CIK: 0001085867 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Oct 24, 2019
Total Value ($000): $174,224 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| PFF | ISHARES TR | 316,361 | $11,873 | 6.8% | $36.62 | — | PFD AND INCM SEC | 464288687 |
| GLD | SPDR GOLD TRUST | 77,138 | $10,712 | 6.1% | $126.20 | — | GOLD SHS | 78463V107 |
| ZD | J2 GLOBAL INC | 86,830 | $7,886 | 4.5% | $64.82 | +16.9% | COM | 48123V102 |
| VEU | VANGUARD INTL EQUITY INDEX F | 138,585 | $6,915 | 4.0% | $47.73 | — | ALLWRLD EX US | 922042775 |
| XLK | SELECT SECTOR SPDR TR | 80,886 | $6,514 | 3.7% | $62.89 | — | TECHNOLOGY | 81369Y803 |
| AAPL | APPLE INC | 27,316 | $6,118 | 3.5% | $21.29 | +135.9% | COM | 037833100 |
| XLY | SELECT SECTOR SPDR TR | 47,817 | $5,772 | 3.3% | $102.81 | — | SBI CONS DISCR | 81369Y407 |
| MSFT | MICROSOFT CORP | 40,848 | $5,679 | 3.3% | $37.35 | +247.8% | COM | 594918104 |
| JPM | JPMORGAN CHASE & CO | 43,468 | $5,116 | 2.9% | $74.29 | +28.0% | COM | 46625H100 |
| XLV | SELECT SECTOR SPDR TR | 55,596 | $5,011 | 2.9% | $85.44 | — | SBI HEALTHCARE | 81369Y209 |
| AGG | ISHARES TR | 36,049 | $4,080 | 2.3% | $110.67 | — | CORE US AGGBD ET | 464287226 |
| XLC | SELECT SECTOR SPDR TR | 80,901 | $4,006 | 2.3% | $42.17 | — | COMMUNICATION | 81369Y852 |
| DIS | DISNEY WALT CO | 26,989 | $3,517 | 2.0% | $89.92 | +49.3% | COM DISNEY | 254687106 |
| GOOG | ALPHABET INC | 2,704 | $3,296 | 1.9% | $42.51 | +38.2% | CAP STK CL C | 02079K107 |
| BXMT | BLACKSTONE MTG TR INC | 85,923 | $3,080 | 1.8% | $31.77 | — | COM CL A | 09257W100 |
| XLI | SELECT SECTOR SPDR TR | 39,144 | $3,039 | 1.7% | $77.43 | — | SBI INT-INDS | 81369Y704 |
| XLP | SELECT SECTOR SPDR TR | 48,414 | $2,974 | 1.7% | $52.97 | — | SBI CONS STPLS | 81369Y308 |
| — | ROYAL DUTCH SHELL PLC | 46,270 | $2,772 | 1.6% | $57.60 | — | SPON ADR B | 780259107 |
| AMGN | AMGEN INC | 12,865 | $2,490 | 1.4% | $129.05 | +22.4% | COM | 031162100 |
| HCA | HCA HEALTHCARE INC | 19,720 | $2,375 | 1.4% | $77.85 | +57.3% | COM | 40412C101 |
| ORCL | ORACLE CORP | 43,133 | $2,374 | 1.4% | $42.90 | +17.4% | COM | 68389X105 |
| RS | RELIANCE STEEL & ALUMINUM CO | 21,242 | $2,117 | 1.2% | $80.65 | +21.1% | COM | 759509102 |
| XOM | EXXON MOBIL CORP | 27,840 | $1,966 | 1.1% | $55.96 | -3.9% | COM | 30231G102 |
| PFE | PFIZER INC | 53,526 | $1,923 | 1.1% | $17.74 | +52.3% | COM | 717081103 |
| BAC | BANK AMER CORP | 65,718 | $1,917 | 1.1% | $16.95 | +45.0% | COM | 060505104 |
| INTC | INTEL CORP | 35,352 | $1,822 | 1.0% | $18.56 | +131.8% | COM | 458140100 |
| MRK | MERCK & CO INC | 20,095 | $1,692 | 1.0% | $33.71 | +94.2% | COM | 58933Y105 |
| NOC | NORTHROP GRUMMAN CORP | 4,305 | $1,613 | 0.9% | $87.28 | +265.1% | COM | 666807102 |
| SPY | SPDR S&P 500 ETF TR | 5,000 | $1,484 | 0.9% | $255.38 | — | Put | 78462F103 |
| VT | VANGUARD INTL EQUITY INDEX F | 19,554 | $1,463 | 0.8% | $68.77 | — | TT WRLD ST ETF | 922042742 |
| BSV | VANGUARD BD INDEX FD INC | 17,135 | $1,384 | 0.8% | $79.79 | — | SHORT TRM BOND | 921937827 |
| JNJ | JOHNSON & JOHNSON | 10,476 | $1,355 | 0.8% | $66.69 | +65.0% | COM | 478160104 |
| SHY | ISHARES TR | 15,359 | $1,303 | 0.7% | $83.84 | — | 1 3 YR TREAS BD | 464287457 |
| GLW | CORNING INC | 44,850 | $1,279 | 0.7% | $13.91 | +79.7% | COM | 219350105 |
| KO | COCA COLA CO | 22,949 | $1,249 | 0.7% | $28.59 | +53.8% | COM | 191216100 |
| BA | BOEING CO | 3,275 | $1,246 | 0.7% | $120.15 | +193.3% | COM | 097023105 |
| IBM | INTERNATIONAL BUSINESS MACHS | 8,306 | $1,208 | 0.7% | $101.33 | +1.1% | COM | 459200101 |
| MMM | 3M CO | 7,288 | $1,198 | 0.7% | $72.67 | +52.2% | COM | 88579Y101 |
| WTM | WHITE MTNS INS GROUP LTD | 1,086 | $1,173 | 0.7% | $618.32 | +72.5% | COM | G9618E107 |
| ALL | ALLSTATE CORP | 9,400 | $1,022 | 0.6% | $41.10 | +118.1% | COM | 020002101 |
| — | TCW STRATEGIC INCOME FUND IN | 177,525 | $1,008 | 0.6% | $5.41 | — | COM | 872340104 |
| CSCO | CISCO SYS INC | 20,175 | $997 | 0.6% | $15.54 | +175.3% | COM | 17275R102 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 4,788 | $996 | 0.6% | $190.98 | +7.9% | CL B NEW | 084670702 |
| AMZN | AMAZON COM INC | 530 | $920 | 0.5% | $93.09 | -0.4% | COM | 023135106 |
| DD | DUPONT DE NEMOURS INC | 12,507 | $892 | 0.5% | $27.24 | -4.9% | COM | 26614N102 |
| DVY | ISHARES TR | 8,746 | $892 | 0.5% | $98.35 | — | SELECT DIVID ETF | 464287168 |
| — | PROSHARES TR | 29,885 | $882 | 0.5% | $30.30 | — | ULTRASHRT S&P500 | 74347B383 |
| HON | HONEYWELL INTL INC | 5,014 | $848 | 0.5% | $62.96 | +121.3% | COM | 438516106 |
| DOW | DOW INC | 17,239 | $821 | 0.5% | $36.37 | -10.0% | COM | 260557103 |
| — | NUVEEN AMT FREE QLTY MUN INC | 55,091 | $788 | 0.5% | $13.18 | — | COM | 670657105 |
| T | AT&T INC | 20,623 | $780 | 0.4% | $12.62 | +34.7% | COM | 00206R102 |
| PG | PROCTER & GAMBLE CO | 5,920 | $736 | 0.4% | $59.19 | +70.6% | COM | 742718109 |
| C | CITIGROUP INC | 10,369 | $716 | 0.4% | $46.70 | +16.0% | COM NEW | 172967424 |
| VZ | VERIZON COMMUNICATIONS INC | 11,631 | $702 | 0.4% | $30.04 | +34.6% | COM | 92343V104 |
| GOOGL | ALPHABET INC | 573 | $700 | 0.4% | $39.53 | +48.7% | CAP STK CL A | 02079K305 |
| CVX | CHEVRON CORP NEW | 5,709 | $677 | 0.4% | $74.86 | +22.3% | COM | 166764100 |
| COP | CONOCOPHILLIPS | 11,731 | $668 | 0.4% | $47.59 | -4.8% | COM | 20825C104 |
| GS | GOLDMAN SACHS GROUP INC | 3,164 | $656 | 0.4% | $194.35 | -7.6% | COM | 38141G104 |
| KMB | KIMBERLY CLARK CORP | 4,538 | $645 | 0.4% | $66.36 | +65.3% | COM | 494368103 |
| ADBE | ADOBE INC | 2,278 | $629 | 0.4% | $61.14 | +377.5% | COM | 00724F101 |
| — | TIFFANY & CO NEW | 6,575 | $609 | 0.3% | $86.09 | — | COM | 886547108 |
| CSX | CSX CORP | 8,718 | $604 | 0.3% | $8.03 | +165.8% | COM | 126408103 |
| EMR | EMERSON ELEC CO | 8,710 | $582 | 0.3% | $48.13 | +12.9% | COM | 291011104 |
| MET | METLIFE INC | 12,235 | $577 | 0.3% | $29.64 | +29.8% | COM | 59156R108 |
| ADP | AUTOMATIC DATA PROCESSING IN | 3,488 | $563 | 0.3% | $53.43 | +169.5% | COM | 053015103 |
| TRV | TRAVELERS COMPANIES INC | 3,680 | $547 | 0.3% | $95.26 | +36.0% | COM | 89417E109 |
| SJM | SMUCKER J M CO | 4,525 | $498 | 0.3% | $74.84 | +20.9% | COM NEW | 832696405 |
| AAL | AMERICAN AIRLS GROUP INC | 18,150 | $490 | 0.3% | $35.42 | -18.1% | COM | 02376R102 |
| MA | MASTERCARD INC | 1,646 | $447 | 0.3% | $134.42 | +98.0% | CL A | 57636Q104 |
| NEM | NEWMONT GOLDCORP CORPORATION | 11,740 | $445 | 0.3% | $27.95 | +15.9% | COM | 651639106 |
| HIG | HARTFORD FINL SVCS GROUP INC | 7,268 | $441 | 0.3% | $26.95 | +88.5% | COM | 416515104 |
| M | MACYS INC | 25,823 | $401 | 0.2% | $21.07 | -12.1% | COM | 55616P104 |
| TXN | TEXAS INSTRS INC | 3,084 | $399 | 0.2% | $31.09 | +230.8% | COM | 882508104 |
| XLF | SELECT SECTOR SPDR TR | 14,118 | $395 | 0.2% | $23.95 | — | SBI INT-FINL | 81369Y605 |
| CDLX | CARDLYTICS INC | 11,500 | $385 | 0.2% | $32.06 | 0.0% | COM | 14161W105 |
| DAL | DELTA AIR LINES INC DEL | 6,475 | $373 | 0.2% | $40.64 | +39.5% | COM NEW | 247361702 |
| SYY | SYSCO CORP | 4,691 | $372 | 0.2% | $24.38 | +153.4% | COM | 871829107 |
| GILD | GILEAD SCIENCES INC | 5,730 | $363 | 0.2% | $50.86 | +0.3% | COM | 375558103 |
| TLT | ISHARES TR | 2,500 | $358 | 0.2% | $143.20 | — | 20 YR TR BD ETF | 464287432 |
| MKL | MARKEL CORP | 300 | $355 | 0.2% | $614.75 | +84.8% | COM | 570535104 |
| DVN | DEVON ENERGY CORP NEW | 14,700 | $354 | 0.2% | $31.47 | -42.6% | COM | 25179M103 |
| — | CYPRESS SEMICONDUCTOR CORP | 15,150 | $354 | 0.2% | $10.66 | — | COM | 232806109 |
| HII | HUNTINGTON INGALLS INDS INC | 1,666 | $353 | 0.2% | $62.36 | +202.9% | COM | 446413106 |
| C | CITIGROUP INC | 5,000 | $345 | 0.2% | $46.70 | +16.0% | Call | 172967424 |
| CTVA | CORTEVA INC | 11,879 | $333 | 0.2% | $25.02 | +6.6% | COM | 22052L104 |
| ITW | ILLINOIS TOOL WKS INC | 2,126 | $333 | 0.2% | $59.45 | +119.0% | COM | 452308109 |
| WHR | WHIRLPOOL CORP | 2,050 | $325 | 0.2% | $154.82 | -7.3% | COM | 963320106 |
| LOW | LOWES COS INC | 2,927 | $322 | 0.2% | $39.57 | +137.6% | COM | 548661107 |
| — | WALGREENS BOOTS ALLIANCE INC | 5,695 | $315 | 0.2% | $54.77 | — | COM | 931427108 |
| — | PUTNAM MUN OPPORTUNITIES TR | 23,331 | $305 | 0.2% | $11.99 | — | SH BEN INT | 746922103 |
| AMPY | AMPLIFY ENERGY CORP NEW | 48,800 | $301 | 0.2% | $4.74 | 0.0% | COM | 03212B103 |
| — | ANNALY CAP MGMT INC | 33,438 | $294 | 0.2% | $10.49 | — | COM | 035710409 |
| V | VISA INC | 1,692 | $291 | 0.2% | $122.43 | +39.1% | COM CL A | 92826C839 |
| BHF | BRIGHTHOUSE FINL INC | 7,000 | $283 | 0.2% | $54.45 | -31.6% | COM | 10922N103 |
| NYT | NEW YORK TIMES CO | 9,800 | $279 | 0.2% | $16.71 | +77.9% | CL A | 650111107 |
| SIG | SIGNET JEWELERS LIMITED | 16,350 | $274 | 0.2% | $18.26 | -22.0% | SHS | G81276100 |
| BX | BLACKSTONE GROUP INC | 5,500 | $269 | 0.2% | $39.22 | 0.0% | COM CL A | 09260D107 |
| KMI | KINDER MORGAN INC DEL | 13,050 | $269 | 0.2% | $11.20 | +25.7% | COM | 49456B101 |
| BDX | BECTON DICKINSON & CO | 1,051 | $266 | 0.2% | $194.74 | +14.8% | COM | 075887109 |
| — | BLACKROCK CORPOR HI YLD FD I | 24,500 | $263 | 0.2% | $10.70 | — | COM | 09255P107 |
| — | SUNPOWER CORP | 290,000 | $262 | 0.2% | $0.80 | — | DBCV 4.000% 1/1 | 867652AL3 |
| DUK | DUKE ENERGY CORP NEW | 2,732 | $262 | 0.2% | $54.71 | +28.9% | COM NEW | 26441C204 |
| MU | MICRON TECHNOLOGY INC | 5,940 | $255 | 0.1% | $37.18 | +18.7% | COM | 595112103 |
| SPY | SPDR S&P 500 ETF TR | 844 | $250 | 0.1% | $255.38 | — | TR UNIT | 78462F103 |
| IRDM | IRIDIUM COMMUNICATIONS INC | 11,500 | $245 | 0.1% | $21.52 | +10.7% | COM | 46269C102 |
| LLY | LILLY ELI & CO | 2,126 | $238 | 0.1% | $56.60 | +81.5% | COM | 532457108 |
| CPB | CAMPBELL SOUP CO | 5,000 | $235 | 0.1% | $31.60 | +10.9% | COM | 134429109 |
| — | SEAGATE TECHNOLOGY PLC | 4,350 | $234 | 0.1% | $47.82 | — | SHS | G7945M107 |
| BWA | BORGWARNER INC | 6,350 | $233 | 0.1% | $26.22 | +11.2% | COM | 099724106 |
| ABT | ABBOTT LABS | 2,750 | $230 | 0.1% | $66.25 | +14.8% | COM | 002824100 |
| EMB | ISHARES TR | 2,000 | $227 | 0.1% | — | — | Put | 464288281 |
| DCH | AMERICAN AXLE & MFG HLDGS IN | 27,525 | $226 | 0.1% | $11.09 | -18.1% | COM | 024061103 |
| BP | BP PLC | 5,957 | $226 | 0.1% | $37.94 | — | SPONSORED ADR | 055622104 |
| VLO | VALERO ENERGY CORP NEW | 2,600 | $222 | 0.1% | $62.40 | +0.1% | COM | 91913Y100 |
| FE | FIRSTENERGY CORP | 4,500 | $217 | 0.1% | $34.83 | 0.0% | COM | 337932107 |
| HD | HOME DEPOT INC | 929 | $216 | 0.1% | $187.08 | 0.0% | COM | 437076102 |
| — | TWITTER INC | 5,250 | $216 | 0.1% | $41.14 | — | COM | 90184L102 |
| JAZZ | JAZZ PHARMACEUTICALS PLC | 1,660 | $213 | 0.1% | $152.92 | -12.3% | SHS USD | G50871105 |
| PBA | PEMBINA PIPELINE CORP | 5,721 | $212 | 0.1% | $24.14 | +7.2% | COM | 706327103 |
| SD | SANDRIDGE ENERGY INC | 44,500 | $209 | 0.1% | $7.34 | -22.0% | COM NEW | 80007P869 |
| — | BARRICK GOLD CORPORATION | 12,000 | $208 | 0.1% | $13.57 | — | COM | 067901108 |
| TXT | TEXTRON INC | 4,200 | $206 | 0.1% | $51.12 | -5.3% | COM | 883203101 |
| TAP | MOLSON COORS BREWING CO | 3,590 | $206 | 0.1% | $45.80 | 0.0% | CL B | 60871R209 |
| — | WHITING PETE CORP NEW | 25,450 | $204 | 0.1% | $8.02 | — | COM NEW | 966387409 |
| ACN | ACCENTURE PLC IRELAND | 1,058 | $204 | 0.1% | $176.52 | 0.0% | SHS CLASS A | G1151C101 |
| FCX | FREEPORT-MCMORAN INC | 21,146 | $202 | 0.1% | $11.28 | -15.6% | CL B | 35671D857 |
| L | LOEWS CORP | 3,900 | $201 | 0.1% | $45.83 | +9.6% | COM | 540424108 |
| GDX | VANECK VECTORS ETF TR | 7,500 | $200 | 0.1% | — | — | Call | 92189F106 |
| — | NUVEEN NEW JERSEY QULT MUN F | 12,983 | $188 | 0.1% | $13.07 | — | COM | 67069Y102 |
| — | GENERAL ELECTRIC CO | 20,500 | $183 | 0.1% | $21.06 | — | COM | 369604103 |
| — | TAILORED BRANDS INC | 41,200 | $181 | 0.1% | $5.41 | — | COM | 87403A107 |
| F | FORD MTR CO DEL | 19,650 | $180 | 0.1% | $8.19 | -15.2% | COM | 345370860 |
| — | CHICOS FAS INC | 43,000 | $173 | 0.1% | $3.38 | — | COM | 168615102 |
| RIG | TRANSOCEAN LTD | 36,515 | $163 | 0.1% | $7.88 | -32.7% | REG SHS | H8817H100 |
| RRC | RANGE RES CORP | 40,230 | $154 | 0.1% | $11.81 | -59.4% | COM | 75281A109 |
| — | RESTORBIO INC | 15,300 | $135 | 0.1% | $8.82 | — | COM | 76133L103 |
| — | NABORS INDUSTRIES LTD | 72,100 | $135 | 0.1% | $3.60 | — | SHS | G6359F103 |
| FLEX | FLEX LTD | 12,900 | $135 | 0.1% | $6.07 | +26.6% | ORD | Y2573F102 |
| — | CHESAPEAKE ENERGY CORP | 90,990 | $128 | 0.1% | $2.60 | — | COM | 165167107 |
| — | ENERGOUS CORP | 34,325 | $114 | 0.1% | $5.00 | — | COM | 29272C103 |
| GME | GAMESTOP CORP NEW | 20,500 | $113 | 0.1% | $1.08 | 0.0% | CL A | 36467W109 |
| — | NAVIOS MARITIME CONTAINERS L | 45,000 | $90 | 0.1% | $2.25 | — | COM UNIT RP LP | Y62151108 |
| NGD | NEW GOLD INC CDA | 87,000 | $88 | 0.1% | $1.68 | -27.6% | COM | 644535106 |
| — | BNY MELLON HIGH YIELD STRATE | 25,100 | $77 | 0.0% | $3.07 | — | SH BEN INT | 09660L105 |
| — | AURORA CANNABIS INC | 16,622 | $73 | 0.0% | $6.27 | — | COM | 05156X108 |
| — | SOUTHWESTERN ENERGY CO | 34,890 | $67 | 0.0% | $1.92 | — | COM | 845467109 |
| — | MCDERMOTT INTL INC | 32,500 | $66 | 0.0% | $2.03 | — | COM | 580037703 |
| — | MFS INTER INCOME TR | 10,000 | $38 | 0.0% | $4.84 | — | SH BEN INT | 55273C107 |
| — | J JILL INC | 20,000 | $38 | 0.0% | $2.00 | — | COM | 46620W102 |
| RRC | RANGE RES CORP | 10,000 | $38 | 0.0% | $11.81 | -59.4% | Call | 75281A109 |
| HBM | HUDBAY MINERALS INC | 10,650 | $38 | 0.0% | $4.07 | 0.0% | COM | 443628102 |
| CLNE | CLEAN ENERGY FUELS CORP | 12,345 | $25 | 0.0% | $3.51 | -33.8% | COM | 184499101 |
| — | MALLINCKRODT PUB LTD CO | 10,000 | $24 | 0.0% | $2.40 | — | SHS | G5785G107 |
| — | TIDEWATER INC NEW | 11,859 | $17 | 0.0% | $2.25 | — | *W EXP 07/31/202 | 88642R117 |
| — | GLOBALSTAR INC | 15,000 | $6 | 0.0% | $0.40 | — | COM | 378973408 |
| — | CEMTREX INC | 34,000 | $0 | 0.0% | $0.09 | — | *W EXP 12/02/202 | 15130G113 |