Location: Orinda, CA
CIK: 0001484540 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Oct 24, 2017
Total Value: $152M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| LMT | LOCKHEED MARTIN CORP | 13,893 | $4.311M | 2.8% | $310.30 * | $188.92 | +31.8% | COM | 539830109 |
| — | POWERSHARES QQQ TRUST | 28,386 | $4.129M | 2.7% | $145.46 | $134.32 | — | UNIT SER 1 | 73935A104 |
| NOC | NORTHROP GRUMMAN CORP | 14,285 | $4.11M | 2.7% | $287.71 * | $143.36 | +75.6% | COM | 666807102 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 190,080 | $3.817M | 2.5% | $20.08 | $19.63 | +2.3% | PFD SECS INC ETF | 33739E108 |
| — | HARRIS CORP DEL | 26,761 | $3.524M | 2.3% | $131.68 | $108.91 | — | COM | 413875105 |
| XLK | SELECT SECTOR SPDR TR | 57,920 | $3.423M | 2.3% | $59.10 * | $23.70 | +24.7% | TECHNOLOGY | 81369Y803 |
| — | ALPS ETF TR | 297,275 | $3.335M | 2.2% | $11.22 | $12.40 | — | ALERIAN MLP | 00162Q866 |
| EQIX | EQUINIX INC | 7,347 | $3.279M | 2.2% | $446.30 * | $297.95 | +27.9% | COM PAR $0.001 | 29444U700 |
| ITA | ISHARES TR | 17,248 | $3.071M | 2.0% | $178.05 * | $71.02 | +25.3% | US AER DEF ETF | 464288760 |
| — | RYDEX ETF TRUST | 31,103 | $2.972M | 2.0% | $95.55 | $88.76 | — | GUG S&P500 EQ WT | 78355W106 |
| WDC | WESTERN DIGITAL CORP | 34,336 | $2.967M | 2.0% | $86.41 * | $48.08 | +23.3% | COM | 958102105 |
| DLR | DIGITAL RLTY TR INC | 23,786 | $2.815M | 1.9% | $118.35 * | $74.31 | +19.6% | COM | 253868103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 15,292 | $2.803M | 1.8% | $183.30 | $175.16 | +4.7% | CL B NEW | 084670702 |
| — | LASALLE HOTEL PPTYS | 96,585 | $2.803M | 1.8% | $29.02 | $29.78 | — | COM SH BEN INT | 517942108 |
| HUN | HUNTSMAN CORP | 99,792 | $2.736M | 1.8% | $27.42 | $22.75 | +20.5% | COM | 447011107 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 70,743 | $2.656M | 1.8% | $37.54 | $31.85 | +17.9% | SPONSORED ADR | 874039100 |
| ETN | EATON CORP PLC | 33,932 | $2.606M | 1.7% | $76.80 * | $63.97 | +1.8% | SHS | G29183103 |
| — | DOWDUPONT INC | 36,858 | $2.552M | 1.7% | $69.24 | $69.24 | — | COM | 26078J100 |
| — | UNITED TECHNOLOGIES CORP | 21,938 | $2.547M | 1.7% | $116.10 | $108.95 | — | COM | 913017109 |
| PKG | PACKAGING CORP AMER | 22,200 | $2.546M | 1.7% | $114.68 * | $69.18 | +29.8% | COM | 695156109 |
| FAST | FASTENAL CO | 54,065 | $2.464M | 1.6% | $45.57 * | $8.67 | +5.9% | COM | 311900104 |
| HON | HONEYWELL INTL INC | 17,229 | $2.442M | 1.6% | $141.74 * | $89.50 | +20.6% | COM | 438516106 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 49,646 | $2.392M | 1.6% | $48.18 | $48.54 | -0.7% | SENIOR LN FD | 33738D309 |
| XBI | SPDR SERIES TRUST | 27,626 | $2.392M | 1.6% | $86.59 | $80.17 | +8.0% | S&P BIOTECH | 78464A870 |
| HYLS | FIRST TR EXCHANGE TRADED FD | 43,820 | $2.15M | 1.4% | $49.06 | $48.98 | +0.2% | FIRST TR TA HIYL | 33738D408 |
| CEMB | ISHARES INC | 39,251 | $2.024M | 1.3% | $51.57 | $50.99 | +1.1% | JP MRG EM CRP BD | 464286251 |
| GLW | CORNING INC | 66,737 | $1.997M | 1.3% | $29.92 * | $19.19 | +24.6% | COM | 219350105 |
| XLI | SELECT SECTOR SPDR TR | 26,396 | $1.874M | 1.2% | $71.00 | $60.94 | +16.5% | SBI INT-INDS | 81369Y704 |
| — | PACWEST BANCORP DEL | 36,297 | $1.833M | 1.2% | $50.50 | $50.77 | — | COM | 695263103 |
| IEMG | ISHARES INC | 33,853 | $1.829M | 1.2% | $54.03 | $53.05 | +1.8% | CORE MSCI EMKT | 46434G103 |
| ABBV | ABBVIE INC | 19,644 | $1.746M | 1.2% | $88.88 * | $43.48 | +44.2% | COM | 00287Y109 |
| IYC | ISHARES TR | 10,433 | $1.711M | 1.1% | $164.00 * | $41.17 | -0.4% | U.S. CNSM SV ETF | 464287580 |
| — | ANNALY CAP MGMT INC | 139,351 | $1.699M | 1.1% | $12.19 | $10.81 | — | COM | 035710409 |
| PRU | PRUDENTIAL FINL INC | 15,147 | $1.61M | 1.1% | $106.29 * | $71.50 | +0.7% | COM | 744320102 |
| ARI | APOLLO COML REAL EST FIN INC | 78,835 | $1.428M | 0.9% | $18.11 | $17.07 | — | COM | 03762U105 |
| — | APOLLO GLOBAL MGMT LLC | 46,879 | $1.411M | 0.9% | $30.10 | $25.22 | — | CL A SHS | 037612306 |
| TIP | ISHARES TR | 12,346 | $1.402M | 0.9% | $113.56 | $114.01 | -0.4% | TIPS BD ETF | 464287176 |
| WIP | SPDR SERIES TRUST | 23,098 | $1.324M | 0.9% | $57.32 | $54.83 | +4.5% | CITI INT GVT ETF | 78464A490 |
| LADR | LADDER CAP CORP | 90,968 | $1.254M | 0.8% | $13.79 | $13.79 | — | CL A | 505743104 |
| BOTZ | GLOBAL X FDS | 57,505 | $1.251M | 0.8% | $21.75 | $20.19 | +7.7% | RBTCS ARTFL INTE | 37954Y715 |
| VCIT | VANGUARD SCOTTSDALE FDS | 14,079 | $1.239M | 0.8% | $88.00 | $86.63 | +1.6% | INT-TERM CORP | 92206C870 |
| — | COHEN & STEERS REIT & PFD IN | 58,297 | $1.236M | 0.8% | $21.20 | $20.33 | — | COM | 19247X100 |
| — | POWERSHARES ETF TRUST II | 47,740 | $1.149M | 0.8% | $24.07 | $22.95 | — | KBW HG YLD FIN | 73936Q793 |
| IYR | ISHARES TR | 14,016 | $1.12M | 0.7% | $79.91 | $80.32 | -0.5% | U.S. REAL ES ETF | 464287739 |
| — | ANTHEM INC | 20,530 | $1.074M | 0.7% | $52.31 | $50.53 | — | UNIT 05/01/20188 | 036752202 |
| O | REALTY INCOME CORP | 18,619 | $1.065M | 0.7% | $57.20 * | $37.45 | -0.3% | COM | 756109104 |
| — | NEW SR INVT GROUP INC | 111,269 | $1.018M | 0.7% | $9.15 | $10.05 | — | COM | 648691103 |
| GLPI | GAMING & LEISURE PPTYS INC | 26,853 | $991K | 0.7% | $36.90 | $37.68 | — | COM | 36467J108 |
| ORI | OLD REP INTL CORP | 47,843 | $942K | 0.6% | $19.69 * | $8.65 | +16.9% | COM | 680223104 |
| — | MACQUARIE INFRASTRUCTURE COR | 12,719 | $918K | 0.6% | $72.18 | $76.93 | — | COM | 55608B105 |
| — | PENNYMAC FINL SVCS INC | 51,422 | $915K | 0.6% | $17.79 | $16.67 | — | CL A | 70932B101 |
| JNJ | JOHNSON & JOHNSON | 6,906 | $898K | 0.6% | $130.03 * | $90.61 | +14.1% | COM | 478160104 |
| MRCC | MONROE CAP CORP | 62,110 | $889K | 0.6% | $14.31 * | $5.36 | -2.1% | COM | 610335101 |
| APH | AMPHENOL CORP NEW | 10,234 | $866K | 0.6% | $84.62 * | $15.88 | +23.2% | CL A | 032095101 |
| MSFT | MICROSOFT CORP | 11,134 | $829K | 0.5% | $74.46 * | $52.62 | +29.5% | COM | 594918104 |
| MO | ALTRIA GROUP INC | 12,770 | $810K | 0.5% | $63.43 * | $31.73 | +9.2% | COM | 02209S103 |
| — | LAM RESEARCH CORP | 4,363 | $807K | 0.5% | $184.96 | $184.96 | — | COM | 512807108 |
| AGM/A | FEDERAL AGRIC MTG CORP | 31,179 | $792K | 0.5% | $25.40 * | $37.93 | +43.9% | CL A | 313148108 |
| MCHP | MICROCHIP TECHNOLOGY INC | 8,782 | $788K | 0.5% | $89.73 * | $28.79 | +33.9% | COM | 595017104 |
| IVW | ISHARES TR | 5,467 | $784K | 0.5% | $143.41 * | $32.67 | +9.7% | S&P 500 GRWT ETF | 464287309 |
| — | BARD C R INC | 2,427 | $778K | 0.5% | $320.56 | $271.10 | — | COM | 067383109 |
| MA | MASTERCARD INCORPORATED | 5,404 | $763K | 0.5% | $141.19 * | $104.14 | +29.5% | CL A | 57636Q104 |
| — | ALTABA INC | 11,504 | $762K | 0.5% | $66.24 | $66.24 | — | COM | 021346101 |
| ICHR | ICHOR HOLDINGS | 27,870 | $747K | 0.5% | $26.80 | $21.24 | +26.2% | SHS | G4740B105 |
| IWS | ISHARES TR | 8,613 | $732K | 0.5% | $84.99 | $82.82 | +2.5% | RUS MDCP VAL ETF | 464287473 |
| JPM | JPMORGAN CHASE & CO | 7,348 | $702K | 0.5% | $95.54 * | $68.63 | +11.2% | COM | 46625H100 |
| IHI | ISHARES TR | 4,190 | $700K | 0.5% | $167.06 * | $24.97 | +11.5% | U.S. MED DVC ETF | 464288810 |
| MTD | METTLER TOLEDO INTERNATIONAL | 1,106 | $693K | 0.5% | $626.58 | $600.48 | +4.3% | COM | 592688105 |
| CMI | CUMMINS INC | 4,118 | $692K | 0.5% | $168.04 * | $111.28 | +21.7% | COM | 231021106 |
| GD | GENERAL DYNAMICS CORP | 3,363 | $691K | 0.5% | $205.47 * | $166.44 | +2.6% | COM | 369550108 |
| SYK | STRYKER CORP | 4,822 | $685K | 0.5% | $142.06 * | $118.36 | +9.8% | COM | 863667101 |
| IYH | ISHARES TR | 3,891 | $669K | 0.4% | $171.94 * | $32.11 | +7.0% | US HLTHCARE ETF | 464287762 |
| — | SUNTRUST BKS INC | 11,137 | $666K | 0.4% | $59.80 | $55.93 | — | COM | 867914103 |
| GOOGL | ALPHABET INC | 668 | $650K | 0.4% | $973.05 * | $39.79 | +21.4% | CAP STK CL A | 02079K305 |
| — | RAYTHEON CO | 3,484 | $650K | 0.4% | $186.57 | $149.59 | — | COM NEW | 755111507 |
| MS | MORGAN STANLEY | 13,256 | $639K | 0.4% | $48.20 * | $34.09 | +10.6% | COM NEW | 617446448 |
| AAPL | APPLE INC | 4,050 | $624K | 0.4% | $154.07 * | $28.44 | +26.5% | COM | 037833100 |
| — | L3 TECHNOLOGIES INC | 3,284 | $619K | 0.4% | $188.49 | $166.71 | — | COM | 502413107 |
| PCAR | PACCAR INC | 8,448 | $611K | 0.4% | $72.32 * | $30.90 | +12.3% | COM | 693718108 |
| VUG | VANGUARD INDEX FDS | 4,590 | $609K | 0.4% | $132.68 * | $19.27 | +14.8% | GROWTH ETF | 922908736 |
| COST | COSTCO WHSL CORP NEW | 3,674 | $604K | 0.4% | $164.40 * | $150.85 | -2.7% | COM | 22160K105 |
| IWV | ISHARES TR | 4,038 | $603K | 0.4% | $149.33 | $142.14 | +5.0% | RUSSELL 3000 ETF | 464287689 |
| IYY | ISHARES TR | 4,694 | $592K | 0.4% | $126.12 * | $51.93 | +21.3% | DOW JONES US ETF | 464287846 |
| PWR | QUANTA SVCS INC | 15,686 | $586K | 0.4% | $37.36 | $31.52 | +16.3% | COM | 74762E102 |
| ROK | ROCKWELL AUTOMATION INC | 3,288 | $586K | 0.4% | $178.22 * | $130.54 | +17.1% | COM | 773903109 |
| — | RYDEX ETF TRUST | 3,226 | $574K | 0.4% | $177.93 | $142.66 | — | GUGGENHM S&P 500 | 78355W205 |
| PG | PROCTER AND GAMBLE CO | 6,098 | $555K | 0.4% | $91.01 * | $68.43 | +6.8% | COM | 742718109 |
| RF | REGIONS FINL CORP NEW | 36,098 | $550K | 0.4% | $15.24 * | $10.47 | +6.1% | COM | 7591EP100 |
| — | CLAYMORE EXCHANGE TRD FD TR | 20,240 | $520K | 0.3% | $25.69 | $25.84 | — | GUG BLT2017 HY | 18383M399 |
| MRSH | MARSH & MCLENNAN COS INC | 6,058 | $508K | 0.3% | $83.86 * | $60.15 | +21.9% | COM | 571748102 |
| AIZ | ASSURANT INC | 5,312 | $507K | 0.3% | $95.44 * | $82.25 | -0.9% | COM | 04621X108 |
| ITW | ILLINOIS TOOL WKS INC | 3,352 | $496K | 0.3% | $147.97 * | $104.38 | +16.3% | COM | 452308109 |
| XOM | EXXON MOBIL CORP | 5,933 | $486K | 0.3% | $81.91 * | $56.78 | -0.8% | COM | 30231G102 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 2,148 | $481K | 0.3% | $223.93 | $199.65 | +12.1% | UT SER 1 | 78467X109 |
| VB | VANGUARD INDEX FDS | 3,339 | $472K | 0.3% | $141.36 | $115.50 | +22.4% | SMALL CP ETF | 922908751 |
| CME | CME GROUP INC | 3,389 | $460K | 0.3% | $135.73 * | $81.16 | +23.5% | COM CL A | 12572Q105 |
| IHF | ISHARES TR | 3,084 | $456K | 0.3% | $147.86 * | $27.30 | +8.2% | US HLTHCR PR ETF | 464288828 |
| SDOG | ALPS ETF TR | 9,800 | $432K | 0.3% | $44.08 | $35.77 | +23.2% | SECTR DIV DOGS | 00162Q858 |
| — | CLAYMORE EXCHANGE TRD FD TR | 18,362 | $415K | 0.3% | $22.60 | $22.59 | — | GUGG CRP BD 2017 | 18383M548 |
| VTI | VANGUARD INDEX FDS | 2,992 | $388K | 0.3% | $129.68 | $126.64 | +2.3% | TOTAL STK MKT | 922908769 |
| — | CLAYMORE EXCHANGE TRD FD TR | 15,240 | $386K | 0.3% | $25.33 | $25.39 | — | GUG BLT2018 HY | 18383M381 |
| — | SENIOR HSG PPTYS TR | 18,618 | $364K | 0.2% | $19.55 | $21.51 | — | SH BEN INT | 81721M109 |
| — | CLAYMORE EXCHANGE TRD FD TR | 16,608 | $353K | 0.2% | $21.25 | $21.25 | — | GUG BULL2019 E | 18383M522 |
| VZ | VERIZON COMMUNICATIONS INC | 6,704 | $332K | 0.2% | $49.52 * | $29.53 | +7.7% | COM | 92343V104 |
| EPD | ENTERPRISE PRODS PARTNERS L | 12,000 | $313K | 0.2% | $26.08 | $27.08 | — | COM | 293792107 |
| VPL | VANGUARD INTL EQUITY INDEX F | 4,356 | $297K | 0.2% | $68.18 | $67.28 | +1.4% | FTSE PACIFIC ETF | 922042866 |
| BND | VANGUARD BD INDEX FD INC | 3,584 | $294K | 0.2% | $82.03 | $82.03 | -0.1% | TOTAL BND MRKT | 921937835 |
| — | PRICELINE GRP INC | 160 | $293K | 0.2% | $1831.25 | $1868.75 | — | COM NEW | 741503403 |
| BNDX | VANGUARD CHARLOTTE FDS | 5,230 | $286K | 0.2% | $54.68 | $54.57 | +0.0% | INTL BD IDX ETF | 92203J407 |
| IWD | ISHARES TR | 2,400 | $284K | 0.2% | $118.33 | $116.52 | +1.7% | RUS 1000 VAL ETF | 464287598 |
| VO | VANGUARD INDEX FDS | 1,888 | $278K | 0.2% | $147.25 * | $36.06 | +1.9% | MID CAP ETF | 922908629 |
| VCSH | VANGUARD SCOTTSDALE FDS | 3,437 | $275K | 0.2% | $80.01 | $80.13 | -0.0% | SHRT TRM CORP BD | 92206C409 |
| UNH | UNITEDHEALTH GROUP INC | 1,330 | $260K | 0.2% | $195.49 * | $155.37 | +10.5% | COM | 91324P102 |
| — | CLAYMORE EXCHANGE TRD FD TR | 10,404 | $257K | 0.2% | $24.70 | $24.70 | — | GUG BUL 2019 HY | 18383M373 |
| CSX | CSX CORP | 4,627 | $251K | 0.2% | $54.25 * | $15.24 | +6.2% | COM | 126408103 |
| VTR | VENTAS INC | 3,822 | $249K | 0.2% | $65.15 * | $46.00 | -0.3% | COM | 92276F100 |
| — | DIREXION SHS ETF TR | 5,948 | $247K | 0.2% | $41.53 | $63.30 | — | ALL CP INSIDER | 25459Y769 |
| HPQ | HP INC | 12,359 | $247K | 0.2% | $19.99 * | $9.25 | +64.5% | COM | 40434L105 |
| FNDA | SCHWAB STRATEGIC TR | 6,702 | $243K | 0.2% | $36.26 * | $14.59 | +24.3% | SCHWAB FDT US SC | 808524763 |
| FXR | FIRST TR EXCHANGE TRADED FD | 6,526 | $242K | 0.2% | $37.08 | $35.74 | +3.9% | INDLS PROD DUR | 33734X150 |
| PSA | PUBLIC STORAGE | 1,125 | $241K | 0.2% | $214.22 * | $163.71 | -6.6% | COM | 74460D109 |
| GOOG | ALPHABET INC | 251 | $241K | 0.2% | $960.16 * | $45.49 | +4.6% | CAP STK CL C | 02079K107 |
| VOT | VANGUARD INDEX FDS | 1,972 | $240K | 0.2% | $121.70 | $116.19 | +4.8% | MCAP GR IDXVIP | 922908538 |
| IJK | ISHARES TR | 1,144 | $231K | 0.2% | $201.92 * | $49.29 | +2.6% | S&P MC 400GR ETF | 464287606 |
| BLDR | BUILDERS FIRSTSOURCE INC | 12,464 | $224K | 0.1% | $17.97 | $14.94 | +20.4% | COM | 12008R107 |
| WM | WASTE MGMT INC DEL | 2,863 | $224K | 0.1% | $78.24 * | $65.63 | +3.4% | COM | 94106L109 |
| CSCO | CISCO SYS INC | 6,614 | $222K | 0.1% | $33.57 * | $23.82 | +9.6% | COM | 17275R102 |
| — | COHERENT INC | 940 | $221K | 0.1% | $235.11 | $224.47 | — | COM | 192479103 |
| — | CLAYMORE EXCHANGE TRD FD TR | 10,264 | $217K | 0.1% | $21.14 | $21.24 | — | GUG BULL2018 E | 18383M530 |
| INTC | INTEL CORP | 5,523 | $210K | 0.1% | $38.02 * | $29.57 | +7.5% | COM | 458140100 |
| — | TORTOISE ENERGY INFRA CORP | 7,000 | $203K | 0.1% | $29.00 | $30.37 | — | COM | 89147L100 |
| — | POWERSHARES ETF TR II | 13,496 | $203K | 0.1% | $15.04 | $15.12 | — | PFD PORTFOLIO | 73936T565 |
| BAX | BAXTER INTL INC | 3,218 | $202K | 0.1% | $62.77 * | $53.53 | +1.8% | COM | 071813109 |
| FNDF | SCHWAB STRATEGIC TR | 6,717 | $201K | 0.1% | $29.92 | $28.96 | +3.2% | SCHWB FDT INT LG | 808524755 |
| — | DNP SELECT INCOME FD | 14,519 | $167K | 0.1% | $11.50 | $11.01 | — | COM | 23325P104 |
| — | BLACKROCK ENHANCED EQT DIV T | 13,080 | $119K | 0.1% | $9.10 | $8.79 | — | COM | 09251A104 |
| EXK | ENDEAVOUR SILVER CORP | 35,000 | $83,000 | 0.1% | $2.37 | $4.41 | -46.1% | COM | 29258Y103 |
| — | ABERDEEN ASIA PACIFIC INCOM | 13,000 | $67,000 | 0.0% | $5.15 | $5.00 | — | COM | 003009107 |