DOHENY ASSET MANAGEMENT /CA Diversified Active

CIK: 0000936936 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 13, 2014

Total Value ($000): $199,935 (100.0% shares, 0.0% debt)

Holdings (104)

AAPL APPLE INC. 5.8%
Value ($000) $11,512 Shares 114,260 Est. Cost $17.87 Unrealized +21.0%
SHIP FINANCE INTL LTD 4.9%
Value ($000) $9,841 Shares 581,594 Est. Cost $15.02 Unrealized
GILD GILEAD SCIENCES INC. 4.2%
Value ($000) $8,329 Shares 78,246 Est. Cost $43.92 Unrealized +54.9%
GLNG GOLAR LNG LTD 3.8%
Value ($000) $7,644 Shares 115,125 Est. Cost $27.24 Unrealized +86.5%
GASTAR EXPLORAT 8.6250% SERIES 3.3%
Value ($000) $6,649 Shares 263,217 Est. Cost $24.46 Unrealized
CHKP CHECK POINT SOFTWARE TECH 3.0%
Value ($000) $6,032 Shares 87,119 Est. Cost $48.11 Unrealized +41.5%
CELGENE CORP 2.9%
Value ($000) $5,756 Shares 60,734 Est. Cost $104.98 Unrealized
ACHILLION PHARMACEUTICALS 2.7%
Value ($000) $5,412 Shares 542,325 Est. Cost $3.51 Unrealized
MCHP MICROCHIP TECHNOLOGY INC 2.7%
Value ($000) $5,385 Shares 114,020 Est. Cost $13.83 Unrealized +36.5%
JNJ JOHNSON & JOHNSON 2.4%
Value ($000) $4,887 Shares 45,846 Est. Cost $59.66 Unrealized +26.7%
BGC PARTNERS INC-CL A 2.4%
Value ($000) $4,867 Shares 655,113 Est. Cost $6.00 Unrealized
CALLIDUS SOFTWARE INC 2.2%
Value ($000) $4,356 Shares 362,375 Est. Cost $9.62 Unrealized
KNIGHTSBRIDGE SHIPPING LIMITED 2.1%
Value ($000) $4,292 Shares 484,985 Est. Cost $12.13 Unrealized
LEXINGTON REALTY TRUST 2.1%
Value ($000) $4,244 Shares 433,501 Est. Cost $11.66 Unrealized
HAL HALLIBURTON CO. 2.0%
Value ($000) $3,945 Shares 61,157 Est. Cost $33.21 Unrealized +66.2%
GOOGLE INC - CL C 1.8%
Value ($000) $3,570 Shares 6,183 Est. Cost $1063.76 Unrealized
MORGAN STANLEY CAP TR III 6.25 1.8%
Value ($000) $3,531 Shares 139,525 Est. Cost $24.92 Unrealized
GOOGLE INC - CL A 1.8%
Value ($000) $3,515 Shares 5,973 Est. Cost $584.65 Unrealized
COP CONOCOPHILLIPS 1.7%
Value ($000) $3,471 Shares 45,359 Est. Cost $39.96 Unrealized +41.9%
GFI GROUP INC. 1.7%
Value ($000) $3,316 Shares 613,000 Est. Cost $3.51 Unrealized
MRK MERCK and CO INC 1.6%
Value ($000) $3,271 Shares 55,180 Est. Cost $30.02 Unrealized +31.2%
MARATHON OIL CORP 1.6%
Value ($000) $3,166 Shares 84,228 Est. Cost $34.58 Unrealized
CNI CANADIAN NATL RAILWAY CO 1.5%
Value ($000) $3,076 Shares 43,350 Est. Cost $41.34 Unrealized +36.6%
ENERGOUS CORP 1.5%
Value ($000) $3,043 Shares 268,375 Est. Cost $14.90 Unrealized
FRONTIER COMMUNICATIONS CORP 1.5%
Value ($000) $3,019 Shares 463,682 Est. Cost $4.05 Unrealized
PSX PHILLIPS 66 1.5%
Value ($000) $2,901 Shares 35,675 Est. Cost $40.78 Unrealized +35.1%
SBUX STARBUCKS CORP 1.4%
Value ($000) $2,798 Shares 37,075 Est. Cost $25.56 Unrealized +20.7%
COUNTRYWIDE CAPITAL V 1.4%
Value ($000) $2,790 Shares 108,576 Est. Cost $25.16 Unrealized
SPECTRA ENERGY CORP 1.3%
Value ($000) $2,588 Shares 65,917 Est. Cost $34.46 Unrealized
BP BP P.L.C. ADR (fmly BP Amoco P 1.2%
Value ($000) $2,454 Shares 55,834 Est. Cost $41.74 Unrealized
CVX CHEVRON CORP (fmly ChevronTexa 1.2%
Value ($000) $2,415 Shares 20,243 Est. Cost $71.46 Unrealized +9.9%
MPC MARATHON PETROLEUM CORP 1.0%
Value ($000) $2,051 Shares 24,220 Est. Cost $27.55 Unrealized +9.1%
FIRST POTOMAC REALTY TRUST 1.0%
Value ($000) $2,038 Shares 173,450 Est. Cost $13.06 Unrealized
HESS CORP (fmly Amerada Hess C 1.0%
Value ($000) $2,026 Shares 21,485 Est. Cost $78.42 Unrealized
RWT REDWOOD TRUST INC 1.0%
Value ($000) $1,948 Shares 117,467 Est. Cost $17.00 Unrealized
GENERAL ELECTRIC CO 0.9%
Value ($000) $1,816 Shares 70,879 Est. Cost $23.20 Unrealized
MDLZ MONDELEZ INTERNATIONAL -W/I 0.9%
Value ($000) $1,811 Shares 52,867 Est. Cost $23.16 Unrealized +22.3%
INTC INTEL CORP COM 0.9%
Value ($000) $1,802 Shares 51,744 Est. Cost $17.18 Unrealized +49.9%
PFE PFIZER INC. 0.9%
Value ($000) $1,735 Shares 58,686 Est. Cost $16.47 Unrealized +5.9%
BMY BRISTOL MYERS SQUIBB COM 0.8%
Value ($000) $1,581 Shares 30,890 Est. Cost $28.83 Unrealized +18.7%
XOM EXXON MOBIL CORPORATION 0.8%
Value ($000) $1,562 Shares 16,610 Est. Cost $53.69 Unrealized +14.6%
NORDIC AMERICAN TANKERS LTD 0.8%
Value ($000) $1,546 Shares 194,500 Est. Cost $8.24 Unrealized
RITM NEW RESIDENTIAL 0.8%
Value ($000) $1,541 Shares 264,336 Est. Cost $5.83 Unrealized
GERN GERON CORP 0.7%
Value ($000) $1,413 Shares 706,400 Est. Cost $2.46 Unrealized 0.0%
KRAFT FOODS GROUP INC 0.7%
Value ($000) $1,319 Shares 23,380 Est. Cost $55.89 Unrealized
ASSOCIATED ESTATES REALTY CP 0.7%
Value ($000) $1,306 Shares 74,600 Est. Cost $17.49 Unrealized
ANWORTH MORTGAGE ASSET CORP 0.6%
Value ($000) $1,294 Shares 270,125 Est. Cost $4.77 Unrealized
EWBC EAST WEST BANCORP INC 0.6%
Value ($000) $1,284 Shares 37,775 Est. Cost $19.26 Unrealized +39.0%
DUK DUKE ENERGY CORP-NEW 0.6%
Value ($000) $1,242 Shares 16,606 Est. Cost $41.83 Unrealized +9.1%
AMGN AMGEN INC. 0.6%
Value ($000) $1,159 Shares 8,255 Est. Cost $92.07 Unrealized +2.7%
IBM INTERNATIONAL BUSINESS MACHINE 0.6%
Value ($000) $1,153 Shares 6,074 Est. Cost $117.67 Unrealized -2.8%
JASON INDUSTRIES, INC 0.6%
Value ($000) $1,143 Shares 110,400 Est. Cost $10.48 Unrealized
AL AIR LEASE CORP 0.5%
Value ($000) $1,068 Shares 32,850 Est. Cost $23.90 Unrealized +29.9%
PG PROCTER & GAMBLE CO. 0.5%
Value ($000) $1,049 Shares 12,530 Est. Cost $55.00 Unrealized +8.6%
WHOLE FOODS MARKET INC 0.5%
Value ($000) $1,005 Shares 26,380 Est. Cost $52.61 Unrealized
ADI ANALOG DEVICES INC 0.5%
Value ($000) $926 Shares 18,717 Est. Cost $34.29 Unrealized +18.0%
KINDER MORGAN ENERGY PARTNERS 0.5%
Value ($000) $916 Shares 9,825 Est. Cost $84.82 Unrealized
QCOM QUALCOMM INC 0.4%
Value ($000) $881 Shares 11,788 Est. Cost $45.06 Unrealized +23.0%
CELLDEX THERAPEUTICS INC 0.4%
Value ($000) $873 Shares 67,330 Est. Cost $12.97 Unrealized
LMT LOCKHEED MARTIN CORPORATION 0.4%
Value ($000) $841 Shares 4,600 Est. Cost $113.36 Unrealized +10.2%
KO COCA COLA COMPANY 0.4%
Value ($000) $739 Shares 17,315 Est. Cost $27.85 Unrealized +3.6%
MO ALTRIA GROUP (fka Philip Morri 0.4%
Value ($000) $737 Shares 16,040 Est. Cost $16.28 Unrealized +27.0%
PBYI PUMA BIOTECHNOLOGY INC 0.4%
Value ($000) $734 Shares 3,075 Est. Cost $71.11 Unrealized +188.8%
HALOZYME THERAPEAUTICS INC 0.4%
Value ($000) $733 Shares 80,555 Est. Cost $8.04 Unrealized
T AT&T INC 0.4%
Value ($000) $733 Shares 20,807 Est. Cost $11.40 Unrealized +4.4%
PEP PEPSICO INC COM 0.4%
Value ($000) $724 Shares 7,777 Est. Cost $56.06 Unrealized +15.7%
DOW CHEMICAL COMPANY 0.4%
Value ($000) $703 Shares 13,415 Est. Cost $32.15 Unrealized
TEVA TEVA PHARMACEUTICAL-SP ADR 0.3%
Value ($000) $693 Shares 12,900 Est. Cost $39.20 Unrealized
SLB SCHLUMBERGER LTD COM 0.3%
Value ($000) $682 Shares 6,702 Est. Cost $53.57 Unrealized +48.4%
OXY OCCIDENTAL PETE CP DEL COM 0.3%
Value ($000) $673 Shares 7,000 Est. Cost $62.87 Unrealized +8.2%
KMB KIMBERLY CLARK 0.3%
Value ($000) $648 Shares 6,020 Est. Cost $63.06 Unrealized +12.3%
TXN TEXAS INSTRUMENTS INC. 0.3%
Value ($000) $647 Shares 13,560 Est. Cost $25.31 Unrealized +38.8%
PM PHILLIP MORRIS INTERNATIONAL 0.3%
Value ($000) $630 Shares 7,550 Est. Cost $49.85 Unrealized -3.9%
VZ VERIZON COMMUNICATIONS-fmly Be 0.3%
Value ($000) $623 Shares 12,461 Est. Cost $27.04 Unrealized +2.8%
DIS WALT DISNEY COMPANY, THE 0.3%
Value ($000) $561 Shares 6,300 Est. Cost $56.11 Unrealized +41.3%
MMM 3M Co (fmly Minnesota Mining & 0.3%
Value ($000) $557 Shares 3,930 Est. Cost $63.38 Unrealized +31.7%
POWER SHARES DB GOLD DOUBLE LO 0.3%
Value ($000) $500 Shares 20,300 Est. Cost $24.63 Unrealized
ORCL ORACLE CORP 0.2%
Value ($000) $417 Shares 10,900 Est. Cost $27.58 Unrealized +24.0%
APD AIR PRODUCTS & CHEMICALS INC 0.2%
Value ($000) $367 Shares 2,817 Est. Cost $62.08 Unrealized +48.9%
NOC NORTHROP GRUMMAN CORP 0.2%
Value ($000) $362 Shares 2,750 Est. Cost $62.64 Unrealized +67.0%
PSA PUBLIC STORAGE 0.2%
Value ($000) $357 Shares 2,150 Est. Cost $97.16 Unrealized +13.7%
BJRI BJ'S RESTAURANTS INC 0.2%
Value ($000) $345 Shares 9,583 Est. Cost $34.68 Unrealized -0.8%
SCHW SCHWAB (CHARLES) CORP 0.2%
Value ($000) $344 Shares 11,700 Est. Cost $19.08 Unrealized +29.5%
BRK/B BERKSHIRE HATHAWAY INC - CLASS 0.2%
Value ($000) $307 Shares 2,225 Est. Cost $110.02 Unrealized +21.1%
LOW LOWES COMPANIES INC. 0.1%
Value ($000) $286 Shares 5,400 Est. Cost $32.16 Unrealized +28.1%
NKE NIKE INC CL B 0.1%
Value ($000) $284 Shares 3,185 Est. Cost $32.86 Unrealized +4.6%
WFC WELLS FARGO COMPANY 0.1%
Value ($000) $275 Shares 5,305 Est. Cost $27.52 Unrealized +36.0%
WYNN WYNN RESORTS LTD 0.1%
Value ($000) $262 Shares 1,400 Est. Cost $178.61 Unrealized -6.7%
TMUS T-MOBILE US INC 0.1%
Value ($000) $260 Shares 9,010 Est. Cost $29.73 Unrealized 0.0%
GLAXOSMITHKLINE PLC 0.1%
Value ($000) $257 Shares 5,600 Est. Cost $51.99 Unrealized
EXPRESS SCRIPTS HOLDING COMPAN 0.1%
Value ($000) $256 Shares 3,628 Est. Cost $61.70 Unrealized
FCX FREEPORT-MCMORAN,INC. 0.1%
Value ($000) $250 Shares 7,650 Est. Cost $24.55 Unrealized +28.9%
SWK STANLEY BLACK & DECKER INC 0.1%
Value ($000) $230 Shares 2,587 Est. Cost $62.68 Unrealized +6.8%
RAYTHEON COMPANY 0.1%
Value ($000) $226 Shares 2,223 Est. Cost $90.87 Unrealized
AXP AMERICAN EXPRESS CO. 0.1%
Value ($000) $219 Shares 2,500 Est. Cost $69.27 Unrealized +10.4%
CAT CATERPILLAR INC. 0.1%
Value ($000) $218 Shares 2,200 Est. Cost $70.07 Unrealized +13.2%
PEOPLE'S UNITED FINANCIAL INC. 0.1%
Value ($000) $215 Shares 14,833 Est. Cost $14.88 Unrealized
BDC BELDEN INC. 0.1%
Value ($000) $210 Shares 3,275 Est. Cost $56.41 Unrealized +23.9%
NEWCASTLE INVESTMENT CORP 0.1%
Value ($000) $149 Shares 11,766 Est. Cost $12.66 Unrealized
FIRST NIAGARA FINANCIAL GROUP, 0.1%
Value ($000) $102 Shares 12,220 Est. Cost $10.10 Unrealized
AMARIN CORP 0.0%
Value ($000) $16 Shares 15,000 Est. Cost $5.80 Unrealized
TRANSTEXAS GAS CORP - CLASS A 0.0%
Value ($000) $0 Shares 15,041 Est. Cost Unrealized
TVI CORP 0.0%
Value ($000) $0 Shares 17,500 Est. Cost Unrealized
TRANSTEXAS GAS CORP SR PFD SER 0.0%
Value ($000) $0 Shares 41,140 Est. Cost Unrealized