Location: Frankfurt Am Main, Germany
CIK: 0001123274 · Show all filings
Period: Q1 2015 (← Previous) (Next →)
Filing Date: May 8, 2015
Total Value: $417M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 167,650 | $34.61M | 8.3% | $206.43 | $192.97 | +7.0% | TR UNIT | 78462F103 |
| — | POWERSHARES QQQ TRUST | 233,620 | $24.67M | 5.9% | $105.60 | $95.51 | — | UNIT SER 1 | 73935A104 |
| TMO | THERMO FISHER SCIENTIFIC INC | 120,900 | $16.24M | 3.9% | $134.34 * | $119.50 | +8.9% | COM | 883556102 |
| — | GOOGLE INC | 29,154 | $16.17M | 3.9% | $554.71 | $857.77 | — | CL A | 38259P508 |
| SBUX | STARBUCKS CORP | 166,762 | $15.79M | 3.8% | $94.70 * | $31.12 | +22.5% | COM | 855244109 |
| PEP | PEPSICO INC | 142,565 | $13.63M | 3.3% | $95.62 * | $58.64 | +18.0% | COM | 713448108 |
| AAPL | APPLE INC | 108,736 | $13.53M | 3.2% | $124.43 * | $18.86 | +46.8% | COM | 037833100 |
| PG | PROCTER & GAMBLE CO | 154,273 | $12.64M | 3.0% | $81.94 * | $59.28 | +2.4% | COM | 742718109 |
| AMZN | AMAZON COM INC | 31,422 | $11.69M | 2.8% | $372.10 * | $17.29 | +7.6% | COM | 023135106 |
| — | PRAXAIR INC | 95,196 | $11.49M | 2.8% | $120.74 | $130.02 | — | COM | 74005P104 |
| TJX | TJX COS INC NEW | 137,840 | $9.656M | 2.3% | $70.05 * | $27.14 | +11.2% | COM | 872540109 |
| XLK | SELECT SECTOR SPDR TR | 227,716 | $9.437M | 2.3% | $41.44 * | $19.18 | +8.0% | TECHNOLOGY | 81369Y803 |
| — | GOOGLE INC | 14,744 | $8.08M | 1.9% | $548.02 | $575.46 | — | CL C | 38259P706 |
| WFC | WELLS FARGO & CO NEW | 145,375 | $7.908M | 1.9% | $54.40 * | $32.49 | +23.8% | COM | 949746101 |
| MRK | MERCK & CO INC NEW | 136,299 | $7.834M | 1.9% | $57.48 * | $34.65 | +13.4% | COM | 58933Y105 |
| MGV | VANGUARD WORLD FD | 128,000 | $7.651M | 1.8% | $59.77 | $57.02 | +4.8% | MEGA CAP VAL ETF | 921910840 |
| VYM | VANGUARD WHITEHALL FDS INC | 110,000 | $7.513M | 1.8% | $68.30 | $64.65 | +5.6% | HIGH DIV YLD | 921946406 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 51,503 | $7.433M | 1.8% | $144.32 | $141.78 | +1.8% | CL B NEW | 084670702 |
| OXY | OCCIDENTAL PETE CORP DEL | 99,666 | $7.276M | 1.7% | $73.00 * | $63.99 | -17.3% | COM | 674599105 |
| HEDJ | WISDOMTREE TR | 93,500 | $6.184M | 1.5% | $66.14 * | $31.00 | +6.7% | EUROPE HEDGED EQ | 97717X701 |
| AIG | AMERICAN INTL GROUP INC | 107,453 | $5.887M | 1.4% | $54.79 * | $38.27 | +10.2% | COM NEW | 026874784 |
| MGC | VANGUARD WORLD FD | 81,350 | $5.725M | 1.4% | $70.37 | $65.18 | +7.9% | MEGA CAP INDEX | 921910873 |
| DHR | DANAHER CORP DEL | 66,094 | $5.611M | 1.3% | $84.89 * | $31.73 | +9.4% | COM | 235851102 |
| HAL | HALLIBURTON CO | 125,108 | $5.49M | 1.3% | $43.88 * | $41.46 | -13.9% | COM | 406216101 |
| BABA | ALIBABA GROUP HLDG LTD | 56,032 | $4.664M | 1.1% | $83.24 | $99.65 | -16.5% | SPONSORED ADS | 01609W102 |
| IVW | ISHARES TR | 40,465 | $4.611M | 1.1% | $113.95 * | $25.27 | +12.7% | S&P 500 GRWT ETF | 464287309 |
| EOG | EOG RES INC | 49,416 | $4.531M | 1.1% | $91.69 * | $75.60 | -11.1% | COM | 26875P101 |
| ABT | ABBOTT LABS | 93,357 | $4.325M | 1.0% | $46.33 * | $33.63 | +12.3% | COM | 002824100 |
| IVE | ISHARES TR | 44,850 | $4.151M | 1.0% | $92.55 | $88.37 | +4.7% | S&P 500 VAL ETF | 464287408 |
| XLE | SELECT SECTOR SPDR TR | 46,540 | $3.611M | 0.9% | $77.59 * | $39.15 | -0.9% | SBI INT-ENERGY | 81369Y506 |
| IJR | ISHARES TR | 29,600 | $3.494M | 0.8% | $118.04 * | $56.92 | +3.7% | CORE S&P SCP ETF | 464287804 |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIO | 48,800 | $3.045M | 0.7% | $62.40 * | $49.17 | +12.5% | CL A | 192446102 |
| — | ANADARKO PETE CORP | 36,060 | $2.986M | 0.7% | $82.81 | $100.50 | — | COM | 032511107 |
| CVS | CVS HEALTH CORP | 27,275 | $2.815M | 0.7% | $103.21 * | $53.70 | +41.2% | COM | 126650100 |
| SLB | SCHLUMBERGER LTD | 32,134 | $2.681M | 0.6% | $83.43 * | $70.44 | -12.5% | COM | 806857108 |
| — | DISCOVER FINL SVCS | 47,465 | $2.675M | 0.6% | $56.36 | $57.32 | — | COM | 254709108 |
| IAT | ISHARES | 76,220 | $2.658M | 0.6% | $34.87 | $33.71 | +3.4% | US REGNL BKS ETF | 464288778 |
| GM | GENERAL MTRS CO | 68,295 | $2.561M | 0.6% | $37.50 * | $28.17 | +3.6% | COM | 37045V100 |
| C | CITIGROUP INC | 49,418 | $2.546M | 0.6% | $51.52 * | $37.58 | +2.1% | COM NEW | 172967424 |
| XOM | EXXON MOBIL CORP | 29,890 | $2.541M | 0.6% | $85.01 * | $55.99 | -4.6% | COM | 30231G102 |
| — | GENERAL ELECTRIC CO | 89,314 | $2.216M | 0.5% | $24.81 | $25.73 | — | COM | 369604103 |
| ITB | ISHARES | 78,000 | $2.202M | 0.5% | $28.23 | $26.67 | +5.8% | US HOME CONS ETF | 464288752 |
| IEF | ISHARES TR | 19,367 | $2.099M | 0.5% | $108.38 | $107.10 | +1.2% | 7-10 Y TR BD ETF | 464287440 |
| TLT | ISHARES TR | 13,745 | $1.796M | 0.4% | $130.67 | $108.18 | +20.8% | 20+ YR TR BD ETF | 464287432 |
| IFF | INTERNATIONAL FLAVORS&FRAGRA | 14,100 | $1.655M | 0.4% | $117.38 * | $81.69 | +11.1% | COM | 459506101 |
| — | WYNDHAM WORLDWIDE CORP | 16,969 | $1.535M | 0.4% | $90.46 | $74.44 | — | COM | 98310W108 |
| XLF | SELECT SECTOR SPDR TR | 60,891 | $1.468M | 0.4% | $24.11 * | $18.11 | +8.2% | SBI INT-FINL | 81369Y605 |
| — | PRICELINE GRP INC | 1,246 | $1.451M | 0.3% | $1164.53 | $1165.18 | — | COM NEW | 741503403 |
| V | VISA INC | 22,160 | $1.449M | 0.3% | $65.39 * | $59.98 | +1.1% | COM CL A | 92826C839 |
| VNQ | VANGUARD INDEX FDS | 17,000 | $1.429M | 0.3% | $84.06 | $78.45 | +7.5% | REIT ETF | 922908553 |
| EEM | ISHARES TR | 35,000 | $1.405M | 0.3% | $40.14 | $40.65 | -1.3% | MSCI EMG MKT ETF | 464287234 |
| — | DELPHI AUTOMOTIVE PLC | 17,173 | $1.369M | 0.3% | $79.72 | $67.95 | — | SHS | G27823106 |
| DIS | DISNEY WALT CO | 12,915 | $1.355M | 0.3% | $104.92 * | $85.40 | +11.8% | COM DISNEY | 254687106 |
| MDLZ | MONDELEZ INTL INC | 36,790 | $1.328M | 0.3% | $36.10 * | $28.34 | +0.2% | CL A | 609207105 |
| — | WHITEWAVE FOODS CO | 29,790 | $1.321M | 0.3% | $44.34 | $44.34 | — | COM | 966244105 |
| — | STERICYCLE INC | 9,255 | $1.3M | 0.3% | $140.46 | $137.62 | — | COM | 858912108 |
| COR | AMERISOURCEBERGEN CORP | 10,679 | $1.214M | 0.3% | $113.68 * | $48.66 | +71.9% | COM | 03073E105 |
| EBAY | EBAY INC | 20,932 | $1.207M | 0.3% | $57.66 * | $20.20 | +7.0% | COM | 278642103 |
| MGK | VANGUARD WORLD FD | 14,400 | $1.2M | 0.3% | $83.33 * | $15.72 | +6.0% | MEGA GRWTH IND | 921910816 |
| GLD | SPDR GOLD TRUST | 10,475 | $1.191M | 0.3% | $113.70 | $116.97 | -2.8% | GOLD SHS | 78463V107 |
| GILD | GILEAD SCIENCES INC | 12,080 | $1.185M | 0.3% | $98.10 * | $53.00 | +28.6% | COM | 375558103 |
| MMM | 3M CO | 7,112 | $1.173M | 0.3% | $164.93 * | $78.43 | +24.0% | COM | 88579Y101 |
| — | RADIUS HEALTH INC | 28,000 | $1.152M | 0.3% | $41.14 | $41.14 | — | COM NEW | 750469207 |
| — | CELGENE CORP | 9,934 | $1.145M | 0.3% | $115.26 | $113.10 | — | COM | 151020104 |
| PRGO | PERRIGO CO PLC | 6,650 | $1.111M | 0.3% | $167.07 | $158.71 | +4.3% | SHS | G97822103 |
| — | WABCO HLDGS INC | 8,435 | $1.036M | 0.2% | $122.82 | $97.51 | — | COM | 92927K102 |
| VZ | VERIZON COMMUNICATIONS INC | 21,193 | $1.031M | 0.2% | $48.65 * | $27.62 | +0.8% | COM | 92343V104 |
| QCOM | QUALCOMM INC | 14,760 | $1.023M | 0.2% | $69.31 * | $51.36 | -0.7% | COM | 747525103 |
| EWY | ISHARES | 17,728 | $1.015M | 0.2% | $57.25 | $58.35 | -1.9% | MSCI STH KOR ETF | 464286772 |
| — | COOPER COS INC | 5,360 | $1.005M | 0.2% | $187.50 | $124.00 | — | COM NEW | 216648402 |
| BA | BOEING CO | 6,599 | $990K | 0.2% | $150.02 * | $111.33 | +18.6% | COM | 097023105 |
| — | ISHARES | 72,910 | $969K | 0.2% | $13.29 | $14.68 | — | MSCI MALAYSI ETF | 464286830 |
| JNJ | JOHNSON & JOHNSON | 9,390 | $945K | 0.2% | $100.64 * | $66.06 | +12.9% | COM | 478160104 |
| — | ISHARES | 73,822 | $945K | 0.2% | $12.80 | $12.99 | — | MSCI SINGAP ETF | 464286673 |
| UNH | UNITEDHEALTH GROUP INC | 7,770 | $919K | 0.2% | $118.28 * | $67.36 | +47.7% | COM | 91324P102 |
| MU | MICRON TECHNOLOGY INC | 33,500 | $909K | 0.2% | $27.13 * | $31.53 | -16.0% | COM | 595112103 |
| — | CLAYMORE EXCHANGE TRD FD TR | 23,730 | $909K | 0.2% | $38.31 | $37.03 | — | GUGG CHN TECH | 18383Q135 |
| USB | US BANCORP DEL | 20,000 | $873K | 0.2% | $43.65 * | $25.38 | +17.7% | COM NEW | 902973304 |
| LYB | LYONDELLBASELL INDUSTRIES N | 9,799 | $860K | 0.2% | $87.76 * | $42.27 | +15.9% | SHS - A - | N53745100 |
| MCD | MCDONALDS CORP | 8,698 | $848K | 0.2% | $97.49 * | $70.25 | +6.0% | COM | 580135101 |
| FDN | FIRST TR EXCHANGE TRADED FD | 13,000 | $844K | 0.2% | $64.92 | $55.71 | +16.5% | DJ INTERNT IDX | 33733E302 |
| BIIB | BIOGEN INC | 1,990 | $840K | 0.2% | $422.11 | $272.72 | +54.8% | COM | 09062X103 |
| BIDU | BAIDU INC | 4,030 | $840K | 0.2% | $208.44 | $222.82 | -6.5% | SPON ADR REP A | 056752108 |
| NXPI | NXP SEMICONDUCTORS N V | 8,120 | $821K | 0.2% | $101.11 * | $63.91 | +39.5% | COM | N6596X109 |
| AME | AMETEK INC NEW | 14,625 | $768K | 0.2% | $52.51 * | $44.88 | +8.9% | COM | 031100100 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 2,550 | $755K | 0.2% | $296.08 * | $168.27 | +21.3% | COM | 018581108 |
| GS | GOLDMAN SACHS GROUP INC | 3,990 | $750K | 0.2% | $187.97 * | $132.38 | +14.6% | COM | 38141G104 |
| — | LINKEDIN CORP | 3,000 | $750K | 0.2% | $250.00 | $184.52 | — | COM CL A | 53578A108 |
| META | FACEBOOK INC | 9,075 | $746K | 0.2% | $82.20 | $77.80 | +5.0% | CL A | 30303M102 |
| KSS | KOHLS CORP | 9,440 | $739K | 0.2% | $78.28 | $55.82 | +40.2% | COM | 500255104 |
| VRSN | VERISIGN INC | 10,880 | $729K | 0.2% | $67.00 | $54.03 | +22.9% | COM | 92343E102 |
| ORCL | ORACLE CORP | 16,820 | $726K | 0.2% | $43.16 * | $30.10 | +21.9% | COM | 68389X105 |
| — | ISHARES | 45,932 | $723K | 0.2% | $15.74 | $15.18 | — | MSCI TAIWAN ETF | 464286731 |
| EWA | ISHARES | 31,398 | $718K | 0.2% | $22.87 | $23.69 | -3.5% | MSCI AUST ETF | 464286103 |
| NWL | NEWELL RUBBERMAID INC | 18,300 | $715K | 0.2% | $39.07 * | $20.38 | +26.0% | COM | 651229106 |
| EIDO | ISHARES TR | 25,599 | $710K | 0.2% | $27.74 | $27.17 | +2.1% | MSCI INDONIA ETF | 46429B309 |
| AXP | AMERICAN EXPRESS CO | 9,080 | $709K | 0.2% | $78.08 * | $74.15 | -9.6% | COM | 025816109 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 3,800 | $675K | 0.2% | $177.63 | $159.21 | +11.5% | UT SER 1 | 78467X109 |
| ITW | ILLINOIS TOOL WKS INC | 6,930 | $673K | 0.2% | $97.11 * | $61.30 | +23.1% | COM | 452308109 |
| IWM | ISHARES TR | 5,412 | $673K | 0.2% | $124.35 | $110.45 | +12.6% | RUSSELL 2000 ETF | 464287655 |
| MCO | MOODYS CORP | 6,460 | $671K | 0.2% | $103.87 * | $66.44 | +40.2% | COM | 615369105 |
| AMGN | AMGEN INC | 4,190 | $670K | 0.2% | $159.90 * | $81.79 | +43.1% | COM | 031162100 |
| — | BED BATH & BEYOND INC | 8,699 | $668K | 0.2% | $76.79 | $76.24 | — | COM | 075896100 |
| ROK | ROCKWELL AUTOMATION INC | 5,660 | $657K | 0.2% | $116.08 * | $88.40 | +6.2% | COM | 773903109 |
| — | ENERGIZER HLDGS INC | 4,730 | $653K | 0.2% | $138.05 | $111.88 | — | COM | 29266R108 |
| — | STARWOOD HOTELS&RESORTS WRLD | 7,750 | $647K | 0.2% | $83.48 | $79.89 | — | COM | 85590A401 |
| — | NORDSTROM INC | 8,050 | $647K | 0.2% | $80.37 | $64.45 | — | COM | 655664100 |
| MSFT | MICROSOFT CORP | 15,570 | $633K | 0.2% | $40.66 * | $33.31 | +4.8% | COM | 594918104 |
| ADBE | ADOBE SYS INC | 8,540 | $631K | 0.2% | $73.89 | $59.76 | +23.7% | COM | 00724F101 |
| WDC | WESTERN DIGITAL CORP | 6,880 | $626K | 0.2% | $90.99 * | $47.43 | +22.0% | COM | 958102105 |
| — | DISH NETWORK CORP | 8,870 | $621K | 0.1% | $70.01 | $59.15 | — | CL A | 25470M109 |
| — | UNITED TECHNOLOGIES CORP | 5,279 | $619K | 0.1% | $117.26 | $109.94 | — | COM | 913017109 |
| WAT | WATERS CORP | 4,960 | $617K | 0.1% | $124.40 | $102.87 | +20.9% | COM | 941848103 |
| HAL | HALLIBURTON CO | 13,700 | $601K | 0.1% | $43.87 * | $41.46 | -13.9% | Put | 406216101 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 2,159 | $599K | 0.1% | $277.44 | $251.06 | +10.4% | UTSER1 S&PDCRP | 78467Y107 |
| COF | CAPITAL ONE FINL CORP | 7,500 | $591K | 0.1% | $78.80 * | $58.50 | +10.8% | COM | 14040H105 |
| CL | COLGATE PALMOLIVE CO | 8,300 | $576K | 0.1% | $69.40 * | $49.13 | +9.7% | COM | 194162103 |
| UNP | UNION PAC CORP | 5,300 | $574K | 0.1% | $108.30 * | $69.67 | +22.0% | COM | 907818108 |
| — | BARD C R INC | 3,420 | $572K | 0.1% | $167.25 | $149.07 | — | COM | 067383109 |
| STT | STATE STR CORP | 7,590 | $558K | 0.1% | $73.52 * | $50.87 | +7.0% | COM | 857477103 |
| SLV | ISHARES SILVER TRUST | 35,000 | $558K | 0.1% | $15.94 | $18.90 | -15.7% | ISHARES | 46428Q109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,440 | $552K | 0.1% | $160.47 * | $106.18 | -7.8% | COM | 459200101 |
| ECL | ECOLAB INC | 4,800 | $549K | 0.1% | $114.38 * | $97.19 | +4.6% | COM | 278865100 |
| — | VARIAN MED SYS INC | 5,730 | $539K | 0.1% | $94.07 | $83.85 | — | COM | 92220P105 |
| TXN | TEXAS INSTRS INC | 9,285 | $531K | 0.1% | $57.19 * | $41.73 | +2.0% | COM | 882508104 |
| — | HEWLETT PACKARD CO | 17,050 | $531K | 0.1% | $31.14 | $28.15 | — | COM | 428236103 |
| PM | PHILIP MORRIS INTL INC | 6,940 | $523K | 0.1% | $75.36 * | $47.86 | -7.7% | COM | 718172109 |
| RRC | RANGE RES CORP | 10,000 | $520K | 0.1% | $52.00 | $49.61 | +4.9% | COM | 75281A109 |
| WYNN | WYNN RESORTS LTD | 3,700 | $466K | 0.1% | $125.95 * | $141.38 | -22.9% | COM | 983134107 |
| MO | ALTRIA GROUP INC | 9,292 | $465K | 0.1% | $50.04 * | $17.43 | +42.7% | COM | 02209S103 |
| — | SEATTLE GENETICS INC | 12,500 | $442K | 0.1% | $35.36 | $39.92 | — | COM | 812578102 |
| APD | AIR PRODS & CHEMS INC | 2,880 | $436K | 0.1% | $151.39 * | $105.81 | +1.7% | COM | 009158106 |
| ABBV | ABBVIE INC | 7,390 | $433K | 0.1% | $58.59 * | $30.73 | +22.6% | COM | 00287Y109 |
| CSCO | CISCO SYS INC | 15,100 | $416K | 0.1% | $27.55 * | $15.20 | +30.3% | COM | 17275R102 |
| VGT | VANGUARD WORLD FDS | 3,900 | $415K | 0.1% | $106.41 * | $13.20 | +0.9% | INF TECH ETF | 92204A702 |
| IWR | ISHARES TR | 2,390 | $414K | 0.1% | $173.22 * | $42.51 | +1.8% | RUS MID-CAP ETF | 464287499 |
| TECL | DIREXION SHS ETF TR | 2,900 | $403K | 0.1% | $138.97 * | $3.08 | +13.1% | DLY TECH BULL 3X | 25459W102 |
| XLV | SELECT SECTOR SPDR TR | 5,531 | $401K | 0.1% | $72.50 | $62.62 | +15.8% | SBI HEALTHCARE | 81369Y209 |
| VO | VANGUARD INDEX FDS | 3,000 | $398K | 0.1% | $132.67 * | $27.36 | +21.2% | MID CAP ETF | 922908629 |
| INTC | INTEL CORP | 12,300 | $385K | 0.1% | $31.30 * | $20.95 | +15.4% | COM | 458140100 |
| MGA | MAGNA INTL INC | 6,600 | $353K | 0.1% | $53.48 * | $37.70 | +4.5% | COM | 559222401 |
| COST | COSTCO WHSL CORP NEW | 2,170 | $329K | 0.1% | $151.61 * | $120.91 | +4.6% | COM | 22160K105 |
| — | DU PONT E I DE NEMOURS & CO | 4,500 | $322K | 0.1% | $71.56 | $73.72 | — | COM | 263534109 |
| — | RYDEX ETF TRUST | 3,500 | $322K | 0.1% | $92.00 | $92.00 | — | GUG S&P500EQWTTE | 78355W817 |
| IWF | ISHARES TR | 3,120 | $309K | 0.1% | $99.04 * | $24.43 | +1.2% | RUS 1000 GRW ETF | 464287614 |
| — | MARKET VECTORS ETF TR | 8,300 | $280K | 0.1% | $33.73 | $35.90 | — | OIL SVCS ETF | 57060U191 |
| — | YAHOO INC | 250,000 | $271K | 0.1% | $1.08 | $1.14 | — | NOTE 12/0 | 984332AF3 |
| — | JOHNSON CTLS INC | 5,300 | $267K | 0.1% | $50.38 | $43.95 | — | COM | 478366107 |
| — | REYNOLDS AMERICAN INC | 3,729 | $257K | 0.1% | $68.92 | $59.00 | — | COM | 761713106 |
| NFLX | NETFLIX INC | 600 | $250K | 0.1% | $416.67 * | $6.07 | -1.9% | COM | 64110L106 |
| DXJ | WISDOMTREE TR | 4,480 | $247K | 0.1% | $55.13 * | $156.25 | +5.8% | JAPN HEDGE EQT | 97717W851 |
| — | KRAFT FOODS GROUP INC | 2,585 | $225K | 0.1% | $87.04 | $56.35 | — | COM | 50076Q106 |
| — | BEACON ROOFING SUPPLY INC | 6,800 | $213K | 0.1% | $31.32 | $31.32 | — | COM | 073685109 |
| — | YANDEX NV | 250,000 | $208K | 0.0% | $0.83 | $0.83 | — | NOTE 1.125%12/1 | 98474TAB3 |
| MTG | MGIC INVT CORP WIS | 15,000 | $144K | 0.0% | $9.60 | $8.71 | +10.5% | COM | 552848103 |
| — | ROYAL GOLD INC | 35,000 | $36,000 | 0.0% | $1.03 | $0.95 | — | NOTE 2.875% 6/1 | 780287AA6 |
| — | IMMUNE PHARMACEUTICALS INC | 12,900 | $23,000 | 0.0% | $1.78 | $3.49 | — | COM | 45254C101 |