FORGE GLOBAL HOLDINGS INC

Ticker: FRGE CUSIP: 34629L202 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.815,409$36,335
VANGUARD GROUP INC584,708$26,055
ALLIANCEBERNSTEIN L.P.368,124$16,404
First Trust Capital Management L.P.307,802$13,716
FIL Ltd300,000$13,368
Qube Research & Technologies Ltd276,460$12,319
AWM Investment Company, Inc.264,179$11,772
GEODE CAPITAL MANAGEMENT, LLC230,891$10,291
RENAISSANCE TECHNOLOGIES LLC226,079$10,074
STATE STREET CORP200,979$8,956
SOROS FUND MANAGEMENT LLC198,530$8,846
WATER ISLAND CAPITAL LLC197,075$8,782
WELLS FARGO & COMPANY/MN183,075$8,158
HSBC HOLDINGS PLC141,348$6,308
MORGAN STANLEY114,411$5,098
MILLENNIUM MANAGEMENT LLC109,105$4,862
ALPINE ASSOCIATES MANAGEMENT INC.98,107$4,372
ABC ARBITRAGE SA94,553$4,213
GABELLI FUNDS LLC90,700$4,042
MARSHALL WACE, LLP85,316$3,802
BALYASNY ASSET MANAGEMENT L.P.83,487$3,720
NORTHERN TRUST CORP79,175$3,528
Versor Investments LP75,189$3,350
CIBRA Capital Ltd74,966$3,340
CHARLES SCHWAB INVESTMENT MANAGEMENT INC73,737$3,286
AQR CAPITAL MANAGEMENT LLC71,460$3,184
D. E. Shaw & Co., Inc.68,395$3,048
GAMCO INVESTORS, INC. ET AL66,000$2,941
GOLDMAN SACHS GROUP INC64,090$2,856
Abacus Wealth Partners, LLC62,856$2,801
Connor, Clark & Lunn Investment Management Ltd.60,943$2,716
TORONTO DOMINION BANK59,900$2,669
Magnetar Financial LLC50,250$2,239
HARVEST MANAGEMENT LLC40,000$1,782
GABELLI & Co INVESTMENT ADVISERS, INC.39,350$1,753
Groupe la Francaise30,000$1,337
Nuveen, LLC27,097$1,207
Quantinno Capital Management LP26,321$1,173
Bank of New York Mellon Corp25,600$1,141
TWO SIGMA INVESTMENTS, LP24,472$1,090
CREDIT INDUSTRIEL ET COMMERCIAL20,000$891
BARCLAYS PLC17,251$769
AMERICAN CENTURY COMPANIES INC16,729$745
Susquehanna Portfolio Strategies, LLC16,254$724
JPMORGAN CHASE & CO16,177$721
CARLSON CAPITAL L P15,500$691
CANADA PENSION PLAN INVESTMENT BOARD13,900$619
STRS OHIO12,800$570
RHUMBLINE ADVISERS12,619$562
LMR Partners LLP12,446$555
Alberta Investment Management Corp10,542$470
UBS Group AG10,447$466
SUSQUEHANNA INTERNATIONAL GROUP, LLP10,083$449
LOS ANGELES CAPITAL MANAGEMENT LLC10,057$216
Squarepoint Ops LLC9,754$435
BANK OF AMERICA CORP /DE/9,538$425
IEQ CAPITAL, LLC9,384$418
DIMENSIONAL FUND ADVISORS LP8,842$394
DEUTSCHE BANK AG\7,142$318
Invesco Ltd.6,991$312
MetLife Investment Management, LLC6,641$296
Miracle Mile Advisors, LLC6,410$286
Inscription Capital, LLC6,121$273
PRICE T ROWE ASSOCIATES INC /MD/5,984$0
CWM, LLC5,741$0
Summit Trail Advisors, LLC5,268$235
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.5,123$228
NEW YORK STATE COMMON RETIREMENT FUND3,743$167
BNP PARIBAS ARBITRAGE, SA2,524$112
Police & Firemen's Retirement System of New Jersey2,481$111
PenderFund Capital Management Ltd.2,300$102
FMR LLC1,979$88
Rockefeller Capital Management L.P.1,931$86
LONGFELLOW INVESTMENT MANAGEMENT CO LLC1,701$76
METEORA CAPITAL, LLC1,043$46
Ameritas Investment Partners, Inc.1,041$46
Legal & General Group Plc1,019$45
NISA INVESTMENT ADVISORS, LLC966$43
Tower Research Capital LLC (TRC)888$40
Russell Investments Group, Ltd.868$39
Caitong International Asset Management Co., Ltd772$34
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM682$30
Sterling Capital Management LLC639$28
ROYAL BANK OF CANADA458$21
AMALGAMATED BANK348$0
EverSource Wealth Advisors, LLC320$14
CITIGROUP INC251$11
JONES FINANCIAL COMPANIES LLLP250$11
GAMMA Investing LLC176$8
True Wealth Design, LLC134$6
Optiver Holding B.V.116$5
DV Trading LLC100$4
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA88$4
Allworth Financial LP75$3
OSAIC HOLDINGS, INC.52$2
Belvedere Trading LLC51$2
IFP Advisors, Inc46$2
SRS Capital Advisors, Inc.29$1
US BANCORP \DE\27$1
ROTHSCHILD INVESTMENT LLC25$1
9 other institutions80$4
Total (109 institutions)6,305,086$280,198