Location: Boston, MA
CIK: 0001357550 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 14, 2019
Total Value: $1.648B (74.8% shares, 25.2% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | LIBERTY MEDIA CORP | 146,008,000 | $130M | 7.9% | $0.89 | $0.64 | — | DEB 3.500% 1/1 | 530715AN1 |
| — | DOMINION ENERGY INC | 2,502,100 | $126M | 7.6% | $50.29 | $50.24 | — | UNIT 08/15/2019 | 25746U836 |
| — | ALTABA INC | 1,076,079 | $74.65M | 4.5% | $69.37 | $69.37 | — | COM | 021346101 |
| — | RED HAT INC | 25,716,000 | $65.5M | 4.0% | $2.55 | $2.54 | — | NOTE 0.250%10/0 | 756577AD4 |
| — | VISTRA ENERGY CORP | 667,205 | $61.76M | 3.7% | $92.57 | $93.40 | — | UNIT 02/02/2024 | 92840M300 |
| — | FINISAR CORP | 60,518,000 | $58.95M | 3.6% | $0.97 | $0.96 | — | NOTE 0.500%12/1 | 31787AAP6 |
| — | MICROCHIP TECHNOLOGY INC | 30,632,000 | $53.98M | 3.3% | $1.76 | $1.73 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | BECTON DICKINSON & CO | 835,000 | $51.7M | 3.1% | $61.91 | $61.91 | — | PFD SHS CONV A | 075887208 |
| PFF | ISHARES TR | 1,317,500 | $48.55M | 2.9% | $36.85 | — | — | Put | 464288687 |
| D | DOMINION ENERGY INC | 550,000 | $42.53M | 2.6% | $77.32 * | $56.85 | 0.0% | Put | 25746U109 |
| SPY | SPDR S&P 500 ETF TR | 133,500 | $39.12M | 2.4% | $293.00 | $292.93 | — | Put | 78462F103 |
| — | NEW YORK TIMES CO | 234,000 | $37.23M | 2.3% | $159.09 | $159.09 | — | PUT | 650111957 |
| D | DOMINION ENERGY INC | 460,000 | $35.57M | 2.2% | $77.32 * | $56.85 | 0.0% | Call | 25746U109 |
| — | ARRAY BIOPHARMA INC | 10,225,000 | $31.11M | 1.9% | $3.04 | $3.04 | — | NOTE 2.625%12/0 | 04269XAB1 |
| — | EPR PPTYS | 862,600 | $27.66M | 1.7% | $32.06 | $32.06 | — | PFD C CNV 5.75% | 26884U208 |
| EWY | ISHARES INC | 400,000 | $23.95M | 1.5% | $59.87 | — | — | Put | 464286772 |
| — | VIRTUS INVT PARTNERS INC | 235,298 | $22.32M | 1.4% | $94.87 | $94.62 | — | PFD CV SER D | 92828Q208 |
| — | BLUEGREEN VACATIONS CORP | 1,882,725 | $22.01M | 1.3% | $11.69 | $14.86 | — | COM | 09629F108 |
| — | CAI INTERNATIONAL INC | 803,418 | $19.94M | 1.2% | $24.82 | $23.95 | — | COM | 12477X106 |
| — | FINISAR CORP | 850,000 | $19.44M | 1.2% | $22.87 | — | — | Put | 31787A507 |
| — | SPARTAN ENERGY ACQUISITON CO | 1,929,951 | $19.3M | 1.2% | $10.00 | $9.96 | — | CL A COM STK | 846784106 |
| IQ 3.75 12/01/23 REGS | IQIYI INC | 17,000,000 | $18.77M | 1.1% | $1.10 | $1.10 | — | DEBT 3.750%12/0 | G4939KAA4 |
| SRE | SEMPRA ENERGY | 130,000 | $17.87M | 1.1% | $137.44 * | $52.85 | 0.0% | Put | 816851109 |
| — | EPR PPTYS | 454,100 | $17.23M | 1.0% | $37.95 | $37.95 | — | CONV PFD 9% SR E | 26884U307 |
| — | GIGCAPITAL2 INC | 1,608,075 | $16.16M | 1.0% | $10.05 | $10.05 | — | UNIT 02/28/2026 | 375036209 |
| — | RED HAT INC | 77,853 | $14.62M | 0.9% | $187.76 | $187.76 | — | COM | 756577102 |
| TMUS | T MOBILE US INC | 195,436 | $14.49M | 0.9% | $74.14 * | $69.38 | +3.4% | COM | 872590104 |
| — | BLACK RIDGE ACQUISITION CORP | 1,355,260 | $13.92M | 0.8% | $10.27 | $9.90 | — | COM | 09216T107 |
| SRE | SEMPRA ENERGY | 97,900 | $13.46M | 0.8% | $137.44 * | $52.85 | 0.0% | COM | 816851109 |
| — | TWELVE SEAS INVESTMENT COMPA | 1,316,048 | $13.36M | 0.8% | $10.15 | $9.83 | — | SHS | G9145A107 |
| SA | SEABRIDGE GOLD INC | 971,734 | $13.14M | 0.8% | $13.53 * | $11.58 | +2.4% | COM | 811916105 |
| — | CAESARS ENTMT CORP | 7,500,000 | $12.76M | 0.8% | $1.70 | $1.70 | — | NOTE 5.000%10/0 | 127686AA1 |
| — | NEXTERA ENERGY INC | 173,100 | $11.24M | 0.7% | $64.93 | $64.93 | — | UNIT 09/01/2019 | 65339F820 |
| — | GIGCAPITAL INC | 1,084,784 | $11.17M | 0.7% | $10.30 | $9.96 | — | COM | 37518N106 |
| — | DIAMONDPEAK HLDGS COR | 1,141,799 | $11.1M | 0.7% | $9.72 | $9.72 | — | COM CL A | 25280H100 |
| — | CYPRESS SEMICONDUCTOR CORP | 6,000,000 | $10.07M | 0.6% | $1.68 | $1.68 | — | NOTE 4.500% 1/1 | 232806AM1 |
| FEZ | SPDR INDEX SHS FDS | 254,500 | $9.747M | 0.6% | $38.30 | — | — | Put | 78463X202 |
| — | RMG ACQUISITION CORP | 976,999 | $9.545M | 0.6% | $9.77 | $9.77 | — | CL A | 749641106 |
| XLE | SELECT SECTOR SPDR TR | 146,600 | $9.34M | 0.6% | $63.71 | $65.18 | — | ENERGY | 81369Y506 |
| — | PENSARE ACQUISITION CORP | 886,000 | $9.197M | 0.6% | $10.38 | $10.19 | — | COM | 70957E105 |
| — | KBL MERGER CORP IV | 757,860 | $7.934M | 0.5% | $10.47 | $10.14 | — | COM | 48242A104 |
| — | PROSPECT CAPITAL CORPORATION | 7,500,000 | $7.746M | 0.5% | $1.03 | $0.99 | — | NOTE 6.375% 3/0 | 74348TAT9 |
| — | CONSOLIDATED TOMOKA LD CO | 7,500,000 | $7.672M | 0.5% | $1.02 | $1.10 | — | NOTE 4.500% 3/1 | 210226AB2 |
| GDX | VANECK VECTORS ETF TR | 299,000 | $7.642M | 0.5% | $25.56 | $19.73 | — | GOLD MINERS ETF | 92189F106 |
| RC | READY CAP CORP | 477,266 | $7.111M | 0.4% | $14.90 | $14.76 | — | COM | 75574U101 |
| — | ANADARKO PETE CORP | 100,568 | $7.096M | 0.4% | $70.56 | $70.56 | — | COM | 032511107 |
| D | DOMINION ENERGY INC | 88,100 | $6.812M | 0.4% | $77.32 * | $56.85 | 0.0% | COM | 25746U109 |
| — | CAPITOL INVT CORP IV | 622,000 | $6.363M | 0.4% | $10.23 | $10.22 | — | CL A ORD | G18920101 |
| BBDC | BARINGS BDC INC | 642,044 | $6.318M | 0.4% | $9.84 * | $5.27 | 0.0% | COM | 06759L103 |
| — | RAYONIER ADVANCED MATLS INC | 122,000 | $6.293M | 0.4% | $51.58 | $51.58 | — | PFD CV SER A | 75508B203 |
| — | TPG PACE HLDGS CORP | 602,892 | $6.27M | 0.4% | $10.40 | $10.30 | — | CL A | G89827128 |
| — | BIG ROCK PARTNERS ACQUISI CO | 583,306 | $6.131M | 0.4% | $10.51 | $10.42 | — | COM | 089482103 |
| — | TTM TECHNOLOGIES | 5,000,000 | $5.881M | 0.4% | $1.18 | $1.18 | — | INC NOTE 1.750%12/1 | 87305RAD1 |
| — | TKK SYMPHONY ACQUISITION COR | 568,108 | $5.687M | 0.3% | $10.01 | $9.73 | — | ORD SHS | G88950103 |
| EWZ | ISHARES INC | 130,000 | $5.684M | 0.3% | $43.72 | $41.52 | — | MSCI BRAZIL ETF | 464286400 |
| — | COUPA SOFTWARE INC | 43,900 | $5.558M | 0.3% | $126.61 | $126.61 | — | COM | 22266L106 |
| — | II VI INC | 148,882 | $5.443M | 0.3% | $36.56 | $34.07 | — | COM | 902104108 |
| RH | RH | 46,900 | $5.422M | 0.3% | $115.61 * | $103.18 | 0.0% | Put | 74967X103 |
| GDXJ | VANECK VECTORS ETF TR | 154,000 | $5.384M | 0.3% | $34.96 | $28.14 | — | JR GOLD MINERS E | 92189F791 |
| — | GORDON POINTE ACQUISITION CO | 515,262 | $5.323M | 0.3% | $10.33 | $10.31 | — | COM CLASS A | 382788107 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 500,312 | $5.218M | 0.3% | $10.43 | $10.27 | — | CL A | G8250R103 |
| — | DIAMOND EAGLE ACQUISITION CO | 507,070 | $5.101M | 0.3% | $10.06 | $10.06 | — | UNIT 06/30/2026 | 25258L208 |
| — | CHURCHILL CAP CORP II | 500,000 | $5.075M | 0.3% | $10.15 | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| EZA | ISHARES INC | 92,000 | $5.03M | 0.3% | $54.67 | — | — | Put | 464286780 |
| XRT | SPDR SERIES TRUST | 117,000 | $4.957M | 0.3% | $42.37 | — | — | Put | 78464A714 |
| — | LANDCADIA HLDGS II INC | 499,998 | $4.875M | 0.3% | $9.75 | $9.75 | — | CL A | 51476X105 |
| — | INSURANCE ACQUISITION CORP | 490,000 | $4.826M | 0.3% | $9.85 | $9.85 | — | CL A | 457867109 |
| ALAC | ALBERTON ACQUISITION CORP | 474,323 | $4.81M | 0.3% | $10.14 | $9.82 | — | ORD SHS | G35006108 |
| — | AGBA ACQUISITION LTD | 475,000 | $4.76M | 0.3% | $10.02 | $10.02 | — | UNIT 05/10/2024 | G0120M133 |
| — | CRESCENT ACQUISITION CORP | 471,364 | $4.619M | 0.3% | $9.80 | $9.80 | — | COM CL A | 22564L105 |
| — | TIBERIUS ACQUISITION CORP | 445,000 | $4.539M | 0.3% | $10.20 | $10.20 | — | COM | 88633A107 |
| — | ANDINA ACQUISITION CORP III | 457,834 | $4.537M | 0.3% | $9.91 | $9.75 | — | SHS | G04415108 |
| — | GORES HOLDINGS III INC | 450,999 | $4.533M | 0.3% | $10.05 | $9.96 | — | CLASS A | 38286G109 |
| — | B RILEY PRINCIPAL MERGER COR | 461,252 | $4.497M | 0.3% | $9.75 | $9.75 | — | CL A | 05586Y106 |
| SOXX | ISHARES TR | 21,500 | $4.266M | 0.3% | $198.42 | $190.17 | — | PHLX SEMICND ETF | 464287523 |
| — | LF CAP ACQUISITION CORP | 414,246 | $4.217M | 0.3% | $10.18 | $10.18 | — | CL A | 50200K108 |
| — | PROFICIENT ALPHA ACQUSTN COR | 426,062 | $4.15M | 0.3% | $9.74 | $9.74 | — | COM | 74317H105 |
| — | MEGALITH FINL ACQUISITION CO | 413,339 | $4.15M | 0.3% | $10.04 | $10.02 | — | CL A COM | 58518F109 |
| — | THUNDER BRIDGE ACQUISITION L | 1,944,900 | $3.929M | 0.2% | $2.02 | $2.00 | — | *W EXP 01/01/202 | G8857R126 |
| ANIP | ANI PHARMACEUTICALS INC | 47,054 | $3.868M | 0.2% | $82.20 * | $55.07 | +29.2% | COM | 00182C103 |
| — | CF FIN ACQUISITION CORP | 370,000 | $3.711M | 0.2% | $10.03 | $10.03 | — | COM CL A | 12528N107 |
| SATS | ECHOSTAR CORP | 83,133 | $3.684M | 0.2% | $44.31 * | $32.28 | +3.2% | CL A | 278768106 |
| — | SENTINEL ENERGY SVCS INC | 349,045 | $3.543M | 0.2% | $10.15 | $10.05 | — | CL A | 81728P105 |
| — | WEALTHBRIDGE ACQUISITION LTD | 347,500 | $3.54M | 0.2% | $10.19 | $9.82 | — | SHS | G4887W110 |
| — | B RILEY PRINCIPAL MERGER COR | 353,231 | $3.522M | 0.2% | $9.97 | $9.97 | — | UNIT 99/99/9999 | 05586Y205 |
| PANW | PALO ALTO NETWORKS INC | 16,891 | $3.442M | 0.2% | $203.78 * | $37.41 | 0.0% | COM | 697435105 |
| NIO | NIO INC | 1,350,000 | $3.442M | 0.2% | $2.55 | — | — | Put | 62914V106 |
| — | MONOCLE ACQUISITION CORP | 344,740 | $3.413M | 0.2% | $9.90 | $9.80 | — | COM | 609754106 |
| — | LEISURE ACQUISITION CORP | 334,720 | $3.404M | 0.2% | $10.17 | $9.69 | — | COM | 52539T107 |
| — | AMCI ACQUISITION CORP | 341,016 | $3.39M | 0.2% | $9.94 | $9.94 | — | CLASS A | 00165R101 |
| — | ENVESTNET INC | 3,000,000 | $3.374M | 0.2% | $1.12 | $1.12 | — | NOTE 1.750%12/1 | 29404KAA4 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 281,796 | $3.243M | 0.2% | $11.51 | $9.08 | — | UNIT | 85207Q104 |
| — | HERTZ GLOBAL HLDGS INC | 1,650,000 | $3.218M | 0.2% | $1.95 | $1.95 | — | RIGHT 07/12/2019 | 42806J114 |
| — | GSV CAP CORP | 3,225,000 | $3.047M | 0.2% | $0.94 | $1.00 | — | NOTE 4.750% 3/2 | 36191JAC5 |
| — | NEW FRONTIER CORP | 302,300 | $3.044M | 0.2% | $10.07 | $9.90 | — | COM CL A | G6485P108 |
| — | ZYNGA INC | 485,100 | $2.974M | 0.2% | $6.13 | $6.13 | — | CL A | 98986T108 |
| — | CYPRESS SEMICONDUCTOR CORP | 2,500,000 | $2.953M | 0.2% | $1.18 | $1.18 | — | NOTE 2.000% 2/0 | 232806AP4 |
| — | TUSCAN HOLDINGS CORP | 288,992 | $2.861M | 0.2% | $9.90 | $9.76 | — | COM | 90069K104 |
| — | NII HLDGS INC | 1,676,643 | $2.834M | 0.2% | $1.69 | $1.69 | — | COM PAR | 62913F508 |
| — | 8I ENTERPRISES ACQUISITIN CO | 282,910 | $2.801M | 0.2% | $9.90 | $9.90 | — | SHS | G2956M104 |
| — | COLONY CR REAL ESTATE INC | 180,281 | $2.794M | 0.2% | $15.50 | $15.66 | — | COM CL A | 19625T101 |
| — | EDTECHX HLDGS ACQUISITION CO | 278,581 | $2.791M | 0.2% | $10.02 | $10.05 | — | COM | 28138X103 |
| — | LEGACY ACQUISITION CORP | 275,000 | $2.778M | 0.2% | $10.10 | $9.95 | — | COM CL A | 524643103 |
| XLK | SELECT SECTOR SPDR TR | 32,100 | $2.505M | 0.2% | $78.04 | $66.83 | — | TECHNOLOGY | 81369Y803 |
| — | CHARDAN HEALTHCARE ACQUISITI | 249,000 | $2.438M | 0.1% | $9.79 | $9.79 | — | COM | 15957A108 |
| — | CLARIVATE ANALYTICS PLC | 511,811 | $2.431M | 0.1% | $4.75 | $4.75 | — | *W EXP 11/09/201 | G21810117 |
| RWGE | REGALWOOD GLOBAL ENERGY LTD | 226,780 | $2.313M | 0.1% | $10.20 | $9.81 | — | COM CL A | G74760102 |
| — | CELGENE CORP | 25,000 | $2.311M | 0.1% | $92.44 | $92.44 | — | COM | 151020104 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 184,005 | $2.085M | 0.1% | $11.33 | $11.33 | — | UNIT | 85207H104 |
| — | MOSAIC ACQUISITION CORP | 204,010 | $2.081M | 0.1% | $10.20 | $9.85 | — | COM CL A | 61946M100 |
| — | PROFICIENT ALPHA ACQUSTN COR | 200,000 | $2.01M | 0.1% | $10.05 | $10.05 | — | UNIT 04/30/2026 | 74317H204 |
| — | ACAMAR PARTNERS ACQSITION CO | 203,998 | $1.983M | 0.1% | $9.72 | $9.72 | — | CL A | 004285102 |
| — | VERASTEM INC | 3,600,000 | $1.967M | 0.1% | $0.55 | $0.80 | — | NOTE 5.000%11/0 | 92337CAA2 |
| QTWO | Q2 HLDGS INC | 25,300 | $1.932M | 0.1% | $76.36 * | $72.30 | 0.0% | COM | 74736L109 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 189,500 | $1.772M | 0.1% | $9.35 | $9.35 | — | SH BEN INT | 18914E106 |
| — | VONAGE HLDGS CORP | 147,400 | $1.67M | 0.1% | $11.33 | $11.33 | — | COM | 92886T201 |
| PFSI | PENNYMAC FINL SVCS INC | 75,102 | $1.666M | 0.1% | $22.18 * | $20.20 | +1.6% | COM | 70932M107 |
| — | DD3 ACQUISITION CORP | 159,245 | $1.592M | 0.1% | $10.00 | $9.83 | — | SHS | G2692M103 |
| — | GORES METROPOULOS INC | 155,199 | $1.588M | 0.1% | $10.23 | $10.23 | — | COM CL A | 382872109 |
| — | DFB HEALTHCARE ACQUISTION CO | 145,270 | $1.472M | 0.1% | $10.13 | $9.97 | — | COM | 23291E109 |
| — | CARDTRONICS INC | 1,500,000 | $1.449M | 0.1% | $0.97 | $1.00 | — | NOTE 1.000%12/0 | 14161HAG3 |
| — | OPES ACQUISITION CORP | 138,410 | $1.426M | 0.1% | $10.30 | $9.85 | — | COM | 68373P100 |
| — | CUSHING RENAISSANCE FD | 92,750 | $1.308M | 0.1% | $14.10 | $14.10 | — | COM | 231647108 |
| PSEC | PROSPECT CAPITAL CORPORATION | 200,000 | $1.306M | 0.1% | $6.53 | — | — | Put | 74348T102 |
| — | CHASERG TECHNLGY ACQUISITN C | 128,828 | $1.293M | 0.1% | $10.04 | $9.87 | — | CLASS A | 16166A103 |
| — | MAGNOLIA OIL & GAS CORP | 382,312 | $1.277M | 0.1% | $3.34 | $4.70 | — | *W EXP 07/31/202 | 559663117 |
| — | LEO HOLDINGS CORP | 121,267 | $1.245M | 0.1% | $10.27 | $9.79 | — | COM CL A | G5463L105 |
| — | TORTOISE ACQUISITION CORP | 120,000 | $1.182M | 0.1% | $9.85 | $9.85 | — | CL A | 89154L100 |
| SPY | SPDR S&P 500 ETF TR | 3,878 | $1.136M | 0.1% | $292.93 | $292.93 | — | TR UNIT | 78462F103 |
| — | CREDIT SUISSE NASSAU BRH | 60,000 | $1.132M | 0.1% | $18.87 | $18.87 | — | VELOCITY SHS DAI | 22542D332 |
| — | PURE ACQUISITION CORP | 930,684 | $1.005M | 0.1% | $1.08 | $1.08 | — | *W EXP 04/17/202 | 74621Q114 |
| — | SOUTH MTN MERGER CORP | 100,000 | $1M | 0.1% | $10.00 | $10.00 | — | UNIT 99/99/9999 | 838884203 |
| — | NRC GROUP HLDGS CORP | 604,212 | $998K | 0.1% | $1.65 | $1.65 | — | *W EXP 10/17/202 | 629375114 |
| — | EDTECHX HLDGS ACQUISITION CO | 97,252 | $994K | 0.1% | $10.22 | $10.22 | — | UNIT 12/31/2025 | 28138X202 |
| RVPH | TENZING ACQUISITION CORP | 94,065 | $985K | 0.1% | $10.47 | $9.93 | — | ORD SHS | G8708A116 |
| — | HIGHLAND INCOME FUND | 63,332 | $877K | 0.1% | $13.85 | $13.85 | — | HIGHLAND INCOME | 43010E404 |
| — | HL ACQUISITIONS CORP | 84,109 | $850K | 0.1% | $10.11 | $9.56 | — | SHS | G4603R106 |
| RPLA | REPLAY ACQUISITION CORP | 83,332 | $814K | 0.0% | $9.77 | $9.77 | — | COM | G75130107 |
| — | PIVOTAL ACQUISITION CORP | 75,000 | $761K | 0.0% | $10.15 | $9.79 | — | CL A COM | 72583A101 |
| — | MR COOPER GROUP INC | 93,480 | $749K | 0.0% | $8.01 | $8.68 | — | COM | 62482R107 |
| — | TARGET HOSPITALITY CORP | 318,098 | $636K | 0.0% | $2.00 | $1.55 | — | *W EXP 03/15/202 | 87615L115 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 45,360 | $600K | 0.0% | $13.23 | $12.35 | — | TR UNIT | 85208R101 |
| — | GREENLAND ACQUISITIN CORPORA | 56,327 | $572K | 0.0% | $10.15 | $9.67 | — | SHS | G40981139 |
| — | NEBULA ACQUISITION CORP | 56,001 | $565K | 0.0% | $10.09 | $10.09 | — | COM CLASS A | 629076100 |
| — | CAPITOL INVT CORP IV | 399,900 | $556K | 0.0% | $1.39 | $1.39 | — | *W EXP 01/01/202 | G18920127 |
| PCG | PG&E CORP | 23,398 | $536K | 0.0% | $22.91 * | $19.86 | 0.0% | COM | 69331C108 |
| — | HAYMAKER ACQUISITION CORP II | 50,000 | $511K | 0.0% | $10.22 | $10.22 | — | UNIT 10/31/2026 | 42087L200 |
| — | COLLIER CREEK HOLDINGS | 51,000 | $510K | 0.0% | $10.00 | $9.65 | — | COM CL A | G22707106 |
| — | GX ACQUISITION CORP | 50,000 | $502K | 0.0% | $10.04 | $10.04 | — | UNIT 05/24/2026 | 36251A206 |
| — | BOXWOOD MERGER CORP | 50,000 | $492K | 0.0% | $9.84 | $9.84 | — | COM CL A | 10319T101 |
| — | HEALTH SCIENCES ACQUSTN CORP | 50,000 | $490K | 0.0% | $9.80 | $9.80 | — | COM | 42227C102 |
| — | ACT II GLOBAL ACQUISITION CO | 50,000 | $488K | 0.0% | $9.76 | $9.76 | — | CL A SHS | G0080J104 |
| — | ARYA SCIENCES ACQUISITION CO | 47,800 | $480K | 0.0% | $10.04 | $10.04 | — | SHS CL A | G3165V109 |
| — | CLOUGH GLOBAL EQUITY FD | 34,800 | $445K | 0.0% | $12.79 | $12.79 | — | COM | 18914C100 |
| — | VOYA GLBL EQTY DIV & PREM OP | 68,245 | $445K | 0.0% | $6.52 | $6.52 | — | COM | 92912T100 |
| — | LEO HOLDINGS CORP | 355,050 | $444K | 0.0% | $1.25 | $0.88 | — | *W EXP 02/07/202 | G5463L113 |
| BBCP | CONCRETE PUMPING HLDGS INC | 84,598 | $433K | 0.0% | $5.12 | $5.05 | 0.0% | COM | 206704108 |
| LOAC | LONGEVITY ACQUISITION CORP | 40,070 | $405K | 0.0% | $10.11 | $10.11 | — | ORD SHS | G56372132 |
| — | EATON VANCE TXMGD GL BUYWR O | 40,150 | $393K | 0.0% | $9.79 | $9.79 | — | COM | 27829C105 |
| AMGN | AMGEN INC | 2,086 | $384K | 0.0% | $184.08 * | $153.87 | -5.0% | COM | 031162100 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 44,268 | $369K | 0.0% | $8.34 | $8.34 | — | COM SH BEN INT | 00326L100 |
| AGO | ASSURED GUARANTY LTD | 8,412 | $354K | 0.0% | $42.08 * | $34.82 | +12.8% | COM | G0585R106 |
| — | BLACKROCK ENHANCED GBL DIV T | 31,050 | $333K | 0.0% | $10.72 | $9.79 | — | COM | 092501105 |
| — | HEALTH SCIENCES ACQUSTN CORP | 300,000 | $300K | 0.0% | $1.00 | $1.00 | — | *W EXP 04/01/202 | 42227C110 |
| — | NORBORD INC | 11,537 | $286K | 0.0% | $24.79 | $26.19 | — | COM NEW | 65548P403 |
| — | ALLEGRO MERGER CORP | 26,842 | $269K | 0.0% | $10.02 | $9.60 | — | COM | 01749N103 |
| MGA | MAGNA INTL INC | 5,290 | $263K | 0.0% | $49.72 * | $40.39 | -1.1% | COM | 559222401 |
| — | UBS AG LONDON BRH | 18,383 | $263K | 0.0% | $14.31 | $15.67 | — | ETRACS MTH2XRE | 90269A302 |
| — | MUDRICK CAP ACQUISITION CORP | 25,000 | $255K | 0.0% | $10.20 | $10.20 | — | COM CLASS A | 624745105 |
| FCCO | FIRST CMNTY CORP S C | 13,700 | $254K | 0.0% | $18.54 * | $15.27 | 0.0% | COM | 319835104 |
| MEOH | METHANEX CORP | 5,545 | $252K | 0.0% | $45.45 * | $57.41 | -12.6% | COM | 59151K108 |
| — | JUST ENERGY GROUP INC | 58,490 | $251K | 0.0% | $4.29 | $4.52 | — | COM | 48213W101 |
| RH | RH | 2,140 | $247K | 0.0% | $115.42 * | $103.18 | 0.0% | COM | 74967X103 |
| DE | DEERE & CO | 1,485 | $246K | 0.0% | $165.66 * | $141.43 | 0.0% | COM | 244199105 |
| XPHTX | PIONEER HIGH INCOME TR | 27,000 | $243K | 0.0% | $9.00 | $9.00 | — | COM | 72369H106 |
| ADP | AUTOMATIC DATA PROCESSING IN | 1,461 | $242K | 0.0% | $165.64 * | $140.97 | 0.0% | COM | 053015103 |
| TGT | TARGET CORP | 2,788 | $241K | 0.0% | $86.44 * | $61.00 | +11.0% | COM | 87612E106 |
| NTR | NUTRIEN LTD | 4,488 | $240K | 0.0% | $53.48 * | $41.21 | +1.1% | COM | 67077M108 |
| SNAXW | ANDINA ACQUISITION CORP III | 1,136,534 | $239K | 0.0% | $0.21 | $0.20 | — | *W EXP 07/31/202 | G04415124 |
| MDT | MEDTRONIC PLC | 2,342 | $228K | 0.0% | $97.35 * | $76.19 | 0.0% | SHS | G5960L103 |
| — | THOMSON REUTERS CORP | 3,531 | $228K | 0.0% | $64.57 | $48.32 | — | COM NEW | 884903709 |
| — | INSURANCE ACQUISITION CORP | 245,000 | $228K | 0.0% | $0.93 | $0.93 | — | *W EXP 03/31/202 | 457867117 |
| — | 8I ENTERPRISES ACQUISITIN CO | 600,000 | $228K | 0.0% | $0.38 | $0.38 | — | RIGHT 10/29/2020 | G2956M120 |
| CAT | CATERPILLAR INC DEL | 1,642 | $224K | 0.0% | $136.42 * | $114.62 | +0.1% | COM | 149123101 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 166,666 | $223K | 0.0% | $1.34 | $1.34 | — | *W EXP 09/14/202 | G8250R129 |
| EL | LAUDER ESTEE COS INC | 1,213 | $222K | 0.0% | $183.02 * | $134.56 | +16.6% | CL A | 518439104 |
| INTC | INTEL CORP | 4,614 | $221K | 0.0% | $47.90 * | $43.69 | -1.4% | COM | 458140100 |
| APD | AIR PRODS & CHEMS INC | 978 | $221K | 0.0% | $225.97 * | $145.63 | +21.0% | COM | 009158106 |
| ADBE | ADOBE INC | 747 | $220K | 0.0% | $294.51 * | $252.10 | +10.2% | COM | 00724F101 |
| GD | GENERAL DYNAMICS CORP | 1,209 | $220K | 0.0% | $181.97 * | $143.71 | +2.8% | COM | 369550108 |
| DHR | DANAHER CORPORATION | 1,542 | $220K | 0.0% | $142.67 * | $99.39 | +15.7% | COM | 235851102 |
| HD | HOME DEPOT INC | 1,052 | $219K | 0.0% | $208.17 * | $154.70 | +9.6% | COM | 437076102 |
| SYK | STRYKER CORP | 1,067 | $219K | 0.0% | $205.25 * | $167.09 | +6.4% | COM | 863667101 |
| — | RMG ACQUISITION CORP | 233,333 | $219K | 0.0% | $0.94 | $0.94 | — | *W EXP 02/21/202 | 749641114 |
| — | CELESTICA INC | 32,100 | $219K | 0.0% | $6.82 | $6.82 | — | SUB VTG SHS | 15101Q108 |
| WMT | WALMART INC | 1,980 | $219K | 0.0% | $110.61 * | $29.24 | +7.1% | COM | 931142103 |
| TXN | TEXAS INSTRS INC | 1,901 | $218K | 0.0% | $114.68 * | $85.38 | +8.6% | COM | 882508104 |
| AAPL | APPLE INC | 1,098 | $217K | 0.0% | $197.63 * | $40.43 | +15.3% | COM | 037833100 |
| SWK | STANLEY BLACK & DECKER INC | 1,487 | $215K | 0.0% | $144.59 * | $106.65 | +8.6% | COM | 854502101 |
| — | BLACKROCK INC | 459 | $215K | 0.0% | $468.41 | $426.47 | — | COM | 09247X101 |
| MRK | MERCK & CO INC | 2,548 | $214K | 0.0% | $83.99 * | $60.34 | +3.0% | COM | 58933Y105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,005 | $214K | 0.0% | $212.94 * | $201.85 | +2.5% | CL B NEW | 084670702 |
| COST | COSTCO WHSL CORP NEW | 807 | $213K | 0.0% | $263.94 * | $198.35 | +14.2% | COM | 22160K105 |
| ELV | ANTHEM INC | 755 | $213K | 0.0% | $282.12 * | $249.81 | 0.0% | COM | 036752103 |
| V | VISA INC | 1,229 | $213K | 0.0% | $173.31 * | $137.38 | +13.8% | COM CL A | 92826C839 |
| MSFT | MICROSOFT CORP | 1,592 | $213K | 0.0% | $133.79 * | $102.29 | +16.8% | COM | 594918104 |
| ORCL | ORACLE CORP | 3,745 | $213K | 0.0% | $56.88 * | $46.07 | +6.7% | COM | 68389X105 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 2,478 | $213K | 0.0% | $85.96 * | $68.54 | +9.4% | COM | 45866F104 |
| L | LOEWS CORP | 3,869 | $212K | 0.0% | $54.79 * | $45.83 | +8.8% | COM | 540424108 |
| UPS | UNITED PARCEL SERVICE INC | 2,040 | $211K | 0.0% | $103.43 * | $80.89 | -0.9% | CL B | 911312106 |
| — | CAPITAL SR LIVING CORP | 42,032 | $211K | 0.0% | $5.02 | $5.02 | — | COM | 140475104 |
| — | PROFICIENT ALPHA ACQUSTN COR | 1,111,762 | $211K | 0.0% | $0.19 | $0.19 | — | RIGHT 04/30/2026 | 74317H121 |
| MA | MASTERCARD INC | 793 | $210K | 0.0% | $264.82 * | $207.20 | +16.5% | CL A | 57636Q104 |
| DIS | DISNEY WALT CO | 1,501 | $210K | 0.0% | $139.91 * | $107.88 | +18.7% | COM DISNEY | 254687106 |
| BEN | FRANKLIN RES INC | 6,030 | $210K | 0.0% | $34.83 * | $22.72 | +8.6% | COM | 354613101 |
| MMM | 3M CO | 1,209 | $210K | 0.0% | $173.70 * | $129.43 | -6.8% | COM | 88579Y101 |
| CMI | CUMMINS INC | 1,223 | $210K | 0.0% | $171.71 * | $125.76 | +9.9% | COM | 231021106 |
| ACN | ACCENTURE PLC IRELAND | 1,137 | $210K | 0.0% | $184.70 * | $142.15 | +15.2% | SHS CLASS A | G1151C101 |
| EMR | EMERSON ELEC CO | 3,145 | $210K | 0.0% | $66.77 * | $56.10 | +2.4% | COM | 291011104 |
| CME | CME GROUP INC | 1,083 | $210K | 0.0% | $193.91 * | $144.47 | 0.0% | COM | 12572Q105 |
| MGEE | MGE ENERGY INC | 2,854 | $209K | 0.0% | $73.23 * | $54.99 | +8.6% | COM | 55277P104 |
| AWK | AMERICAN WTR WKS CO INC NEW | 1,806 | $209K | 0.0% | $115.73 * | $86.27 | +13.0% | COM | 030420103 |
| PH | PARKER HANNIFIN CORP | 1,232 | $209K | 0.0% | $169.64 * | $156.48 | 0.0% | COM | 701094104 |
| KO | COCA COLA CO | 4,114 | $209K | 0.0% | $50.80 * | $37.78 | +5.7% | COM | 191216100 |
| HSY | HERSHEY CO | 1,554 | $208K | 0.0% | $133.85 * | $92.82 | +17.4% | COM | 427866108 |
| AMZN | AMAZON COM INC | 110 | $208K | 0.0% | $1890.91 * | $83.22 | +11.9% | COM | 023135106 |
| ROK | ROCKWELL AUTOMATION INC | 1,267 | $208K | 0.0% | $164.17 * | $149.90 | 0.0% | COM | 773903109 |
| HON | HONEYWELL INTL INC | 1,192 | $208K | 0.0% | $174.50 * | $121.16 | +14.4% | COM | 438516106 |
| PCAR | PACCAR INC | 2,899 | $208K | 0.0% | $71.75 * | $33.75 | +7.3% | COM | 693718108 |
| PSA | PUBLIC STORAGE | 872 | $208K | 0.0% | $238.53 * | $157.22 | +10.6% | COM | 74460D109 |
| BA | BOEING CO | 570 | $207K | 0.0% | $363.16 | $357.24 | 0.0% | COM | 097023105 |
| ES | EVERSOURCE ENERGY | 2,729 | $207K | 0.0% | $75.85 * | $53.98 | +7.1% | COM | 30040W108 |
| USB | US BANCORP DEL | 3,930 | $206K | 0.0% | $52.42 * | $38.93 | 0.0% | COM NEW | 902973304 |
| GILD | GILEAD SCIENCES INC | 3,051 | $206K | 0.0% | $67.52 * | $50.86 | -0.1% | COM | 375558103 |
| ADM | ARCHER DANIELS MIDLAND CO | 5,047 | $206K | 0.0% | $40.82 * | $34.88 | -2.3% | COM | 039483102 |
| ATO | ATMOS ENERGY CORP | 1,954 | $206K | 0.0% | $105.42 * | $82.49 | +5.6% | COM | 049560105 |
| AWR | AMERICAN STS WTR CO | 2,738 | $206K | 0.0% | $75.24 * | $60.13 | +5.6% | COM | 029899101 |
| RGA | REINSURANCE GRP OF AMERICA I | 1,321 | $206K | 0.0% | $155.94 * | $149.67 | 0.0% | COM NEW | 759351604 |
| KMB | KIMBERLY CLARK CORP | 1,545 | $206K | 0.0% | $133.33 * | $91.30 | +11.9% | COM | 494368103 |
| PFE | PFIZER INC | 4,723 | $205K | 0.0% | $43.40 * | $29.24 | -0.1% | COM | 717081103 |
| PG | PROCTER AND GAMBLE CO | 1,872 | $205K | 0.0% | $109.51 * | $82.07 | +10.3% | COM | 742718109 |
| HRL | HORMEL FOODS CORP | 5,060 | $205K | 0.0% | $40.51 * | $35.51 | -4.5% | COM | 440452100 |
| PGR | PROGRESSIVE CORP OHIO | 2,567 | $205K | 0.0% | $79.86 * | $55.48 | +14.4% | COM | 743315103 |
| — | TORCHMARK CORP | 2,276 | $204K | 0.0% | $89.63 | $81.94 | — | COM | 891027104 |
| OGS | ONE GAS INC | 2,261 | $204K | 0.0% | $90.23 | $84.03 | +5.3% | COM | 68235P108 |
| CVX | CHEVRON CORP NEW | 1,643 | $204K | 0.0% | $124.16 * | $87.45 | +3.2% | COM | 166764100 |
| PRU | PRUDENTIAL FINL INC | 2,024 | $204K | 0.0% | $100.79 * | $71.50 | 0.0% | COM | 744320102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,469 | $203K | 0.0% | $138.19 * | $94.64 | +4.2% | COM | 459200101 |
| TRV | TRAVELERS COMPANIES INC | 1,356 | $203K | 0.0% | $149.71 * | $110.26 | +13.4% | COM | 89417E109 |
| JNJ | JOHNSON & JOHNSON | 1,460 | $203K | 0.0% | $139.04 * | $110.34 | +4.0% | COM | 478160104 |
| — | AMERICAN NATL INS CO | 1,744 | $203K | 0.0% | $116.40 | $116.40 | — | COM | 028591105 |
| PEP | PEPSICO INC | 1,546 | $203K | 0.0% | $131.31 * | $92.45 | +13.3% | COM | 713448108 |
| XOM | EXXON MOBIL CORP | 2,648 | $203K | 0.0% | $76.66 * | $55.50 | +2.5% | COM | 30231G102 |
| ITW | ILLINOIS TOOL WKS INC | 1,345 | $203K | 0.0% | $150.93 * | $117.01 | +9.9% | COM | 452308109 |
| CWT | CALIFORNIA WTR SVC GROUP | 3,985 | $202K | 0.0% | $50.69 * | $38.57 | +13.9% | COM | 130788102 |
| NKE | NIKE INC | 2,407 | $202K | 0.0% | $83.92 * | $75.37 | +2.3% | CL B | 654106103 |
| CL | COLGATE PALMOLIVE CO | 2,803 | $201K | 0.0% | $71.71 * | $54.99 | +10.6% | COM | 194162103 |
| TJX | TJX COS INC NEW | 3,794 | $201K | 0.0% | $52.98 * | $45.47 | +7.0% | COM | 872540109 |
| AMP | AMERIPRISE FINL INC | 1,378 | $200K | 0.0% | $145.14 * | $128.32 | 0.0% | COM | 03076C106 |
| — | TUSCAN HOLDINGS CORP | 253,317 | $198K | 0.0% | $0.78 | $0.65 | — | *W EXP 04/01/202 | 90069K112 |
| — | MONTAGE RES CORP | 32,141 | $196K | 0.0% | $6.10 | $15.05 | — | COM | 61179L100 |
| — | NUVEEN DOW 30 DYN OVERWRITE | 10,690 | $188K | 0.0% | $17.59 | $17.59 | — | SHS | 67075F105 |
| — | ENDOLOGIX INC | 25,893 | $187K | 0.0% | $7.22 | $7.22 | — | COM NEW | 29266S304 |
| — | CENTURYLINK INC | 15,335 | $180K | 0.0% | $11.74 | $11.74 | — | COM | 156700106 |
| — | GRAFTECH INTL LTD | 15,290 | $176K | 0.0% | $11.51 | $11.51 | — | COM | 384313508 |
| — | EATON VANCE TAX MNGD GBL DV | 21,072 | $175K | 0.0% | $8.30 | $8.30 | — | COM | 27829F108 |
| — | BOXWOOD MERGER CORP | 275,000 | $170K | 0.0% | $0.62 | $0.30 | — | *W EXP 11/26/202 | 10319T119 |
| — | LIBERTY ALL STAR EQUITY FD | 26,408 | $170K | 0.0% | $6.44 | $5.38 | — | SH BEN INT | 530158104 |
| GME | GAMESTOP CORP NEW | 30,944 | $169K | 0.0% | $5.46 * | $1.95 | 0.0% | CL A | 36467W109 |
| — | PIVOTAL ACQUISITION CORP | 125,000 | $169K | 0.0% | $1.35 | $0.80 | — | *W EXP 12/01/202 | 72583A119 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 11,069 | $165K | 0.0% | $14.91 * | $12.25 | 0.0% | COM | 42824C109 |
| — | BRIGHTSPHERE INVESTMNT GRP P | 14,334 | $164K | 0.0% | $11.44 | $13.12 | — | SHS | G1644T109 |
| RF | REGIONS FINL CORP NEW | 11,006 | $164K | 0.0% | $14.90 * | $11.94 | -6.0% | COM | 7591EP100 |
| — | THIRD PT REINS LTD | 15,772 | $163K | 0.0% | $10.33 | $10.40 | — | COM | G8827U100 |
| NWL | NEWELL BRANDS INC | 10,532 | $162K | 0.0% | $15.38 * | $10.96 | 0.0% | COM | 651229106 |
| — | PRESIDIO INC | 11,779 | $161K | 0.0% | $13.67 | $13.67 | — | COM | 74102M103 |
| NAVI | NAVIENT CORPORATION | 11,797 | $161K | 0.0% | $13.65 * | $11.45 | +13.9% | COM | 63938C108 |
| — | NEW MEDIA INVT GROUP INC | 16,989 | $160K | 0.0% | $9.42 | $9.42 | — | COM | 64704V106 |
| — | INVESTORS BANCORP INC NEW | 14,256 | $159K | 0.0% | $11.15 | $11.77 | — | COM | 46146L101 |
| — | SITE CENTERS CORP | 11,981 | $159K | 0.0% | $13.27 | $13.64 | — | COM | 82981J109 |
| — | PROFICIENT ALPHA ACQUSTN COR | 1,118,062 | $157K | 0.0% | $0.14 | $0.14 | — | *W EXP 04/30/202 | 74317H113 |
| — | VECTOR GROUP LTD | 15,881 | $155K | 0.0% | $9.76 | $10.71 | — | COM | 92240M108 |
| — | SHIP FINANCE INTERNATIONAL L | 12,427 | $155K | 0.0% | $12.47 | $12.47 | — | SHS | G81075106 |
| — | REALOGY HLDGS CORP | 21,452 | $155K | 0.0% | $7.23 | $9.53 | — | COM | 75605Y106 |
| KRNY | KEARNY FINL CORP MD | 11,595 | $154K | 0.0% | $13.28 | $13.45 | 0.0% | COM | 48716P108 |
| — | NEW YORK CMNTY BANCORP INC | 15,171 | $151K | 0.0% | $9.95 | $9.95 | — | COM | 649445103 |
| — | SEMGROUP CORP | 12,309 | $148K | 0.0% | $12.02 | $14.37 | — | CL A | 81663A105 |
| — | BELLICUM PHARMACEUTICALS INC | 84,063 | $143K | 0.0% | $1.70 | $1.70 | — | COM | 079481107 |
| CNX | CNX RESOURCES CORPORATION | 19,494 | $143K | 0.0% | $7.34 * | $12.92 | -32.0% | COM | 12653C108 |
| — | LANDCADIA HLDGS II INC | 166,666 | $142K | 0.0% | $0.85 | $0.85 | — | *W EXP 05/09/202 | 51476X113 |
| — | EDTECHX HLDGS ACQUISITION CO | 483,773 | $126K | 0.0% | $0.26 | $0.33 | — | *W EXP 12/31/202 | 28138X111 |
| — | GORES HOLDINGS III INC | 86,333 | $125K | 0.0% | $1.45 | $1.46 | — | *W EXP 09/11/202 | 38286G117 |
| — | ABERDEEN GLOBAL DYNAMIC DIVI | 12,700 | $122K | 0.0% | $9.61 | $9.47 | — | COM | 00302M106 |
| — | GS ACQUISITION HLDGS CORP | 96,793 | $121K | 0.0% | $1.25 | $1.56 | — | *W EXP 06/12/202 | 36255F110 |
| — | MICHAELS COS INC | 13,680 | $119K | 0.0% | $8.70 | $11.08 | — | COM | 59408Q106 |
| — | NEW FRONTIER CORP | 168,400 | $118K | 0.0% | $0.70 | $0.70 | — | *W EXP 99/99/999 | G6485P124 |
| — | DD3 ACQUISITION CORP | 390,800 | $117K | 0.0% | $0.30 | $0.30 | — | *W EXP 10/20/202 | G2692M111 |
| — | NAUTILUS INC | 49,647 | $110K | 0.0% | $2.22 | $2.22 | — | COM | 63910B102 |
| — | REPLAY ACQUISITION CORP | 141,466 | $99,000 | 0.0% | $0.70 | $0.70 | — | *W EXP 03/01/202 | G75130115 |
| — | FORTRESS BIOTECH INC | 60,407 | $91,000 | 0.0% | $1.51 | $1.51 | — | COM | 34960Q109 |
| TRAK | PARK CITY GROUP INC | 16,371 | $88,000 | 0.0% | $5.38 * | $6.64 | 0.0% | COM NEW | 700215304 |
| — | SPARTAN ENERGY ACQUISITON CO | 94,999 | $85,000 | 0.0% | $0.89 | $0.96 | — | *W EXP 08/27/202 | 846784122 |
| — | CONSTELLATION ALPHA CAP CORP | 500,000 | $85,000 | 0.0% | $0.17 | $0.17 | — | RIGHT 99/99/9999 | G2379F132 |
| — | VOYA EMERGING MKTS HIGH DIVI | 10,511 | $82,000 | 0.0% | $7.80 | $7.80 | — | COM | 92912P108 |
| — | RUBICON PROJ INC | 12,612 | $80,000 | 0.0% | $6.34 | $6.06 | — | COM | 78112V102 |
| — | SHILOH INDS INC | 15,408 | $75,000 | 0.0% | $4.87 | $4.87 | — | COM | 824543102 |
| — | ALBERTON ACQUISITION CORP | 300,000 | $75,000 | 0.0% | $0.25 | $0.26 | — | RIGHT 10/04/2020 | G35006132 |
| — | MEGALITH FINL ACQUISITION CO | 238,021 | $74,000 | 0.0% | $0.31 | $0.60 | — | *W EXP 08/26/202 | 58518F117 |
| — | AVON PRODS INC | 18,599 | $72,000 | 0.0% | $3.87 | $3.87 | — | COM | 054303102 |
| — | AFFIMED N V | 25,159 | $72,000 | 0.0% | $2.86 | $3.56 | — | COM | N01045108 |
| NYMXF | NYMOX PHARMACEUTICAL CORP | 49,700 | $72,000 | 0.0% | $1.45 * | $1.75 | 0.0% | COM | P73398102 |
| — | AMCI ACQUISITION CORP | 250,000 | $72,000 | 0.0% | $0.29 | $0.22 | — | *W EXP 05/20/202 | 00165R119 |
| DHX | DHI GROUP INC | 19,927 | $71,000 | 0.0% | $3.56 * | $3.47 | 0.0% | COM | 23331S100 |
| — | CONFORMIS INC | 16,372 | $71,000 | 0.0% | $4.34 | $4.34 | — | COM | 20717E101 |
| — | TORTOISE ACQUISITION CORP | 100,000 | $70,000 | 0.0% | $0.70 | $0.70 | — | *W EXP 03/04/202 | 89154L118 |
| — | MEET GROUP INC | 19,537 | $68,000 | 0.0% | $3.48 | $3.48 | — | COM | 58513U101 |
| — | NATIONAL CINEMEDIA INC | 10,311 | $68,000 | 0.0% | $6.59 | $6.54 | — | COM | 635309107 |
| — | B RILEY PRINCIPAL MERGER COR | 136,841 | $67,000 | 0.0% | $0.49 | $0.49 | — | *W EXP 04/08/202 | 05586Y114 |
| — | APTINYX INC | 19,515 | $65,000 | 0.0% | $3.33 | $3.33 | — | COM | 03836N103 |
| — | WEALTHBRIDGE ACQUISITION LTD | 343,000 | $63,000 | 0.0% | $0.18 | $0.20 | — | RIGHT 11/02/2023 | G4887W136 |
| — | SCHULTZE SPL PURP ACQUSTN CO | 201,901 | $61,000 | 0.0% | $0.30 | $0.30 | — | *W EXP 12/31/202 | 80821R117 |
| PACB | PACIFIC BIOSCIENCES CALIF IN | 10,093 | $61,000 | 0.0% | $6.04 * | $7.23 | -3.0% | COM | 69404D108 |
| SPWH | SPORTSMANS WHSE HLDGS INC | 16,200 | $61,000 | 0.0% | $3.77 * | $4.25 | 0.0% | COM | 84920Y106 |
| — | HENNESSY CAP ACQUSTION CORP | 101,315 | $61,000 | 0.0% | $0.60 | $0.60 | — | *W EXP 09/05/202 | 42589C112 |
| — | ENDO INTL PLC | 14,673 | $60,000 | 0.0% | $4.09 | $4.09 | — | SHS | G30401106 |
| — | ACAMAR PARTNERS ACQSITION CO | 66,666 | $57,000 | 0.0% | $0.86 | $0.86 | — | *W EXP 02/26/202 | 004285110 |
| — | HELIUS MED TECHNOLOGIES INC | 25,568 | $56,000 | 0.0% | $2.19 | $2.19 | — | COM CL A | 42328V504 |
| — | WEALTHBRIDGE ACQUISITION LTD | 643,000 | $51,000 | 0.0% | $0.08 | $0.13 | — | *W EXP 01/31/202 | G4887W128 |
| — | ONCOCYTE CORPORATION | 18,699 | $47,000 | 0.0% | $2.51 | $2.51 | — | COM | 68235C107 |
| — | RANPAK HLDGS CORP | 35,400 | $42,000 | 0.0% | $1.19 | $1.19 | — | *W EXP 06/03/202 | 75321W111 |
| — | BNY MELLON HIGH YIELD STRATE | 12,650 | $39,000 | 0.0% | $3.08 | $3.08 | — | SH BEN INT | 09660L105 |
| — | SENTINEL ENERGY SVCS INC | 56,181 | $39,000 | 0.0% | $0.69 | $0.84 | — | *W EXP 11/02/202 | 81728P113 |
| — | NEOS THERAPEUTICS INC | 27,600 | $36,000 | 0.0% | $1.30 | $1.30 | — | COM | 64052L106 |
| — | ARYA SCIENCES ACQUISITION CO | 21,400 | $33,000 | 0.0% | $1.54 | $1.54 | — | *W EXP 10/10/202 | G3165V125 |
| — | OPES ACQUISITION CORP | 127,000 | $32,000 | 0.0% | $0.25 | $0.25 | — | *W EXP 03/13/202 | 68373P118 |
| — | DFB HEALTHCARE ACQUISTION CO | 24,825 | $31,000 | 0.0% | $1.25 | $1.25 | — | *W EXP 04/11/202 | 23291E117 |
| — | LONGEVITY ACQUISITION CORP | 211,700 | $30,000 | 0.0% | $0.14 | $0.15 | — | *W EXP 07/31/202 | G56372116 |
| — | SURFACE ONCOLOGY INC | 10,208 | $29,000 | 0.0% | $2.84 | $2.84 | — | COM | 86877M209 |
| — | STEIN MART INC | 33,516 | $29,000 | 0.0% | $0.87 | $2.39 | — | COM | 858375108 |
| — | DIAMONDPEAK HLDGS COR | 33,333 | $27,000 | 0.0% | $0.81 | $0.81 | — | *W EXP 02/22/202 | 25280H118 |
| — | NEBULA ACQUISITION CORP | 27,000 | $27,000 | 0.0% | $1.00 | $1.00 | — | *W EXP 03/12/202 | 629076118 |
| GENNQ | GENESIS HEALTHCARE INC | 19,368 | $24,000 | 0.0% | $1.24 | $1.58 | -19.6% | CL A COM | 37185X106 |
| — | LEISURE ACQUISITION CORP | 33,018 | $23,000 | 0.0% | $0.70 | $0.70 | — | *W EXP 12/05/201 | 52539T115 |
| — | TPG PACE HLDGS CORP | 12,334 | $19,000 | 0.0% | $1.54 | $1.54 | — | *W EXP 06/27/202 | G89827110 |
| — | ACT II GLOBAL ACQUISITION CO | 25,000 | $18,000 | 0.0% | $0.72 | $0.72 | — | *W EXP 04/30/202 | G0080J120 |
| — | HORNBECK OFFSHORE SVCS INC N | 12,936 | $16,000 | 0.0% | $1.24 | $2.77 | — | COM | 440543106 |
| — | CHARDAN HEALTHCARE ACQUISITI | 29,000 | $13,000 | 0.0% | $0.45 | $0.45 | — | *W EXP 12/13/202 | 15957A116 |
| — | MUDRICK CAP ACQUISITION CORP | 25,000 | $12,000 | 0.0% | $0.48 | $0.48 | — | *W EXP 02/12/202 | 624745113 |
| — | CF FIN ACQUISITION CORP | 15,000 | $9,000 | 0.0% | $0.60 | $0.60 | — | *W EXP 04/30/202 | 12528N115 |
| — | MONOCLE ACQUISITION CORP | 25,000 | $9,000 | 0.0% | $0.36 | $0.36 | — | *W EXP 12/06/202 | 609754114 |
| — | ANDINA ACQUISITION CORP III | 37,834 | $8,000 | 0.0% | $0.21 | $0.34 | — | RIGHT 07/31/2020 | G04415132 |
| — | TIBERIUS ACQUISITION CORP | 20,000 | $7,000 | 0.0% | $0.35 | $0.44 | — | *W EXP 02/28/202 | 88633A115 |
| — | ALBERTON ACQUISITION CORP | 21,490 | $2,000 | 0.0% | $0.09 | $0.09 | — | *W EXP 04/26/202 | G35006124 |