Location: Walnut Creek, CA
CIK: 0001628896 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 2, 2017
Total Value: $345M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Gugg. Corp. Bullet 2018 | 2,564,240 | $54.31M | 15.7% | $21.18 | $21.33 | — | COM | 18383M530 |
| — | Gugg. HY Bullet 2018 | 1,906,064 | $47.99M | 13.9% | $25.18 | $24.95 | — | COM | 18383M381 |
| — | Gugg. Corp. Bullet 2017 | 1,800,510 | $40.71M | 11.8% | $22.61 | $22.71 | — | COM | 18383M548 |
| IEFA | iShares Core MSCI EAFE | 549,177 | $29.45M | 8.5% | $53.63 | $57.52 | -6.8% | COM | 46432F842 |
| — | Gugg. HY Bullet 2017 | 856,175 | $22.11M | 6.4% | $25.82 | $25.39 | — | COM | 18383M399 |
| MGV | Vanguard Mega Cap Value ETF | 245,909 | $16.5M | 4.8% | $67.09 | $60.53 | +10.8% | COM | 921910840 |
| — | iShares S&P 600 Index | 92,070 | $12.66M | 3.7% | $137.51 | $109.77 | — | COM | 78464A813 |
| VOE | Vanguard Mid Cap Value ETF | 113,609 | $11.04M | 3.2% | $97.19 | $88.39 | +10.0% | COM | 922908512 |
| VXUS | Vanguard Total International S | 195,759 | $8.981M | 2.6% | $45.88 | $46.74 | -1.8% | COM | 921909768 |
| IVV | iShares S&P 500 Index | 39,010 | $8.777M | 2.5% | $224.99 | $201.17 | +11.8% | COM | 464287200 |
| MGC | Vanguard Mega Cap ETF | 111,322 | $8.498M | 2.5% | $76.34 | $70.83 | +7.8% | COM | 921910873 |
| SCHD | Schwab US Dividend Equity ETF | 182,093 | $7.934M | 2.3% | $43.57 * | $13.46 | +7.9% | COM | 808524797 |
| DLS | WT Intl. Small Cap Dividend ET | 115,934 | $6.958M | 2.0% | $60.02 | $61.69 | -2.7% | COM | 97717W760 |
| VPL | Vanguard Pacific Stock ETF | 114,104 | $6.632M | 1.9% | $58.12 | $57.36 | +1.3% | COM | 922042866 |
| MDY | SPDR S&P MidCap 400 ETF | 17,991 | $5.428M | 1.6% | $301.71 | $250.51 | +20.4% | COM | 78467Y107 |
| IEMG | iShares Core MSCI Emerging Mar | 121,444 | $5.155M | 1.5% | $42.45 | $41.55 | +2.2% | COM | 46434G103 |
| AAPL | Apple, Inc. | 27,569 | $3.193M | 0.9% | $115.82 * | $26.09 | +2.3% | COM | 037833100 |
| VCSH | Vanguard Short Term Corp Bond | 38,558 | $3.06M | 0.9% | $79.36 | $79.95 | -0.7% | COM | 92206C409 |
| VOO | Vanguard S&P 500 Index ETF | 12,726 | $2.613M | 0.8% | $205.33 | $185.97 | +10.4% | COM | 922908363 |
| SCHX | Schwab US Large-Cap ETF | 46,173 | $2.459M | 0.7% | $53.26 * | $8.06 | +10.2% | COM | 808524201 |
| BRK/B | Berkshire Hathaway Cl B | 14,785 | $2.41M | 0.7% | $163.00 | $153.96 | +5.9% | COM | 084670702 |
| IWM | iShares Russell 2000 | 15,910 | $2.145M | 0.6% | $134.82 | $110.51 | +22.0% | COM | 464287655 |
| — | General Electric | 66,885 | $2.114M | 0.6% | $31.61 | $25.13 | — | COM | 369604103 |
| CVX | Chevron Corp | 17,859 | $2.102M | 0.6% | $117.70 * | $70.68 | +13.4% | COM | 166764100 |
| — | Gugg. Corp. Bullet 2019 | 93,106 | $1.968M | 0.6% | $21.14 | $21.18 | — | COM | 18383M522 |
| XOM | Exxon Mobil Corporation | 19,273 | $1.74M | 0.5% | $90.28 * | $55.46 | +8.7% | COM | 30231G102 |
| T | AT&T | 39,668 | $1.687M | 0.5% | $42.53 * | $11.95 | +40.9% | COM | 00206R102 |
| SCHM | Schwab Strategic Tr US Mid-Cap | 34,595 | $1.562M | 0.5% | $45.15 * | $13.37 | +12.6% | COM | 808524508 |
| — | Gugg. HY Bullet 2019 | 59,966 | $1.448M | 0.4% | $24.15 | $24.15 | — | COM | 18383M373 |
| NOC | Northrop Grumman Corp | 5,682 | $1.322M | 0.4% | $232.66 * | $87.28 | +130.5% | COM | 666807102 |
| SCHF | Schwab International Equity ET | 44,869 | $1.242M | 0.4% | $27.68 * | $15.06 | -8.1% | COM | 808524805 |
| JNJ | Johnson & Johnson | 9,764 | $1.125M | 0.3% | $115.22 * | $67.71 | +32.6% | COM | 478160104 |
| MSFT | Microsoft Corp | 16,989 | $1.056M | 0.3% | $62.16 * | $31.27 | +78.8% | COM | 594918104 |
| — | United Technologies Corp. | 7,706 | $845K | 0.2% | $109.65 | $113.64 | — | COM | 913017109 |
| — | Intel Corp | 20,999 | $762K | 0.2% | $36.29 | $30.41 | — | COM | 458140AD2 |
| PG | Procter & Gamble Co | 8,971 | $754K | 0.2% | $84.05 * | $59.34 | +11.2% | COM | 742718109 |
| CSCO | Cisco Systems | 24,367 | $736K | 0.2% | $30.20 * | $16.46 | +38.8% | COM | 17275R102 |
| PFE | Pfizer Incorporated | 21,773 | $707K | 0.2% | $32.47 * | $18.32 | +13.5% | COM | 717081103 |
| PSX | Phillips 66 | 8,169 | $706K | 0.2% | $86.42 * | $56.71 | +7.9% | COM | 718546104 |
| AMZN | Amazon.com Inc. | 932 | $699K | 0.2% | $750.00 * | $39.18 | -4.3% | COM | 023135106 |
| SCHE | Schwab Emerging Market Equity | 29,692 | $640K | 0.2% | $21.55 | $23.07 | -6.6% | COM | 808524706 |
| META | Facebook Inc Class A | 5,512 | $634K | 0.2% | $115.02 | $74.53 | +53.3% | COM | 30303M102 |
| MRK | Merck & Co Inc | 9,731 | $573K | 0.2% | $58.88 * | $39.57 | +7.6% | COM | 58933Y105 |
| SCHO | Schwab ST US Treasury ETF | 11,068 | $558K | 0.2% | $50.42 * | $25.32 | -0.5% | COM | 808524862 |
| VZ | Verizon Communications | 9,866 | $527K | 0.2% | $53.42 * | $26.86 | +23.2% | COM | 92343V104 |
| HON | Honeywell International | 4,463 | $517K | 0.1% | $115.84 * | $77.19 | +12.6% | COM | 438516106 |
| IBM | International Business Machine | 2,955 | $491K | 0.1% | $166.16 * | $99.87 | +7.9% | COM | 459200101 |
| BAC | Bank of America Corporation | 20,547 | $454K | 0.1% | $22.10 * | $15.68 | +15.0% | COM | 060505104 |
| MCK | McKesson Inc. | 3,158 | $443K | 0.1% | $140.28 * | $142.41 | -8.1% | COM | 58155Q103 |
| VTI | Vanguard Total Stock Market ET | 3,728 | $430K | 0.1% | $115.34 | $105.18 | +9.6% | COM | 922908769 |
| MCD | McDonalds Corp | 3,510 | $427K | 0.1% | $121.65 * | $72.93 | +34.9% | COM | 580135101 |
| VIG | Vanguard Div Appreciation | 4,970 | $423K | 0.1% | $85.11 | $77.47 | +10.0% | COM | 921908844 |
| PEP | Pepsico Incorporated | 3,904 | $409K | 0.1% | $104.76 * | $59.65 | +33.6% | COM | 713448108 |
| — | Xilinx Inc | 6,565 | $396K | 0.1% | $60.32 | $42.85 | — | COM | 983919101 |
| SCHW | Charles Schwab Corp | 9,790 | $386K | 0.1% | $39.43 * | $26.03 | +35.0% | COM | 808513105 |
| MINT | Pimco Enhanced Short Maturity | 3,755 | $380K | 0.1% | $101.20 | $101.45 | -0.1% | COM | 72201R833 |
| MO | Altria | 5,492 | $371K | 0.1% | $67.55 * | $28.50 | +26.2% | COM | 02209S103 |
| BK | Bank of NY Mellon Corp | 7,706 | $365K | 0.1% | $47.37 * | $35.50 | +5.2% | COM | 064058100 |
| MMM | 3M Company | 1,756 | $314K | 0.1% | $178.82 * | $77.16 | +42.9% | COM | 88579Y101 |
| DIS | Walt Disney Co | 3,010 | $314K | 0.1% | $104.32 * | $74.36 | +31.1% | COM | 254687106 |
| VFH | Vanguard Financials ETF | 5,042 | $299K | 0.1% | $59.30 | $42.95 | +38.2% | COM | 92204A405 |
| AMGN | Amgen | 2,011 | $294K | 0.1% | $146.20 * | $114.37 | -2.5% | COM | 031162100 |
| BMRC | Bank of Marin | 4,190 | $292K | 0.1% | $69.69 * | $22.37 | +16.7% | COM | 063425102 |
| QCOM | Qualcomm Inc | 4,352 | $284K | 0.1% | $65.26 * | $50.14 | +1.6% | COM | 747525103 |
| SYK | Stryker Corp | 2,219 | $266K | 0.1% | $119.87 * | $63.06 | +72.2% | COM | 863667101 |
| GOOGL | Alphabet Inc Class A | 330 | $262K | 0.1% | $793.94 * | $39.01 | +0.8% | COM | 02079K305 |
| — | Celgene Corp | 2,225 | $258K | 0.1% | $115.96 | $115.96 | — | COM | 151020104 |
| BA | Boeing Co | 1,650 | $257K | 0.1% | $155.76 * | $135.00 | +6.9% | COM | 097023105 |
| KO | Coca Cola Company | 5,957 | $247K | 0.1% | $41.46 * | $29.33 | +6.6% | COM | 191216100 |
| SDY | SPDR S&P Dividend ETF | 2,870 | $246K | 0.1% | $85.71 | $75.14 | +13.9% | COM | 78464A763 |
| JPM | J P Morgan Chase & Co | 2,807 | $242K | 0.1% | $86.21 * | $59.89 | +13.2% | COM | 46625H100 |
| PM | Philip Morris Intl Inc | 2,618 | $240K | 0.1% | $91.67 * | $56.22 | +3.3% | COM | 718172109 |
| DUK | Duke Energy | 2,831 | $220K | 0.1% | $77.71 * | $56.39 | -4.8% | COM | 26441C204 |
| SPY | S&P 500 Index SPDR Trust ETF | 983 | $220K | 0.1% | $223.80 | $201.51 | +10.9% | COM | 78462F103 |
| — | Walgreens Boots Alliance Inc | 2,611 | $216K | 0.1% | $82.73 | $59.35 | — | COM | 931427108 |
| AXP | American Express Co | 2,857 | $212K | 0.1% | $74.20 * | $60.98 | +7.0% | COM | 025816109 |
| HD | Home Depot | 1,576 | $211K | 0.1% | $133.88 * | $103.40 | +4.4% | COM | 437076102 |
| — | United States Oil ETF | 17,050 | $200K | 0.1% | $11.73 | $11.73 | — | COM | 91232N108 |
| EXTR | Extreme Networks Inc | 31,662 | $159K | 0.0% | $5.02 | $4.53 | +11.0% | COM | 30226D106 |