Location: Norwalk, CT
CIK: 0000900529 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 15, 2017
Total Value: $644M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| HASI | HANNON ARMSTRONG SUST INFR C | 1,608,857 | $32.5M | 5.0% | $8.53 | +42.0% | COM | 41068X100 |
| — | POWERSHARES QQQ TRUST | 200,000 | $26.48M | 4.1% | — | — | Put | 73935A104 |
| — | ATLANTICA YIELD PLC | 1,239,900 | $25.99M | 4.0% | $18.70 | — | SHS | G0751N103 |
| — | PATTERN ENERGY GROUP INC | 1,279,000 | $25.75M | 4.0% | $20.57 | — | CL A | 70338P100 |
| RITM | NEW RESIDENTIAL INVT CORP | 1,500,000 | $25.47M | 4.0% | $15.10 | — | Call | 64828T201 |
| STKL | SUNOPTA INC | 3,578,425 | $24.87M | 3.9% | $5.69 | +26.1% | COM | 8676EP108 |
| RITM | NEW RESIDENTIAL INVT CORP | 1,031,000 | $17.51M | 2.7% | $15.10 | — | COM NEW | 64828T201 |
| — | SHIRE PLC | 100,000 | $17.42M | 2.7% | $172.15 | — | Call | 82481R106 |
| — | SHIRE PLC | 96,000 | $16.73M | 2.6% | $172.15 | — | SPONSORED ADR | 82481R106 |
| XBI | SPDR SERIES TRUST | 219,500 | $15.22M | 2.4% | $69.11 | — | S&P BIOTECH | 78464A870 |
| GOOG | ALPHABET INC | 17,500 | $14.52M | 2.3% | $40.37 | +0.9% | CAP STK CL C | 02079K107 |
| — | CELGENE CORP | 108,000 | $13.44M | 2.1% | $124.23 | — | COM | 151020104 |
| ADBE | ADOBE SYS INC | 96,000 | $12.49M | 1.9% | $107.16 | +9.5% | COM | 00724F101 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 85,000 | $12.34M | 1.9% | $80.98 | +60.8% | SHS USD | G50871105 |
| — | PARSLEY ENERGY INC | 375,000 | $12.19M | 1.9% | $22.57 | — | CL A | 701877102 |
| — | AKORN INC | 505,000 | $12.16M | 1.9% | $37.39 | — | COM | 009728106 |
| — | ATLANTICA YIELD PLC | 516,400 | $10.82M | 1.7% | $18.70 | — | Call | G0751N103 |
| — | FORTRESS TRANS INFRST INVS L | 715,000 | $10.66M | 1.7% | $13.45 | — | COM REP LTD LIAB | 34960P101 |
| — | PIONEER NAT RES CO | 55,000 | $10.24M | 1.6% | $148.48 | — | COM | 723787107 |
| GLNG | GOLAR LNG LTD BERMUDA | 359,500 | $10.04M | 1.6% | $20.76 | +12.6% | SHS | G9456A100 |
| — | CITY OFFICE REIT INC | 750,000 | $9.113M | 1.4% | $12.09 | — | COM | 178587101 |
| — | BIOSCRIP INC | 5,280,000 | $8.976M | 1.4% | $3.10 | — | COM | 09069N108 |
| — | U S SILICA HLDGS INC | 180,000 | $8.638M | 1.3% | $41.35 | — | COM | 90346E103 |
| — | NRG YIELD INC | 492,000 | $8.556M | 1.3% | $14.51 | — | CL A NEW | 62942X306 |
| GILD | GILEAD SCIENCES INC | 125,000 | $8.49M | 1.3% | — | — | Call | 375558103 |
| — | HI-CRUSH PARTNERS LP | 460,500 | $7.99M | 1.2% | $18.55 | — | COM UNIT LTD | 428337109 |
| — | BLUEROCK RESIDENTIAL GRW REI | 645,000 | $7.94M | 1.2% | $13.04 | — | COM CL A | 09627J102 |
| MET | METLIFE INC | 150,000 | $7.923M | 1.2% | — | — | Call | 59156R108 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 89,500 | $7.856M | 1.2% | $88.96 | 0.0% | COM | 09061G101 |
| LITE | LUMENTUM HLDGS INC | 144,000 | $7.682M | 1.2% | $39.35 | +12.1% | COM | 55024U109 |
| C | CITIGROUP INC | 127,500 | $7.627M | 1.2% | $44.67 | 0.0% | COM NEW | 172967424 |
| — | TIVITY HEALTH INC | 240,000 | $6.984M | 1.1% | $29.10 | — | COM | 88870R102 |
| — | PLATFORM SPECIALTY PRODS COR | 512,500 | $6.673M | 1.0% | $8.14 | — | COM | 72766Q105 |
| — | ZENDESK INC | 235,000 | $6.589M | 1.0% | $28.04 | — | COM | 98936J101 |
| PAA | PLAINS ALL AMERN PIPELINE L | 200,000 | $6.322M | 1.0% | $32.17 | — | UNIT LTD PARTN | 726503105 |
| GPRE | GREEN PLAINS INC | 240,000 | $5.94M | 0.9% | $24.09 | -1.2% | COM | 393222104 |
| — | CREDIT SUISSE GROUP | 400,000 | $5.936M | 0.9% | $14.84 | — | SPONSORED ADR | 225401108 |
| SPY | SPDR S&P 500 ETF TR | 25,000 | $5.894M | 0.9% | — | — | Put | 78462F103 |
| STM | STMICROELECTRONICS N V | 380,000 | $5.875M | 0.9% | $15.46 | — | NY REGISTRY | 861012102 |
| MU | MICRON TECHNOLOGY INC | 198,000 | $5.722M | 0.9% | $22.25 | +7.1% | COM | 595112103 |
| EXAS | EXACT SCIENCES CORP | 232,500 | $5.492M | 0.9% | $16.14 | +22.7% | COM | 30063P105 |
| — | CIT GROUP INC | 127,500 | $5.474M | 0.9% | $42.93 | — | COM NEW | 125581801 |
| NOW | SERVICENOW INC | 62,500 | $5.467M | 0.8% | $17.25 | +1.1% | COM | 81762P102 |
| — | INPHI CORP | 110,500 | $5.395M | 0.8% | $48.82 | — | COM | 45772F107 |
| — | SANTANDER CONSUMER USA HDG I | 400,000 | $5.328M | 0.8% | $13.32 | — | COM | 80283M101 |
| CSIQ | CANADIAN SOLAR INC | 397,500 | $4.877M | 0.8% | $12.95 | 0.0% | COM | 136635109 |
| — | HOSTESS BRANDS INC | 297,500 | $4.721M | 0.7% | $13.00 | — | CL A | 44109J106 |
| — | FLOTEK INDS INC DEL | 350,000 | $4.477M | 0.7% | $12.79 | — | COM | 343389102 |
| AMZN | AMAZON COM INC | 5,000 | $4.433M | 0.7% | — | — | Put | 023135106 |
| — | SILVER SPRING NETWORKS INC | 380,000 | $4.29M | 0.7% | $12.62 | — | COM | 82817Q103 |
| AZN | ASTRAZENECA PLC | 134,300 | $4.182M | 0.6% | — | — | Call | 046353108 |
| AZN | ASTRAZENECA PLC | 134,300 | $4.182M | 0.6% | — | — | Put | 046353108 |
| — | XILINX INC | 68,500 | $3.965M | 0.6% | $56.82 | — | COM | 983919101 |
| — | INVENSENSE INC | 300,000 | $3.789M | 0.6% | — | — | Put | 46123D205 |
| NTB | BANK OF NT BUTTERFIELD&SON L | 115,000 | $3.67M | 0.6% | $16.79 | +28.6% | SHS NEW | G0772R208 |
| — | VONAGE HLDGS CORP | 575,000 | $3.634M | 0.6% | $6.61 | — | COM | 92886T201 |
| — | PROGENICS PHARMACEUTICALS IN | 378,500 | $3.573M | 0.6% | $5.91 | — | COM | 743187106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 20,000 | $3.483M | 0.5% | — | — | Call | 459200101 |
| — | WHEELER REAL ESTATE INVT TR | 1,975,000 | $3.417M | 0.5% | $3.01 | — | COM | 963025101 |
| DE | DEERE & CO | 30,000 | $3.266M | 0.5% | — | — | Put | 244199105 |
| — | VIVINT SOLAR INC | 1,108,100 | $3.103M | 0.5% | $2.91 | — | COM | 92854Q106 |
| TSLA | TESLA INC | 10,000 | $2.783M | 0.4% | — | — | Put | 88160R101 |
| GSM | FERROGLOBE PLC | 260,000 | $2.686M | 0.4% | $9.28 | +9.2% | SHS | G33856108 |
| SQM | SOCIEDAD QUIMICA MINERA DE C | 67,500 | $2.32M | 0.4% | $27.56 | — | SPON ADR SER B | 833635105 |
| — | VERTEX ENERGY INC | 1,799,682 | $2.277M | 0.4% | $1.60 | — | COM | 92534K107 |
| RUN | SUNRUN INC | 417,700 | $2.256M | 0.4% | $5.56 | 0.0% | COM | 86771W105 |
| — | SUMMIT MATLS INC | 83,930 | $2.074M | 0.3% | $19.48 | — | CL A | 86614U100 |
| — | GREEN PLAINS PARTNERS LP | 96,387 | $1.937M | 0.3% | $15.19 | — | COM REP PTR IN | 393221106 |
| AMSC | AMERICAN SUPERCONDUCTOR CORP | 270,800 | $1.858M | 0.3% | $7.66 | -12.2% | SHS NEW | 030111207 |
| — | HI-CRUSH PARTNERS LP | 100,000 | $1.735M | 0.3% | $18.55 | — | Call | 428337109 |
| DB | DEUTSCHE BANK AG | 100,000 | $1.716M | 0.3% | — | — | Call | D18190898 |
| MSFT | MICROSOFT CORP | 25,000 | $1.647M | 0.3% | $53.05 | +9.0% | COM | 594918104 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 50,000 | $1.605M | 0.2% | $32.07 | — | Call | 881624209 |
| WY | WEYERHAEUSER CO | 45,000 | $1.529M | 0.2% | $23.02 | 0.0% | COM | 962166104 |
| — | MARRONE BIO INNOVATIONS INC | 774,438 | $1.51M | 0.2% | $1.10 | — | COM | 57165B106 |
| FCX | FREEPORT-MCMORAN INC | 100,000 | $1.336M | 0.2% | — | — | Call | 35671D857 |
| JKS | JINKOSOLAR HLDG CO LTD | 75,000 | $1.243M | 0.2% | $16.55 | — | Call | 47759T100 |
| IBB | ISHARES TR | 4,000 | $1.173M | 0.2% | $265.19 | — | NASDQ BIOTEC ETF | 464287556 |
| — | POTASH CORP SASK INC | 58,500 | $999K | 0.2% | $17.08 | — | COM | 73755L107 |
| — | POWERSHS DB MULTI SECT COMM | 50,000 | $989K | 0.2% | $19.78 | — | PS DB AGRICUL FD | 73936B408 |
| — | I D SYSTEMS INC | 141,242 | $894K | 0.1% | $6.33 | — | COM | 449489103 |
| RNG | RINGCENTRAL INC | 30,000 | $849K | 0.1% | $24.73 | 0.0% | CL A | 76680R206 |
| — | BUNGE LIMITED | 10,000 | $793K | 0.1% | — | — | Put | G16962105 |
| VRTX | VERTEX PHARMACEUTICALS INC | 7,000 | $765K | 0.1% | $88.04 | 0.0% | COM | 92532F100 |
| AXTI | AXT INC | 125,000 | $725K | 0.1% | $6.04 | +2.8% | COM | 00246W103 |
| — | BROADCOM LTD | 3,000 | $657K | 0.1% | $219.00 | — | SHS | Y09827109 |
| UNH | UNITEDHEALTH GROUP INC | 4,000 | $656K | 0.1% | $129.15 | +10.0% | COM | 91324P102 |
| — | AETNA INC NEW | 5,000 | $638K | 0.1% | $127.60 | — | COM | 00817Y108 |
| LLY | LILLY ELI & CO | 7,500 | $631K | 0.1% | $64.93 | +7.1% | COM | 532457108 |
| NTAP | NETAPP INC | 15,000 | $628K | 0.1% | $31.40 | 0.0% | COM | 64110D104 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | 10,000 | $593K | 0.1% | $47.23 | +18.3% | COM | 874054109 |
| PFE | PFIZER INC | 17,000 | $582K | 0.1% | $18.76 | +14.1% | COM | 717081103 |
| WDC | WESTERN DIGITAL CORP | 7,000 | $578K | 0.1% | $40.45 | +26.8% | COM | 958102105 |
| ZBH | ZIMMER BIOMET HLDGS INC | 4,500 | $549K | 0.1% | $106.97 | -1.5% | COM | 98956P102 |
| — | FERRO CORP | 35,000 | $532K | 0.1% | $15.20 | — | COM | 315405100 |
| — | ZAYO GROUP HLDGS INC | 16,000 | $526K | 0.1% | $32.88 | — | COM | 98919V105 |
| AMAT | APPLIED MATLS INC | 13,500 | $525K | 0.1% | $32.54 | 0.0% | COM | 038222105 |
| — | COUPA SOFTWARE INC | 20,000 | $508K | 0.1% | $25.40 | — | COM | 22266L106 |
| HDSN | HUDSON TECHNOLOGIES INC | 75,000 | $495K | 0.1% | $7.06 | +3.1% | COM | 444144109 |
| UAA | UNDER ARMOUR INC | 25,000 | $495K | 0.1% | — | — | Call | 904311107 |
| — | GW PHARMACEUTICALS PLC | 4,001 | $484K | 0.1% | $120.97 | — | ADS | 36197T103 |
| — | COMPUTER SCIENCES CORP | 7,000 | $483K | 0.1% | $69.00 | — | COM | 205363104 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 15,000 | $481K | 0.1% | $32.07 | — | SPONSORED ADR | 881624209 |
| INCY | INCYTE CORP | 3,500 | $468K | 0.1% | $97.56 | +30.5% | COM | 45337C102 |
| — | OXFORD IMMUNOTEC GLOBAL PLC | 30,000 | $465K | 0.1% | $12.55 | — | ORD SHS | G6855A103 |
| PSTG | PURE STORAGE INC | 45,000 | $442K | 0.1% | $11.89 | -6.8% | CL A | 74624M102 |
| — | RED HAT INC | 5,000 | $433K | 0.1% | $86.60 | — | COM | 756577102 |
| BABA | ALIBABA GROUP HLDG LTD | 4,000 | $431K | 0.1% | $107.75 | — | SPONSORED ADS | 01609W102 |
| — | AQUA METALS INC | 21,500 | $420K | 0.1% | $19.53 | — | COM | 03837J101 |
| — | CITRIX SYS INC | 5,000 | $417K | 0.1% | $83.40 | — | COM | 177376100 |
| SMTC | SEMTECH CORP | 12,000 | $406K | 0.1% | $33.56 | 0.0% | COM | 816850101 |
| CAR | AVIS BUDGET GROUP | 12,500 | $370K | 0.1% | — | — | Put | 053774105 |
| ATRC | ATRICURE INC | 19,000 | $364K | 0.1% | $17.52 | 0.0% | COM | 04963C209 |
| INTU | INTUIT | 3,000 | $348K | 0.1% | $104.73 | +7.4% | COM | 461202103 |
| — | HORIZON PHARMA PLC | 23,500 | $347K | 0.1% | $14.77 | — | SHS | G4617B105 |
| JKS | JINKOSOLAR HLDG CO LTD | 20,000 | $331K | 0.1% | $16.55 | — | SPONSORED ADR | 47759T100 |
| AMGN | AMGEN INC | 2,000 | $328K | 0.1% | $127.19 | 0.0% | COM | 031162100 |
| — | PARATEK PHARMACEUTICALS INC | 16,000 | $308K | 0.0% | $15.31 | — | COM | 699374302 |
| — | OUTFRONT MEDIA INC | 10,700 | $284K | 0.0% | $21.83 | — | COM | 69007J106 |
| CCJ | CAMECO CORP | 25,000 | $277K | 0.0% | $10.73 | 0.0% | COM | 13321L108 |
| — | OUTFRONT MEDIA INC | 10,000 | $266K | 0.0% | $21.83 | — | Put | 69007J106 |
| PTC | PTC INC | 5,000 | $263K | 0.0% | $52.87 | 0.0% | COM | 69370C100 |
| — | ADAMAS PHARMACEUTICALS INC | 15,000 | $263K | 0.0% | $16.40 | — | COM | 00548A106 |
| BIDU | BAIDU INC | 1,500 | $259K | 0.0% | — | — | Call | 056752108 |
| — | AQUAVENTURE HLDGS LTD | 15,000 | $256K | 0.0% | $17.07 | — | SHS | G0443N107 |
| — | BENEFITFOCUS INC | 9,000 | $252K | 0.0% | $28.00 | — | COM | 08180D106 |
| — | ALEXION PHARMACEUTICALS INC | 2,000 | $242K | 0.0% | $121.00 | — | COM | 015351109 |
| TBT | PROSHARES TR | 6,000 | $235K | 0.0% | $31.69 | — | PSHS ULTSH 20YRS | 74347B201 |
| — | NEKTAR THERAPEUTICS | 10,000 | $235K | 0.0% | $23.50 | — | COM | 640268108 |
| EW | EDWARDS LIFESCIENCES CORP | 2,500 | $235K | 0.0% | $31.31 | 0.0% | COM | 28176E108 |
| — | ABEONA THERAPEUTICS INC | 45,000 | $224K | 0.0% | $5.38 | — | COM | 00289Y107 |
| — | ZOGENIX INC | 20,000 | $217K | 0.0% | $10.85 | — | COM NEW | 98978L204 |
| — | MARVELL TECHNOLOGY GROUP LTD | 14,000 | $214K | 0.0% | $13.67 | — | ORD | G5876H105 |
| — | AUDENTES THERAPEUTICS INC | 12,572 | $214K | 0.0% | $17.02 | — | COM | 05070R104 |
| PI | IMPINJ INC | 7,000 | $212K | 0.0% | $31.46 | 0.0% | COM | 453204109 |
| — | ALDER BIOPHARMACEUTICALS INC | 10,000 | $208K | 0.0% | $20.80 | — | COM | 014339105 |
| MDT | MEDTRONIC PLC | 2,500 | $201K | 0.0% | $62.37 | 0.0% | SHS | G5960L103 |
| — | TELIGENT INC NEW | 25,000 | $195K | 0.0% | $8.55 | — | COM | 87960W104 |
| — | NUVECTRA CORP | 27,095 | $185K | 0.0% | $6.83 | — | COM | 67075N108 |
| UA | UNDER ARMOUR INC | 10,000 | $183K | 0.0% | $20.83 | 0.0% | CL C | 904311206 |
| BLDR | BUILDERS FIRSTSOURCE INC | 11,500 | $171K | 0.0% | $12.93 | 0.0% | COM | 12008R107 |
| — | TWITTER INC | 10,000 | $150K | 0.0% | $15.00 | — | COM | 90184L102 |
| — | ENTELLUS MED INC | 10,000 | $138K | 0.0% | $13.80 | — | COM | 29363K105 |
| ENPH | ENPHASE ENERGY INC | 100,000 | $137K | 0.0% | $1.46 | 0.0% | COM | 29355A107 |
| — | CYMABAY THERAPEUTICS INC | 30,210 | $130K | 0.0% | $3.00 | — | COM | 23257D103 |
| — | CARDIOME PHARMA CORP | 40,000 | $120K | 0.0% | $6.97 | — | COM NO PAR | 14159U301 |
| — | CAPSTONE TURBINE CORP | 150,000 | $115K | 0.0% | $1.21 | — | COM NEW | 14067D409 |
| — | IMMUNOMEDICS INC | 10,000 | $65,000 | 0.0% | $6.50 | — | COM | 452907108 |
| TTI | TETRA TECHNOLOGIES INC DEL | 15,500 | $63,000 | 0.0% | $4.50 | 0.0% | COM | 88162F105 |
| — | IMPRIMIS PHARMACEUTICALS INC | 10,000 | $42,000 | 0.0% | $4.20 | — | COM NEW | 45323A201 |