Location: Pleasanton, CA
CIK: 0001633446 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 13, 2017
Total Value: $125M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 30,018 | $4.892M | 3.9% | $162.97 | $132.58 | +22.9% | CL B NEW | 084670702 |
| AAPL | APPLE INC | 35,229 | $4.08M | 3.3% | $115.81 * | $22.55 | +18.4% | COM | 037833100 |
| VEA | VANGUARD TAX MANAGED INTL FD | 103,699 | $3.789M | 3.0% | $36.54 | $36.48 | +0.2% | FTSE DEV MKT ETF | 921943858 |
| VBR | VANGUARD INDEX FDS | 28,746 | $3.478M | 2.8% | $120.99 | $108.66 | +11.4% | SM CP VAL ETF | 922908611 |
| INTC | INTEL CORP | 93,866 | $3.405M | 2.7% | $36.28 * | $24.39 | +21.4% | COM | 458140100 |
| VWO | VANGUARD INTL EQUITY INDEX F | 91,162 | $3.262M | 2.6% | $35.78 | $35.04 | +2.1% | FTSE EMR MKT ETF | 922042858 |
| BMY | BRISTOL MYERS SQUIBB CO | 48,725 | $2.847M | 2.3% | $58.43 * | $43.31 | -2.4% | COM | 110122108 |
| GOOGL | ALPHABET INC | 3,533 | $2.8M | 2.2% | $792.53 * | $36.53 | +7.6% | CAP STK CL A | 02079K305 |
| META | FACEBOOK INC | 23,699 | $2.727M | 2.2% | $115.07 | $111.65 | +2.3% | CL A | 30303M102 |
| WFC | WELLS FARGO & CO NEW | 47,814 | $2.635M | 2.1% | $55.11 * | $37.76 | +13.6% | COM | 949746101 |
| GOOG | ALPHABET INC | 3,193 | $2.464M | 2.0% | $771.69 * | $35.56 | +7.7% | CAP STK CL C | 02079K107 |
| T | AT&T INC | 56,316 | $2.395M | 1.9% | $42.53 * | $13.84 | +21.6% | COM | 00206R102 |
| IYT | ISHARES TR | 14,570 | $2.373M | 1.9% | $162.87 * | $36.78 | +10.7% | TRANS AVG ETF | 464287192 |
| JPM | JPMORGAN CHASE & CO | 26,408 | $2.279M | 1.8% | $86.30 * | $44.86 | +51.1% | COM | 46625H100 |
| TSLA | TESLA MTRS INC | 10,463 | $2.236M | 1.8% | $213.71 * | $15.10 | -5.7% | COM | 88160R101 |
| SPAB | SPDR SERIES TRUST | 38,787 | $2.208M | 1.8% | $56.93 * | $29.67 | -4.1% | BLOMBRG BRC AGRT | 78464A649 |
| — | BLACKSTONE GROUP L P | 78,313 | $2.117M | 1.7% | $27.03 | $27.35 | — | COM UNIT LTD | 09253U108 |
| — | CENTURYLINK INC | 85,542 | $2.034M | 1.6% | $23.78 | $29.00 | — | COM | 156700106 |
| AIG | AMERICAN INTL GROUP INC | 28,817 | $1.882M | 1.5% | $65.31 * | $42.15 | +23.3% | COM NEW | 026874784 |
| CVX | CHEVRON CORP NEW | 15,840 | $1.864M | 1.5% | $117.68 * | $57.42 | +39.6% | COM | 166764100 |
| ARCC | ARES CAP CORP | 102,273 | $1.686M | 1.4% | $16.49 * | $5.37 | +31.6% | COM | 04010L103 |
| — | PROSHARES TR | 111,392 | $1.683M | 1.4% | $15.11 | $15.11 | — | PSHS ULSHT SP500 | 74347B300 |
| — | GENERAL ELECTRIC CO | 52,696 | $1.665M | 1.3% | $31.60 | $31.63 | — | COM | 369604103 |
| PFF | ISHARES TR | 43,753 | $1.628M | 1.3% | $37.21 | $39.90 | -6.7% | U.S. PFD STK ETF | 464288687 |
| MRK | MERCK & CO INC | 27,542 | $1.621M | 1.3% | $58.86 * | $36.03 | +18.2% | COM | 58933Y105 |
| DEO | DIAGEO P L C | 15,431 | $1.604M | 1.3% | $103.95 | $106.26 | -2.2% | SPON ADR NEW | 25243Q205 |
| DAL | DELTA AIR LINES INC DEL | 29,634 | $1.458M | 1.2% | $49.20 * | $33.78 | +30.9% | COM NEW | 247361702 |
| TMO | THERMO FISHER SCIENTIFIC INC | 9,653 | $1.362M | 1.1% | $141.10 * | $130.26 | +5.7% | COM | 883556102 |
| — | ROCKWELL COLLINS INC | 13,690 | $1.27M | 1.0% | $92.77 | $92.20 | — | COM | 774341101 |
| — | BLACKROCK INC | 3,283 | $1.249M | 1.0% | $380.44 | $340.68 | — | COM | 09247X101 |
| — | UNILEVER N V | 29,990 | $1.231M | 1.0% | $41.05 | $43.93 | — | N Y SHS NEW | 904784709 |
| MAT | MATTEL INC | 44,650 | $1.23M | 1.0% | $27.55 | $30.38 | -9.3% | COM | 577081102 |
| XLE | SELECT SECTOR SPDR TR | 16,297 | $1.227M | 1.0% | $75.29 * | $29.01 | +29.8% | SBI INT-ENERGY | 81369Y506 |
| — | ELLIE MAE INC | 14,106 | $1.18M | 0.9% | $83.65 | $88.99 | — | COM | 28849P100 |
| PFE | PFIZER INC | 36,246 | $1.177M | 0.9% | $32.47 * | $18.68 | +11.2% | COM | 717081103 |
| — | WALGREENS BOOTS ALLIANCE INC | 14,055 | $1.163M | 0.9% | $82.75 | $84.15 | — | COM | 931427108 |
| MO | ALTRIA GROUP INC | 17,158 | $1.16M | 0.9% | $67.61 * | $31.08 | +15.7% | COM | 02209S103 |
| VOOV | VANGUARD ADMIRAL FDS INC | 11,689 | $1.141M | 0.9% | $97.61 | $87.65 | +11.3% | 500 VAL IDX FD | 921932703 |
| CSCO | CISCO SYS INC | 37,030 | $1.119M | 0.9% | $30.22 * | $19.04 | +20.0% | COM | 17275R102 |
| — | KKR & CO L P DEL | 69,290 | $1.066M | 0.9% | $15.38 | $14.59 | — | COM UNITS | 48248M102 |
| PSX | PHILLIPS 66 | 12,293 | $1.062M | 0.9% | $86.39 * | $56.78 | +7.8% | COM | 718546104 |
| VZ | VERIZON COMMUNICATIONS INC | 18,573 | $991K | 0.8% | $53.36 * | $30.18 | +9.7% | COM | 92343V104 |
| — | HILLENBRAND INC | 25,760 | $988K | 0.8% | $38.35 | $30.73 | — | COM | 431571108 |
| — | NATUS MEDICAL INC DEL | 27,807 | $968K | 0.8% | $34.81 | $39.09 | — | COM | 639050103 |
| V | VISA INC | 12,375 | $965K | 0.8% | $77.98 * | $71.81 | +2.1% | COM CL A | 92826C839 |
| LUV | SOUTHWEST AIRLS CO | 19,319 | $963K | 0.8% | $49.85 * | $33.98 | +31.6% | COM | 844741108 |
| ADP | AUTOMATIC DATA PROCESSING IN | 9,210 | $947K | 0.8% | $102.82 * | $67.77 | +25.3% | COM | 053015103 |
| VOD | VODAFONE GROUP PLC NEW | 37,642 | $920K | 0.7% | $24.44 | $28.09 | -13.0% | SPNSR ADR | 92857W308 |
| DHR | DANAHER CORP DEL | 11,440 | $890K | 0.7% | $77.80 * | $36.46 | +81.2% | COM | 235851102 |
| LLY | LILLY ELI & CO | 11,738 | $863K | 0.7% | $73.52 * | $64.08 | -0.7% | COM | 532457108 |
| — | CLAYMORE EXCHANGE TRD FD TR | 39,531 | $836K | 0.7% | $21.15 | $21.15 | — | GUG BULL2019 E | 18383M522 |
| — | CLAYMORE EXCHANGE TRD FD TR | 39,379 | $835K | 0.7% | $21.20 | $21.20 | — | GUG BULL2020 E | 18383M514 |
| — | CLAYMORE EXCHANGE TRD FD TR | 40,441 | $826K | 0.7% | $20.42 | $20.42 | — | 2024 CORP BOND | 18383M233 |
| — | CLAYMORE EXCHANGE TRD FD TR | 40,845 | $823K | 0.7% | $20.15 | $20.15 | — | GUGENHIM 2025 | 18383M191 |
| MA | MASTERCARD INCORPORATED | 7,922 | $818K | 0.7% | $103.26 * | $90.26 | +8.6% | CL A | 57636Q104 |
| IRBTQ | IROBOT CORP | 13,713 | $802K | 0.6% | $58.48 * | $32.55 | +60.3% | COM | 462726100 |
| — | CLAYMORE EXCHANGE TRD FD TR | 37,134 | $786K | 0.6% | $21.17 | $21.17 | — | GUG BULL2018 E | 18383M530 |
| — | CLAYMORE EXCHANGE TRD FD TR | 37,333 | $784K | 0.6% | $21.00 | $21.00 | — | GUGG BULSH 2021 | 18383M266 |
| — | CLAYMORE EXCHANGE TRD FD TR | 31,014 | $778K | 0.6% | $25.09 | $25.09 | — | GUGGENHEIM 2024 | 18383M134 |
| — | CLAYMORE EXCHANGE TRD FD TR | 40,464 | $775K | 0.6% | $19.15 | $19.15 | — | GUGGENHEM 2026 | 18383M126 |
| — | CLAYMORE EXCHANGE TRD FD TR | 37,788 | $774K | 0.6% | $20.48 | $20.48 | — | 2023 CORP BOND | 18383M241 |
| — | CLAYMORE EXCHANGE TRD FD TR | 37,010 | $774K | 0.6% | $20.91 | $20.91 | — | GUGG BULSH 2022 | 18383M258 |
| UAA | UNDER ARMOUR INC | 26,316 | $764K | 0.6% | $29.03 | $39.94 | -27.3% | CL A | 904311107 |
| ABBV | ABBVIE INC | 12,081 | $757K | 0.6% | $62.66 * | $37.12 | +15.6% | COM | 00287Y109 |
| — | CLAYMORE EXCHANGE TRD FD TR | 32,574 | $736K | 0.6% | $22.59 | $22.59 | — | GUGG CRP BD 2017 | 18383M548 |
| — | DU PONT E I DE NEMOURS & CO | 10,004 | $734K | 0.6% | $73.37 | $63.30 | — | COM | 263534109 |
| — | CLAYMORE EXCHANGE TRD FD TR | 29,929 | $726K | 0.6% | $24.26 | $24.26 | — | GUG BUL 2020 HY | 18383M365 |
| — | CLAYMORE EXCHANGE TRD FD TR | 26,990 | $675K | 0.5% | $25.01 | $25.01 | — | 2022 HG YLD CB | 18383M217 |
| VGK | VANGUARD INTL EQUITY INDEX F | 13,643 | $654K | 0.5% | $47.94 | $47.29 | +1.4% | FTSE EUROPE ETF | 922042874 |
| — | KAYNE ANDERSON MLP INVT CO | 32,913 | $644K | 0.5% | $19.57 | $17.82 | — | COM | 486606106 |
| HYG | ISHARES TR | 7,316 | $633K | 0.5% | $86.52 | $86.02 | +0.6% | IBOXX HI YD ETF | 464288513 |
| — | CLAYMORE EXCHANGE TRD FD TR | 25,960 | $627K | 0.5% | $24.15 | $24.15 | — | GUG BUL 2019 HY | 18383M373 |
| — | CLAYMORE EXCHANGE TRD FD TR | 22,823 | $575K | 0.5% | $25.19 | $25.19 | — | GUG BLT2018 HY | 18383M381 |
| — | CLAYMORE EXCHANGE TRD FD TR | 23,256 | $575K | 0.5% | $24.72 | $24.72 | — | 2021 HG YLD CB | 18383M225 |
| — | CLAYMORE EXCHANGE TRD FD TR | 21,334 | $563K | 0.5% | $26.39 | $26.39 | — | GUGENHIM 2023 | 18383M183 |
| GS | GOLDMAN SACHS GROUP INC | 2,274 | $545K | 0.4% | $239.67 * | $126.77 | +56.3% | COM | 38141G104 |
| — | CLAYMORE EXCHANGE TRD FD TR | 20,582 | $531K | 0.4% | $25.80 | $25.80 | — | GUG BLT2017 HY | 18383M399 |
| TGT | TARGET CORP | 7,242 | $523K | 0.4% | $72.22 * | $55.35 | +0.2% | COM | 87612E106 |
| LQD | ISHARES TR | 4,384 | $514K | 0.4% | $117.24 | $123.18 | -4.9% | IBOXX INV CP ETF | 464287242 |
| VSS | VANGUARD INTL EQUITY INDEX F | 5,341 | $502K | 0.4% | $93.99 | $87.86 | +7.0% | FTSE SMCAP ETF | 922042718 |
| KLAC | KLA-TENCOR CORP | 6,323 | $497K | 0.4% | $78.60 * | $65.71 | +3.3% | COM | 482480100 |
| XOM | EXXON MOBIL CORP | 4,881 | $441K | 0.4% | $90.35 * | $51.96 | +16.0% | COM | 30231G102 |
| SCHW | SCHWAB CHARLES CORP NEW | 10,147 | $401K | 0.3% | $39.52 * | $23.82 | +47.5% | COM | 808513105 |
| JNJ | JOHNSON & JOHNSON | 3,343 | $385K | 0.3% | $115.17 * | $78.92 | +13.8% | COM | 478160104 |
| SBUX | STARBUCKS CORP | 6,734 | $374K | 0.3% | $55.54 * | $47.41 | -3.4% | COM | 855244109 |
| PG | PROCTER AND GAMBLE CO | 4,183 | $352K | 0.3% | $84.15 * | $61.64 | +7.0% | COM | 742718109 |
| BAC | BANK AMER CORP | 15,509 | $343K | 0.3% | $22.12 * | $10.86 | +66.1% | COM | 060505104 |
| OKE | ONEOK INC NEW | 5,860 | $336K | 0.3% | $57.34 * | $13.46 | +145.2% | COM | 682680103 |
| PSA | PUBLIC STORAGE | 1,463 | $327K | 0.3% | $223.51 * | $170.08 | -8.7% | COM | 74460D109 |
| SCHV | SCHWAB STRATEGIC TR | 6,759 | $325K | 0.3% | $48.08 * | $13.93 | +15.1% | US LCAP VA ETF | 808524409 |
| DVA | DAVITA INC | 4,976 | $319K | 0.3% | $64.11 | $67.81 | -5.3% | COM | 23918K108 |
| SCHO | SCHWAB STRATEGIC TR | 6,178 | $311K | 0.2% | $50.34 * | $25.28 | -0.3% | SHT TM US TRES | 808524862 |
| PM | PHILIP MORRIS INTL INC | 3,352 | $307K | 0.2% | $91.59 * | $56.05 | +3.6% | COM | 718172109 |
| DIS | DISNEY WALT CO | 2,915 | $304K | 0.2% | $104.29 * | $88.98 | +9.6% | COM DISNEY | 254687106 |
| FTV | FORTIVE CORP | 5,641 | $303K | 0.2% | $53.71 * | $49.32 | -33.9% | COM | 34959J108 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,807 | $300K | 0.2% | $166.02 * | $85.90 | +25.4% | COM | 459200101 |
| — | CBL & ASSOC PPTYS INC | 25,835 | $297K | 0.2% | $11.50 | $11.77 | — | COM | 124830100 |
| SCHX | SCHWAB STRATEGIC TR | 5,563 | $296K | 0.2% | $53.21 * | $8.68 | +2.2% | US LRG CAP ETF | 808524201 |
| STWD | STARWOOD PPTY TR INC | 12,966 | $285K | 0.2% | $21.98 | $22.49 | — | COM | 85571B105 |
| IWM | ISHARES TR | 2,104 | $284K | 0.2% | $134.98 | $103.52 | +30.3% | RUSSELL 2000 ETF | 464287655 |
| DLTR | DOLLAR TREE INC | 3,675 | $284K | 0.2% | $77.28 | $79.00 | -2.3% | COM | 256746108 |
| INTU | INTUIT | 2,376 | $272K | 0.2% | $114.48 * | $89.54 | +19.7% | COM | 461202103 |
| GLW | CORNING INC | 10,912 | $265K | 0.2% | $24.29 * | $15.51 | +23.0% | COM | 219350105 |
| TNET | TRINET GROUP INC | 10,063 | $258K | 0.2% | $25.64 * | $13.83 | +80.5% | COM | 896288107 |
| — | HCP INC | 8,430 | $251K | 0.2% | $29.77 | $32.83 | — | COM | 40414L109 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 3,305 | $250K | 0.2% | $75.64 | $69.13 | — | COM UNIT RP LP | 559080106 |
| TEX | TEREX CORP NEW | 7,733 | $244K | 0.2% | $31.55 | $27.74 | +13.7% | COM | 880779103 |
| QCOM | QUALCOMM INC | 3,727 | $243K | 0.2% | $65.20 * | $37.10 | +37.3% | COM | 747525103 |
| CMS | CMS ENERGY CORP | 5,834 | $243K | 0.2% | $41.65 * | $29.31 | +8.7% | COM | 125896100 |
| — | GLAXOSMITHKLINE PLC | 6,250 | $241K | 0.2% | $38.56 | $40.40 | — | SPONSORED ADR | 37733W105 |
| DPZ | DOMINOS PIZZA INC | 1,488 | $237K | 0.2% | $159.27 * | $114.20 | +26.2% | COM | 25754A201 |
| PNW | PINNACLE WEST CAP CORP | 2,871 | $224K | 0.2% | $78.02 * | $46.55 | +17.1% | COM | 723484101 |
| ABT | ABBOTT LABS | 5,743 | $221K | 0.2% | $38.48 * | $33.02 | -1.2% | COM | 002824100 |
| AEP | AMERICAN ELEC PWR INC | 3,459 | $218K | 0.2% | $63.02 * | $43.70 | +4.8% | COM | 025537101 |
| — | POWERSHARES ETF TR II | 11,259 | $212K | 0.2% | $18.83 | $18.84 | — | FDM HG YLD RAFI | 73936T557 |
| MSFT | MICROSOFT CORP | 3,397 | $211K | 0.2% | $62.11 * | $50.13 | +11.5% | COM | 594918104 |
| DGRW | WISDOMTREE TR | 6,294 | $209K | 0.2% | $33.21 | $32.55 | +2.2% | US QTLY DIV GRT | 97717X669 |
| BIP | BROOKFIELD INFRAST PARTNERS | 6,174 | $207K | 0.2% | $33.53 | $34.66 | — | LP INT UNIT | G16252101 |
| FCX | FREEPORT-MCMORAN INC | 14,894 | $196K | 0.2% | $13.16 * | $10.43 | +14.7% | CL B | 35671D857 |
| ERIC | ERICSSON | 15,026 | $88,000 | 0.1% | $5.86 | $5.52 | +5.6% | ADR B SEK 10 | 294821608 |
| CMRE | COSTAMARE INC | 10,478 | $59,000 | 0.0% | $5.63 * | $5.12 | -24.0% | SHS | Y1771G102 |
| — | SEADRILL LIMITED | 12,761 | $44,000 | 0.0% | $3.45 | $3.31 | — | SHS | G7945E105 |
| — | PERFORMANT FINL CORP | 10,682 | $25,000 | 0.0% | $2.34 | $2.34 | — | COM | 71377E105 |
| — | GIGA TRONICS INC | 26,477 | $20,000 | 0.0% | $0.76 | $1.10 | — | COM | 375175106 |
| — | PEDEVCO CORP | 101,019 | $11,000 | 0.0% | $0.11 | $0.16 | — | COM NEW | 70532Y204 |