS INC | 13,142 | $1.345M | 0.7% | $92.62 | 0.0% | COM | 671044105 |
| HD | HOME DEPOT INC | 4,521 | $1.334M | 0.7% | $263.41 | +8.1% | COM | 437076102 |
| BWXT | BWX TECHNOLOGIES INC | 21,000 | $1.324M | 0.7% | $55.44 | +5.6% | COM | 05605H100 |
| RUSHA | RUSH ENTERPRISES INC | 24,242 | $1.324M | 0.7% | $32.18 | +12.4% | CL A | 781846209 |
| — | CAMBRIDGE BANCORP | 19,981 | $1.295M | 0.7% | $69.19 | — | COM | 132152109 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 165,478 | $1.271M | 0.7% | $3.70 | — | COM | 48661E108 |
| META | META PLATFORMS INC | 5,900 | $1.25M | 0.7% | $183.85 | -8.0% | CL A | 30303M102 |
| BKUT | BANK UTICA/NY | 2,572 | $1.222M | 0.7% | $459.31 | -13.2% | COM | 065437105 |
| SPH | SUBURBAN PROPANE PARTNERS L | 78,000 | $1.195M | 0.6% | $14.82 | — | UNIT LTD PARTN | 864482104 |
| ESAB | ESAB CORPORATION | 20,000 | $1.181M | 0.6% | $47.67 | +19.0% | COM | 29605J106 |
| AMLP | ALPS ETF TR | 28,570 | $1.104M | 0.6% | $38.65 | — | ALERIAN MLP | 00162Q452 |
| KBR | KBR INC | 20,000 | $1.101M | 0.6% | $30.25 | +67.6% | COM | 48242W106 |
| BKNG | BOOKING HOLDINGS INC | 400 | $1.061M | 0.6% | $2276.54 | +5.2% | COM | 09857L108 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 3,394 | $1.048M | 0.6% | $217.17 | +41.9% | CL B NEW | 084670702 |
| — | ARC DOCUMENT SOLUTIONS INC | 321,494 | $1.019M | 0.5% | $1.06 | — | COM | 00191G103 |
| JOUT | JOHNSON OUTDOORS INC | 16,131 | $1.016M | 0.5% | $90.75 | -28.8% | CL A | 479167108 |
| ITRN | ITURAN LOCATION AND CONTROL | 46,638 | $1.016M | 0.5% | $22.80 | -3.1% | SHS | M6158M104 |
| CCJ | CAMECO CORP | 38,000 | $994K | 0.5% | $15.18 | +73.1% | COM | 13321L108 |
| NVR | NVR INC | 175 | $975K | 0.5% | $4499.49 | +14.7% | COM | 62944T105 |
| — | PARAMOUNT GLOBAL | 43,196 | $964K | 0.5% | $17.93 | — | CLASS B COM | 92556H206 |
| RCKY | ROCKY BRANDS INC | 41,206 | $951K | 0.5% | $30.64 | -11.3% | COM | 774515100 |
| STRT | STRATTEC SEC CORP | 38,458 | $875K | 0.5% | $36.56 | -40.4% | COM | 863111100 |
| FSBW | FS BANCORP INC | 27,283 | $819K | 0.4% | $29.91 | +2.4% | COM | 30263Y104 |
| RNW | RENEW ENERGY GLOBAL PLC | 145,250 | $816K | 0.4% | $5.34 | 0.0% | CL A SHS | G7500M104 |
| ACU | ACME UTD CORP | 34,772 | $800K | 0.4% | $22.50 | +0.2% | COM | 004816104 |
| FOX | FOX CORP | 25,500 | $798K | 0.4% | $32.23 | -6.6% | CL B COM | 35137L204 |
| GS | GOLDMAN SACHS GROUP INC | 2,400 | $785K | 0.4% | $197.01 | +64.3% | COM | 38141G104 |
| MOD | MODINE MFG CO | 31,826 | $734K | 0.4% | $12.23 | +88.6% | COM | 607828100 |
| — | TESLA INC | 3,300 | $685K | 0.4% | — | — | Call | 88160R901 |
| BSM | BLACK STONE MINERALS L P | 41,735 | $655K | 0.3% | $10.50 | — | COM UNIT | 09225M101 |
| LXFR | LUXFER HLDGS PLC | 38,700 | $654K | 0.3% | $16.05 | 0.0% | SHS | G5698W116 |
| BSET | BASSETT FURNITURE INDS INC | 36,176 | $644K | 0.3% | $13.58 | +17.2% | COM | 070203104 |
| ATEN | A10 NETWORKS INC | 40,000 | $620K | 0.3% | $12.16 | +19.6% | COM | 002121101 |
| — | ENLINK MIDSTREAM LLC | 50,743 | $550K | 0.3% | $4.60 | — | COM UNIT REP LTD | 29336T100 |
| — | MOBIV ACQUISITION CORP | 50,000 | $521K | 0.3% | $10.02 | — | CLASS A COM | 60742N106 |
| GOOG | ALPHABET INC | 5,000 | $520K | 0.3% | $108.49 | -11.7% | CAP STK CL C | 02079K107 |
| — | SPORTSMAP TECH ACQUISITIN CO | 50,000 | $519K | 0.3% | $9.82 | — | COM | 84921J108 |
| LEN | LENNAR CORP | 4,900 | $515K | 0.3% | $92.73 | 0.0% | CL A | 526057104 |
| MGA | MAGNA INTL INC | 9,133 | $489K | 0.3% | $50.23 | +3.3% | COM | 559222401 |
| — | PFSWEB INC | 109,791 | $466K | 0.2% | $11.58 | — | COM NEW | 717098206 |
| — | NXG NEXTGEN INFRASTR INCM FD | 12,665 | $464K | 0.2% | $38.27 | — | COM | 231647207 |
| TLYS | TILLYS INC | 59,803 | $461K | 0.2% | $7.17 | +16.6% | CL A | 886885102 |
| PAYX | PAYCHEX INC | 4,000 | $458K | 0.2% | $65.42 | +59.4% | COM | 704326107 |
| MA | MASTERCARD INCORPORATED | 1,250 | $454K | 0.2% | $287.82 | +24.2% | CL A | 57636Q104 |
| F | FORD MTR CO DEL | 35,000 | $441K | 0.2% | $14.00 | -27.1% | COM | 345370860 |
| IGF | ISHARES TR | 8,890 | $424K | 0.2% | $45.51 | — | GLB INFRASTR ETF | 464288372 |
| LYTS | LSI INDS INC OHIO | 30,000 | $418K | 0.2% | $6.96 | +98.5% | COM | 50216C108 |
| — | HIGHLAND GLOBAL ALLOCATION F | 46,167 | $417K | 0.2% | $4.35 | — | COM | 43010T104 |
| — | INTEVAC INC | 55,655 | $408K | 0.2% | $5.60 | — | COM | 461148108 |
| — | LIBERTY MEDIA CORP DEL | 5,858 | $395K | 0.2% | $41.10 | — | COM SER A FRMLA | 531229870 |
| LSAK | LESAKA TECHNOLOGIES INC | 79,236 | $380K | 0.2% | $3.86 | +15.3% | COM NEW | 64107N206 |
| WFCF | WHERE FOOD COMES FROM INC | 27,881 | $372K | 0.2% | $10.60 | +28.7% | COM NEW | 96327X200 |
| WAL | WESTERN ALLIANCE BANCORP | 10,000 | $355K | 0.2% | $56.86 | 0.0% | COM | 957638109 |
| ARKR | ARK RESTAURANTS CORP | 18,928 | $334K | 0.2% | $17.77 | -3.0% | COM | 040712101 |
| SGA | SAGA COMMUNICATIONS INC | 14,873 | $331K | 0.2% | $25.41 | -5.9% | CL A NEW | 786598300 |
| — | ASSERTIO HOLDINGS INC | 50,000 | $319K | 0.2% | $6.37 | — | COM NEW | 04546C205 |
| GPRO | GOPRO INC | 62,667 | $315K | 0.2% | $5.25 | +2.9% | CL A | 38268T103 |
| CATO | CATO CORP NEW | 34,504 | $305K | 0.2% | $11.12 | -29.0% | CL A | 149205106 |
| FLR | FLUOR CORP NEW | 9,649 | $298K | 0.2% | $21.28 | +61.6% | COM | 343412102 |
| STRR | HUDSON GLOBAL INC | 13,255 | $295K | 0.2% | $24.39 | 0.0% | COM NEW | 443787205 |
| FLL | FULL HSE RESORTS INC | 39,792 | $288K | 0.2% | $10.83 | -20.6% | COM | 359678109 |
| — | TORTOISE PWR & ENERGY INFRAS | 22,199 | $285K | 0.2% | $8.37 | — | COM | 89147X104 |
| EWZ | ISHARES INC | 10,000 | $274K | 0.1% | $28.10 | — | MSCI BRAZIL ETF | 464286400 |
| XTEAX | ECOFIN SUSTAINABLE AND SOCIA | 20,922 | $271K | 0.1% | $13.93 | — | COM SH BEN INT | 27901F109 |
| — | MAXEON SOLAR TECHNOLOGIES LT | 10,000 | $265K | 0.1% | — | — | Put | Y58473952 |
| TACT | TRANSACT TECHNOLOGIES INC | 42,024 | $260K | 0.1% | $6.40 | +8.3% | COM | 892918103 |
| NXDT | NEXPOINT DIVERSIFIED REL ET | 24,940 | $259K | 0.1% | $16.15 | — | COM NEW | 65340G205 |
| GIFI | GULF IS FABRICATION INC | 68,022 | $252K | 0.1% | $4.49 | -1.2% | COM | 402307102 |
| BNTX | BIONTECH SE | 1,900 | $237K | 0.1% | $150.22 | — | SPONSORED ADS | 09075V102 |
| BBW | BUILD-A-BEAR WORKSHOP INC | 10,000 | $232K | 0.1% | $5.12 | +311.0% | COM | 120076104 |
| HEI/A | HEICO CORP NEW | 1,700 | $231K | 0.1% | $121.50 | +8.7% | CL A | 422806208 |
| BRBS | BLUE RIDGE BANKSHARES INC VA | 22,647 | $231K | 0.1% | $15.06 | -26.5% | COM | 095825105 |
| AWRE | AWARE INC MASS | 135,729 | $231K | 0.1% | $4.23 | -59.4% | COM | 05453N100 |
| LGO | LARGO INC | 42,364 | $219K | 0.1% | $6.66 | -10.9% | COM | 517097101 |
| CUK | CARNIVAL PLC | 23,600 | $216K | 0.1% | $23.28 | — | ADR | 14365C103 |
| KBE | SPDR SER TR | 5,758 | $213K | 0.1% | $52.95 | — | S&P BK ETF | 78464A797 |
| MAMA | MAMAMANCINI S HLDGS INC | 112,263 | $213K | 0.1% | $1.72 | +7.7% | COM | 56146T103 |
| ELMD | ELECTROMED INC | 20,400 | $212K | 0.1% | $10.82 | +4.7% | COM | 285409108 |
| — | RUTHS HOSPITALITY GROUP INC | 12,858 | $211K | 0.1% | $16.88 | — | COM | 783332109 |
| INBK | FIRST INTERNET BANCORP | 12,000 | $200K | 0.1% | $42.62 | -43.4% | COM | 320557101 |
| GPRK | GEOPARK LTD | 16,822 | $191K | 0.1% | $13.30 | 0.0% | USD SHS | G38327105 |
| BZH | BEAZER HOMES USA INC | 11,724 | $186K | 0.1% | $17.75 | -16.5% | COM NEW | 07556Q881 |
| ACMR | ACM RESH INC | 15,839 | $185K | 0.1% | $11.57 | 0.0% | COM CL A | 00108J109 |
| OCUL | OCULAR THERAPEUTIX INC | 35,000 | $184K | 0.1% | $4.75 | 0.0% | COM | 67576A100 |
| QRHC | QUEST RESOURCE HLDG CORP | 27,681 | $170K | 0.1% | $4.68 | +37.2% | COM NEW | 74836W203 |
| DDI | DOUBLEDOWN INTERACTIVE CO LT | 20,961 | $167K | 0.1% | $9.21 | — | ADS | 25862B109 |
| DHX | DHI GROUP INC | 41,614 | $161K | 0.1% | $5.28 | -10.1% | COM | 23331S100 |
| — | TRINITY BIOTECH PLC | 162,317 | $153K | 0.1% | $1.23 | — | SPON ADR NEW | 896438306 |
| TZOO | TRAVELZOO | 25,000 | $151K | 0.1% | $5.11 | 0.0% | COM NEW | 89421Q205 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 16,066 | $149K | 0.1% | $9.90 | 0.0% | COM | 55933J203 |
| — | GRAFTECH INTL LTD | 29,891 | $145K | 0.1% | $4.55 | — | COM | 384313508 |
| BHVN | BIOHAVEN LTD | 10,298 | $141K | 0.1% | $14.12 | +12.7% | COM | G1110E107 |
| NMRK | NEWMARK GROUP INC | 19,366 | $137K | 0.1% | $8.03 | -3.5% | CL A | 65158N102 |
| — | NEUBERGER BERMAN MLP & ENERG | 20,456 | $134K | 0.1% | $3.37 | — | COM | 64129H104 |
| LPTH | LIGHTPATH TECHNOLOGIES INC | 91,000 | $128K | 0.1% | $1.55 | 0.0% | COM CL A | 532257805 |
| — | BEYOND MEAT INC | 500,000 | $122K | 0.1% | $0.24 | — | NOTE 3/1 | 08862EAB5 |
| ARQ | ADVANCED EMISSIONS SOLUTIONS | 58,920 | $117K | 0.1% | $6.41 | -57.7% | COM | 00770C101 |
| NGS | NATURAL GAS SVCS GROUP INC | 10,895 | $112K | 0.1% | $5.74 | +89.7% | COM | 63886Q109 |
| IGTA | INCEPTION GROWTH ACQUSTN LTD | 10,000 | $102K | 0.1% | $9.81 | +4.1% | COMMON STOCK | 45333D104 |
| CSBR | CHAMPIONS ONCOLOGY INC | 21,622 | $86,920 | 0.0% | $10.31 | -58.5% | COM NEW | 15870P307 |
| — | TILE SHOP HLDGS INC | 16,949 | $79,491 | 0.0% | $8.02 | — | COM | 88677Q109 |
| — | ADTHEORENT HOLDING COMPANY | 42,468 | $71,771 | 0.0% | $1.69 | — | COM | 00739D109 |
| JVA | COFFEE HLDG CO INC | 37,807 | $70,699 | 0.0% | $2.86 | -27.9% | COM | 192176105 |
| — | CHARLES & COLVARD LTD | 75,145 | $69,885 | 0.0% | $1.38 | — | COM | 159765106 |
| — | BUZZFEED INC | 55,000 | $62,150 | 0.0% | $1.13 | — | CLASS A COM | 12430A102 |
| — | LIGHTWAVE LOGIC INC | 11,500 | $60,145 | 0.0% | — | — | Put | 532275954 |
| AKTSQ | AKOUSTIS TECHNOLOGIES INC | 13,966 | $43,015 | 0.0% | $3.49 | 0.0% | COM | 00973N102 |
| — | ALSET CAPITAL ACQUISITION CO | 147,498 | $33,925 | 0.0% | $0.09 | — | RIGHT 01/31/2027 | 02115M125 |
| — | FEUTUNE LIGHT ACQUISITION CO | 150,000 | $24,000 | 0.0% | $0.06 | — | RIGHT 06/01/2029 | 31561T128 |
| — | CO-DIAGNOSTICS INC | 15,000 | $22,200 | 0.0% | $8.93 | — | COM | 189763105 |
| — | GRINDR INC | 20,000 | $17,800 | 0.0% | $0.48 | — | *W EXP 11/18/202 | 39854F119 |
| — | PROSOMNUS INC | 101,250 | $15,998 | 0.0% | $0.16 | — | *W EXP 04/20/202 | 50535E116 |
| — | FEUTUNE LIGHT ACQUISITION CO | 150,000 | $9,900 | 0.0% | $0.03 | — | *W EXP 06/01/202 | 31561T110 |
| CYCUW | WESTERN ACQSTN VENTURES CORP | 100,000 | $8,900 | 0.0% | $0.05 | — | *W EXP 09/01/202 | 95758L115 |
| VEVMQ | VICINITY MOTOR CORP | 10,000 | $7,839 | 0.0% | $3.50 | — | COM | 925654105 |
| AWINW | AERWINS TECHNOLOGIES INC | 72,500 | $4,539 | 0.0% | $0.06 | — | *W EXP 02/03/202 | 00810J116 |
| — | BED BATH & BEYOND INC | 10,000 | $4,274 | 0.0% | — | — | Call | 075896900 |
| — | GENESIS UNICORN CAPITAL CORP | 42,000 | $3,965 | 0.0% | $0.14 | — | *W EXP 06/30/202 | 37187C118 |
| — | ALSET CAPITAL ACQUISITION CO | 73,749 | $3,378 | 0.0% | $0.08 | — | *W EXP 01/31/202 | 02115M117 |
| — | GLOBAL SYSTEMS DYNAMICS INC | 50,000 | $3,080 | 0.0% | $0.05 | — | *W EXP 04/01/202 | 37653T116 |
| TETWF | TECHNOLOGY & TELECOM ACQ COR | 100,000 | $3,060 | 0.0% | $0.16 | — | *W EXP 04/15/202 | G87119114 |
| — | MOBIV ACQUISITION CORP | 50,000 | $2,750 | 0.0% | $0.12 | — | *W EXP 07/31/202 | 60742N114 |
| — | CHAVANT CAPITAL ACQUISITN CO | 75,000 | $2,250 | 0.0% | $0.49 | — | *W EXP 99/99/999 | G2058L111 |
| OPFI/WS | OPPFI INC | 19,850 | $1,769 | 0.0% | $1.56 | — | *W EXP 07/20/202 | 68386H111 |
| — | SPORTSMAP TECH ACQUISITIN CO | 37,500 | $1,688 | 0.0% | $0.48 | — | *W EXP 09/01/202 | 84921J116 |
| WSUPW | WHEELS UP EXPERIENCE INC | 35,000 | $1,631 | 0.0% | $1.26 | — | *W EXP 07/13/202 | 96328L114 |
| CSSLQ | CHICKEN SOUP FOR THE SOUL EN | 50,000 | $1,295 | 0.0% | $0.06 | — | *W EXP 10/22/202 | 16842Q134 |
| IGTAR | INCEPTION GROWTH ACQUSTN LTD | 10,000 | $988 | 0.0% | $0.20 | — | RIGHT 12/08/2026 | 45333D120 |
| SHFSW | SHF HOLDINGS INC | 25,000 | $655 | 0.0% | $0.12 | — | *W EXP 09/28/202 | 824430110 |
| — | GLORY STAR NEW MED GP HLDG L | 100,000 | $500 | 0.0% | $0.08 | — | *W EXP 02/13/202 | G39973113 |