CIK: 0000932724 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 3, 2017
Total Value ($000): $928,871 (99.6% shares, 0.4% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GAMI | GAMCO INVESTORS INC COM | 4,393,055 | $130,034 | 14.0% | $24.16 | -8.3% | PRIVATE INVESTME | 361438104 |
| NXPI | NXP SEMICONDUCTORS N V COM | 488,812 | $53,500 | 5.8% | $88.44 | +7.6% | COM | N6596X109 |
| — | MOBILEYE NV | 639,907 | $40,186 | 4.3% | $61.94 | — | COM | N51488117 |
| — | PANERA BREAD COMPANY-CL A | 112,396 | $35,364 | 3.8% | $314.64 | — | COM | 69840W108 |
| — | TIME WARNER INC COM | 337,756 | $33,914 | 3.7% | $97.96 | — | COM | 887317303 |
| — | ALERE INC | 662,383 | $33,245 | 3.6% | $47.42 | — | COM | 01449J105 |
| — | ALTABA INC | 572,394 | $31,184 | 3.4% | $54.48 | — | COM | 021346101 |
| — | BARD C R INC COM | 98,185 | $31,037 | 3.3% | $316.11 | — | COM | 067383109 |
| — | VCA ANTECH INC COM | 294,263 | $27,163 | 2.9% | $91.54 | — | COM | 918194101 |
| — | REYNOLDS AMERICAN INC | 392,798 | $25,548 | 2.8% | $62.86 | — | COM | 761713106 |
| — | LIBERTY SIRIUS GROUP C | 593,400 | $24,745 | 2.7% | $31.18 | — | COM | 531229607 |
| — | ALLIED WRLD ASSUR COM HLDG ASH | 438,420 | $23,192 | 2.5% | $53.27 | — | COM | H01531104 |
| — | CABELAS INC- CL A COM | 324,757 | $19,297 | 2.1% | $57.19 | — | COM | 126804301 |
| — | KATE SPADE & CO COM | 1,037,252 | $19,179 | 2.1% | $18.53 | — | COM | 485865109 |
| — | LEVEL 3 COMM | 304,643 | $18,065 | 1.9% | $58.09 | — | COM | 52729N308 |
| — | MONSANTO CO NEW COM | 141,258 | $16,719 | 1.8% | $112.47 | — | COM | 61166W101 |
| — | DOW CHEMICAL CORP | 247,598 | $15,616 | 1.7% | $63.07 | — | COM | 260543103 |
| — | GDL FUND | 1,486,993 | $15,257 | 1.6% | $10.01 | — | MUTUAL FUNDS | 361570104 |
| — | RICE ENERGY INC COM | 506,250 | $13,481 | 1.5% | $26.63 | — | COM | 762760106 |
| — | PATHEON NV | 356,188 | $12,424 | 1.3% | $34.88 | — | COM | N6865W105 |
| — | WESTAR ENERGY INC | 230,648 | $12,229 | 1.3% | $56.39 | — | COM | 95709T100 |
| — | GABELLI DIV&INC TR COM | 537,951 | $11,738 | 1.3% | $18.59 | — | MUTUAL FUNDS | 36242H104 |
| — | NEUSTAR INC CL A | 340,037 | $11,340 | 1.2% | $33.25 | — | COM | 64126X201 |
| — | BROCADE COMMUNICATIONS SYS ICO | 882,448 | $11,128 | 1.2% | $12.49 | — | COM | 111621306 |
| — | PAREXEL INTL CORP COM | 127,560 | $11,086 | 1.2% | $86.91 | — | COM | 699462107 |
| — | TERRAFORM GLOBAL INC CL A | 2,153,619 | $10,876 | 1.2% | $4.91 | — | COM | 88104M101 |
| — | CU BANCORP CALIF COM | 286,700 | $10,364 | 1.1% | $36.15 | — | COM | 126534106 |
| — | AKORN INC | 289,426 | $9,707 | 1.0% | $33.54 | — | COM | 009728106 |
| — | WHOLE FOODS MKT INC COM | 224,755 | $9,464 | 1.0% | $42.11 | — | COM | 966837106 |
| — | SPECTRANETICS CORP COM | 246,327 | $9,459 | 1.0% | $38.40 | — | COM | 84760C107 |
| — | PACIFIC CONTINENTAL CORP COM | 351,735 | $8,987 | 1.0% | $24.50 | — | COM | 69412V108 |
| LEN/B | LENNAR B SHARES | 191,802 | $8,625 | 0.9% | $29.87 | +21.5% | COM | 526057302 |
| — | FORESTAR GROUP INC COM | 438,043 | $7,512 | 0.8% | $17.15 | — | COM | 346233109 |
| — | WEST CORP COM | 316,165 | $7,373 | 0.8% | $23.32 | — | COM | 952355204 |
| — | TRIBUNE MEDIA CO - A | 179,695 | $7,326 | 0.8% | $40.21 | — | COM | 896047503 |
| — | VWR CORP | 218,554 | $7,214 | 0.8% | $33.01 | — | COM | 91843L103 |
| — | NUTRACEUTICAL INTL CORP COM | 163,420 | $6,806 | 0.7% | $41.65 | — | COM | 67060Y101 |
| — | GENERAL COMMUNICATIONS INC CL | 177,472 | $6,503 | 0.7% | $36.64 | — | COM | 369385109 |
| — | DOMINION DIAMOND CORP COM | 463,242 | $5,818 | 0.6% | $12.60 | — | COM | 257287102 |
| — | RITE AID CORP COM | 1,868,755 | $5,513 | 0.6% | $7.37 | — | COM | 767754104 |
| — | LORAL SPACE & COMMUNICATNS ICO | 123,568 | $5,134 | 0.6% | $46.64 | — | COM | 543881106 |
| — | MONEYGRAM INTERNATIONAL INC CO | 290,891 | $5,018 | 0.5% | $17.17 | — | COM | 60935Y208 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 245,703 | $4,972 | 0.5% | $16.75 | — | MUTUAL FUNDS | 36242L105 |
| — | STRAIGHT PATH COMMUNICATNS ICL | 27,561 | $4,951 | 0.5% | $179.64 | — | COM | 862578101 |
| WFC | WELLS FARGO & CO NEW | 81,743 | $4,529 | 0.5% | $27.36 | +54.1% | COM | 949746101 |
| — | DIGITALGLOBE INC COM NEW | 126,754 | $4,221 | 0.5% | $32.85 | — | COM | 25389M877 |
| — | NEW YORK REIT INC COM | 478,534 | $4,135 | 0.4% | $8.64 | — | CONVERTIBLE PREF | 64976L109 |
| INCY | INCYTE GENOMICS INC COM | 29,100 | $3,664 | 0.4% | $127.25 | 0.0% | COM | 45337C102 |
| — | WGL HLDGS INC COM | 40,500 | $3,379 | 0.4% | $82.69 | — | COM | 92924F106 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL | 6,500 | $2,705 | 0.3% | $7.17 | +29.3% | COM | 169656105 |
| BAC | BANK OF AMERICA | 108,729 | $2,638 | 0.3% | $10.03 | +90.5% | COM | 060505104 |
| — | XCERRA CORP COM | 259,457 | $2,535 | 0.3% | $9.77 | — | COM | 98400J108 |
| — | STONEGATE BK FT LAUDERDALE FCO | 54,166 | $2,501 | 0.3% | $46.17 | — | COM | 861811107 |
| HPE | HEWLETT PACKARD ENTERPRISE CCO | 147,315 | $2,444 | 0.3% | $9.96 | +7.7% | COM | 42824C109 |
| LSCC | LATTICE SEMICONDUCTOR CORP COM | 365,315 | $2,433 | 0.3% | $7.25 | — | COM | 518415104 |
| — | KKR & CO. L.P | 120,410 | $2,240 | 0.2% | $15.59 | — | COM | 48248M102 |
| — | CARDCONNECT CORP COM | 148,200 | $2,230 | 0.2% | $15.05 | — | COM | 14141X108 |
| — | CLOVIS ONCOLOGY INC COM | 20,700 | $1,938 | 0.2% | $83.95 | — | COM | 189464100 |
| — | ONEBEACON INSURANCE GROUP LTCL | 104,659 | $1,908 | 0.2% | $18.23 | — | COM | G67742109 |
| GYRO | GYRODYNE LLC COM | 87,994 | $1,804 | 0.2% | $16.93 | +17.8% | COM | 403829104 |
| — | GABELLI GO ANYWHERE TRUST | 97,920 | $1,665 | 0.2% | $20.13 | — | MUTUAL FUNDS | 36250J109 |
| NESR | NATIONAL ENERGY SERVICES REUSH | 171,800 | $1,641 | 0.2% | $9.55 | — | COM | G6375R107 |
| — | LIBERTY GLOBAL PLC SHS CL C | 47,799 | $1,490 | 0.2% | $28.65 | — | COM | G5480U120 |
| — | NORD ANGLIA EDUCATION INC SHS | 44,581 | $1,452 | 0.2% | $32.57 | — | COM | G6583A102 |
| ADBE | ADOBE SYSTEMS INC COM | 10,000 | $1,414 | 0.2% | $70.88 | +93.2% | COM | 00724F101 |
| FCX | FREEPORT MCMORAN COPPER&GOLD C | 115,400 | $1,386 | 0.1% | $6.37 | +72.8% | COM | 35671D857 |
| — | PANDORA MEDIA INC COM | 154,200 | $1,375 | 0.1% | $8.92 | — | COM | 698354107 |
| VZ | VERIZON COMMUNICATIONS | 30,000 | $1,340 | 0.1% | $29.53 | 0.0% | COM | 92343V104 |
| IBKR | INTERACTIVE BROKERS | 34,000 | $1,272 | 0.1% | $9.71 | -13.5% | COM | 45841N107 |
| — | PROSHARES TRUST PSHS ULSHT SP5 | 100,000 | $1,268 | 0.1% | $17.68 | — | ETF - EQUITY | 74347B300 |
| — | ENERNOC INC COM | 162,600 | $1,260 | 0.1% | $7.75 | — | COM | 292764107 |
| — | BANCROFT FUND LTD COM | 55,400 | $1,201 | 0.1% | $18.19 | — | MUTUAL FUNDS | 059695106 |
| POST | POST HOLDINGS INC | 15,000 | $1,165 | 0.1% | $34.36 | +56.9% | COM | 737446104 |
| PEP | PEPSICO INC | 10,000 | $1,155 | 0.1% | $64.88 | +35.9% | COM | 713448108 |
| — | SCICLONE PHARMACEUTICALS INCCO | 102,261 | $1,125 | 0.1% | $11.00 | — | COM | 80862K104 |
| — | SYNERON MEDICAL LTD ORD SHS | 97,775 | $1,071 | 0.1% | $10.95 | — | COM | M87245102 |
| — | ALBANY MOLECULAR RESEARCH | 48,859 | $1,060 | 0.1% | $21.70 | — | COM | 012423109 |
| RHP | RYMAN HOSPITALITY PPTYS INC CO | 16,395 | $1,049 | 0.1% | $51.93 | — | COM | 78377T107 |
| — | FORTRESS INVESTMENT GROUP CL A | 130,700 | $1,044 | 0.1% | $7.99 | — | COM | 34958B106 |
| — | XACTLY CORP COM | 66,303 | $1,038 | 0.1% | $15.66 | — | COM | 98386L101 |
| — | GAS NAT INC COM | 77,200 | $998 | 0.1% | $12.57 | — | COM | 367204104 |
| BK | BANK OF NEW YORK MELLON CORP | 19,000 | $969 | 0.1% | $26.58 | +42.8% | COM | 064058100 |
| SONY | SONY CORP-ADR (B:SNE US) | 25,000 | $955 | 0.1% | $20.26 | — | COM | 835699307 |
| CVX | CHEVRON CORP | 8,600 | $897 | 0.1% | $58.05 | +26.1% | COM | 166764100 |
| — | ROYAL BANCSHARES PA INC CL A | 207,950 | $880 | 0.1% | $4.23 | — | COM | 780081105 |
| — | GABELLI MULTIMEDIA TRST INC | 95,814 | $857 | 0.1% | $7.54 | — | MUTUAL FUNDS | 36239Q109 |
| AVA | AVISTA CORP COM | 20,000 | $849 | 0.1% | $21.73 | +34.4% | COM | 05379B107 |
| — | ARI NETWORK SVCS INC COM NEW | 119,873 | $845 | 0.1% | $7.05 | — | COM | 001930205 |
| — | INNOCOLL HLDGS PLC SHS | 351,666 | $802 | 0.1% | $2.28 | — | COM | G4783X105 |
| — | ASTORIA FINL CORP COM | 39,612 | $798 | 0.1% | $17.89 | — | COM | 046265104 |
| AKAM | AKAMAI TECHNOLOGIES INC COM | 15,000 | $747 | 0.1% | $60.64 | -13.0% | COM | 00971T101 |
| — | APACHE CORP | 15,500 | $743 | 0.1% | $48.84 | — | COM | 037411105 |
| DVN | DEVON ENERGY CORP NEW | 23,200 | $742 | 0.1% | $16.97 | +52.4% | COM | 25179M103 |
| — | GLOBAL SOURCES LTD COM | 36,835 | $737 | 0.1% | $11.78 | — | COM | G39300101 |
| — | FELCOR LODGING TR INC COM | 99,501 | $717 | 0.1% | $7.36 | — | COM | 31430F101 |
| BMRN | BIOMARIN PHARMACEUTICAL INC CO | 7,850 | $713 | 0.1% | $88.96 | +2.3% | COM | 09061G101 |
| MSFT | MICROSOFT CORP | 10,000 | $689 | 0.1% | $37.66 | +65.5% | COM | 594918104 |
| MDLZ | MONDELEZ INTERNATIONAL | 15,400 | $665 | 0.1% | $29.39 | +24.8% | COM | 609207105 |
| — | GABELLI GLB SML & MD CP VAL CO | 52,773 | $652 | 0.1% | $10.42 | — | MUTUAL FUNDS | 36249W104 |
| LBTYAUSD | LIBERTY GLOBAL PLC SHS CL A | 19,524 | $627 | 0.1% | $29.04 | — | COM | G5480U104 |
| — | CBS CORP CLASS A | 9,642 | $625 | 0.1% | $51.07 | — | COM | 124857103 |
| GRFS | GRIFOLS SA SP ADR REP B NVT | 29,400 | $621 | 0.1% | $21.12 | — | COM | 398438408 |
| ETN | EATON CORP PLC SHS | 7,900 | $615 | 0.1% | $47.54 | +34.5% | COM | G29183103 |
| — | KCG HLDGS INC CL A | 30,834 | $615 | 0.1% | $19.95 | — | COM | 48244B100 |
| — | GENERAL ELEC CO | 22,500 | $608 | 0.1% | $28.74 | — | COM | 369604103 |
| — | TESLA MOTORS 1.250 03/1/21 | 500,000 | $581 | 0.1% | $0.85 | — | CONVERTIBLE BOND | 88160RAC5 |
| — | PHH CORP COM NEW | 41,223 | $568 | 0.1% | $13.78 | — | COM | 693320202 |
| — | SNYDERS LANCE INC COM | 15,500 | $537 | 0.1% | $31.56 | — | COM | 833551104 |
| C | CITIGROUP INC | 8,000 | $535 | 0.1% | $38.81 | +19.7% | COM | 172967424 |
| — | IONS 1.000 11/15/21 | 500,000 | $533 | 0.1% | $0.93 | — | CONVERTIBLE BOND | 464337AJ3 |
| — | LIBERTY INTERACTIVE CORP LBT V | 10,200 | $533 | 0.1% | $36.86 | — | COM | 53071M856 |
| — | TWENTY FIRST CENTY FOX B | 19,000 | $530 | 0.1% | $30.51 | — | COM | 90130A200 |
| — | BTO CN 3 1/4 10/1/18 | 500,000 | $529 | 0.1% | $0.89 | — | CONVERTIBLE BOND | 11777QAB6 |
| — | TWO 6 1/4 1/15/22 | 500,000 | $527 | 0.1% | $1.03 | — | CONVERTIBLE BOND | 90187BAA9 |
| TGNA | TEGNA INC COM | 36,400 | $526 | 0.1% | $15.37 | 0.0% | COM | 87901J105 |
| — | INTRAWEST RESORTS HLDGS INC CO | 21,784 | $517 | 0.1% | $23.73 | — | COM | 46090K109 |
| — | KINDRED HEALTHCARE INC COM | 43,953 | $512 | 0.1% | $11.65 | — | COM | 494580103 |
| PNC | PNC FINANCIAL CORP | 4,000 | $499 | 0.1% | $66.73 | +35.4% | COM | 693475105 |
| — | NEXVET BIOPHARMA PUB LTD CO OR | 71,100 | $476 | 0.1% | $6.69 | — | COM | G6503X109 |
| CW | CURTISS WRIGHT CORP | 5,000 | $459 | 0.0% | $63.33 | +36.7% | COM | 231561101 |
| TDS | TELEPHONE & DATA SYS | 16,000 | $444 | 0.0% | $23.25 | +18.2% | COM | 879433829 |
| CHTR | CHARTER COMMUNICATIONS INC | 1,302 | $439 | 0.0% | $214.89 | +55.2% | COM | 16119P108 |
| — | ALLERGAN PLC SHS | 1,800 | $438 | 0.0% | $264.04 | — | COM | G0177J108 |
| — | INTERNAP NETWORK SVCS CORP COM | 116,300 | $427 | 0.0% | $6.40 | — | COM | 45885A300 |
| — | VIACOM INC NEW CL A | 11,200 | $426 | 0.0% | $51.35 | — | COM | 92553P102 |
| CNS | COHEN & STEERS INC COM | 10,500 | $426 | 0.0% | $18.70 | +41.7% | COM | 19247A100 |
| DGII | DIGI INTL INC COM | 41,896 | $425 | 0.0% | $12.26 | -13.4% | COM | 253798102 |
| AD | UNITED STATES CELLULAR CORP | 10,200 | $391 | 0.0% | $23.10 | -3.0% | COM | 911684108 |
| IEP | ICAHN ENTERPRISES LP DEPOSITRY | 7,500 | $387 | 0.0% | $58.28 | — | COM | 451100101 |
| SFL 5.75 10/15/21 | SFL 5 3/4 10/15/21 | 400,000 | $385 | 0.0% | $0.96 | — | CONVERTIBLE BOND | G81075AF3 |
| — | LIBERTY EXPEDIA HOLDINGS SER A | 6,800 | $367 | 0.0% | $39.71 | — | COM | 53046P109 |
| — | MIC 2.875 07/15/19 | 325,000 | $360 | 0.0% | $1.13 | — | CORPORATE BONDS | 55608BAA3 |
| MBI | MBIA INC | 38,000 | $358 | 0.0% | $3.71 | 0.0% | COM | 55262C100 |
| — | DISH NETWORK CORPORATION | 5,700 | $358 | 0.0% | $59.99 | — | COM | 25470M109 |
| — | PDCE 1 1/8 9/15/21 | 375,000 | $342 | 0.0% | $1.05 | — | CONVERTIBLE BOND | 69327RAD3 |
| — | WELLS FARGO CV PFD L 7.500 | 250 | $328 | 0.0% | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| NEM | NEWMONT MINING CORP HOLDING CO | 10,000 | $324 | 0.0% | $14.41 | +84.5% | COM | 651639106 |
| NFG | NATIONAL FUEL GAS CO N J COM | 5,700 | $318 | 0.0% | $55.39 | +1.6% | COM | 636180101 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 13,000 | $317 | 0.0% | $27.75 | — | COM | 40049J206 |
| — | INTEL CORP 3.25 8/1/39 144A | 175,000 | $290 | 0.0% | $1.64 | — | CONVERTIBLE BOND | 458140AF7 |
| BRSL | INTERNATIONAL GAME TECH PLC SH | 15,457 | $283 | 0.0% | $12.41 | 0.0% | COM | G4863A108 |
| GNW | GENWORTH FINL INC COM CL A | 74,875 | $282 | 0.0% | $3.79 | 0.0% | COM | 37247D106 |
| — | DESTINATION MATERNITY CORP COM | 86,548 | $280 | 0.0% | $5.17 | — | COM | 25065D100 |
| — | LIBERTY BRAVES GROUP C | 11,339 | $272 | 0.0% | $15.24 | — | COM | 531229888 |
| — | AMD 2 1/8 9/1/26 | 150,000 | $263 | 0.0% | $1.09 | — | CONVERTIBLE BOND | 007903BD8 |
| CORT | CORCEPT THERAPEUTICS INC OC-CO | 22,000 | $260 | 0.0% | $1.80 | +504.7% | COM | 218352102 |
| — | NOVADAQ TECHNOLOGIES INC COM | 21,800 | $255 | 0.0% | $11.70 | — | COM | 66987G102 |
| — | ENVISION HEALTHCARE CORP | 4,000 | $251 | 0.0% | $61.25 | — | COM | 29414D100 |
| EPC | EDGEWELL PERS CARE CO | 3,100 | $236 | 0.0% | $69.28 | -3.2% | COM | 28035Q102 |
| AXP | AMERICAN EXPRESS CO | 2,800 | $236 | 0.0% | $60.34 | +16.5% | COM | 025816109 |
| XYL | XYLEM INC | 4,000 | $222 | 0.0% | $32.65 | +43.9% | COM | 98419M100 |
| ABT | ABBOTT LABS | 4,500 | $219 | 0.0% | $36.93 | +5.3% | COM | 002824100 |
| — | HC2 HLDGS INC COM | 37,100 | $218 | 0.0% | $8.43 | — | COM | 404139107 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 3,000 | $214 | 0.0% | $19.86 | +0.9% | COM | 631103108 |
| SSP | SCRIPPS E W CO OHIO CL A | 12,000 | $214 | 0.0% | $14.70 | 0.0% | COM | 811054402 |
| — | AMERCIAN TOWER CORP 5.500 2/1 | 1,750 | $212 | 0.0% | $121.14 | — | CONVERTIBLE PREF | 03027X407 |
| TXN | TEXAS INSTRUMENTS INC | 2,700 | $208 | 0.0% | $60.64 | +4.1% | COM | 882508104 |
| — | SPWR 4 1/15/23 | 200,000 | $175 | 0.0% | $0.88 | — | CONVERTIBLE BOND | 867652AL3 |
| — | MACYS INC | 100 | $160 | 0.0% | — | — | Put | 55616P954 |
| — | AVIRAGEN THERAPEUTICS INC | 224,477 | $150 | 0.0% | $1.40 | — | COM | 053761102 |
| MWA | MUELLER WATER PRODUCTS INC | 12,000 | $140 | 0.0% | $9.93 | 0.0% | COM | 624758108 |
| AGI | ALAMOS GOLD INC NEW COM CL A | 18,847 | $135 | 0.0% | $3.74 | +79.0% | COM | 011532108 |
| — | WEATHERFORD INTERNATIONAL PLC | 33,000 | $128 | 0.0% | $6.94 | — | COM | G48833100 |
| — | CLEAR CHANNEL OUTDOOR HLDGS CL | 17,000 | $82 | 0.0% | $7.44 | — | COM | 18451C109 |
| — | COVISINT CORP | 30,900 | $76 | 0.0% | $2.46 | — | COM | 22357R103 |
| — | GAMCO NAT RESOURCE GOLD X | 10,169 | $69 | 0.0% | $6.79 | — | MUTUAL FUNDS | 36465E101 |
| OPK | OPKO HEALTH INC COM | 10,000 | $66 | 0.0% | $13.24 | -47.0% | COM | 68375N103 |
| — | GABELLI GOLD NAT RES & INCOM | 10,621 | $59 | 0.0% | $5.61 | — | MUTUAL FUNDS | 36465A109 |
| — | VEON LTD ADR | 12,000 | $47 | 0.0% | $4.08 | — | COM | 91822M106 |
| — | COMMUNITY HEALTH SYSTEMS-CVR | 471,530 | $9 | 0.0% | $0.06 | — | WARRANT AND RIGH | 203668116 |
| — | GULFMARK OFFSHORE INC CL A NEW | 20,000 | $4 | 0.0% | $0.35 | — | COM | 402629208 |