Location: Rye, NY
CIK: 0000932724 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Nov 1, 2017
Total Value: $867M (99.6% shares, 0.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| GAMI | GAMCO INVESTORS INC COM | 4,393,055 | $131M | 15.1% | $29.76 * | $24.16 | -6.6% | PRIVATE INVESTME | 361438104 |
| NXPI | NXP SEMICONDUCTORS N V COM | 461,612 | $52.2M | 6.0% | $113.09 * | $88.44 | +12.1% | COM | N6596X109 |
| — | KITE PHARMA INC COM | 226,276 | $40.69M | 4.7% | $179.81 | $179.81 | — | COM | 49803L109 |
| — | ALERE INC | 766,959 | $39.11M | 4.5% | $50.99 | $47.91 | — | COM | 01449J105 |
| — | TIME WARNER INC COM | 373,956 | $38.31M | 4.4% | $102.45 | $98.40 | — | COM | 887317303 |
| — | BARD C R INC COM | 112,885 | $36.18M | 4.2% | $320.50 | $316.68 | — | COM | 067383109 |
| — | ALTABA INC | 527,094 | $34.91M | 4.0% | $66.24 | $54.48 | — | COM | 021346101 |
| — | LIBERTY SIRIUS GROUP C | 593,400 | $24.85M | 2.9% | $41.87 | $31.18 | — | COM | 531229607 |
| — | RICE ENERGY INC COM | 672,350 | $19.46M | 2.2% | $28.94 | $27.20 | — | COM | 762760106 |
| — | AKORN INC | 575,219 | $19.09M | 2.2% | $33.19 | $33.37 | — | COM | 009728106 |
| — | MONSANTO CO NEW COM | 152,558 | $18.28M | 2.1% | $119.82 | $113.01 | — | COM | 61166W101 |
| — | LEVEL 3 COMM | 337,043 | $17.96M | 2.1% | $53.29 | $57.63 | — | COM | 52729N308 |
| — | VWR CORP | 536,795 | $17.77M | 2.0% | $33.11 | $33.07 | — | COM | 91843L103 |
| — | CAPITAL BK FINL CORP CL A COM | 421,473 | $17.3M | 2.0% | $41.05 | $41.05 | — | COM | 139794101 |
| — | GDL FUND | 1,510,154 | $15.4M | 1.8% | $10.20 | $10.01 | — | MUTUAL FUNDS | 361570104 |
| — | CU BANCORP CALIF COM | 371,142 | $14.39M | 1.7% | $38.77 | $36.75 | — | COM | 126534106 |
| — | NEURODERM LTD ORD SHS | 364,548 | $14.18M | 1.6% | $38.90 | $38.90 | — | COM | M74231107 |
| — | GABELLI DIV&INC TR COM | 546,046 | $12.23M | 1.4% | $22.39 | $18.65 | — | MUTUAL FUNDS | 36242H104 |
| — | WESTAR ENERGY INC | 225,332 | $11.18M | 1.3% | $49.60 | $56.39 | — | COM | 95709T100 |
| — | TERRAFORM GLOBAL INC CL A | 2,350,819 | $11.17M | 1.3% | $4.75 | $4.90 | — | COM | 88104M101 |
| — | PAREXEL INTL CORP COM | 120,214 | $10.59M | 1.2% | $88.08 | $86.91 | — | COM | 699462107 |
| — | BROCADE COMMUNICATIONS SYS ICO | 823,016 | $9.835M | 1.1% | $11.95 | $12.49 | — | COM | 111621306 |
| — | PACIFIC CONTINENTAL CORP COM | 351,735 | $9.479M | 1.1% | $26.95 | $24.50 | — | COM | 69412V108 |
| — | ORBITAL ATK INC COM | 64,859 | $8.637M | 1.0% | $133.17 | $133.17 | — | COM | 68557N103 |
| — | DOMINION DIAMOND CORP COM | 604,392 | $8.57M | 1.0% | $14.18 | $12.97 | — | COM | 257287102 |
| — | HSN INC COM | 214,300 | $8.368M | 1.0% | $39.05 | $39.05 | — | COM | 404303109 |
| — | CALPINE CORP COM NEW | 548,060 | $8.084M | 0.9% | $14.75 | $14.75 | — | COM | 131347304 |
| — | WEST CORP COM | 320,765 | $7.528M | 0.9% | $23.47 | $23.32 | — | COM | 952355204 |
| — | GENERAL COMMUNICATIONS INC CL | 180,439 | $7.36M | 0.8% | $40.79 | $36.71 | — | COM | 369385109 |
| — | TRIBUNE MEDIA CO - A | 176,695 | $7.22M | 0.8% | $40.86 | $40.21 | — | COM | 896047503 |
| — | NXSTAGE MEDICAL INC COM | 256,282 | $7.073M | 0.8% | $27.60 | $27.60 | — | COM | 67072V103 |
| — | NEW YORK REIT INC COM | 898,194 | $7.051M | 0.8% | $7.85 | $8.27 | — | CONVERTIBLE PREF | 64976L109 |
| — | FORESTAR GROUP INC COM | 438,043 | $6.855M | 0.8% | $15.65 | $17.15 | — | COM | 346233109 |
| — | IXYS CORP DEL COM | 285,900 | $6.776M | 0.8% | $23.70 | $23.70 | — | COM | 46600W106 |
| — | STRAIGHT PATH COMMUNICATNS ICL | 36,861 | $6.66M | 0.8% | $180.68 | $179.90 | — | COM | 862578101 |
| LEN/B | LENNAR B SHARES | 146,357 | $6.598M | 0.8% | $45.08 * | $29.87 | +23.9% | COM | 526057302 |
| — | LORAL SPACE & COMMUNICATNS ICO | 125,368 | $6.206M | 0.7% | $49.50 | $46.68 | — | COM | 543881106 |
| — | INDUSTREA ACQUISITION CORP CL | 600,482 | $5.849M | 0.7% | $9.74 | $9.74 | — | COM | 45579J104 |
| GRFS | GRIFOLS SA SP ADR REP B NVT | 263,175 | $5.761M | 0.7% | $21.89 | $21.80 | — | COM | 398438408 |
| NESR | NATIONAL ENERGY SERVICES REUSH | 568,707 | $5.471M | 0.6% | $9.62 | $9.60 | — | COM | G6375R107 |
| — | GABELLI GLOBAL UTIL & INCOMECO | 249,304 | $5.12M | 0.6% | $20.54 | $16.80 | — | MUTUAL FUNDS | 36242L105 |
| — | SCRIPPS NETWORKS INTERAC | 59,400 | $5.102M | 0.6% | $85.89 | $85.89 | — | COM | 811065101 |
| WFC | WELLS FARGO & CO NEW | 81,893 | $4.516M | 0.5% | $55.15 * | $27.36 | +54.0% | COM | 949746101 |
| — | CALGON CARBON CORP COM | 178,841 | $3.827M | 0.4% | $21.40 | $21.40 | — | COM | 129603106 |
| — | PHARMERICA CORP COM | 123,444 | $3.617M | 0.4% | $29.30 | $29.30 | — | COM | 71714F104 |
| — | BANKRATE INC DEL COM | 246,095 | $3.433M | 0.4% | $13.95 | $13.95 | — | COM | 06647F102 |
| — | WGL HLDGS INC COM | 40,500 | $3.41M | 0.4% | $84.20 | $82.69 | — | COM | 92924F106 |
| — | RITE AID CORP COM | 1,646,377 | $3.227M | 0.4% | $1.96 | $7.37 | — | COM | 767754104 |
| — | SPARTON CORP COM | 124,169 | $2.882M | 0.3% | $23.21 | $23.21 | — | COM | 847235108 |
| — | PARKWAY INC | 123,363 | $2.841M | 0.3% | $23.03 | $23.03 | — | COM | 70156Q107 |
| — | ROCKWELL COLLINS INC COM | 21,123 | $2.761M | 0.3% | $130.71 | $130.71 | — | COM | 774341101 |
| BAC | BANK OF AMERICA | 108,729 | $2.755M | 0.3% | $25.34 * | $10.03 | +99.1% | COM | 060505104 |
| HPE | HEWLETT PACKARD ENTERPRISE CCO | 186,907 | $2.749M | 0.3% | $14.71 * | $10.09 | +4.7% | COM | 42824C109 |
| — | KKR & CO. L.P | 120,410 | $2.448M | 0.3% | $20.33 | $15.59 | — | COM | 48248M102 |
| — | CLOVIS ONCOLOGY INC COM | 29,400 | $2.423M | 0.3% | $82.41 | $83.49 | — | COM | 189464100 |
| — | MONEYGRAM INTERNATIONAL INC CO | 147,102 | $2.37M | 0.3% | $16.11 | $17.17 | — | COM | 60935Y208 |
| — | SILVER SPRING NETWORKS INC COM | 144,194 | $2.332M | 0.3% | $16.17 | $16.17 | — | COM | 82817Q103 |
| — | XCERRA CORP COM | 235,835 | $2.323M | 0.3% | $9.85 | $9.77 | — | COM | 98400J108 |
| — | EXA CORP COM | 92,900 | $2.246M | 0.3% | $24.18 | $24.18 | — | COM | 300614500 |
| — | STATE NATL COS INC COM | 104,100 | $2.185M | 0.3% | $20.99 | $20.99 | — | COM | 85711T305 |
| — | NEFF CORP COM CL A | 87,252 | $2.181M | 0.3% | $25.00 | $25.00 | — | COM | 640094207 |
| — | I AM CAP ACQUISITUION CO UNIT | 200,000 | $2.05M | 0.2% | $10.25 | $10.25 | — | UNITS | 45074Q207 |
| — | DIGITALGLOBE INC COM NEW | 57,134 | $2.014M | 0.2% | $35.25 | $32.85 | — | COM | 25389M877 |
| CMG | CHIPOTLE MEXICAN GRILL INC CL | 6,500 | $2.001M | 0.2% | $307.85 * | $7.17 | -6.1% | COM | 169656105 |
| LSCC | LATTICE SEMICONDUCTOR CORP COM | 377,034 | $1.964M | 0.2% | $5.21 | $7.18 | — | COM | 518415104 |
| GYRO | GYRODYNE LLC COM | 87,994 | $1.915M | 0.2% | $21.76 * | $16.93 | +20.3% | COM | 403829104 |
| — | SUNSHINE BANCORP INC COM | 75,000 | $1.743M | 0.2% | $23.24 | $23.24 | — | COM | 86777J108 |
| — | MODERN MEDIA ACQUISITION COM | 175,600 | $1.714M | 0.2% | $9.76 | $9.76 | — | COM | 60765P103 |
| — | GABELLI GO ANYWHERE TRUST | 97,920 | $1.665M | 0.2% | $17.00 | $20.13 | — | MUTUAL FUNDS | 36250J109 |
| INCY | INCYTE GENOMICS INC COM | 14,200 | $1.658M | 0.2% | $116.76 * | $127.25 | -0.6% | COM | 45337C102 |
| FCX | FREEPORT MCMORAN COPPER&GOLD C | 115,400 | $1.62M | 0.2% | $14.04 * | $6.37 | +100.0% | COM | 35671D857 |
| — | LIBERTY GLOBAL PLC SHS CL C | 47,567 | $1.555M | 0.2% | $32.69 | $28.65 | — | COM | G5480U120 |
| ADBE | ADOBE SYSTEMS INC COM | 10,000 | $1.492M | 0.2% | $149.20 | $70.88 | +110.6% | COM | 00724F101 |
| IBKR | INTERACTIVE BROKERS | 33,000 | $1.486M | 0.2% | $45.03 * | $9.71 | -0.4% | COM | 45841N107 |
| VZ | VERIZON COMMUNICATIONS | 30,000 | $1.485M | 0.2% | $49.50 * | $29.53 | +2.4% | COM | 92343V104 |
| — | FORTRESS INVESTMENT GROUP CL A | 176,800 | $1.409M | 0.2% | $7.97 | $7.98 | — | COM | 34958B106 |
| POST | POST HOLDINGS INC | 15,000 | $1.324M | 0.2% | $88.27 * | $34.36 | +59.4% | COM | 737446104 |
| — | BANCROFT FUND LTD COM | 55,400 | $1.213M | 0.1% | $21.90 | $18.19 | — | MUTUAL FUNDS | 059695106 |
| — | PROSHARES TRUST ULTRASHORT SP5 | 25,000 | $1.166M | 0.1% | $46.64 | $46.64 | — | ETF - EQUITY | 74347B383 |
| — | STARWOOD WAYPOINT HOMES COM | 31,189 | $1.134M | 0.1% | $36.36 | $36.36 | — | REAL ESTATE INVE | 85572F105 |
| PEP | PEPSICO INC | 10,000 | $1.114M | 0.1% | $111.40 * | $64.88 | +37.8% | COM | 713448108 |
| AVA | AVISTA CORP COM | 20,000 | $1.035M | 0.1% | $51.75 * | $21.73 | +62.2% | COM | 05379B107 |
| RHP | RYMAN HOSPITALITY PPTYS INC CO | 16,395 | $1.025M | 0.1% | $62.52 | $51.93 | — | COM | 78377T107 |
| CVX | CHEVRON CORP | 8,600 | $1.011M | 0.1% | $117.56 * | $58.05 | +31.3% | COM | 166764100 |
| — | ROYAL BANCSHARES PA INC CL A | 224,048 | $999K | 0.1% | $4.46 | $4.25 | — | COM | 780081105 |
| BK | BANK OF NEW YORK MELLON CORP | 18,000 | $954K | 0.1% | $53.00 * | $26.58 | +57.4% | COM | 064058100 |
| — | GABELLI MULTIMEDIA TRST INC | 98,028 | $949K | 0.1% | $9.68 | $7.59 | — | MUTUAL FUNDS | 36239Q109 |
| SONY | SONY CORP-ADR (B:SNE US) | 25,000 | $934K | 0.1% | $37.36 | $20.26 | — | COM | 835699307 |
| DVN | DEVON ENERGY CORP NEW | 23,200 | $852K | 0.1% | $36.72 * | $16.97 | +35.3% | COM | 25179M103 |
| — | GENERAL ELEC CO | 32,500 | $786K | 0.1% | $24.18 | $27.34 | — | COM | 369604103 |
| — | SCICLONE PHARMACEUTICALS INCCO | 67,261 | $753K | 0.1% | $11.20 | $11.00 | — | COM | 80862K104 |
| MSFT | MICROSOFT CORP | 10,000 | $745K | 0.1% | $74.50 * | $37.66 | +77.0% | COM | 594918104 |
| AKAM | AKAMAI TECHNOLOGIES INC COM | 15,000 | $731K | 0.1% | $48.73 | $60.64 | -21.1% | COM | 00971T101 |
| — | PHH CORP COM NEW | 51,417 | $716K | 0.1% | $13.93 | $13.81 | — | COM | 693320202 |
| — | APACHE CORP | 15,500 | $710K | 0.1% | $45.81 | $48.84 | — | COM | 037411105 |
| — | GABELLI GLB SML & MD CP VAL CO | 52,773 | $698K | 0.1% | $13.23 | $10.42 | — | MUTUAL FUNDS | 36249W104 |
| LBTYAUSD | LIBERTY GLOBAL PLC SHS CL A | 19,524 | $662K | 0.1% | $33.91 | $29.04 | — | COM | G5480U104 |
| MDLZ | MONDELEZ INTERNATIONAL | 15,400 | $626K | 0.1% | $40.65 * | $29.39 | +18.0% | COM | 609207105 |
| ETN | EATON CORP PLC SHS | 7,900 | $607K | 0.1% | $76.84 * | $47.54 | +34.3% | COM | G29183103 |
| — | PANDORA MEDIA INC COM | 77,300 | $595K | 0.1% | $7.70 | $8.92 | — | COM | 698354107 |
| C | CITIGROUP INC | 8,000 | $582K | 0.1% | $72.75 * | $38.81 | +33.8% | COM | 172967424 |
| — | LIBERTY VENTURES - SER A | 9,600 | $552K | 0.1% | $57.50 | $36.86 | — | COM | 53071M856 |
| — | CBS CORP CLASS A | 9,242 | $540K | 0.1% | $58.43 | $51.07 | — | COM | 124857103 |
| — | SNYDERS LANCE INC COM | 14,000 | $534K | 0.1% | $38.14 | $31.56 | — | COM | 833551104 |
| — | TWO 6 1/4 1/15/22 | 500,000 | $533K | 0.1% | $1.07 | $1.03 | — | CONVERTIBLE BOND | 90187BAA9 |
| — | IONS 1.000 11 15 21 | 500,000 | $532K | 0.1% | $1.06 | $0.93 | — | CONVERTIBLE BOND | 464337AJ3 |
| CW | CURTISS WRIGHT CORP | 5,000 | $523K | 0.1% | $104.60 * | $63.33 | +47.3% | COM | 231561101 |
| — | BTO CN 3 1/4 10/1/18 | 500,000 | $519K | 0.1% | $1.04 | $0.89 | — | CONVERTIBLE BOND | 11777QAB6 |
| — | SPDR S&P 500 ETF TR | 100 | $490K | 0.1% | $4900.00 | — | — | Put | 78462F903 |
| — | TWENTY FIRST CENTY FOX B | 19,000 | $490K | 0.1% | $25.79 | $30.51 | — | COM | 90130A200 |
| — | ADVISORY BRD CO COM | 9,070 | $486K | 0.1% | $53.58 | $53.58 | — | COM | 00762W107 |
| PNC | PNC FINANCIAL CORP | 3,600 | $485K | 0.1% | $134.72 * | $66.73 | +44.9% | COM | 693475105 |
| CHTR | CHARTER COMMUNICATIONS INC | 1,302 | $473K | 0.1% | $363.29 * | $214.89 | +73.2% | COM | 16119P108 |
| TDS | TELEPHONE & DATA SYS | 16,000 | $446K | 0.1% | $27.88 | $23.25 | +21.5% | COM | 879433829 |
| — | INTERNAP NETWORK SVCS CORP COM | 100,000 | $435K | 0.1% | $4.35 | $6.40 | — | COM | 45885A300 |
| IEP | ICAHN ENTERPRISES LP DEPOSITRY | 7,500 | $411K | 0.0% | $54.80 | $58.28 | — | COM | 451100101 |
| — | VIACOM INC NEW CL A | 11,200 | $411K | 0.0% | $36.70 | $51.35 | — | COM | 92553P102 |
| CNS | COHEN & STEERS INC COM | 10,000 | $395K | 0.0% | $39.50 * | $18.70 | +42.1% | COM | 19247A100 |
| — | ALLERGAN PLC SHS | 1,800 | $369K | 0.0% | $205.00 | $264.04 | — | COM | G0177J108 |
| — | PDCE 1 1/8 9/15/21 | 375,000 | $366K | 0.0% | $0.98 | $1.05 | — | CONVERTIBLE BOND | 69327RAD3 |
| AD | UNITED STATES CELLULAR CORP | 10,200 | $361K | 0.0% | $35.39 * | $23.10 | -5.7% | COM | 911684108 |
| — | LIBERTY EXPEDIA HOLDINGS SER A | 6,800 | $361K | 0.0% | $53.09 | $39.71 | — | COM | 53046P109 |
| — | MIC 2.875 07/15/19 | 325,000 | $346K | 0.0% | $1.06 | $1.13 | — | CONVERTIBLE BOND | 55608BAA3 |
| CORT | CORCEPT THERAPEUTICS INC OC-CO | 17,900 | $345K | 0.0% | $19.27 * | $1.80 | +729.5% | COM | 218352102 |
| — | BOB EVANS FARMS INC COM | 4,400 | $341K | 0.0% | $77.50 | $77.50 | — | COM | 096761101 |
| NEM | NEWMONT MINING CORP HOLDING CO | 9,000 | $338K | 0.0% | $37.56 * | $14.41 | +99.2% | COM | 651639106 |
| — | WELLS FARGO CV PFD L 7.500 | 250 | $329K | 0.0% | $1316.00 | $1185.20 | — | CONVERTIBLE PREF | 949746804 |
| — | DISH NETWORK CORPORATION | 6,000 | $325K | 0.0% | $54.17 | $59.70 | — | COM | 25470M109 |
| — | INTEL CORP 3.25 8139 144A | 175,000 | $325K | 0.0% | $1.86 | $1.64 | — | CONVERTIBLE BOND | 458140AF7 |
| NFG | NATIONAL FUEL GAS CO N J COM | 5,700 | $323K | 0.0% | $56.67 * | $55.39 | +4.5% | COM | 636180101 |
| TV | GRUPO TELEVISA SA DE CV ADR (B | 13,000 | $321K | 0.0% | $24.69 | $27.75 | — | COM | 40049J206 |
| — | KINDRED HEALTHCARE INC COM | 45,763 | $311K | 0.0% | $6.80 | $11.46 | — | COM | 494580103 |
| — | LIBERTY BRAVES GROUP C | 11,339 | $287K | 0.0% | $25.31 | $15.24 | — | COM | 531229888 |
| — | TESLA MOTORS 1.250 03/1/21 | 250,000 | $282K | 0.0% | $1.13 | $0.85 | — | CONVERTIBLE BOND | 88160RAC5 |
| — | SOCIAL CAPITAL HEDOSOPHIE HO | 25,700 | $271K | 0.0% | $10.54 | $10.54 | — | COM | G8250R111 |
| — | AMD 2 1/8 9/1/26 | 150,000 | $267K | 0.0% | $1.78 | $1.09 | — | CONVERTIBLE BOND | 007903BD8 |
| AXP | AMERICAN EXPRESS CO | 2,800 | $253K | 0.0% | $90.36 * | $60.34 | +27.0% | COM | 025816109 |
| TXN | TEXAS INSTRUMENTS INC | 2,700 | $242K | 0.0% | $89.63 * | $60.64 | +7.5% | COM | 882508104 |
| ABT | ABBOTT LABS | 4,500 | $240K | 0.0% | $53.33 * | $36.93 | +17.4% | COM | 002824100 |
| — | INDUSTREA ACQUISITION CORP WT | 600,482 | $240K | 0.0% | $0.40 | $0.40 | — | WARRANT AND RIGH | 45579J112 |
| NDAQ | NASDAQ STOCK MARKET INC COM | 3,000 | $233K | 0.0% | $77.67 * | $19.86 | +9.7% | COM | 631103108 |
| — | SHIRE PLC ADR | 1,500 | $230K | 0.0% | $153.33 | $153.33 | — | COM | 82481R106 |
| SSP | SCRIPPS E W CO OHIO CL A | 12,000 | $229K | 0.0% | $19.08 * | $14.70 | -6.2% | COM | 811054402 |
| MLI | MUELLER INDS INC COM | 6,500 | $227K | 0.0% | $34.92 * | $13.64 | 0.0% | COM | 624756102 |
| — | WEATHERFORD INTERNATIONAL PLC | 48,300 | $221K | 0.0% | $4.58 | $6.19 | — | COM | G48833100 |
| — | AMERCIAN TOWER CORP 5.500 2/1 | 1,750 | $214K | 0.0% | $122.29 | $121.14 | — | CONVERTIBLE PREF | 03027X407 |
| XYL | XYLEM INC | 3,400 | $213K | 0.0% | $62.65 * | $32.65 | +65.6% | COM | 98419M100 |
| EPC | EDGEWELL PERS CARE CO | 2,900 | $211K | 0.0% | $72.76 * | $69.28 | -3.0% | COM | 28035Q102 |
| TXT | TEXTRON INC | 3,900 | $210K | 0.0% | $53.85 * | $49.13 | 0.0% | COM | 883203101 |
| — | BMRN 1 1/2 10/15/20 | 175,000 | $210K | 0.0% | $1.20 | $1.20 | — | CONVERTIBLE BOND | 09061GAF8 |
| EVH | EVOLENT HEALTH INC CL A | 11,500 | $205K | 0.0% | $17.83 * | $20.60 | 0.0% | COM | 30050B101 |
| — | HC2 HLDGS INC COM | 37,100 | $196K | 0.0% | $5.28 | $8.43 | — | COM | 404139107 |
| GNW | GENWORTH FINL INC COM CL A | 50,175 | $193K | 0.0% | $3.85 * | $3.79 | -5.9% | COM | 37247D106 |
| — | VIDEOCON D2H LTD ADR | 18,690 | $166K | 0.0% | $8.88 | $8.88 | — | COM | 92657J101 |
| — | SPWR 4 1/15/23 | 200,000 | $166K | 0.0% | $0.83 | $0.88 | — | CONVERTIBLE BOND | 867652AL3 |
| — | AVIRAGEN THERAPEUTICS INC | 224,477 | $154K | 0.0% | $0.69 | $1.40 | — | COM | 053761102 |
| MWA | MUELLER WATER PRODUCTS INC | 12,000 | $154K | 0.0% | $12.83 * | $9.93 | +3.7% | COM | 624758108 |
| AGI | ALAMOS GOLD INC NEW COM CL A | 18,847 | $127K | 0.0% | $6.74 * | $3.74 | +85.0% | COM | 011532108 |
| MDXG | MIMEDX GROUP INC COM | 10,000 | $119K | 0.0% | $11.90 * | $14.83 | 0.0% | COM | 602496101 |
| — | DESTINATION MATERNITY CORP COM | 62,858 | $105K | 0.0% | $1.67 | $5.17 | — | COM | 25065D100 |
| — | CLEAR CHANNEL OUTDOOR HLDGS CL | 17,000 | $79,000 | 0.0% | $4.65 | $7.44 | — | COM | 18451C109 |
| — | TESCO CORP COM | 14,198 | $77,000 | 0.0% | $5.42 | $5.42 | — | COM | 88157K101 |
| — | GAMCO NAT RESOURCE GOLD X | 10,386 | $73,000 | 0.0% | $7.03 | $6.79 | — | MUTUAL FUNDS | 36465E101 |
| OPK | OPKO HEALTH INC COM | 10,000 | $69,000 | 0.0% | $6.90 * | $13.24 | -52.4% | COM | 68375N103 |
| — | GABELLI GOLD NAT RES & INCOM | 10,913 | $61,000 | 0.0% | $5.59 | $5.61 | — | MUTUAL FUNDS | 36465A109 |
| — | VEON LTD ADR | 12,000 | $50,000 | 0.0% | $4.17 | $4.08 | — | COM | 91822M106 |
| — | COMMUNITY HEALTH SYSTEMS-CVR | 471,530 | $5,000 | 0.0% | $0.01 | $0.06 | — | WARRANT AND RIGH | 203668116 |