SIEBERT FINL CORP

Ticker: SIEB CUSIP: 826176109 Class: Common Stock

Note: Option positions (PUT/CALL) are excluded.

InstitutionSharesValue ($000)
BlackRock, Inc.791,100$2,777
VANGUARD GROUP INC752,586$2,642
GEODE CAPITAL MANAGEMENT, LLC418,459$1,469
Cetera Investment Advisers152,068$534
STATE STREET CORP144,234$506
NORTHERN TRUST CORP128,409$451
UBS Group AG87,294$306
STRS OHIO84,200$296
NAVELLIER & ASSOCIATES INC68,326$240
BRIDGEWAY CAPITAL MANAGEMENT, LLC64,060$225
DIMENSIONAL FUND ADVISORS LP62,350$219
GOLDMAN SACHS GROUP INC40,133$141
Bank of New York Mellon Corp36,529$128
Focus Partners Wealth36,389$128
CHARLES SCHWAB INVESTMENT MANAGEMENT INC35,189$124
DEUTSCHE BANK AG\32,823$115
PANAGORA ASSET MANAGEMENT INC32,803$115
AMERICAN CENTURY COMPANIES INC23,464$82
BARCLAYS PLC22,183$78
RENAISSANCE TECHNOLOGIES LLC21,900$77
NEW YORK STATE COMMON RETIREMENT FUND21,600$76
WINTON GROUP Ltd19,336$68
Nuveen, LLC18,282$64
RHUMBLINE ADVISERS17,935$63
MORGAN STANLEY17,133$60
JANE STREET GROUP, LLC16,373$57
WELLS FARGO & COMPANY/MN15,818$56
SUSQUEHANNA INTERNATIONAL GROUP, LLP15,333$54
JPMORGAN CHASE & CO15,012$53
BANK OF AMERICA CORP /DE/9,672$34
Police & Firemen's Retirement System of New Jersey8,543$30
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.6,662$23
OSAIC HOLDINGS, INC.5,530$19
ROYAL BANK OF CANADA4,662$16
BNP PARIBAS ARBITRAGE, SA3,140$11
Tower Research Capital LLC (TRC)2,774$10
FMR LLC1,614$6
Ameritas Investment Partners, Inc.1,444$5
Legal & General Group Plc1,282$5
CITIGROUP INC1,264$4
Russell Investments Group, Ltd.1,234$4
Sterling Capital Management LLC885$3
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM872$3
AMALGAMATED BANK444$0
SIMPLEX TRADING, LLC35$0
CWM, LLC13$0
PNC Financial Services Group, Inc.10$0
SBI Securities Co., Ltd.2$0
Total (48 institutions)3,241,403$11,376