Location: Valley View, OH
CIK: 0001797873 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Oct 22, 2021
Total Value: $328M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IVV | ISHARES S&P 500 | 89,912 | $38.73M | 11.8% | $430.81 | $340.02 | +26.7% | CORE S&P500 ETF | 464287200 |
| ESGU | ISHARES TR ESG AWR MSCI USA | 286,049 | $28.16M | 8.6% | $98.46 | $73.06 | +34.8% | ESG AWR MSCI USA | 46435G425 |
| GOVT | ISHARES TR US TREAS BD ETF | 685,576 | $18.19M | 5.5% | $26.53 | $26.32 | +0.8% | US TREAS BD ETF | 46429B267 |
| EFG | ISHARES TR EAFE GRWTH ETF | 135,068 | $14.38M | 4.4% | $106.46 | $88.46 | +20.4% | EAFE GRWTH ETF | 464288885 |
| USMV | ISHARES TR MSCI USA MIN VOL | 195,425 | $14.36M | 4.4% | $73.50 | $64.04 | +14.8% | MSCI USA MIN VOL | 46429B697 |
| EFV | ISHARES TR EAFE VALUE ETF | 281,753 | $14.33M | 4.4% | $50.85 | $50.30 | +1.1% | EAFE VALUE ETF | 464288877 |
| IGSB | ISHARES TR ISHS 1-5YR INVS | 252,626 | $13.8M | 4.2% | $54.64 | $54.47 | +0.3% | ISHS 1-5YR INVS | 464288646 |
| AAPL | APPLE INC | 88,623 | $12.54M | 3.8% | $141.50 * | $102.41 | +35.1% | COM | 037833100 |
| IUSB | ISHARES TR CORE TOTAL USD | 227,470 | $12.11M | 3.7% | $53.24 | $53.59 | -0.7% | CORE TOTAL USD | 46434V613 |
| IJR | ISHARES CORE S&P SMALL-CAP E | 93,085 | $10.16M | 3.1% | $109.18 | $80.59 | +35.5% | CORE S&P SCP ETF | 464287804 |
| VLUE | ISHARES TR MSCI USA VALUE | 75,749 | $7.627M | 2.3% | $100.69 | $105.37 | -4.4% | MSCI USA VALUE | 46432F388 |
| FCOR | FIDELITY CORPORATE BOND ETF | 121,496 | $6.725M | 2.1% | $55.35 | $53.60 | +3.3% | CORP BOND ETF | 316188101 |
| IXN | ISHARES S&P GLOBAL TECHNOLOGY SECTOR INDEX FUND | 113,559 | $6.434M | 2.0% | $56.66 | $58.17 | -2.6% | GLOBAL TECH ETF | 464287291 |
| DGRO | ISHARES TRUST CORE DIVID GWTH | 109,557 | $5.504M | 1.7% | $50.24 | $39.98 | +25.7% | CORE DIV GRWTH | 46434V621 |
| ONEQ | FIDELITY NASDAQ COMPOSITE INDEX ETF | 91,286 | $5.128M | 1.6% | $56.18 | $51.74 | +8.6% | NASDAQ COMPSIT | 315912808 |
| IXG | ISHARES S&P GLOBAL FINANCIALS SECTOR INDEX FUND | 64,385 | $5.051M | 1.5% | $78.45 | $77.97 | +0.6% | GLOBAL FINLS ETF | 464287333 |
| FDVV | FIDELITY HIGH DIVIDEND ETF | 134,525 | $4.977M | 1.5% | $37.00 | $29.74 | +24.4% | HIGH DIVID ETF | 316092840 |
| FALN | ISHARES TRUST FALLEN ANGELS USD BD ETF | 164,212 | $4.944M | 1.5% | $30.11 | $29.49 | +2.1% | FALN ANGLS USD | 46435G474 |
| TLH | ISHARES TR 10-20 YR TRS ETF | 26,091 | $3.837M | 1.2% | $147.06 | $150.68 | -2.4% | 10-20 YR TRS ETF | 464288653 |
| IYE | ISHARES DOW JONES US ENERGY SECTOR FUND | 124,130 | $3.507M | 1.1% | $28.25 | $25.09 | +12.6% | U.S. ENERGY ETF | 464287796 |
| MSFT | MICROSOFT CORP | 12,386 | $3.492M | 1.1% | $281.93 * | $177.57 | +53.3% | COM | 594918104 |
| RDVY | FIRST TR EXCHANGE-TRADED FD VI RISNG DIVD ACHIV | 68,580 | $3.255M | 1.0% | $47.46 | $43.62 | +8.8% | RISNG DIVD ACHIV | 33738R506 |
| CTAS | CINTAS CORP | 8,154 | $3.104M | 0.9% | $380.67 * | $87.47 | +4.6% | COM | 172908105 |
| AMZN | AMAZON.COM INC | 918 | $3.017M | 0.9% | $3286.49 * | $113.23 | +45.1% | COM | 023135106 |
| IGIB | ISHARES TR ISHS 5-10YR INVT | 49,757 | $2.988M | 0.9% | $60.05 | $60.22 | -0.3% | ISHS 5-10YR INVT | 464288638 |
| MBB | ISHARES TR MBS ETF | 25,849 | $2.795M | 0.9% | $108.13 | $109.61 | -1.3% | MBS ETF | 464288588 |
| TSLA | TESLA INC COM | 3,378 | $2.619M | 0.8% | $775.31 * | $97.62 | +164.8% | COM | 88160R101 |
| IEFA | ISHARES TRUST CORE MSCI EAFE ETF | 34,509 | $2.562M | 0.8% | $74.24 | $63.38 | +17.2% | CORE MSCI EAFE | 46432F842 |
| PAPR | INNOVATOR ETFS TR US EQT PWR BUF | 86,397 | $2.468M | 0.8% | $28.57 | $28.09 | +1.7% | US EQT PWR BUF | 45782C870 |
| PG | PROCTER AND GAMBLE CO COM | 17,518 | $2.449M | 0.7% | $139.80 * | $116.24 | +8.1% | COM | 742718109 |
| UNH | UNITEDHEALTH GROUP INC | 5,049 | $1.973M | 0.6% | $390.77 * | $270.17 | +34.7% | COM | 91324P102 |
| PJUL | Innovator S&P 500 Power Buffer ETF-July | 63,100 | $1.877M | 0.6% | $29.75 | $29.58 | +0.6% | US EQTY PWR BUF | 45782C813 |
| JPM | JPMORGAN CHASE & CO | 10,864 | $1.778M | 0.5% | $163.66 * | $109.94 | +33.3% | COM | 46625H100 |
| MCO | MOODYS CORP COM USD0.01 | 4,952 | $1.758M | 0.5% | $355.01 * | $363.20 | -5.7% | COM | 615369105 |
| PYPL | PAYPAL HLDGS INC COM | 6,549 | $1.704M | 0.5% | $260.19 | $135.99 | +90.9% | COM | 70450Y103 |
| BRK/B | BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | 6,010 | $1.64M | 0.5% | $272.88 | $222.43 | +22.7% | CL B NEW | 084670702 |
| TMO | THERMO FISHER SCIENTIFIC INC | 2,819 | $1.61M | 0.5% | $571.12 | $440.39 | +28.2% | COM | 883556102 |
| JNJ | JOHNSON &JOHNSON COM USD1.00 | 9,811 | $1.584M | 0.5% | $161.45 * | $131.32 | +8.7% | COM | 478160104 |
| PSEP | Innovator S&P 500 Power Buffer ETF -September | 53,987 | $1.568M | 0.5% | $29.04 | $29.53 | -1.6% | US EQTY PWR BUF | 45782C656 |
| VZ | VERIZON COMMUNICATIONS INC | 27,734 | $1.497M | 0.5% | $53.98 * | $42.49 | -2.7% | COM | 92343V104 |
| GOOGL | ALPHABET INC CAP STK CL A | 545 | $1.457M | 0.4% | $2673.39 * | $74.14 | +78.9% | CAP STK CL A | 02079K305 |
| PFF | ISHARES TR PFD AND INCM SEC | 35,661 | $1.384M | 0.4% | $38.81 | $37.26 | +4.2% | PFD AND INCM SEC | 464288687 |
| WMT | WALMART INC COM | 9,790 | $1.364M | 0.4% | $139.33 * | $41.59 | +5.6% | COM | 931142103 |
| PAUG | INNOVATOR ETFS TR US EQTY PWR BF | 46,330 | $1.353M | 0.4% | $29.20 | $29.49 | -0.9% | US EQTY PWR BF | 45782C680 |
| EMB | ISHARES TR JP MOR EM MK ETF | 11,721 | $1.29M | 0.4% | $110.06 | $112.81 | -2.4% | JPMORGAN USD EMG | 464288281 |
| PGR | PROGRESSIVE CORP COM | 12,647 | $1.143M | 0.3% | $90.38 * | $72.17 | +12.2% | COM | 743315103 |
| PMAY | Innovator S&P 500 Power Buffer ETF | 37,740 | $1.113M | 0.3% | $29.49 | $29.02 | +1.7% | US EQTY PWR BUF | 45782C318 |
| CRM | SALESFORCE.COM INC COM USD0.001 | 4,101 | $1.112M | 0.3% | $271.15 | $209.17 | +28.1% | COM | 79466L302 |
| CCI | CROWN CASTLE INTL CORP NEW COM ISIN US22822V1017 SEDOL BTGQCX1 | 6,270 | $1.086M | 0.3% | $173.21 * | $121.20 | +16.0% | COM | 22822V101 |
| FDN | FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD | 4,327 | $1.02M | 0.3% | $235.73 | $136.19 | +73.2% | DJ INTERNT IDX | 33733E302 |
| DIS | DISNEY WALT CO COM | 5,947 | $1.006M | 0.3% | $169.16 * | $135.69 | +21.8% | COM | 254687106 |
| SBUX | STARBUCKS CORP COM USD0.001 | 9,113 | $1.005M | 0.3% | $110.28 * | $80.65 | +23.7% | COM | 855244109 |
| PFE | PFIZER INC | 22,621 | $972K | 0.3% | $42.97 * | $28.30 | +22.7% | COM | 717081103 |
| PJUN | Innovator S&P 500 Power Buffer ETF-June | 30,360 | $942K | 0.3% | $31.03 | $30.77 | +1.0% | US EQTY PWR BUF | 45782C748 |
| MBCN | MIDDLEFIELD BANC CORP(US) COM NPV | 39,402 | $938K | 0.3% | $23.81 * | $15.58 | +32.3% | COM NEW | 596304204 |
| V | VISA INC | 4,129 | $919K | 0.3% | $222.57 * | $184.17 | +17.2% | COM CL A | 92826C839 |
| META | FACEBOOK INC-CLASS A | 2,635 | $894K | 0.3% | $339.28 | $217.36 | +55.1% | CL A | 30303M102 |
| — | BLACKROCK INC COM USD0.01 | 1,000 | $839K | 0.3% | $839.00 | $756.54 | — | COM | 09247X101 |
| BAC | BK OF AMERICA CORP COM | 19,521 | $828K | 0.3% | $42.42 * | $26.80 | +42.4% | COM | 060505104 |
| LECO | LINCOLN ELECTRIC HOLDINGS INC | 6,235 | $803K | 0.2% | $128.79 | $136.02 | -5.3% | COM | 533900106 |
| HD | HOME DEPOT INC | 2,439 | $800K | 0.2% | $328.00 * | $216.24 | +36.6% | COM | 437076102 |
| NFLX | NETFLIX INC | 1,270 | $775K | 0.2% | $610.24 * | $35.51 | +71.9% | COM | 64110L106 |
| MCD | MCDONALD S CORP | 3,176 | $765K | 0.2% | $240.87 * | $177.82 | +23.0% | COM | 580135101 |
| MA | MASTERCARD INCORPORATED CL A | 2,102 | $730K | 0.2% | $347.29 * | $338.68 | +0.2% | CL A | 57636Q104 |
| PEP | PEPSICO INC | 4,721 | $710K | 0.2% | $150.39 * | $123.26 | +6.9% | COM | 713448108 |
| CVX | CHEVRON CORP NEW COM | 6,777 | $687K | 0.2% | $101.37 * | $74.98 | +13.8% | COM | 166764100 |
| COST | COSTCO WHOLESALE CORP COM USD0.01 | 1,433 | $644K | 0.2% | $449.41 * | $294.76 | +45.1% | COM | 22160K105 |
| DVY | ISHARES SELECT DIVIDEND ETF | 5,479 | $628K | 0.2% | $114.62 | $114.31 | +0.4% | SELECT DIVID ETF | 464287168 |
| IWM | ISHARES RUSSELL 2000 ETF | 2,836 | $620K | 0.2% | $218.62 | $181.53 | +20.5% | RUSSELL 2000 ETF | 464287655 |
| CSCO | CISCO SYSTEMS INC | 11,360 | $618K | 0.2% | $54.40 * | $40.27 | +18.6% | COM | 17275R102 |
| HYG | ISHARES TR IBOXX HI YD ETF | 7,046 | $616K | 0.2% | $87.43 | $86.49 | +1.2% | IBOXX HI YD ETF | 464288513 |
| GOOG | ALPHABET INC CAP STK CL C | 222 | $591K | 0.2% | $2662.16 * | $73.40 | +80.2% | CAP STK CL C | 02079K107 |
| PJAN | Innovator S&P 500 Power Buffer ETF | 17,820 | $581K | 0.2% | $32.60 | $30.94 | +5.5% | US EQTY PWR BUF | 45782C508 |
| NKE | NIKE INC CLASS B COM NPV | 3,908 | $567K | 0.2% | $145.09 * | $113.41 | +19.9% | CL B | 654106103 |
| INTC | INTEL CORP COM USD0.001 | 10,591 | $564K | 0.2% | $53.25 * | $49.81 | -1.5% | COM | 458140100 |
| MDLZ | MONDELEZ INTL INC COM NPV | 9,476 | $551K | 0.2% | $58.15 * | $52.89 | -1.4% | CL A | 609207105 |
| DIA | SPDR DOW JONES INDL AVERAGE ET UT SER 1 | 1,484 | $502K | 0.2% | $338.27 | $343.10 | -1.4% | UT SER 1 | 78467X109 |
| — | KELLOGG COMPANY COM USD0.25 | 7,713 | $493K | 0.2% | $63.92 * | $51.36 | +0.8% | COM | 487836108 |
| MCK | MCKESSON CORP | 2,442 | $487K | 0.1% | $199.43 * | $195.10 | -0.1% | COM | 58155Q103 |
| HON | HONEYWELL INTERNATIONAL INC COM USD1 | 2,293 | $486K | 0.1% | $211.95 * | $186.62 | -2.0% | COM | 438516106 |
| T | AT&T INC COM USD1 | 17,755 | $479K | 0.1% | $26.98 * | $16.76 | -6.8% | COM | 00206R102 |
| ADBE | ADOBE SYSTEMS INCORPORATED COM | 824 | $474K | 0.1% | $575.24 | $421.22 | +36.7% | COM | 00724F101 |
| LULU | LULULEMON ATHLETICA INC COM USD0.005 | 1,161 | $469K | 0.1% | $403.96 | $352.46 | +14.8% | COM | 550021109 |
| CVS | CVS HEALTH CORPORATION COM USD0.01 | 5,479 | $464K | 0.1% | $84.69 * | $57.95 | +27.0% | COM | 126650100 |
| DLR | DIGITAL REALTY TRUST INC | 3,198 | $461K | 0.1% | $144.15 * | $125.19 | -0.7% | COM | 253868103 |
| XYZ | SQUARE INC CL A | 1,903 | $456K | 0.1% | $239.62 | $236.31 | +1.5% | CL A | 852234103 |
| FTEC | FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | 3,760 | $446K | 0.1% | $118.62 | $69.47 | +70.8% | MSCI INFO TECH I | 316092808 |
| MRK | MERCK &CO. INC COM | 5,936 | $445K | 0.1% | $74.97 * | $66.20 | -0.6% | COM | 58933Y105 |
| CMCSA | COMCAST CORP | 7,558 | $422K | 0.1% | $55.83 * | $44.62 | +10.5% | CL A | 20030N101 |
| ITOT | ISHARES CORE S&P TOTAL US STOCK MARKET ETF | 4,225 | $415K | 0.1% | $98.22 | $69.58 | +41.4% | CORE S&P TTL STK | 464287150 |
| NVDA | NVIDIA CORPORATION COM | 2,003 | $414K | 0.1% | $206.69 * | $18.58 | +11.2% | COM | 67066G104 |
| — | INVESCO EXCH TRD SLF IDX FD TR BULSHS 2024 CB | 18,371 | $406K | 0.1% | $22.10 | $21.43 | — | BULSHS 2024 CB | 46138J841 |
| BANX | STONECASTLE FINL CORP COM | 17,862 | $393K | 0.1% | $22.00 * | $12.91 | +8.2% | COM | 861780104 |
| XOM | EXXON MOBIL CORP | 6,018 | $353K | 0.1% | $58.66 * | $44.75 | +12.5% | COM | 30231G102 |
| BSCQ | INVESCO EXCH TRD SLF IDX FD TR BULSHS 2026 CB | 16,468 | $352K | 0.1% | $21.37 | $21.56 | -0.6% | BULSHS 2026 CB | 46138J791 |
| MDT | MEDTRONIC PLC | 2,796 | $350K | 0.1% | $125.18 * | $88.22 | +25.1% | SHS | G5960L103 |
| SHYG | ISHARES TRUST 0-5YR HIGH YIELD CORP BD ISIN US46434V4077 SEDOL BFS2LL0 | 7,661 | $350K | 0.1% | $45.69 | $44.64 | +2.4% | 0-5YR HI YL CP | 46434V407 |
| IYY | ISHARES DOW JONES US ETF | 3,209 | $346K | 0.1% | $107.82 | $98.46 | +9.6% | DOW JONES US ETF | 464287846 |
| AMGN | AMGEN INC | 1,622 | $344K | 0.1% | $212.08 * | $196.85 | -5.6% | COM | 031162100 |
| — | INVESCO EXCH TRD SLF IDX FD TR BULSHS 2025 CB | 15,277 | $339K | 0.1% | $22.19 | $21.40 | — | BULSHS 2025 CB | 46138J825 |
| — | INVESCO EXCH TRD SLF IDX FD TR BULSHS 2023 CB | 15,637 | $338K | 0.1% | $21.62 | $21.27 | — | BULSHS 2023 CB | 46138J866 |
| EPD | ENTERPRISE PRODS PARTNERS L P COM | 15,648 | $338K | 0.1% | $21.60 | $21.98 | — | COM | 293792107 |
| SHW | SHERWIN-WILLIAMS CO | 1,204 | $336K | 0.1% | $279.07 * | $246.38 | +9.3% | COM | 824348106 |
| — | VMWARE INC | 2,227 | $331K | 0.1% | $148.63 | $151.68 | — | CL A COM | 928563402 |
| BSCR | INVESCO EXCH TRD SLF IDX FD TR BULSHS 2027 CB | 14,897 | $325K | 0.1% | $21.82 | $22.10 | -1.2% | BULSHS 2027 CB | 46138J783 |
| AXP | AMERICAN EXPRESS CO COM USD0.20 | 1,914 | $320K | 0.1% | $167.19 * | $128.23 | +23.7% | COM | 025816109 |
| FXO | FIRST TR EXCHANGE TRADED FD II FINANCIAL ALPHADEX FD USD ISIN US33734X1357 SEDOL B50P3C2 | 7,223 | $319K | 0.1% | $44.16 | $44.15 | +0.2% | FINLS ALPHADEX | 33734X135 |
| KO | COCA-COLA CO | 5,998 | $314K | 0.1% | $52.35 * | $47.50 | -2.7% | COM | 191216100 |
| MRNA | MODERNA INC COM | 814 | $313K | 0.1% | $384.52 | $368.80 | +4.4% | COM | 60770K107 |
| PINS | PINTEREST INC CL A | 5,995 | $305K | 0.1% | $50.88 | $64.50 | -21.0% | CL A | 72352L106 |
| AMT | AMERICAN TOWER CORP NEW COM | 1,136 | $301K | 0.1% | $264.96 * | $209.74 | +10.9% | COM | 03027X100 |
| IHI | ISHARES TR U.S. MED DVC ETF | 4,604 | $289K | 0.1% | $62.77 | $60.08 | +4.5% | U.S. MED DVC ETF | 464288810 |
| UNP | UNION PAC CORP COM | 1,442 | $282K | 0.1% | $195.56 * | $190.16 | -6.5% | COM | 907818108 |
| CRWD | CROWDSTRIKE HLDGS INC CL A | 1,149 | $282K | 0.1% | $245.43 | $157.08 | +56.5% | CL A | 22788C105 |
| BMY | BRISTOL-MYERS SQUIBB CO COM | 4,533 | $268K | 0.1% | $59.12 * | $54.05 | -8.1% | COM | 110122108 |
| UPS | UNITED PARCEL SERVICE INC | 1,458 | $265K | 0.1% | $181.76 * | $162.74 | -7.5% | CL B | 911312106 |
| POCT | Innovator ETFS TR US Eqty Power Buf | 8,800 | $258K | 0.1% | $29.32 | $29.21 | +0.4% | US EQTY PWR BUF | 45782C797 |
| PHYS | SPROTT PHYSICAL GOLD TRUST UNIT ISIN CA85207H1047 SEDOL BYVW239 | 18,615 | $256K | 0.1% | $13.75 | $12.29 | — | UNIT | 85207H104 |
| ROKU | ROKU INC COM CL A | 812 | $254K | 0.1% | $312.81 | $267.11 | +17.3% | COM CL A | 77543R102 |
| VUG | VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS | 848 | $246K | 0.1% | $290.09 * | $42.78 | +13.0% | GROWTH ETF | 922908736 |
| VO | VANGUARD MID-CAP INDEX FUND | 1,010 | $239K | 0.1% | $236.63 * | $48.42 | +22.2% | MID CAP ETF | 922908629 |
| TELFY | TELEFONICA SA ADR EA REPR 1 ORD NPV | 50,217 | $236K | 0.1% | $4.70 | $4.79 | -1.6% | SPONSORED ADR | 879382208 |
| QCOM | QUALCOMM INC | 1,826 | $235K | 0.1% | $128.70 * | $128.84 | -8.8% | COM | 747525103 |
| — | SVB FINANCIAL GROUP COM | 361 | $233K | 0.1% | $645.43 | $554.02 | — | COM | 78486Q101 |
| FTNT | FORTINET INC COM USD0.001 | 800 | $233K | 0.1% | $291.25 * | $57.90 | +0.9% | COM | 34959E109 |
| KMB | KIMBERLY-CLARK CORP COM | 1,745 | $231K | 0.1% | $132.38 * | $115.50 | -2.0% | COM | 494368103 |
| MUB | ISHARES NATIONAL MUNI BOND ETF | 1,888 | $219K | 0.1% | $116.00 | $116.19 | -0.0% | NATIONAL MUN ETF | 464288414 |
| TXN | TEXAS INSTRUMENTS INC COM USD1.00 | 1,125 | $216K | 0.1% | $192.00 * | $167.96 | +1.0% | COM | 882508104 |
| ABT | ABBOTT LABORATORIES | 1,832 | $216K | 0.1% | $117.90 * | $108.77 | +0.4% | COM | 002824100 |
| SPOT | SPOTIFY TECHNOLOGY S.A. COM EUR0.000625 | 935 | $210K | 0.1% | $224.60 | $235.73 | -4.4% | SHS | L8681T102 |
| FQAL | FIDELITY QUALITY FACTOR ETF | 4,113 | $204K | 0.1% | $49.60 | $47.89 | +3.9% | QLTY FCTOR ETF | 316092790 |
| DOCU | DOCUSIGN INC COM | 792 | $203K | 0.1% | $256.31 | $223.60 | +15.1% | COM | 256163106 |
| — | AMERICAN EQUITY INVESTMENT LIFE HOLDING CO | 6,895 | $203K | 0.1% | $29.44 | $29.44 | — | COM | 025676206 |
| — | TEKLA WORLD HEALTHCARE FD BEN INT SHS | 10,956 | $180K | 0.1% | $16.43 | $16.43 | — | BEN INT SHS | 87911L108 |
| F | FORD MTR CO DEL COM | 11,176 | $158K | 0.0% | $14.14 * | $8.73 | +23.0% | COM | 345370860 |
| HPE | HEWLETT PACKARD ENTERPRISE CO COM | 10,089 | $143K | 0.0% | $14.17 * | $13.75 | -8.4% | COM | 42824C109 |
| PFLT | PENNANTPARK FLOATING RATE CAP COM | 10,072 | $128K | 0.0% | $12.71 * | $7.93 | -0.2% | COM | 70806A106 |
| — | PROSPECT CAP CORP BOND CALL MAKE WHOLE 6.37500 03/01/2025 (Call Date 12/01/24) | 35,000 | $37,000 | 0.0% | $1.06 | $1.00 | — | NOTE 6.375% 3/0 | 74348TAT9 |