J. L. Bainbridge & Co., Inc. Diversified Active

Name: J. L. Bainbridge & Co., Inc. Q3 2026 13F Filing | 13F Explorer
Creator: J. L. Bainbridge & Co., Inc.
Published: 2026-10-20

Location: Sarasota, FL

CIK: 0001742315 · Show all filings

Period: Q3 2026 (← Previous)

Filing Date: Oct 20, 2026

Total Value: $1.324B (100.0% shares, 0.0% debt)

Holdings (115)

New Positions (3)

NVDA NVIDIA CORPORATION COM 0.1%

Value $1.142M Shares 5,000 Share Price $228.38 Est. Cost/Share $190.52 Unrealized @ Report Date +19.9%

TMO THERMO FISHER SCIENTIFIC INC COM 0.0%

Value $218K Shares 323 Share Price $675.05 Est. Cost/Share $594.06 Unrealized @ Report Date +13.6%

TDY TELEDYNE TECHNOLOGIES INC COM 0.0%

Value $204K Shares 336 Share Price $606.81 Est. Cost/Share $635.78 Unrealized @ Report Date -4.6%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
NVDA	NVIDIA CORPORATION COM	5,000	$1.142M	0.1%	$228.38	$190.52	+19.9%	CALL	67066G104
TMO	THERMO FISHER SCIENTIFIC INC COM	323	$218K	0.0%	$675.05	$594.06	+13.6%	Stock	883556102
TDY	TELEDYNE TECHNOLOGIES INC COM	336	$204K	0.0%	$606.81	$635.78	-4.6%	Stock	879360105

Increased Positions (16)

NVDA NVIDIA CORPORATION COM 4.5%

Value $59.42M (+49.8%) Shares 260,160 (+31.2%) Share Price $228.38 Est. Cost/Share $190.52 Unrealized @ Report Date +19.9%

DIS DISNEY WALT CO COM 2.0%

Value $26.99M (+29.5%) Shares 257,277 (+18.8%) Share Price $104.90 Est. Cost/Share $99.33 Unrealized @ Report Date +5.6%

AMZN AMAZON COM INC COM 6.3%

Value $83.93M (+7.6%) Shares 336,874 (+2.9%) Share Price $249.15 Est. Cost/Share $159.43 Unrealized @ Report Date +56.3%

AMZN AMAZON COM INC COM 0.7%

Value $8.72M (+46.3%) Shares 35,000 (+40.0%) Share Price $249.15 Est. Cost/Share $159.43 Unrealized @ Report Date +56.3%

BX BLACKSTONE INC COM 4.6%

Value $61.44M (-3.1%) Shares 548,131 (+1.7%) Share Price $112.09 Est. Cost/Share $112.01 Unrealized @ Report Date +0.1%

AXP AMERICAN EXPRESS CO COM 1.7%

Value $21.86M (+7.9%) Shares 71,889 (+20.0%) Share Price $304.10 Est. Cost/Share $183.60 Unrealized @ Report Date +65.6%

A AGILENT TECHNOLOGIES INC COM 0.4%

Value $4.783M (+32.6%) Shares 27,757 (+2.2%) Share Price $172.31 Est. Cost/Share $122.41 Unrealized @ Report Date +40.8%

TSM TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS 5.2%

Value $68.89M (-1.4%) Shares 151,015 (+3.2%) Share Price $456.19 Est. Cost/Share $100.20 Unrealized @ Report Date +355.3%

GOOG ALPHABET INC CAP STK CL C 5.2%

Value $69.12M (+1.1%) Shares 202,867 (+4.9%) Share Price $340.74 Est. Cost/Share $118.88 Unrealized @ Report Date +186.6%

VAC MARRIOTT VACATIONS WORLDWIDE C COM 0.0%

Value $580K (+58.9%) Shares 5,669 (+58.3%) Share Price $102.28 Est. Cost/Share $89.08 Unrealized @ Report Date +14.8%

AVGO BROADCOM INC COM 0.1%

Value $1.857M (+9.5%) Shares 5,287 (+17.8%) Share Price $351.19 Est. Cost/Share $188.69 Unrealized @ Report Date +86.1%

INTC INTEL CORP COM 0.0%

Value $353K (-10.9%) Shares 2,940 (+3.5%) Share Price $120.23 Est. Cost/Share $101.15 Unrealized @ Report Date +18.9%

VZ VERIZON COMMUNICATIONS INC COM 0.0%

Value $341K (+11.9%) Shares 7,432 (+3.3%) Share Price $45.87 Est. Cost/Share $39.28 Unrealized @ Report Date +16.8%

— NUVEEN NY DIVI ADV COM 0.0%

Value $108K (-14.8%) Shares 10,979 (+1.8%) Share Price $9.82 Est. Cost/Share $11.40 Unrealized @ Report Date —

PLUG PLUG PWR INC COM NEW 0.0%

Value $41,551 (-27.7%) Shares 21,418 (+1.1%) Share Price $1.94 Est. Cost/Share $1.36 Unrealized @ Report Date +42.2%

SGOV ISHARES 0-3 MONTH TREASURY BOND ETF 0.0%

Value $355K (+2.9%) Shares 3,527 (+2.9%) Share Price $100.68 Est. Cost/Share $100.52 Unrealized @ Report Date +0.2%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
NVDA	NVIDIA CORPORATION COM	260,160 (+31.2%)	$59.42M (+49.8%)	4.5%	$228.38	$190.52	+19.9%	Stock	67066G104
DIS	DISNEY WALT CO COM	257,277 (+18.8%)	$26.99M (+29.5%)	2.0%	$104.90	$99.33	+5.6%	Stock	254687106
AMZN	AMAZON COM INC COM	336,874 (+2.9%)	$83.93M (+7.6%)	6.3%	$249.15	$159.43	+56.3%	Stock	023135106
AMZN	AMAZON COM INC COM	35,000 (+40.0%)	$8.72M (+46.3%)	0.7%	$249.15	$159.43	+56.3%	CALL	023135106
BX	BLACKSTONE INC COM	548,131 (+1.7%)	$61.44M (-3.1%)	4.6%	$112.09	$112.01	+0.1%	Stock	09260D107
AXP	AMERICAN EXPRESS CO COM	71,889 (+20.0%)	$21.86M (+7.9%)	1.7%	$304.10	$183.60	+65.6%	Stock	025816109
A	AGILENT TECHNOLOGIES INC COM	27,757 (+2.2%)	$4.783M (+32.6%)	0.4%	$172.31	$122.41	+40.8%	Stock	00846U101
TSM	TAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADS	151,015 (+3.2%)	$68.89M (-1.4%)	5.2%	$456.19	$100.20	+355.3%	ADR	874039100
GOOG	ALPHABET INC CAP STK CL C	202,867 (+4.9%)	$69.12M (+1.1%)	5.2%	$340.74	$118.88	+186.6%	Stock	02079K107
VAC	MARRIOTT VACATIONS WORLDWIDE C COM	5,669 (+58.3%)	$580K (+58.9%)	0.0%	$102.28	$89.08	+14.8%	Stock	57164Y107
AVGO	BROADCOM INC COM	5,287 (+17.8%)	$1.857M (+9.5%)	0.1%	$351.19	$188.69	+86.1%	Stock	11135F101
INTC	INTEL CORP COM	2,940 (+3.5%)	$353K (-10.9%)	0.0%	$120.23	$101.15	+18.9%	Stock	458140100
VZ	VERIZON COMMUNICATIONS INC COM	7,432 (+3.3%)	$341K (+11.9%)	0.0%	$45.87	$39.28	+16.8%	Stock	92343V104
—	NUVEEN NY DIVI ADV COM	10,979 (+1.8%)	$108K (-14.8%)	0.0%	$9.82	$11.40	—	CEF	67066X107
PLUG	PLUG PWR INC COM NEW	21,418 (+1.1%)	$41,551 (-27.7%)	0.0%	$1.94	$1.36	+42.2%	Stock	72919P202
SGOV	ISHARES 0-3 MONTH TREASURY BOND ETF	3,527 (+2.9%)	$355K (+2.9%)	0.0%	$100.68	$100.52	+0.2%	ETF	46436E718

Exited Positions (3)

CRM SALESFORCE INC COM 0.3%

Value $4.15M Shares 26,489 Share Price $156.66 * Est. Cost/Share $308.00 Unrealized @ Report Date -25.5%

ALAB ASTERA LABS INC COM 0.0%

Value $253K Shares 524 Share Price $483.02 * Est. Cost/Share $265.37 Unrealized @ Report Date +34.1%

IWN ISHARES RUSSELL 2000 VALUE ETF 0.0%

Value $200K Shares 905 Share Price $221.20 * Est. Cost/Share $209.33 Unrealized @ Report Date +0.1%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
CRM	SALESFORCE INC COM	26,489	$4.15M	0.3%	$156.66 *	$308.00	-25.5%	—	79466L302
ALAB	ASTERA LABS INC COM	524	$253K	0.0%	$483.02 *	$265.37	+34.1%	—	04626A103
IWN	ISHARES RUSSELL 2000 VALUE ETF	905	$200K	0.0%	$221.20 *	$209.33	+0.1%	—	464287630

Decreased Positions (39)

AAPL APPLE INC COM 11.2%

Value $148M (+13.5%) Shares 444,780 (-1.4%) Share Price $333.02 Est. Cost/Share $89.76 Unrealized @ Report Date +271.0%

GE GE AEROSPACE COM NEW 2.4%

Value $31.46M (-17.3%) Shares 100,754 (-1.0%) Share Price $312.29 Est. Cost/Share $177.84 Unrealized @ Report Date +75.6%

META META PLATFORMS INC CL A 4.5%

Value $59.36M (+11.3%) Shares 81,856 (-13.6%) Share Price $725.18 Est. Cost/Share $490.06 Unrealized @ Report Date +48.0%

CI THE CIGNA GROUP COM 1.8%

Value $24.29M (-16.3%) Shares 89,344 (-15.1%) Share Price $271.83 Est. Cost/Share $233.47 Unrealized @ Report Date +16.4%

USB US BANCORP COM NEW 0.2%

Value $2.449M (-58.8%) Shares 42,405 (-57.0%) Share Price $57.76 Est. Cost/Share $32.77 Unrealized @ Report Date +76.3%

DMAX ISHARES LARGE CAP MAX BUFFER DEC ETF 1.0%

Value $13.64M (-14.2%) Shares 490,154 (-15.7%) Share Price $27.82 Est. Cost/Share $26.71 Unrealized @ Report Date +4.2%

NFLX NETFLIX INC. COM 0.4%

Value $5.247M (-29.7%) Shares 75,406 (-27.8%) Share Price $69.58 Est. Cost/Share $88.75 Unrealized @ Report Date -21.6%

MAXJ ISHARES LARGE CAP MAX BUFFER JUN ETF 1.1%

Value $14.28M (-11.2%) Shares 484,465 (-12.3%) Share Price $29.48 Est. Cost/Share $26.15 Unrealized @ Report Date +12.8%

SMAX ISHARES LARGE CAP MAX BUFFER SEP ETF 1.9%

Value $24.79M (-6.1%) Shares 870,368 (-8.1%) Share Price $28.48 Est. Cost/Share $25.74 Unrealized @ Report Date +10.7%

MMAX ISHARES LARGE CAP MAX BUFFER MAR ETF 0.3%

Value $3.926M (-24.9%) Shares 142,868 (-26.1%) Share Price $27.48 Est. Cost/Share $25.60 Unrealized @ Report Date +7.4%

SCHW CHARLES SCHWAB CORP (THE) COM 0.1%

Value $745K (-48.2%) Shares 7,627 (-51.1%) Share Price $97.74 Est. Cost/Share $53.86 Unrealized @ Report Date +81.5%

PG PROCTER & GAMBLE CO COM 0.0%

Value $660K (-44.8%) Shares 4,540 (-44.3%) Share Price $145.28 Est. Cost/Share $121.89 Unrealized @ Report Date +19.2%

DAL DELTA AIR LINES INC COM NEW 0.1%

Value $1.9M (-20.2%) Shares 22,763 (-10.5%) Share Price $83.46 Est. Cost/Share $48.84 Unrealized @ Report Date +70.9%

BPOP POPULAR INC COM NEW 0.1%

Value $1.262M (-27.6%) Shares 8,116 (-23.5%) Share Price $155.45 Est. Cost/Share $129.79 Unrealized @ Report Date +19.8%

BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 1.8%

Value $23.73M (-1.8%) Shares 47,655 (-1.3%) Share Price $497.95 Est. Cost/Share $390.12 Unrealized @ Report Date +27.6%

GEV GE VERNOVA INC COM 0.0%

Value $317K (-48.9%) Shares 333 (-36.9%) Share Price $950.49 Est. Cost/Share $427.15 Unrealized @ Report Date +122.5%

SMH VANECK SEMICONDUCTOR ETF 0.0%

Value $335K (-41.8%) Shares 550 (-37.4%) Share Price $609.00 Est. Cost/Share $231.87 Unrealized @ Report Date +162.6%

HD HOME DEPOT INC COM 0.1%

Value $687K (-24.1%) Shares 2,414 (-5.9%) Share Price $284.51 Est. Cost/Share $180.39 Unrealized @ Report Date +57.7%

JBND JPMORGAN ACTIVE BOND ETF 0.0%

Value $357K (-37.6%) Shares 6,980 (-34.7%) Share Price $51.12 Est. Cost/Share $53.50 Unrealized @ Report Date -4.4%

IBIT ISHARES BITCOIN TRUST ETF 0.0%

Value $610K (+40.7%) Shares 12,888 (-1.1%) Share Price $47.34 Est. Cost/Share $52.31 Unrealized @ Report Date -9.5%

TSLA TESLA INC COM 0.1%

Value $791K (-17.0%) Shares 2,229 (-1.6%) Share Price $354.81 Est. Cost/Share $273.22 Unrealized @ Report Date +29.9%

AMD ADVANCED MICRO DEVICES INC COM 0.0%

Value $217K (-40.9%) Shares 355 (-43.9%) Share Price $611.76 Est. Cost/Share $409.99 Unrealized @ Report Date +49.2%

PLTR PALANTIR TECHNOLOGIES INC CL A 0.0%

Value $353K (+56.2%) Shares 1,888 (-2.6%) Share Price $187.05 Est. Cost/Share $87.82 Unrealized @ Report Date +113.0%

COST COSTCO WHOLESALE CORPORATION COM 0.0%

Value $551K (-16.5%) Shares 605 (-14.2%) Share Price $910.20 Est. Cost/Share $574.61 Unrealized @ Report Date +58.4%

WMT WALMART INC COM 0.1%

Value $1.012M (-9.6%) Shares 9,736 (-1.5%) Share Price $103.92 Est. Cost/Share $50.87 Unrealized @ Report Date +104.3%

CAT CATERPILLAR INC COM 0.0%

Value $319K (-24.6%) Shares 393 (-1.0%) Share Price $811.19 Est. Cost/Share $425.39 Unrealized @ Report Date +90.6%

BAC BANK OF AMER CORP COM 0.0%

Value $505K (-14.8%) Shares 9,275 (-10.8%) Share Price $54.43 Est. Cost/Share $29.12 Unrealized @ Report Date +86.9%

SCHA SCHWAB U.S. SMALL-CAP ETF 0.0%

Value $520K (-13.4%) Shares 15,931 (-4.1%) Share Price $32.63 Est. Cost/Share $25.03 Unrealized @ Report Date +30.4%

SCHF SCHWAB INTERNATIONAL EQUITY ETF 0.0%

Value $268K (-13.7%) Shares 9,738 (-13.0%) Share Price $27.47 Est. Cost/Share $23.33 Unrealized @ Report Date +17.7%

IJH ISHARES CORE S&P MID-CAP ETF 0.0%

Value $431K (-8.9%) Shares 5,989 (-2.4%) Share Price $71.95 Est. Cost/Share $53.48 Unrealized @ Report Date +34.5%

IEFA ISHARES CORE MSCI EAFE ETF 0.0%

Value $212K (-15.3%) Shares 2,188 (-15.6%) Share Price $96.88 Est. Cost/Share $93.33 Unrealized @ Report Date +3.8%

IVV ISHARES CORE S&P 500 ETF 0.0%

Value $362K (-6.3%) Shares 473 (-8.3%) Share Price $765.85 Est. Cost/Share $443.35 Unrealized @ Report Date +72.7%

QCOM QUALCOMM INC COM 0.0%

Value $487K (-3.9%) Shares 2,645 (-3.5%) Share Price $184.06 Est. Cost/Share $104.47 Unrealized @ Report Date +76.2%

LMT LOCKHEED MARTIN CORP COM 0.0%

Value $232K (-6.4%) Shares 456 (-6.4%) Share Price $509.25 Est. Cost/Share $430.99 Unrealized @ Report Date +18.2%

EMR EMERSON ELEC CO COM 0.0%

Value $286K (+5.0%) Shares 1,844 (-3.0%) Share Price $155.07 Est. Cost/Share $84.53 Unrealized @ Report Date +83.5%

IGSB ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF 0.0%

Value $235K (-3.6%) Shares 4,590 (-1.4%) Share Price $51.23 Est. Cost/Share $51.91 Unrealized @ Report Date -1.3%

AMLP ALERIAN MLP ETF 0.0%

Value $386K (-1.7%) Shares 7,439 (-1.7%) Share Price $51.87 Est. Cost/Share $47.32 Unrealized @ Report Date +9.6%

VOO VANGUARD S&P 500 ETF 0.0%

Value $298K (+0.5%) Shares 426 (-1.4%) Share Price $700.68 Est. Cost/Share $621.46 Unrealized @ Report Date +12.8%

JPM JPMORGAN CHASE & CO COM 0.1%

Value $947K (+0.0%) Shares 2,861 (-1.0%) Share Price $330.87 Est. Cost/Share $109.09 Unrealized @ Report Date +203.3%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
AAPL	APPLE INC COM	444,780 (-1.4%)	$148M (+13.5%)	11.2%	$333.02	$89.76	+271.0%	Stock	037833100
GE	GE AEROSPACE COM NEW	100,754 (-1.0%)	$31.46M (-17.3%)	2.4%	$312.29	$177.84	+75.6%	Stock	369604301
META	META PLATFORMS INC CL A	81,856 (-13.6%)	$59.36M (+11.3%)	4.5%	$725.18	$490.06	+48.0%	Stock	30303M102
CI	THE CIGNA GROUP COM	89,344 (-15.1%)	$24.29M (-16.3%)	1.8%	$271.83	$233.47	+16.4%	Stock	125523100
USB	US BANCORP COM NEW	42,405 (-57.0%)	$2.449M (-58.8%)	0.2%	$57.76	$32.77	+76.3%	Stock	902973304
DMAX	ISHARES LARGE CAP MAX BUFFER DEC ETF	490,154 (-15.7%)	$13.64M (-14.2%)	1.0%	$27.82	$26.71	+4.2%	ETF	46438G471
NFLX	NETFLIX INC. COM	75,406 (-27.8%)	$5.247M (-29.7%)	0.4%	$69.58	$88.75	-21.6%	Stock	64110L106
MAXJ	ISHARES LARGE CAP MAX BUFFER JUN ETF	484,465 (-12.3%)	$14.28M (-11.2%)	1.1%	$29.48	$26.15	+12.8%	ETF	46438G612
SMAX	ISHARES LARGE CAP MAX BUFFER SEP ETF	870,368 (-8.1%)	$24.79M (-6.1%)	1.9%	$28.48	$25.74	+10.7%	ETF	46438G588
MMAX	ISHARES LARGE CAP MAX BUFFER MAR ETF	142,868 (-26.1%)	$3.926M (-24.9%)	0.3%	$27.48	$25.60	+7.4%	ETF	46438G455
SCHW	CHARLES SCHWAB CORP (THE) COM	7,627 (-51.1%)	$745K (-48.2%)	0.1%	$97.74	$53.86	+81.5%	Stock	808513105
PG	PROCTER & GAMBLE CO COM	4,540 (-44.3%)	$660K (-44.8%)	0.0%	$145.28	$121.89	+19.2%	Stock	742718109
DAL	DELTA AIR LINES INC COM NEW	22,763 (-10.5%)	$1.9M (-20.2%)	0.1%	$83.46	$48.84	+70.9%	Stock	247361702
BPOP	POPULAR INC COM NEW	8,116 (-23.5%)	$1.262M (-27.6%)	0.1%	$155.45	$129.79	+19.8%	Stock	733174700
BRK/B	BERKSHIRE HATHAWAY INC DEL CL B NEW	47,655 (-1.3%)	$23.73M (-1.8%)	1.8%	$497.95	$390.12	+27.6%	Stock	084670702
GEV	GE VERNOVA INC COM	333 (-36.9%)	$317K (-48.9%)	0.0%	$950.49	$427.15	+122.5%	Stock	36828A101
SMH	VANECK SEMICONDUCTOR ETF	550 (-37.4%)	$335K (-41.8%)	0.0%	$609.00	$231.87	+162.6%	ETF	92189F676
HD	HOME DEPOT INC COM	2,414 (-5.9%)	$687K (-24.1%)	0.1%	$284.51	$180.39	+57.7%	Stock	437076102
JBND	JPMORGAN ACTIVE BOND ETF	6,980 (-34.7%)	$357K (-37.6%)	0.0%	$51.12	$53.50	-4.4%	ETF	46654Q716
IBIT	ISHARES BITCOIN TRUST ETF	12,888 (-1.1%)	$610K (+40.7%)	0.0%	$47.34	$52.31	-9.5%	ETF	46438F101
TSLA	TESLA INC COM	2,229 (-1.6%)	$791K (-17.0%)	0.1%	$354.81	$273.22	+29.9%	Stock	88160R101
AMD	ADVANCED MICRO DEVICES INC COM	355 (-43.9%)	$217K (-40.9%)	0.0%	$611.76	$409.99	+49.2%	Stock	007903107
PLTR	PALANTIR TECHNOLOGIES INC CL A	1,888 (-2.6%)	$353K (+56.2%)	0.0%	$187.05	$87.82	+113.0%	Stock	69608A108
COST	COSTCO WHOLESALE CORPORATION COM	605 (-14.2%)	$551K (-16.5%)	0.0%	$910.20	$574.61	+58.4%	Stock	22160K105
WMT	WALMART INC COM	9,736 (-1.5%)	$1.012M (-9.6%)	0.1%	$103.92	$50.87	+104.3%	Stock	931142103
CAT	CATERPILLAR INC COM	393 (-1.0%)	$319K (-24.6%)	0.0%	$811.19	$425.39	+90.6%	Stock	149123101
BAC	BANK OF AMER CORP COM	9,275 (-10.8%)	$505K (-14.8%)	0.0%	$54.43	$29.12	+86.9%	Stock	060505104
SCHA	SCHWAB U.S. SMALL-CAP ETF	15,931 (-4.1%)	$520K (-13.4%)	0.0%	$32.63	$25.03	+30.4%	ETF	808524607
SCHF	SCHWAB INTERNATIONAL EQUITY ETF	9,738 (-13.0%)	$268K (-13.7%)	0.0%	$27.47	$23.33	+17.7%	ETF	808524805
IJH	ISHARES CORE S&P MID-CAP ETF	5,989 (-2.4%)	$431K (-8.9%)	0.0%	$71.95	$53.48	+34.5%	ETF	464287507
IEFA	ISHARES CORE MSCI EAFE ETF	2,188 (-15.6%)	$212K (-15.3%)	0.0%	$96.88	$93.33	+3.8%	ETF	46432F842
IVV	ISHARES CORE S&P 500 ETF	473 (-8.3%)	$362K (-6.3%)	0.0%	$765.85	$443.35	+72.7%	ETF	464287200
QCOM	QUALCOMM INC COM	2,645 (-3.5%)	$487K (-3.9%)	0.0%	$184.06	$104.47	+76.2%	Stock	747525103
LMT	LOCKHEED MARTIN CORP COM	456 (-6.4%)	$232K (-6.4%)	0.0%	$509.25	$430.99	+18.2%	Stock	539830109
EMR	EMERSON ELEC CO COM	1,844 (-3.0%)	$286K (+5.0%)	0.0%	$155.07	$84.53	+83.5%	Stock	291011104
IGSB	ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF	4,590 (-1.4%)	$235K (-3.6%)	0.0%	$51.23	$51.91	-1.3%	ETF	464288646
AMLP	ALERIAN MLP ETF	7,439 (-1.7%)	$386K (-1.7%)	0.0%	$51.87	$47.32	+9.6%	ETF	00162Q452
VOO	VANGUARD S&P 500 ETF	426 (-1.4%)	$298K (+0.5%)	0.0%	$700.68	$621.46	+12.8%	ETF	922908363
JPM	JPMORGAN CHASE & CO COM	2,861 (-1.0%)	$947K (+0.0%)	0.1%	$330.87	$109.09	+203.3%	Stock	46625H100

Unchanged Positions (57)

MSFT MICROSOFT CORP COM 12.1%

Value $161M Shares 313,191 Share Price $512.90 Est. Cost/Share $93.36 Unrealized @ Report Date +449.4%

GS GOLDMAN SACHS GROUP INC COM 5.7%

Value $75.67M Shares 84,045 Share Price $900.36 Est. Cost/Share $185.39 Unrealized @ Report Date +385.7%

GOOGL ALPHABET INC CAP STK CL A 6.2%

Value $82.29M Shares 239,153 Share Price $344.08 Est. Cost/Share $110.34 Unrealized @ Report Date +211.8%

LLY ELI LILLY & CO COM 5.4%

Value $72.14M Shares 62,350 Share Price $1157.07 Est. Cost/Share $740.62 Unrealized @ Report Date +56.2%

NEE NEXTERA ENERGY INC COM 0.6%

Value $8.311M Shares 109,733 Share Price $75.74 Est. Cost/Share $56.24 Unrealized @ Report Date +34.7%

GE GE AEROSPACE COM NEW 0.2%

Value $2.342M Shares 7,500 Share Price $312.29 Est. Cost/Share $177.84 Unrealized @ Report Date +75.6%

SNDK SANDISK CORP COM 0.0%

Value $651K Shares 374 Share Price $1739.89 Est. Cost/Share $564.77 Unrealized @ Report Date +208.1%

BLK BLACKROCK INC COM 0.1%

Value $1.758M Shares 1,661 Share Price $1058.29 Est. Cost/Share $840.24 Unrealized @ Report Date +26.0%

WDC WESTERN DIGITAL CORP COM 0.0%

Value $381K Shares 839 Share Price $454.46 Est. Cost/Share $261.00 Unrealized @ Report Date +74.1%

GM GENERAL MTRS CO COM 3.3%

Value $43.51M Shares 565,002 Share Price $77.00 Est. Cost/Share $40.06 Unrealized @ Report Date +92.2%

XOM EXXONMOBIL HOLDINGS CORP COM SHS 0.1%

Value $671K Shares 4,121 Share Price $162.74 Est. Cost/Share $136.71 Unrealized @ Report Date —

ETN EATON CORP PLC SHS 5.0%

Value $66.55M Shares 154,882 Share Price $429.71 Est. Cost/Share $136.72 Unrealized @ Report Date +214.3%

MU MICRON TECHNOLOGY INC COM 0.1%

Value $1.049M Shares 985 Share Price $1065.11 Est. Cost/Share $269.29 Unrealized @ Report Date +295.5%

MCD MCDONALDS CORP COM 0.0%

Value $483K Shares 2,092 Share Price $230.94 Est. Cost/Share $175.03 Unrealized @ Report Date +31.9%

T AT&T INC COM 0.0%

Value $517K Shares 21,183 Share Price $24.40 Est. Cost/Share $15.37 Unrealized @ Report Date +58.8%

CVX CHEVRON CORPORATION COM 0.0%

Value $421K Shares 2,060 Share Price $204.21 Est. Cost/Share $92.11 Unrealized @ Report Date +121.7%

COP CONOCOPHILLIPS COM 0.0%

Value $451K Shares 3,604 Share Price $125.15 Est. Cost/Share $46.70 Unrealized @ Report Date +168.0%

FRMI FERMI INC COM 0.0%

Value $53,816 Shares 12,783 Share Price $4.21 Est. Cost/Share $6.32 Unrealized @ Report Date -33.4%

TCBK TRICO BANCSHARES COM 0.1%

Value $1.177M Shares 23,000 Share Price $51.19 Est. Cost/Share $43.13 Unrealized @ Report Date +18.7%

SO SOUTHERN CO COM 0.0%

Value $376K Shares 4,542 Share Price $82.89 Est. Cost/Share $40.65 Unrealized @ Report Date +103.9%

FNDA SCHWAB FUNDAMENTAL U.S. SMALL COMPANY ETF 0.0%

Value $649K Shares 18,530 Share Price $35.00 Est. Cost/Share $27.27 Unrealized @ Report Date +28.4%

VTI VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF 0.2%

Value $3.297M Shares 8,809 Share Price $374.22 Est. Cost/Share $218.44 Unrealized @ Report Date +71.3%

VGT VANGUARD INFORMATION TECHNOLOGY ETF 0.1%

Value $837K Shares 6,664 Share Price $125.67 Est. Cost/Share $104.08 Unrealized @ Report Date +20.7%

CI THE CIGNA GROUP COM 0.2%

Value $2.718M Shares 10,000 Share Price $271.83 Est. Cost/Share $233.47 Unrealized @ Report Date +16.4%

CSCO CISCO SYS INC COM 0.0%

Value $412K Shares 3,824 Share Price $107.64 Est. Cost/Share $58.73 Unrealized @ Report Date +83.3%

ESBA EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 0.0%

Value $96,824 Shares 24,206 Share Price $4.00 Est. Cost/Share $9.79 Unrealized @ Report Date —

JNJ JOHNSON & JOHNSON COM 0.1%

Value $856K Shares 3,235 Share Price $264.71 Est. Cost/Share $126.05 Unrealized @ Report Date +110.0%

PM PHILIP MORRIS INTL INC COM 0.1%

Value $666K Shares 3,492 Share Price $190.79 Est. Cost/Share $97.57 Unrealized @ Report Date +95.6%

SPY STATE STREET SPDR S&P 500 ETF 0.1%

Value $1.627M Shares 2,134 Share Price $762.46 Est. Cost/Share $494.79 Unrealized @ Report Date +54.1%

— NUVEEN PFD & INCOME OPPORTUNIT COM 0.0%

Value $208K Shares 30,571 Share Price $6.82 Est. Cost/Share $7.48 Unrealized @ Report Date —

RY ROYAL BK CDA COM 0.0%

Value $491K Shares 2,500 Share Price $196.59 Est. Cost/Share $77.38 Unrealized @ Report Date +154.1%

KO COCA COLA CO COM 0.0%

Value $470K Shares 5,461 Share Price $86.08 Est. Cost/Share $42.71 Unrealized @ Report Date +101.5%

IWM ISHARES RUSSELL 2000 ETF 0.0%

Value $333K Shares 1,200 Share Price $277.89 Est. Cost/Share $224.03 Unrealized @ Report Date +24.0%

SBUX STARBUCKS CORP COM 0.0%

Value $263K Shares 2,802 Share Price $93.96 Est. Cost/Share $56.08 Unrealized @ Report Date +67.5%

ABBV ABBVIE INC COM 0.0%

Value $505K Shares 1,932 Share Price $261.56 Est. Cost/Share $139.02 Unrealized @ Report Date +88.2%

HIG HARTFORD INSURANCE GROUP INC COM 0.0%

Value $245K Shares 2,000 Share Price $122.36 Est. Cost/Share $89.63 Unrealized @ Report Date +36.5%

IJR ISHARES CORE S&P SMALL CAP ETF 0.0%

Value $224K Shares 1,647 Share Price $136.04 Est. Cost/Share $97.42 Unrealized @ Report Date +39.6%

MDY STATE STREET SPDR S&P MIDCAP 400 ETF TRUST 0.0%

Value $246K Shares 375 Share Price $656.71 Est. Cost/Share $586.95 Unrealized @ Report Date +11.9%

QQQ INVESCO QQQ TRUST SERIES I 0.2%

Value $3.221M Shares 4,354 Share Price $739.75 Est. Cost/Share $307.64 Unrealized @ Report Date +140.5%

V VISA INC COM CL A 0.0%

Value $253K Shares 704 Share Price $359.13 Est. Cost/Share $275.12 Unrealized @ Report Date +30.6%

SCHX SCHWAB U.S. LARGE-CAP ETF 0.0%

Value $586K Shares 19,546 Share Price $30.00 Est. Cost/Share $23.61 Unrealized @ Report Date +27.1%

TIP ISHARES TIPS BOND ETF 0.0%

Value $203K Shares 1,954 Share Price $104.06 Est. Cost/Share $119.74 Unrealized @ Report Date -13.1%

IAU ISHARES GOLD TRUST 0.0%

Value $330K Shares 4,230 Share Price $78.10 Est. Cost/Share $67.13 Unrealized @ Report Date +16.3%

FPE FIRST TRUST PREFERRED SECURITIES & INCOME ETF 0.0%

Value $223K Shares 13,105 Share Price $17.05 Est. Cost/Share $18.01 Unrealized @ Report Date -5.3%

FPEI FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES & INCOME ETF 0.0%

Value $221K Shares 11,997 Share Price $18.44 Est. Cost/Share $19.23 Unrealized @ Report Date -4.1%

BIIB BIOGEN INC COM 0.0%

Value $226K Shares 1,000 Share Price $225.88 Est. Cost/Share $191.29 Unrealized @ Report Date +18.1%

FNDX SCHWAB FUNDAMENTAL U.S. LARGE COMPANY ETF 0.0%

Value $602K Shares 19,131 Share Price $31.47 Est. Cost/Share $23.86 Unrealized @ Report Date +31.9%

FNDF SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF 0.0%

Value $374K Shares 6,966 Share Price $53.75 Est. Cost/Share $37.19 Unrealized @ Report Date +44.5%

ITT ITT INC COM 0.0%

Value $308K Shares 1,527 Share Price $201.82 Est. Cost/Share $142.42 Unrealized @ Report Date +41.7%

NSC NORFOLK SOUTHN CORP COM 0.0%

Value $309K Shares 1,000 Share Price $309.00 Est. Cost/Share $200.12 Unrealized @ Report Date +54.4%

RYAM RAYONIER ADVANCED MATLS INC COM 0.0%

Value $360K Shares 45,176 Share Price $7.97 Est. Cost/Share $5.76 Unrealized @ Report Date +38.3%

GM GENERAL MTRS CO COM 0.3%

Value $4.428M Shares 57,500 Share Price $77.00 Est. Cost/Share $40.06 Unrealized @ Report Date +92.2%

DHS WISDOMTREE U.S. HIGH DIVIDEND FUND 0.0%

Value $258K Shares 2,306 Share Price $111.97 Est. Cost/Share $90.12 Unrealized @ Report Date +24.2%

COKE COCA COLA CONS INC COM 0.0%

Value $284K Shares 1,500 Share Price $189.27 Est. Cost/Share $146.39 Unrealized @ Report Date +29.3%

JEPI JPMORGAN EQUITY PREMIUM INCOME ETF 0.0%

Value $435K Shares 7,739 Share Price $56.22 Est. Cost/Share $57.01 Unrealized @ Report Date -1.4%

IBDS ISHARES IBONDS DEC 2027 TERM CORPORATE ETF 0.0%

Value $430K Shares 17,828 Share Price $24.12 Est. Cost/Share $24.14 Unrealized @ Report Date -0.1%

SLF SUN LIFE FINANCIAL INC. COM 0.0%

Value $245K Shares 3,148 Share Price $77.97 Est. Cost/Share $71.96 Unrealized @ Report Date +8.4%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
MSFT	MICROSOFT CORP COM	313,191	$161M	12.1%	$512.90	$93.36	+449.4%	Stock	594918104
GS	GOLDMAN SACHS GROUP INC COM	84,045	$75.67M	5.7%	$900.36	$185.39	+385.7%	Stock	38141G104
GOOGL	ALPHABET INC CAP STK CL A	239,153	$82.29M	6.2%	$344.08	$110.34	+211.8%	Stock	02079K305
LLY	ELI LILLY & CO COM	62,350	$72.14M	5.4%	$1157.07	$740.62	+56.2%	Stock	532457108
NEE	NEXTERA ENERGY INC COM	109,733	$8.311M	0.6%	$75.74	$56.24	+34.7%	Stock	65339F101
GE	GE AEROSPACE COM NEW	7,500	$2.342M	0.2%	$312.29	$177.84	+75.6%	CALL	369604301
SNDK	SANDISK CORP COM	374	$651K	0.0%	$1739.89	$564.77	+208.1%	Stock	80004C200
BLK	BLACKROCK INC COM	1,661	$1.758M	0.1%	$1058.29	$840.24	+26.0%	Stock	09290D101
WDC	WESTERN DIGITAL CORP COM	839	$381K	0.0%	$454.46	$261.00	+74.1%	Stock	958102105
GM	GENERAL MTRS CO COM	565,002	$43.51M	3.3%	$77.00	$40.06	+92.2%	Stock	37045V100
XOM	EXXONMOBIL HOLDINGS CORP COM SHS	4,121	$671K	0.1%	$162.74	$136.71	—	Stock	30233Q108
ETN	EATON CORP PLC SHS	154,882	$66.55M	5.0%	$429.71	$136.72	+214.3%	Stock	G29183103
MU	MICRON TECHNOLOGY INC COM	985	$1.049M	0.1%	$1065.11	$269.29	+295.5%	Stock	595112103
MCD	MCDONALDS CORP COM	2,092	$483K	0.0%	$230.94	$175.03	+31.9%	Stock	580135101
T	AT&T INC COM	21,183	$517K	0.0%	$24.40	$15.37	+58.8%	Stock	00206R102
CVX	CHEVRON CORPORATION COM	2,060	$421K	0.0%	$204.21	$92.11	+121.7%	Stock	166764100
COP	CONOCOPHILLIPS COM	3,604	$451K	0.0%	$125.15	$46.70	+168.0%	Stock	20825C104
FRMI	FERMI INC COM	12,783	$53,816	0.0%	$4.21	$6.32	-33.4%	Stock	314911108
TCBK	TRICO BANCSHARES COM	23,000	$1.177M	0.1%	$51.19	$43.13	+18.7%	Stock	896095106
SO	SOUTHERN CO COM	4,542	$376K	0.0%	$82.89	$40.65	+103.9%	Stock	842587107
FNDA	SCHWAB FUNDAMENTAL U.S. SMALL COMPANY ETF	18,530	$649K	0.0%	$35.00	$27.27	+28.4%	ETF	808524763
VTI	VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF	8,809	$3.297M	0.2%	$374.22	$218.44	+71.3%	ETF	922908769
VGT	VANGUARD INFORMATION TECHNOLOGY ETF	6,664	$837K	0.1%	$125.67	$104.08	+20.7%	ETF	92204A702
CI	THE CIGNA GROUP COM	10,000	$2.718M	0.2%	$271.83	$233.47	+16.4%	CALL	125523100
CSCO	CISCO SYS INC COM	3,824	$412K	0.0%	$107.64	$58.73	+83.3%	Stock	17275R102
ESBA	EMPIRE ST RLTY OP L P UNIT LTD PRTNSP	24,206	$96,824	0.0%	$4.00	$9.79	—	Stock	292102100
JNJ	JOHNSON & JOHNSON COM	3,235	$856K	0.1%	$264.71	$126.05	+110.0%	Stock	478160104
PM	PHILIP MORRIS INTL INC COM	3,492	$666K	0.1%	$190.79	$97.57	+95.6%	Stock	718172109
SPY	STATE STREET SPDR S&P 500 ETF	2,134	$1.627M	0.1%	$762.46	$494.79	+54.1%	ETF	78462F103
—	NUVEEN PFD & INCOME OPPORTUNIT COM	30,571	$208K	0.0%	$6.82	$7.48	—	CEF	67073B106
RY	ROYAL BK CDA COM	2,500	$491K	0.0%	$196.59	$77.38	+154.1%	Stock	780087102
KO	COCA COLA CO COM	5,461	$470K	0.0%	$86.08	$42.71	+101.5%	Stock	191216100
IWM	ISHARES RUSSELL 2000 ETF	1,200	$333K	0.0%	$277.89	$224.03	+24.0%	ETF	464287655
SBUX	STARBUCKS CORP COM	2,802	$263K	0.0%	$93.96	$56.08	+67.5%	Stock	855244109
ABBV	ABBVIE INC COM	1,932	$505K	0.0%	$261.56	$139.02	+88.2%	Stock	00287Y109
HIG	HARTFORD INSURANCE GROUP INC COM	2,000	$245K	0.0%	$122.36	$89.63	+36.5%	Stock	416515104
IJR	ISHARES CORE S&P SMALL CAP ETF	1,647	$224K	0.0%	$136.04	$97.42	+39.6%	ETF	464287804
MDY	STATE STREET SPDR S&P MIDCAP 400 ETF TRUST	375	$246K	0.0%	$656.71	$586.95	+11.9%	ETF	78467Y107
QQQ	INVESCO QQQ TRUST SERIES I	4,354	$3.221M	0.2%	$739.75	$307.64	+140.5%	ETF	46090E103
V	VISA INC COM CL A	704	$253K	0.0%	$359.13	$275.12	+30.6%	Stock	92826C839
SCHX	SCHWAB U.S. LARGE-CAP ETF	19,546	$586K	0.0%	$30.00	$23.61	+27.1%	ETF	808524201
TIP	ISHARES TIPS BOND ETF	1,954	$203K	0.0%	$104.06	$119.74	-13.1%	ETF	464287176
IAU	ISHARES GOLD TRUST	4,230	$330K	0.0%	$78.10	$67.13	+16.3%	ETF	464285204
FPE	FIRST TRUST PREFERRED SECURITIES & INCOME ETF	13,105	$223K	0.0%	$17.05	$18.01	-5.3%	ETF	33739E108
FPEI	FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES & INCOME ETF	11,997	$221K	0.0%	$18.44	$19.23	-4.1%	ETF	33739P855
BIIB	BIOGEN INC COM	1,000	$226K	0.0%	$225.88	$191.29	+18.1%	Stock	09062X103
FNDX	SCHWAB FUNDAMENTAL U.S. LARGE COMPANY ETF	19,131	$602K	0.0%	$31.47	$23.86	+31.9%	ETF	808524771
FNDF	SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF	6,966	$374K	0.0%	$53.75	$37.19	+44.5%	ETF	808524755
ITT	ITT INC COM	1,527	$308K	0.0%	$201.82	$142.42	+41.7%	Stock	45073V108
NSC	NORFOLK SOUTHN CORP COM	1,000	$309K	0.0%	$309.00	$200.12	+54.4%	Stock	655844108
RYAM	RAYONIER ADVANCED MATLS INC COM	45,176	$360K	0.0%	$7.97	$5.76	+38.3%	Stock	75508B104
GM	GENERAL MTRS CO COM	57,500	$4.428M	0.3%	$77.00	$40.06	+92.2%	CALL	37045V100
DHS	WISDOMTREE U.S. HIGH DIVIDEND FUND	2,306	$258K	0.0%	$111.97	$90.12	+24.2%	ETF	97717W208
COKE	COCA COLA CONS INC COM	1,500	$284K	0.0%	$189.27	$146.39	+29.3%	Stock	191098102
JEPI	JPMORGAN EQUITY PREMIUM INCOME ETF	7,739	$435K	0.0%	$56.22	$57.01	-1.4%	ETF	46641Q332
IBDS	ISHARES IBONDS DEC 2027 TERM CORPORATE ETF	17,828	$430K	0.0%	$24.12	$24.14	-0.1%	ETF	46435UAA9
SLF	SUN LIFE FINANCIAL INC. COM	3,148	$245K	0.0%	$77.97	$71.96	+8.4%	Stock	866796105