ALERUS FINL CORP

Ticker: ALRS CUSIP: 01446U103 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
ALERUS FINANCIAL NA2,289,199$51,553
BlackRock, Inc.1,801,441$40,568
VANGUARD GROUP INC1,289,690$29,044
DIMENSIONAL FUND ADVISORS LP830,052$18,692
GEODE CAPITAL MANAGEMENT, LLC603,392$13,591
ENDEAVOUR CAPITAL ADVISORS INC516,532$11,632
STATE STREET CORP476,030$10,819
M3F, Inc.411,163$9
AMERIPRISE FINANCIAL INC379,540$8,547
Phocas Financial Corp.334,357$7,530
AQR CAPITAL MANAGEMENT LLC323,080$7,276
MORGAN STANLEY304,602$6,860
GOLDMAN SACHS GROUP INC298,060$6,712
CHOREO, LLC294,571$6,560
GRACE & WHITE INC /NY256,233$5,770
WELLINGTON MANAGEMENT GROUP LLP245,497$5,529
ALLIANCEBERNSTEIN L.P.243,581$5,485
GENDELL JEFFREY L233,700$5,263
BANC FUNDS CO LLC214,967$4,841
CHARLES SCHWAB INVESTMENT MANAGEMENT INC207,200$4,666
CSM Advisors, LLC201,940$5
AMERICAN CENTURY COMPANIES INC182,533$4,111
NORTHERN TRUST CORP181,935$4,097
Qube Research & Technologies Ltd140,579$3,166
Cutler Capital Management, LLC138,000$3,108
GABELLI FUNDS LLC137,821$3,104
Bank of New York Mellon Corp119,042$2,681
RENAISSANCE TECHNOLOGIES LLC119,012$2,680
TWO SIGMA INVESTMENTS, LP117,914$2,655
LOS ANGELES CAPITAL MANAGEMENT LLC103,334$2,192
ACADIAN ASSET MANAGEMENT LLC90,806$2
MARSHALL WACE, LLP87,178$1,963
GAMCO INVESTORS, INC. ET AL85,093$1,916
MARTINGALE ASSET MANAGEMENT L P80,750$1,818
FIRST TRUST ADVISORS LP80,705$1,817
MAIRS & POWER INC79,436$1,789
JPMORGAN CHASE & CO75,773$1,706
CWM, LLC73,596$2
FORTRESS FINANCIAL GROUP, LLC67,339$1,516
FJ Capital Management LLC67,134$1,512
Gator Capital Management, LLC65,410$1,473
Man Group plc64,111$1,444
BASSWOOD CAPITAL MANAGEMENT, L.L.C.60,240$1,357
Quantinno Capital Management LP57,498$1,295
NEW YORK STATE COMMON RETIREMENT FUND52,214$1,176
BARCLAYS PLC51,283$1,155
Wealth Forward, LLC50,279$1,132
GSA CAPITAL PARTNERS LLP49,079$1
BANK OF AMERICA CORP /DE/48,918$1,102
FEDERATED HERMES, INC.46,984$1,058
HSBC HOLDINGS PLC46,666$1,038
MILLENNIUM MANAGEMENT LLC39,249$884
Nuveen, LLC39,202$883
Cetera Investment Advisers34,690$781
IEQ CAPITAL, LLC33,585$756
Mariner, LLC32,715$736
TWO SIGMA ADVISERS, LP31,000$698
JANE STREET GROUP, LLC30,882$695
RHUMBLINE ADVISERS29,953$675
Invesco Ltd.29,666$668
Johnson Wealth Management, LLC28,186$635
Creative Planning27,493$619
WELLS FARGO & COMPANY/MN26,857$605
Black Maple Capital Management LP24,576$553
Squarepoint Ops LLC23,255$524
CITADEL ADVISORS LLC22,388$504
BNP PARIBAS ARBITRAGE, SA21,900$493
Lafayette Investments, Inc.21,900$493
XTX Topco Ltd21,855$492
Inspire Investing, LLC20,878$470
Trexquant Investment LP20,745$467
CANADA PENSION PLAN INVESTMENT BOARD18,800$423
UBS Group AG17,092$385
First PREMIER Bank17,036$0
DEUTSCHE BANK AG\16,649$375
BRIDGEWAY CAPITAL MANAGEMENT, LLC15,940$359
MERCER GLOBAL ADVISORS INC /ADV15,363$346
STATE OF WISCONSIN INVESTMENT BOARD15,077$340
Connor, Clark & Lunn Investment Management Ltd.14,730$332
PRICE T ROWE ASSOCIATES INC /MD/13,594$0
Aviance Capital Partners, LLC13,111$295
MetLife Investment Management, LLC13,109$295
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC12,696$297
PANAGORA ASSET MANAGEMENT INC12,353$278
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.10,905$246
CITIGROUP INC10,607$239
Harbor Advisors LLC9,867$222
Hanson & Doremus Investment Management9,844$0
Numerai GP LLC9,195$207
FMR LLC7,807$176
Police & Firemen's Retirement System of New Jersey6,759$152
AlphaQuest LLC4,816$108
Horrell Capital Management, Inc.4,440$100
Russell Investments Group, Ltd.3,174$71
GREAT WEST LIFE ASSURANCE CO /CAN/2,222$0
US BANCORP \DE\2,180$49
Legal & General Group Plc2,068$47
Ameritas Investment Partners, Inc.1,964$44
OSAIC HOLDINGS, INC.1,897$43
NewEdge Advisors, LLC1,563$35
39 other institutions15,593$310
Total (139 institutions)15,236,915$323,427