Location: Walnut Creek, CA
CIK: 0001628896 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 2, 2016
Total Value: $357M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Gugg. Corp. Bullet 2018 | 2,457,056 | $52.38M | 14.7% | $21.32 | $21.33 | — | COM | 18383M530 |
| — | Gugg. HY Bullet 2018 | 1,823,687 | $46.16M | 12.9% | $25.31 | $24.94 | — | COM | 18383M381 |
| — | Gugg. Corp. Bullet 2017 | 1,854,512 | $42.06M | 11.8% | $22.68 | $22.71 | — | COM | 18383M548 |
| IEFA | iShares Core MSCI EAFE | 566,367 | $31.23M | 8.8% | $55.14 | $57.52 | -4.1% | COM | 46432F842 |
| — | Gugg. HY Bullet 2017 | 858,812 | $22.25M | 6.2% | $25.91 | $25.39 | — | COM | 18383M399 |
| VGK | Vanguard European | 387,805 | $18.9M | 5.3% | $48.73 | $56.24 | -13.4% | COM | 922042874 |
| MGV | Vanguard Mega Cap Value ETF | 245,910 | $15.41M | 4.3% | $62.67 | $60.53 | +3.5% | COM | 921910840 |
| — | iShares S&P 600 Index | 92,968 | $11.54M | 3.2% | $124.15 | $109.77 | — | COM | 78464A813 |
| VOE | Vanguard Mid Cap Value ETF | 112,394 | $10.52M | 3.0% | $93.57 | $88.32 | +5.9% | COM | 922908512 |
| VXUS | Vanguard Total International S | 199,639 | $9.425M | 2.6% | $47.21 | $46.74 | +1.0% | COM | 921909768 |
| IVV | iShares S&P 500 Index | 42,502 | $9.247M | 2.6% | $217.57 | $201.17 | +8.1% | COM | 464287200 |
| MGC | Vanguard Mega Cap ETF | 118,635 | $8.749M | 2.5% | $73.75 | $70.83 | +4.1% | COM | 921910873 |
| SCHD | Schwab US Dividend Equity ETF | 161,511 | $6.834M | 1.9% | $42.31 * | $13.37 | +5.5% | COM | 808524797 |
| DLS | WT Intl. Small Cap Dividend ET | 100,045 | $6.14M | 1.7% | $61.37 | $61.95 | -0.9% | COM | 97717W760 |
| VPL | Vanguard Pacific Stock ETF | 101,265 | $6.135M | 1.7% | $60.58 | $57.09 | +6.1% | COM | 922042866 |
| IEMG | iShares Core MSCI Emerging Mar | 119,312 | $5.442M | 1.5% | $45.61 | $41.51 | +9.9% | COM | 46434G103 |
| MDY | SPDR S&P MidCap 400 ETF | 19,026 | $5.37M | 1.5% | $282.25 | $250.51 | +12.7% | COM | 78467Y107 |
| VCSH | Vanguard Short Term Corp Bond | 41,503 | $3.343M | 0.9% | $80.55 | $79.95 | +0.8% | COM | 92206C409 |
| — | Apple, Inc. | 27,932 | $3.158M | 0.9% | $113.06 | $155.58 | — | COM | 37833100 |
| VOO | Vanguard S&P 500 Index ETF | 15,415 | $3.063M | 0.9% | $198.70 | $185.97 | +6.8% | COM | 922908363 |
| SCHX | Schwab US Large-Cap ETF | 45,063 | $2.326M | 0.7% | $51.62 * | $8.04 | +7.0% | COM | 808524201 |
| — | Berkshire Hathaway Cl B | 15,540 | $2.245M | 0.6% | $144.47 | $118.58 | — | COM | 84670702 |
| IWM | iShares Russell 2000 | 15,907 | $1.976M | 0.6% | $124.22 | $110.51 | +12.4% | COM | 464287655 |
| CVX | Chevron Corp | 18,480 | $1.902M | 0.5% | $102.92 * | $70.68 | -1.8% | COM | 166764100 |
| XOM | Exxon Mobil Corporation | 21,541 | $1.88M | 0.5% | $87.28 * | $55.46 | +4.2% | COM | 30231G102 |
| T | AT&T | 45,196 | $1.835M | 0.5% | $40.60 * | $11.95 | +32.4% | COM | 00206R102 |
| — | General Electric | 61,822 | $1.831M | 0.5% | $29.62 | $24.59 | — | COM | 369604103 |
| SCHM | Schwab Strategic Tr US Mid-Cap | 36,143 | $1.573M | 0.4% | $43.52 * | $13.37 | +8.5% | COM | 808524508 |
| SCHF | Schwab International Equity ET | 45,475 | $1.309M | 0.4% | $28.79 * | $15.06 | -4.4% | COM | 808524805 |
| NOC | Northrop Grumman Corp | 5,682 | $1.216M | 0.3% | $214.01 * | $87.28 | +111.3% | COM | 666807102 |
| JNJ | Johnson & Johnson | 9,806 | $1.158M | 0.3% | $118.09 * | $67.71 | +35.1% | COM | 478160104 |
| MSFT | Microsoft Corp | 19,462 | $1.121M | 0.3% | $57.60 * | $31.27 | +64.6% | COM | 594918104 |
| SCHC | Schwab Intl Small-Cap ETF | 35,442 | $1.094M | 0.3% | $30.87 | $29.89 | +3.3% | COM | 808524888 |
| — | Intel Corp | 21,656 | $818K | 0.2% | $37.77 | $30.41 | — | COM | 458140AD2 |
| — | Amazon.com Inc. | 929 | $778K | 0.2% | $837.46 | $397.77 | — | COM | 23135106 |
| — | United Technologies Corp. | 7,502 | $762K | 0.2% | $101.57 | $113.75 | — | COM | 913017109 |
| PFE | Pfizer Incorporated | 22,396 | $759K | 0.2% | $33.89 * | $18.32 | +17.1% | COM | 717081103 |
| CSCO | Cisco Systems | 23,645 | $750K | 0.2% | $31.72 * | $16.26 | +46.3% | COM | 17275R102 |
| PG | Procter & Gamble Co | 8,205 | $736K | 0.2% | $89.70 * | $58.64 | +19.1% | COM | 742718109 |
| META | Facebook Inc Class A | 5,492 | $704K | 0.2% | $128.19 | $74.53 | +70.9% | COM | 30303M102 |
| PSX | Phillips 66 | 8,169 | $658K | 0.2% | $80.55 * | $56.71 | -0.2% | COM | 718546104 |
| SCHE | Schwab Emerging Market Equity | 27,308 | $630K | 0.2% | $23.07 | $23.14 | -0.3% | COM | 808524706 |
| VZ | Verizon Communications | 11,791 | $613K | 0.2% | $51.99 * | $26.86 | +18.7% | COM | 92343V104 |
| MRK | Merck & Co Inc | 9,718 | $606K | 0.2% | $62.36 * | $39.57 | +13.2% | COM | 58933Y105 |
| SCHO | Schwab ST US Treasury ETF | 11,088 | $563K | 0.2% | $50.78 * | $25.32 | +0.3% | COM | 808524862 |
| MCK | McKesson Inc. | 3,157 | $527K | 0.1% | $166.93 * | $142.41 | +8.8% | COM | 58155Q103 |
| HON | Honeywell International | 4,463 | $520K | 0.1% | $116.51 * | $77.19 | +12.0% | COM | 438516106 |
| IBM | International Business Machine | 2,951 | $469K | 0.1% | $158.93 * | $99.87 | +2.3% | COM | 459200101 |
| MCD | McDonalds Corp | 3,722 | $429K | 0.1% | $115.26 * | $72.93 | +26.8% | COM | 580135101 |
| VIG | Vanguard Div Appreciation | 5,094 | $428K | 0.1% | $84.02 | $77.47 | +8.3% | COM | 921908844 |
| PEP | Pepsico Incorporated | 3,654 | $397K | 0.1% | $108.65 * | $58.30 | +41.0% | COM | 713448108 |
| MINT | Pimco Enhanced Short Maturity | 3,755 | $381K | 0.1% | $101.46 | $101.45 | -0.0% | COM | 72201R833 |
| VTI | Vanguard Total Stock Market ET | 3,305 | $368K | 0.1% | $111.35 | $104.24 | +6.8% | COM | 922908769 |
| — | Xilinx Inc | 6,565 | $357K | 0.1% | $54.38 | $42.85 | — | COM | 983919101 |
| MO | Altria | 5,138 | $325K | 0.1% | $63.25 * | $28.12 | +18.5% | COM | 02209S103 |
| SCHW | Charles Schwab Corp | 10,063 | $318K | 0.1% | $31.60 * | $26.03 | +7.8% | COM | 808513105 |
| — | Amgen | 1,882 | $314K | 0.1% | $166.84 | $119.93 | — | COM | 31162100 |
| MMM | 3M Company | 1,741 | $307K | 0.1% | $176.34 * | $77.16 | +40.1% | COM | 88579Y101 |
| — | Bank of NY Mellon Corp | 7,706 | $307K | 0.1% | $39.84 | $39.19 | — | COM | 64058100 |
| QCOM | Qualcomm Inc | 4,260 | $292K | 0.1% | $68.54 * | $50.10 | +6.0% | COM | 747525103 |
| SYK | Stryker Corp | 2,504 | $291K | 0.1% | $116.21 * | $63.06 | +66.7% | COM | 863667101 |
| KMI | Kinder Morgan Inc | 12,010 | $278K | 0.1% | $23.15 * | $22.04 | -35.2% | COM | 49456B101 |
| — | Gugg. Corp. Bullet 2019 | 12,904 | $276K | 0.1% | $21.39 | $21.47 | — | COM | 18383M522 |
| SPY | S&P 500 Index SPDR Trust ETF | 1,220 | $264K | 0.1% | $216.39 | $201.51 | +7.3% | COM | 78462F103 |
| VFH | Vanguard Financials ETF | 5,042 | $249K | 0.1% | $49.39 | $42.95 | +14.9% | COM | 92204A405 |
| KO | Coca Cola Company | 5,790 | $245K | 0.1% | $42.31 * | $29.27 | +8.1% | COM | 191216100 |
| DIS | Walt Disney Co | 2,610 | $242K | 0.1% | $92.72 * | $71.85 | +20.0% | COM | 254687106 |
| SDY | SPDR S&P Dividend ETF | 2,775 | $234K | 0.1% | $84.32 | $74.84 | +12.7% | COM | 78464A763 |
| DUK | Duke Energy | 2,831 | $227K | 0.1% | $80.18 * | $56.39 | -2.9% | COM | 26441C204 |
| — | Boeing Co | 1,650 | $217K | 0.1% | $131.52 | $125.50 | — | COM | 97023105 |
| PM | Philip Morris Intl Inc | 2,234 | $217K | 0.1% | $97.14 * | $55.87 | +9.2% | COM | 718172109 |
| — | Walgreens Boots Alliance Inc | 2,611 | $210K | 0.1% | $80.43 | $59.35 | — | COM | 931427108 |
| UNP | Union Pacific Corp | 2,151 | $210K | 0.1% | $97.63 * | $75.95 | +4.7% | COM | 907818108 |
| GOOGL | Alphabet Inc Class A | 258 | $207K | 0.1% | $802.33 * | $38.82 | +2.8% | COM | 02079K305 |
| — | Calamos Strategic Total Return | 19,664 | $202K | 0.1% | $10.27 | $9.90 | — | COM | 128125101 |