Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Jan 30, 2018
Total Value: $108M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| LMT | LOCKHEED MARTIN CORP | 9,736 | $3.126M | 2.9% | $321.08 * | $188.92 | +37.3% | COM | 539830109 |
| NOC | NORTHROP GRUMMAN CORP | 9,490 | $2.913M | 2.7% | $306.95 * | $143.36 | +87.9% | COM | 666807102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 14,327 | $2.84M | 2.6% | $198.23 | $175.16 | +13.2% | CL B NEW | 084670702 |
| BAC | BANK AMER CORP | 91,014 | $2.687M | 2.5% | $29.52 * | $22.78 | +7.4% | COM | 060505104 |
| — | HARRIS CORP DEL | 17,788 | $2.52M | 2.3% | $141.67 | $108.91 | — | COM | 413875105 |
| — | GLOBAL X FDS | 245,139 | $2.417M | 2.2% | $9.86 | $9.86 | — | GLBL X MLP ETF | 37950E473 |
| EQIX | EQUINIX INC | 4,909 | $2.225M | 2.1% | $453.25 * | $297.95 | +30.4% | COM PAR $0.001 | 29444U700 |
| HUN | HUNTSMAN CORP | 66,583 | $2.217M | 2.1% | $33.30 | $22.75 | +46.4% | COM | 447011107 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 109,571 | $2.193M | 2.0% | $20.01 | $19.63 | +1.9% | PFD SECS INC ETF | 33739E108 |
| XLK | SELECT SECTOR SPDR TR | 33,898 | $2.168M | 2.0% | $63.96 * | $23.70 | +34.9% | TECHNOLOGY | 81369Y803 |
| AMGN | AMGEN INC | 11,808 | $2.053M | 1.9% | $173.87 * | $138.21 | -1.4% | COM | 031162100 |
| — | POWERSHARES QQQ TRUST | 12,801 | $1.994M | 1.9% | $155.77 | $134.32 | — | UNIT SER 1 | 73935A104 |
| ITA | ISHARES TR | 10,448 | $1.965M | 1.8% | $188.07 * | $71.02 | +32.4% | US AER DEF ETF | 464288760 |
| FAST | FASTENAL CO | 35,863 | $1.961M | 1.8% | $54.68 * | $8.67 | +27.9% | COM | 311900104 |
| — | UNITED TECHNOLOGIES CORP | 15,259 | $1.947M | 1.8% | $127.60 | $108.95 | — | COM | 913017109 |
| ETN | EATON CORP PLC | 24,373 | $1.926M | 1.8% | $79.02 * | $63.97 | +5.6% | SHS | G29183103 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 48,474 | $1.922M | 1.8% | $39.65 | $31.85 | +24.5% | SPONSORED ADR | 874039100 |
| — | RYDEX ETF TRUST | 18,568 | $1.876M | 1.7% | $101.03 | $88.76 | — | GUG S&P500 EQ WT | 78355W106 |
| DLR | DIGITAL RLTY TR INC | 16,191 | $1.844M | 1.7% | $113.89 * | $74.31 | +16.1% | COM | 253868103 |
| ABBV | ABBVIE INC | 18,466 | $1.786M | 1.7% | $96.72 * | $43.48 | +58.0% | COM | 00287Y109 |
| PKG | PACKAGING CORP AMER | 14,505 | $1.749M | 1.6% | $120.58 * | $69.18 | +37.1% | COM | 695156109 |
| — | DOWDUPONT INC | 24,497 | $1.745M | 1.6% | $71.23 | $69.24 | — | COM | 26078J100 |
| — | LASALLE HOTEL PPTYS | 61,171 | $1.717M | 1.6% | $28.07 | $29.78 | — | COM SH BEN INT | 517942108 |
| LDOS | LEIDOS HLDGS INC | 25,910 | $1.673M | 1.6% | $64.57 * | $55.54 | +3.5% | COM | 525327102 |
| HON | HONEYWELL INTL INC | 10,656 | $1.634M | 1.5% | $153.34 * | $89.50 | +31.2% | COM | 438516106 |
| GLW | CORNING INC | 48,728 | $1.559M | 1.4% | $31.99 * | $19.19 | +33.9% | COM | 219350105 |
| — | APOLLO GLOBAL MGMT LLC | 45,177 | $1.512M | 1.4% | $33.47 | $25.22 | — | CL A SHS | 037612306 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 30,530 | $1.467M | 1.4% | $48.05 | $48.54 | -1.0% | SENIOR LN FD | 33738D309 |
| ARI | APOLLO COML REAL EST FIN INC | 74,338 | $1.372M | 1.3% | $18.46 | $17.07 | — | COM | 03762U105 |
| XLI | SELECT SECTOR SPDR TR | 16,787 | $1.27M | 1.2% | $75.65 | $60.94 | +24.2% | SBI INT-INDS | 81369Y704 |
| BOTZ | GLOBAL X FDS | 53,309 | $1.263M | 1.2% | $23.69 | $20.19 | +17.4% | RBTCS ARTFL INTE | 37954Y715 |
| — | ANNALY CAP MGMT INC | 102,854 | $1.223M | 1.1% | $11.89 | $10.81 | — | COM | 035710409 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 24,656 | $1.198M | 1.1% | $48.59 | $48.98 | -0.8% | FIRST TR TA HIYL | 33738D408 |
| IYC | ISHARES TR | 6,604 | $1.184M | 1.1% | $179.29 * | $41.17 | +8.9% | U.S. CNSM SV ETF | 464287580 |
| XBI | SPDR SERIES TRUST | 13,880 | $1.178M | 1.1% | $84.87 | $80.17 | +5.9% | S&P BIOTECH | 78464A870 |
| IYR | ISHARES TR | 13,118 | $1.063M | 1.0% | $81.03 | $80.32 | +0.9% | U.S. REAL ES ETF | 464287739 |
| — | PACWEST BANCORP DEL | 21,068 | $1.062M | 1.0% | $50.41 | $50.77 | — | COM | 695263103 |
| PRU | PRUDENTIAL FINL INC | 9,211 | $1.059M | 1.0% | $114.97 * | $71.50 | +9.6% | COM | 744320102 |
| IEMG | ISHARES INC | 17,387 | $989K | 0.9% | $56.88 | $53.05 | +7.3% | CORE MSCI EMKT | 46434G103 |
| FDN | FIRST TR EXCHANGE TRADED FD | 8,990 | $988K | 0.9% | $109.90 | $107.46 | +2.2% | DJ INTERNT IDX | 33733E302 |
| CEMB | ISHARES INC | 19,301 | $984K | 0.9% | $50.98 | $50.99 | -0.0% | JP MRG EM CRP BD | 464286251 |
| LADR | LADDER CAP CORP | 69,658 | $949K | 0.9% | $13.62 | $13.79 | — | CL A | 505743104 |
| — | ANTHEM INC | 16,660 | $933K | 0.9% | $56.00 | $50.53 | — | UNIT 05/01/20188 | 036752202 |
| MO | ALTRIA GROUP INC | 12,775 | $912K | 0.8% | $71.39 * | $31.73 | +24.0% | COM | 02209S103 |
| PFLT | PENNANTPARK FLOATING RATE CA | 62,139 | $853K | 0.8% | $13.73 * | $5.90 | -1.6% | COM | 70806A106 |
| — | PENNYMAC FINL SVCS INC | 36,271 | $811K | 0.8% | $22.36 | $16.67 | — | CL A | 70932B101 |
| — | COHEN & STEERS REIT & PFD IN | 37,616 | $800K | 0.7% | $21.27 | $20.33 | — | COM | 19247X100 |
| — | POWERSHARES ETF TRUST II | 32,909 | $777K | 0.7% | $23.61 | $22.95 | — | KBW HG YLD FIN | 73936Q793 |
| ORI | OLD REP INTL CORP | 35,245 | $754K | 0.7% | $21.39 * | $8.65 | +28.1% | COM | 680223104 |
| GLPI | GAMING & LEISURE PPTYS INC | 20,026 | $741K | 0.7% | $37.00 | $37.68 | — | COM | 36467J108 |
| APH | AMPHENOL CORP NEW | 8,285 | $727K | 0.7% | $87.75 * | $15.88 | +28.1% | CL A | 032095101 |
| TIP | ISHARES TR | 6,285 | $717K | 0.7% | $114.08 | $114.01 | +0.1% | TIPS BD ETF | 464287176 |
| AAPL | APPLE INC | 4,085 | $691K | 0.6% | $169.16 * | $28.44 | +39.4% | COM | 037833100 |
| MA | MASTERCARD INCORPORATED | 4,551 | $689K | 0.6% | $151.40 * | $104.14 | +39.0% | CL A | 57636Q104 |
| O | REALTY INCOME CORP | 11,911 | $679K | 0.6% | $57.01 * | $37.45 | +0.6% | COM | 756109104 |
| WIP | SPDR SERIES TRUST | 11,318 | $651K | 0.6% | $57.52 | $54.83 | +4.9% | CITI INT GVT ETF | 78464A490 |
| MRCC | MONROE CAP CORP | 46,883 | $645K | 0.6% | $13.76 * | $5.36 | +0.5% | COM | 610335101 |
| — | ALTABA INC | 9,081 | $634K | 0.6% | $69.82 | $66.24 | — | COM | 021346101 |
| AGM/A | FEDERAL AGRIC MTG CORP | 25,129 | $631K | 0.6% | $25.11 * | $37.93 | +40.3% | CL A | 313148108 |
| — | NEW SR INVT GROUP INC | 83,154 | $629K | 0.6% | $7.56 | $10.05 | — | COM | 648691103 |
| — | MACQUARIE INFRASTRUCTURE COR | 9,554 | $613K | 0.6% | $64.16 | $76.93 | — | COM | 55608B105 |
| VCIT | VANGUARD SCOTTSDALE FDS | 6,770 | $592K | 0.5% | $87.44 | $86.63 | +0.9% | INT-TERM CORP | 92206C870 |
| JNJ | JOHNSON & JOHNSON | 4,075 | $569K | 0.5% | $139.63 * | $90.61 | +23.3% | COM | 478160104 |
| PG | PROCTER AND GAMBLE CO | 5,998 | $551K | 0.5% | $91.86 * | $68.43 | +8.6% | COM | 742718109 |
| MCHP | MICROCHIP TECHNOLOGY INC | 5,924 | $521K | 0.5% | $87.95 * | $28.79 | +31.6% | COM | 595017104 |
| MSFT | MICROSOFT CORP | 6,076 | $520K | 0.5% | $85.58 * | $52.62 | +49.5% | COM | 594918104 |
| CMI | CUMMINS INC | 2,802 | $495K | 0.5% | $176.66 * | $111.28 | +28.7% | COM | 231021106 |
| VZ | VERIZON COMMUNICATIONS INC | 9,348 | $495K | 0.5% | $52.95 * | $30.22 | +13.9% | COM | 92343V104 |
| — | LAM RESEARCH CORP | 2,665 | $491K | 0.5% | $184.24 | $184.96 | — | COM | 512807108 |
| MS | MORGAN STANLEY | 9,270 | $486K | 0.5% | $52.43 * | $34.09 | +21.1% | COM NEW | 617446448 |
| — | SUNTRUST BKS INC | 7,527 | $486K | 0.5% | $64.57 | $55.93 | — | COM | 867914103 |
| SYK | STRYKER CORP | 3,127 | $484K | 0.4% | $154.78 * | $118.36 | +20.0% | COM | 863667101 |
| IHF | ISHARES TR | 3,084 | $484K | 0.4% | $156.94 * | $27.30 | +14.9% | US HLTHCR PR ETF | 464288828 |
| VUG | VANGUARD INDEX FDS | 3,336 | $469K | 0.4% | $140.59 * | $19.27 | +21.7% | GROWTH ETF | 922908736 |
| XOM | EXXON MOBIL CORP | 5,482 | $459K | 0.4% | $83.73 * | $56.78 | +2.2% | COM | 30231G102 |
| IWV | ISHARES TR | 2,825 | $447K | 0.4% | $158.23 | $142.14 | +11.3% | RUSSELL 3000 ETF | 464287689 |
| GD | GENERAL DYNAMICS CORP | 2,193 | $446K | 0.4% | $203.37 * | $166.44 | +1.9% | COM | 369550108 |
| MTD | METTLER TOLEDO INTERNATIONAL | 707 | $438K | 0.4% | $619.52 | $600.48 | +3.2% | COM | 592688105 |
| SDOG | ALPS ETF TR | 9,400 | $431K | 0.4% | $45.85 | $35.77 | +28.0% | SECTR DIV DOGS | 00162Q858 |
| FINX | GLOBAL X FDS | 19,545 | $429K | 0.4% | $21.95 | $21.63 | +1.5% | FINTECH ETF | 37954Y814 |
| JPM | JPMORGAN CHASE & CO | 3,902 | $417K | 0.4% | $106.87 * | $68.63 | +25.2% | COM | 46625H100 |
| IVW | ISHARES TR | 2,718 | $415K | 0.4% | $152.69 * | $32.67 | +16.9% | S&P 500 GRWT ETF | 464287309 |
| COST | COSTCO WHSL CORP NEW | 2,153 | $401K | 0.4% | $186.25 * | $150.85 | +10.5% | COM | 22160K105 |
| — | L3 TECHNOLOGIES INC | 2,018 | $399K | 0.4% | $197.72 | $166.71 | — | COM | 502413107 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 1,605 | $397K | 0.4% | $247.35 | $199.65 | +23.9% | UT SER 1 | 78467X109 |
| — | RAYTHEON CO | 2,078 | $390K | 0.4% | $187.68 | $149.59 | — | COM NEW | 755111507 |
| ROK | ROCKWELL AUTOMATION INC | 1,978 | $388K | 0.4% | $196.16 * | $130.54 | +29.6% | COM | 773903109 |
| IWS | ISHARES TR | 4,310 | $384K | 0.4% | $89.10 | $82.82 | +7.6% | RUS MDCP VAL ETF | 464287473 |
| PCAR | PACCAR INC | 5,383 | $383K | 0.4% | $71.15 * | $30.90 | +12.6% | COM | 693718108 |
| PWR | QUANTA SVCS INC | 9,428 | $369K | 0.3% | $39.14 | $31.52 | +21.7% | COM | 74762E102 |
| RF | REGIONS FINL CORP NEW | 21,103 | $365K | 0.3% | $17.30 * | $10.47 | +21.0% | COM | 7591EP100 |
| IYT | ISHARES TR | 1,884 | $361K | 0.3% | $191.61 * | $45.06 | +6.3% | TRANS AVG ETF | 464287192 |
| ITW | ILLINOIS TOOL WKS INC | 2,138 | $357K | 0.3% | $166.98 * | $104.38 | +31.7% | COM | 452308109 |
| — | SENIOR HSG PPTYS TR | 18,618 | $357K | 0.3% | $19.17 | $21.51 | — | SH BEN INT | 81721M109 |
| GOOGL | ALPHABET INC | 328 | $346K | 0.3% | $1054.88 * | $39.79 | +31.4% | CAP STK CL A | 02079K305 |
| EPD | ENTERPRISE PRODS PARTNERS L | 12,000 | $318K | 0.3% | $26.50 | $27.08 | — | COM | 293792107 |
| IWD | ISHARES TR | 2,400 | $298K | 0.3% | $124.17 | $116.52 | +6.7% | RUS 1000 VAL ETF | 464287598 |
| USB | US BANCORP DEL | 5,180 | $278K | 0.3% | $53.67 * | $39.05 | +0.1% | COM NEW | 902973304 |
| — | PRICELINE GRP INC | 160 | $278K | 0.3% | $1737.50 | $1868.75 | — | COM NEW | 741503403 |
| BLDR | BUILDERS FIRSTSOURCE INC | 12,464 | $272K | 0.3% | $21.82 | $14.94 | +45.9% | COM | 12008R107 |
| — | COHERENT INC | 940 | $265K | 0.2% | $281.91 | $224.47 | — | COM | 192479103 |
| CME | CME GROUP INC | 1,789 | $261K | 0.2% | $145.89 * | $81.16 | +36.7% | COM CL A | 12572Q105 |
| CSX | CSX CORP | 4,628 | $255K | 0.2% | $55.10 * | $15.24 | +8.1% | COM | 126408103 |
| VOT | VANGUARD INDEX FDS | 1,972 | $252K | 0.2% | $127.79 | $116.19 | +9.9% | MCAP GR IDXVIP | 922908538 |
| IJK | ISHARES TR | 1,144 | $247K | 0.2% | $215.91 * | $49.29 | +9.5% | S&P MC 400GR ETF | 464287606 |
| — | CLAYMORE EXCHANGE TRD FD TR | 9,722 | $244K | 0.2% | $25.10 | $25.39 | — | GUG BLT2018 HY | 18383M381 |
| MRSH | MARSH & MCLENNAN COS INC | 2,970 | $242K | 0.2% | $81.48 * | $60.15 | +18.3% | COM | 571748102 |
| VTR | VENTAS INC | 3,822 | $229K | 0.2% | $59.92 * | $46.00 | -6.9% | COM | 92276F100 |
| STZ | CONSTELLATION BRANDS INC | 954 | $218K | 0.2% | $228.51 * | $190.09 | +5.8% | CL A | 21036P108 |
| FXR | FIRST TR EXCHANGE TRADED FD | 5,308 | $215K | 0.2% | $40.50 | $35.74 | +13.6% | INDLS PROD DUR | 33734X150 |
| BMO | BANK MONTREAL QUE | 2,600 | $208K | 0.2% | $80.00 * | $55.98 | +2.9% | COM | 063671101 |
| — | CITRIX SYS INC | 2,368 | $208K | 0.2% | $87.84 | $87.84 | — | COM | 177376100 |
| BAX | BAXTER INTL INC | 3,218 | $208K | 0.2% | $64.64 * | $53.53 | +5.1% | COM | 071813109 |
| IYY | ISHARES TR | 1,544 | $206K | 0.2% | $133.42 * | $51.93 | +28.6% | DOW JONES US ETF | 464287846 |
| — | TORTOISE ENERGY INFRA CORP | 7,023 | $204K | 0.2% | $29.05 | $30.37 | — | COM | 89147L100 |
| — | POWERSHARES ETF TR II | 13,496 | $201K | 0.2% | $14.89 | $15.12 | — | PFD PORTFOLIO | 73936T565 |
| — | DNP SELECT INCOME FD | 14,768 | $159K | 0.1% | $10.77 | $11.01 | — | COM | 23325P104 |
| — | BLACKROCK ENHANCED EQT DIV T | 13,080 | $121K | 0.1% | $9.25 | $8.79 | — | COM | 09251A104 |
| — | ABERDEEN ASIA PACIFIC INCOM | 13,000 | $63,000 | 0.1% | $4.85 | $5.00 | — | COM | 003009107 |