Location: London, United Kingdom
CIK: 0001597694 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Nov 18, 2014
Total Value: $670M (69.1% shares, 30.9% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Apple Inc | 1,473,000 | $148M | 22.2% | $100.75 | — | — | Call | 037833900 |
| — | GILEAD SCIENCES INC | 8,067,000 | $37.79M | 5.6% | $4.68 | $4.68 | — | Note GILD 1 5/8 05/01/16 | 375558AP8 |
| — | Micron Technology Inc | 1,100,000 | $37.69M | 5.6% | $34.26 | — | — | Call | 595112903 |
| — | Apple Inc | 340,000 | $34.26M | 5.1% | $100.75 | — | — | Put | 037833950 |
| — | MYLAN INC | 9,955,000 | $33.94M | 5.1% | $3.41 | $3502.97 | — | Note MYL 3 3/4 09/15/15 | 628530AJ6 |
| — | General Motors Co | 1,000,000 | $31.94M | 4.8% | $31.94 | — | — | Call | 37045V900 |
| — | Bank of America Corp | 1,000,000 | $17.05M | 2.5% | $17.05 | — | — | Call | 060505904 |
| — | Gilead Sciences Inc | 150,000 | $15.97M | 2.4% | $106.45 | — | — | Call | 375558903 |
| — | Apple Inc | 153,700 | $15.48M | 2.3% | $100.75 | $92930.00 | — | COM | 37833100 |
| — | ELECTRONIC ARTS INC | 11,398,000 | $14.04M | 2.1% | $1.23 | $909.54 | — | Note EA 0 3/4 07/15/16 | 285512AA7 |
| — | AMERICAN REALTY CAP PROP | 13,615,000 | $13.56M | 2.0% | $1.00 | $717.78 | — | Note ARCP 3 08/01/18 | 02917TAA2 |
| — | MGM RESORTS INTL | 10,543,000 | $13.34M | 2.0% | $1.27 | $146.88 | — | Note MGM 4 1/4 04/15/15 | 55303QAE0 |
| — | eBay Inc | 200,000 | $11.33M | 1.7% | $56.63 | — | — | Call | 278642903 |
| — | OMNICARE INC | 10,070,000 | $10.48M | 1.6% | $1.04 | $334.31 | — | Note OCR 3 1/4 12/15/35 | 681904AL2 |
| — | MICROCHIP TECHNOLOGY INC | 5,517,000 | $10.28M | 1.5% | $1.86 | $1912.20 | — | Note MCHP 2 1/8 12/15/37 | 595017AB0 |
| — | TESLA MOTORS INC | 5,000,000 | $10.08M | 1.5% | $2.02 | $1518.21 | — | Note TSLA 1 1/2 06/01/18 | 88160RAA9 |
| — | Powershares QQQ Trust Series 1 | 100,000 | $9.879M | 1.5% | $98.79 | — | — | Put | 73935A954 |
| — | Barrick Gold Corp | 600,000 | $8.796M | 1.3% | $14.66 | — | — | Call | 067901908 |
| — | Yahoo! Inc | 200,000 | $8.15M | 1.2% | $40.75 | — | — | Call | 984332906 |
| — | United States Steel Corp | 200,000 | $7.834M | 1.2% | $39.17 | — | — | Put | 912909958 |
| — | AngloGold Ashanti Ltd | 650,000 | $7.8M | 1.2% | $12.00 | — | — | Call | 035128906 |
| — | Amazon.com Inc | 24,000 | $7.739M | 1.2% | $322.46 | — | — | Call | 023135906 |
| — | SUNPOWER CORP | 5,000,000 | $7.509M | 1.1% | $1.50 | $1.50 | — | Note SPWR 0 3/4 06/01/18 | 867652AG4 |
| — | Actavis PLC | 30,000 | $7.238M | 1.1% | $241.27 | $241.27 | — | COM | G0083B108 |
| — | Amazon.com Inc | 22,000 | $7.094M | 1.1% | $322.45 | — | — | Put | 023135956 |
| — | Intel Corp | 200,000 | $6.964M | 1.0% | $34.82 | — | — | Put | 458140950 |
| — | SUNPOWER CORP | 4,294,000 | $6.63M | 1.0% | $1.54 | $1649.47 | — | Note SPWR 4 1/2 03/15/15 | 867652AE9 |
| — | ARES CAPITAL CORP | 6,000,000 | $6.263M | 0.9% | $1.04 | $800.81 | — | Note ARCC 5 3/4 02/01/16 | 04010LAB9 |
| — | DDR CORP | 5,000,000 | $5.782M | 0.9% | $1.16 | $1199.96 | — | Note DDR 1 3/4 11/15/40 | 251591AX1 |
| — | AMERICAN REALTY CAP PROP | 5,500,000 | $5.538M | 0.8% | $1.01 | $190.31 | — | Note ARCP 3 3/4 12/15/20 | 02917TAB0 |
| V | Visa Inc | 23,222 | $4.955M | 0.7% | $213.38 * | $48.34 | +2.6% | *W | 92826C839 |
| — | Caterpillar Inc | 50,000 | $4.952M | 0.7% | $99.04 | — | — | Put | 149123951 |
| — | UNITED STATES STEEL CORP | 3,000,000 | $4.931M | 0.7% | $1.64 | $624.16 | — | Note X 2 3/4 04/01/19 | 912909AH1 |
| — | MEDIDATA SOLUTIONS INC | 4,338,000 | $4.715M | 0.7% | $1.09 | $1.09 | — | Note MDSO 1 08/01/18 | 58471AAB1 |
| — | SunEdison Inc | 243,400 | $4.595M | 0.7% | $18.88 | $22600.00 | — | COM | 86732Y109 |
| — | SINA Corp/China | 95,000 | $3.908M | 0.6% | $41.14 | $46622.07 | — | COM | G81477104 |
| — | Tesla Motors Inc | 16,000 | $3.883M | 0.6% | $242.69 | — | — | Put | 88160R951 |
| — | SPIRIT REALTY CAPITAL IN | 3,500,000 | $3.409M | 0.5% | $0.97 | $1004.79 | — | Note SRC 3 3/4 05/15/21 | 84860WAB8 |
| TSLA | Tesla Motors Inc | 13,850 | $3.361M | 0.5% | $242.67 * | $13.39 | +23.2% | *W | 88160R101 |
| — | NUANCE COMMUNICATIONS | 3,375,000 | $3.339M | 0.5% | $0.99 | $0.99 | — | Note NUAN 2 3/4 11/01/31 | 67020YAF7 |
| — | Amazon.com Inc | 10,000 | $3.224M | 0.5% | $322.40 | $32768.16 | — | COM | 23135106 |
| — | Tableau Software Inc | 42,500 | $3.088M | 0.5% | $72.66 | $72.66 | — | COM | 87336U105 |
| — | REDWOOD TRUST INC | 3,033,000 | $2.998M | 0.4% | $0.99 | $378.31 | — | Note RWT 4 5/8 04/15/18 | 758075AB1 |
| — | HEALTH CARE REIT INC | 2,333,000 | $2.87M | 0.4% | $1.23 | $1.23 | — | Note HCN 3 12/01/29 | 42217KAR7 |
| — | TELEFLEX INC | 1,500,000 | $2.607M | 0.4% | $1.74 | $1.74 | — | Note TFX 3 7/8 08/01/17 | 879369AA4 |
| — | Keurig Green Mountain Inc | 20,000 | $2.603M | 0.4% | $130.15 | — | — | Put | 49271M950 |
| — | HOME INNS HTL MNGMT INC | 2,500,000 | $2.431M | 0.4% | $0.97 | $968.95 | — | Note HMIN 2 12/15/15 | 43713WAB3 |
| BABA | Alibaba Group Holding Ltd | 27,000 | $2.399M | 0.4% | $88.85 | $88.85 | — | ADR | 01609W102 |
| — | United States Steel Corp | 60,000 | $2.35M | 0.4% | $39.17 | $39.17 | — | COM | 912909108 |
| PSEC | Prospect Capital Corp | 218,315 | $2.161M | 0.3% | $9.90 * | $2.56 | +1.2% | COM | 74348T102 |
| — | Liberty Media Corp | 43,600 | $2.057M | 0.3% | $47.18 | $23263.95 | — | COM | 531229102 |
| — | Yahoo! Inc | 50,000 | $2.038M | 0.3% | $40.76 | $35130.00 | — | COM | 984332106 |
| — | SPIRIT REALTY CAPITAL IN | 2,000,000 | $1.948M | 0.3% | $0.97 | $1001.79 | — | Note SRC 2 7/8 05/15/19 | 84860WAA0 |
| ORCL | Oracle Corp | 50,000 | $1.914M | 0.3% | $38.28 * | $34.22 | 0.0% | COM | 68389X105 |
| VLO | Valero Energy Corp | 40,474 | $1.873M | 0.3% | $46.28 * | $33.95 | -3.9% | COM | 91913Y100 |
| — | Bed Bath & Beyond Inc | 28,100 | $1.85M | 0.3% | $65.84 | $65.84 | — | COM | 75896100 |
| META | Facebook Inc | 22,000 | $1.739M | 0.3% | $79.05 * | $60.93 | +19.6% | COM | 30303M102 |
| — | Facebook Inc | 20,000 | $1.581M | 0.2% | $79.05 | — | — | Call | 30303M902 |
| — | TESLA MOTORS INC | 1,660,000 | $1.577M | 0.2% | $0.95 | $967.93 | — | Note TSLA 1 1/4 03/01/21 | 88160RAC5 |
| — | Twitter Inc | 27,790 | $1.433M | 0.2% | $51.57 | $42872.31 | — | COM | 90184L102 |
| — | Caterpillar Inc | 14,000 | $1.386M | 0.2% | $99.00 | — | — | Call | 149123901 |
| — | Splunk Inc | 25,000 | $1.384M | 0.2% | $55.36 | $55.36 | — | COM | 848637104 |
| MET | MetLife Inc | 25,500 | $1.37M | 0.2% | $53.73 * | $31.10 | +7.0% | COM | 59156R108 |
| — | Ryland Group Inc/The | 40,000 | $1.33M | 0.2% | $33.25 | — | — | Put | 783764953 |
| — | Toll Brothers Inc | 40,000 | $1.246M | 0.2% | $31.15 | — | — | Put | 889478953 |
| — | Bank of America Corp | 73,000 | $1.245M | 0.2% | $17.05 | $15370.00 | — | COM | 60505104 |
| IDCC | InterDigital Inc/PA | 30,000 | $1.195M | 0.2% | $39.83 * | $29.77 | +47.8% | COM | 45867G101 |
| — | InterDigital Inc/PA | 30,000 | $1.194M | 0.2% | $39.80 | — | — | Put | 45867G951 |
| — | TIBCO Software Inc | 50,000 | $1.182M | 0.2% | $23.64 | — | — | Put | 88632Q953 |
| COST | Costco Wholesale Corp | 9,000 | $1.128M | 0.2% | $125.33 * | $92.59 | +4.9% | COM | 22160K105 |
| — | Twitter Inc | 20,000 | $1.032M | 0.2% | $51.60 | — | — | Call | 90184L902 |
| — | 3D Systems Corp | 22,000 | $1.02M | 0.2% | $46.36 | — | — | Put | 88554D955 |
| — | STANDARD PACIFIC CORP | 800,000 | $907K | 0.1% | $1.13 | $1255.25 | — | Note SPF 1 1/4 08/01/32 | 85375CBC4 |
| INTC | Intel Corp | 25,000 | $871K | 0.1% | $34.84 * | $25.75 | 0.0% | COM | 458140100 |
| — | Medley Capital Corp | 71,752 | $847K | 0.1% | $11.80 | $13285.87 | — | COM | 58503F106 |
| ARCC | Ares Capital Corp | 42,900 | $693K | 0.1% | $16.15 * | $5.65 | +0.6% | COM | 04010L103 |
| — | salesforce.com inc | 10,000 | $575K | 0.1% | $57.50 | — | — | Put | 79466L952 |
| NEM | Newmont Mining Corp | 22,900 | $528K | 0.1% | $23.06 * | $19.87 | 0.0% | COM | 651639106 |
| — | VirnetX Holding Corp | 80,000 | $480K | 0.1% | $6.00 | — | — | Put | 92823T958 |
| — | eBay Inc | 8,000 | $453K | 0.1% | $56.63 | — | — | Put | 278642953 |
| — | Nicholas Financial Inc | 34,500 | $400K | 0.1% | $11.59 | $5026.09 | — | COM | 65373J209 |
| — | KCAP Financial Inc | 47,000 | $391K | 0.1% | $8.32 | $8660.00 | — | COM | 48668E101 |
| — | THL Credit Inc | 28,985 | $374K | 0.1% | $12.90 | $14000.00 | — | COM | 872438106 |
| — | salesforce.com inc | 6,000 | $345K | 0.1% | $57.50 | — | — | Call | 79466L902 |
| — | BlackRock Kelso Capital Corp | 40,000 | $342K | 0.1% | $8.55 | $9110.00 | — | COM | 92533108 |
| — | Fifth Street Finance Corp | 35,943 | $330K | 0.0% | $9.18 | $9460.00 | — | COM | 31678A103 |
| RMBS | Rambus Inc | 19,982 | $249K | 0.0% | $12.46 | $9.01 | +40.1% | COM | 750917106 |
| CHMI | Cherry Hill Mortgage Investmen | 11,667 | $218K | 0.0% | $18.69 | $20049.98 | — | COM | 164651101 |
| TOL | Toll Brothers Inc | 7,000 | $218K | 0.0% | $31.14 * | $35.18 | -2.6% | COM | 889478103 |
| — | Home Loan Servicing Solutions | 10,000 | $212K | 0.0% | $21.20 | $21.20 | — | COM | G6648D109 |
| — | Twitter Inc | 4,000 | $206K | 0.0% | $51.50 | — | — | Put | 90184L952 |
| — | AG Mortgage Investment Trust I | 9,895 | $176K | 0.0% | $17.79 | $18930.00 | — | COM | 1228105 |
| — | American Capital Mortgage Inve | 7,758 | $146K | 0.0% | $18.82 | $18770.00 | — | COM | 02504A104 |
| MU | Micron Technology Inc | 4,000 | $137K | 0.0% | $34.25 * | $25.28 | +25.0% | COM | 595112103 |
| ROYTL | Pacific Coast Oil Trust | 10,000 | $103K | 0.0% | $10.30 | $13060.00 | — | COM | 694103102 |
| SCM | Stellus Capital Investment Cor | 7,015 | $97,000 | 0.0% | $13.83 * | $13.93 | +2.6% | COM | 858568108 |
| PFLT | PennantPark Floating Rate Capi | 5,559 | $77,000 | 0.0% | $13.85 * | $4.30 | +3.7% | COM | 70806A106 |
| PBT | Permian Basin Royalty Trust | 4,500 | $61,000 | 0.0% | $13.56 | $14250.00 | — | COM | 714236106 |
| HRZN | Horizon Technology Finance Cor | 4,387 | $59,000 | 0.0% | $13.45 * | $3.61 | +6.5% | COM | 44045A102 |
| — | VirnetX Holding Corp | 8,000 | $48,000 | 0.0% | $6.00 | — | — | Call | 92823T908 |
| — | Ryland Group Inc/The | 1,000 | $33,000 | 0.0% | $33.00 | $36574.19 | — | COM | 783764103 |
| — | Arbor Realty Trust Inc | 4,455 | $30,000 | 0.0% | $6.73 | $6950.00 | — | COM | 38923108 |
| — | Strategic Global Income Fund I | 1,900 | $17,000 | 0.0% | $8.95 | $8.95 | — | COM | 862719101 |
| — | VirnetX Holding Corp | 2,824 | $17,000 | 0.0% | $6.02 | $11462.92 | — | COM | 92823T108 |
| — | Full Circle Capital Corp | 835 | $5,000 | 0.0% | $5.99 | $7809.58 | — | COM | 359671104 |