SIEBERT FINL CORP

Ticker: SIEB CUSIP: 826176109 Class: Common Stock

Holders for Q4 2025 Position Changes for Q4 2025

Note: Option positions (PUT/CALL) are excluded.

New Positions (4)

BARCLAYS PLC
Value ($000) $78 Shares 22,183
JANE STREET GROUP, LLC
Value ($000) $57 Shares 16,373
SUSQUEHANNA INTERNATIONAL GROUP, LLP
Value ($000) $54 Shares 15,333
PNC Financial Services Group, Inc.
Value ($000) $0 Shares 10

Increased Positions (13)

VANGUARD GROUP INC
Value ($000) $2,642 (+25.0%) Shares 752,586 (+4.0%)
BlackRock, Inc.
Value ($000) $2,777 (+23.5%) Shares 791,100 (+2.8%)
BANK OF AMERICA CORP /DE/
Value ($000) $34 (+162.5%) Shares 9,672 (+118.3%)
WELLS FARGO & COMPANY/MN
Value ($000) $56 (+79.0%) Shares 15,818 (+48.9%)
MORGAN STANLEY
Value ($000) $60 (+58.4%) Shares 17,133 (+31.8%)
DIMENSIONAL FUND ADVISORS LP
Value ($000) $219 (+27.9%) Shares 62,350 (+6.2%)
Bank of New York Mellon Corp
Value ($000) $128 (+30.4%) Shares 36,529 (+8.5%)
ROYAL BANK OF CANADA
Value ($000) $16 (+60.0%) Shares 4,662 (+38.5%)
FMR LLC
Value ($000) $6 (+336.1%) Shares 1,614 (+262.7%)
CITIGROUP INC
Value ($000) $4 (+627.2%) Shares 1,264 (+504.8%)
BNP PARIBAS ARBITRAGE, SA
Value ($000) $11 (+36.2%) Shares 3,140 (+13.3%)
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.
Value ($000) $23 (+24.3%) Shares 6,662 (+3.4%)
CWM, LLC
Value ($000) $0 Shares 13 (+8.3%)

Decreased Positions (14)

NAVELLIER & ASSOCIATES INC
Value ($000) $240 (-44.5%) Shares 68,326 (-53.8%)
WINTON GROUP Ltd
Value ($000) $68 (-60.6%) Shares 19,336 (-67.3%)
UBS Group AG
Value ($000) $306 (-53.0%) Shares 87,294 (-60.9%)
GOLDMAN SACHS GROUP INC
Value ($000) $141 (-35.0%) Shares 40,133 (-45.9%)
Russell Investments Group, Ltd.
Value ($000) $4 (-95.3%) Shares 1,234 (-96.1%)
NORTHERN TRUST CORP
Value ($000) $451 (+9.2%) Shares 128,409 (-9.1%)
RENAISSANCE TECHNOLOGIES LLC
Value ($000) $77 (-2.1%) Shares 21,900 (-18.6%)
AMERICAN CENTURY COMPANIES INC
Value ($000) $82 (-0.2%) Shares 23,464 (-17.0%)
JPMORGAN CHASE & CO
Value ($000) $53 (-2.2%) Shares 15,012 (-18.6%)
RHUMBLINE ADVISERS
Value ($000) $63 (+1.8%) Shares 17,935 (-15.3%)
Tower Research Capital LLC (TRC)
Value ($000) $10 (-34.6%) Shares 2,774 (-45.6%)
SIMPLEX TRADING, LLC
Value ($000) $0 (+12100.0%) Shares 35 (-93.7%)
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM
Value ($000) $3 (+18.7%) Shares 872 (-1.2%)
AMALGAMATED BANK
Value ($000) $0 (+100.0%) Shares 444 (-8.1%)

Exited Positions (3)

Byrne Asset Management LLC
Value ($000) $10 Shares 3,370
LOS ANGELES CAPITAL MANAGEMENT LLC
Value ($000) $31 Shares 10,760
Invesco Ltd.
Value ($000) $31 Shares 10,655