Baker Avenue Asset Management, LP Diversified Active

CIK: 0001432529 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 14, 2013

Total Value ($000): $406,579 (100.0% shares, 0.0% debt)

Holdings (151)

EFA ISHARES MSCI EAFE ETF 6.5%
Value ($000) $26,335 Shares 450,671 Est. Cost $58.44 Unrealized —
VTI VANGUARD TOTAL STK MKT 5.9%
Value ($000) $23,993 Shares 290,222 Est. Cost $82.67 Unrealized —
BND VANGUARD TOTAL BOND MARKET 4.0%
Value ($000) $16,346 Shares 202,100 Est. Cost $80.88 Unrealized —
IGSB ISHARES 1-3 YR CREDIT BOND ETF 3.2%
Value ($000) $13,114 Shares 124,863 Est. Cost $105.03 Unrealized —
IWD ISHARES RUSSELL 1000 VALUE ETF 2.8%
Value ($000) $11,405 Shares 136,118 Est. Cost $83.79 Unrealized —
VCSH VANGUARD SHORT TERM CORP BOND FD ETF 2.5%
Value ($000) $10,129 Shares 127,868 Est. Cost $79.21 Unrealized —
MDY S & P MID CAP 400 DEP RCPTS MID CAP 2.5%
Value ($000) $10,017 Shares 47,514 Est. Cost $210.82 Unrealized —
IWM ISHARES RUSSELL 2000 ETF 2.3%
Value ($000) $9,319 Shares 96,072 Est. Cost $97.00 Unrealized —
VEU VANGUARD FTSE ALL-WORLD EX-US 2.3%
Value ($000) $9,187 Shares 207,756 Est. Cost $44.22 Unrealized —
SDY SPDR SER TR S&P DIVID ETF 2.2%
Value ($000) $8,782 Shares 131,627 Est. Cost $66.72 Unrealized —
— ETFS GOLD TRUST ETF 2.0%
Value ($000) $8,183 Shares 67,392 Est. Cost $121.42 Unrealized —
FEX FIRST TR LARGE CAP CORE ALPHADEX FD COMSHS 2.0%
Value ($000) $8,177 Shares 232,243 Est. Cost $35.21 Unrealized —
BOND PIMCO TOTAL RETURN ETF 1.8%
Value ($000) $7,380 Shares 69,826 Est. Cost $105.69 Unrealized —
CWB SPDR BARCLAYS CAPITAL CONV BOND 1.6%
Value ($000) $6,699 Shares 156,948 Est. Cost $42.68 Unrealized —
IYR ISHARES TRUST DOW JONES US REAL ESTATE INDEX FUND 1.5%
Value ($000) $6,257 Shares 93,354 Est. Cost $67.02 Unrealized —
DVY ISHARES DJ SELECT DIVIDEND ETF 1.5%
Value ($000) $6,217 Shares 96,340 Est. Cost $64.53 Unrealized —
— POWERSHARES QQQ TR 1.4%
Value ($000) $5,562 Shares 77,794 Est. Cost $71.50 Unrealized —
RWX SPDR DJ WILSHIRE INTL REAL EST 1.3%
Value ($000) $5,396 Shares 133,420 Est. Cost $40.44 Unrealized —
AAPL APPLE COMPUTER, INC. 1.3%
Value ($000) $5,111 Shares 12,890 Est. Cost $13.16 Unrealized 0.0%
— POWERSHARES DWA TECHNICAL LEADERS PORTFOLIO 1.1%
Value ($000) $4,489 Shares 143,731 Est. Cost $31.23 Unrealized —
FNX FIRST TR MID CAP CORE ALPHADEX FD 1.1%
Value ($000) $4,393 Shares 103,975 Est. Cost $42.25 Unrealized —
TDIV FIRST TR EXCHANGE TRADED FD VI NASD TECH DIV 1.0%
Value ($000) $3,950 Shares 181,674 Est. Cost $21.74 Unrealized —
— NATIONAL OILWELL VARCO INC 1.0%
Value ($000) $3,936 Shares 57,129 Est. Cost $68.90 Unrealized —
F FORD MOTOR COMPANY 0.9%
Value ($000) $3,817 Shares 246,740 Est. Cost $7.61 Unrealized 0.0%
XLF FINANCIAL SELECT SECTOR SPDR 0.9%
Value ($000) $3,749 Shares 192,024 Est. Cost $19.52 Unrealized —
IVV ISHARES S&P 500 INDEX ETF 0.9%
Value ($000) $3,623 Shares 22,411 Est. Cost $161.66 Unrealized —
HYS PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD 0.9%
Value ($000) $3,526 Shares 34,227 Est. Cost $103.02 Unrealized —
MRK MERCK & CO INC 0.8%
Value ($000) $3,385 Shares 72,223 Est. Cost $30.02 Unrealized 0.0%
FLOT ISHARES MSCI FLOATING RATE NOT E FUNDING ETF 0.8%
Value ($000) $3,333 Shares 65,873 Est. Cost $50.60 Unrealized —
GS GOLDMAN SACHS GROUP INC 0.8%
Value ($000) $3,259 Shares 21,548 Est. Cost $120.06 Unrealized 0.0%
PHYS SPROTT PHYSICAL GOLDT TRUST 0.8%
Value ($000) $3,202 Shares 312,670 Est. Cost $10.24 Unrealized —
— HERTZ GLOBAL HOLDINGS 0.8%
Value ($000) $3,096 Shares 124,820 Est. Cost $24.80 Unrealized —
— UNITED TECHNOLOGIES CORP 0.8%
Value ($000) $3,094 Shares 33,292 Est. Cost $92.94 Unrealized —
A AGILENT TECH INC 0.8%
Value ($000) $3,090 Shares 72,057 Est. Cost $27.97 Unrealized 0.0%
HYG ISHARES IBOXX HIGH YIELD CORPORATE BD 0.8%
Value ($000) $3,078 Shares 33,867 Est. Cost $90.88 Unrealized —
ERIC ERICSSON LM TEL CO ADR 0.7%
Value ($000) $3,048 Shares 270,178 Est. Cost $11.28 Unrealized —
RCL ROYAL CARRIBBEAN CRUISES LTD 0.7%
Value ($000) $3,030 Shares 90,890 Est. Cost $29.48 Unrealized 0.0%
— CAMERON INTL CORP 0.7%
Value ($000) $2,972 Shares 48,595 Est. Cost $61.16 Unrealized —
QCOM QUALCOMM INC 0.7%
Value ($000) $2,913 Shares 47,686 Est. Cost $45.06 Unrealized 0.0%
— CELGENE CORP 0.7%
Value ($000) $2,909 Shares 24,870 Est. Cost $116.97 Unrealized —
— POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC 0.7%
Value ($000) $2,907 Shares 117,457 Est. Cost $24.75 Unrealized —
XLP CONSUMER STAPLES SELECT SECTOR SPDR 0.7%
Value ($000) $2,878 Shares 72,100 Est. Cost $39.92 Unrealized —
— OMNICARE INC 0.7%
Value ($000) $2,862 Shares 59,992 Est. Cost $47.71 Unrealized —
GWW GRAINGER W W INC 0.7%
Value ($000) $2,786 Shares 11,047 Est. Cost $201.89 Unrealized 0.0%
RF REGIONS FINANCIAL CORP NEW 0.7%
Value ($000) $2,736 Shares 286,204 Est. Cost $5.80 Unrealized 0.0%
— BROADCOM CORP CL A 0.7%
Value ($000) $2,719 Shares 80,443 Est. Cost $33.80 Unrealized —
BBY BEST BUY INC 0.7%
Value ($000) $2,654 Shares 96,488 Est. Cost $16.63 Unrealized 0.0%
IYM ISHARES DJ US BASIC MATERIALS 0.6%
Value ($000) $2,632 Shares 38,979 Est. Cost $67.52 Unrealized —
— MONSANTO CO 0.6%
Value ($000) $2,622 Shares 26,539 Est. Cost $98.80 Unrealized —
— POTASH CORP SASK INC 0.6%
Value ($000) $2,616 Shares 68,610 Est. Cost $38.13 Unrealized —
SF STIFEL FINANCIAL CP 0.6%
Value ($000) $2,604 Shares 73,001 Est. Cost $20.11 Unrealized 0.0%
DIS WALT DISNEY CO 0.6%
Value ($000) $2,585 Shares 40,938 Est. Cost $56.11 Unrealized 0.0%
— INGERSOLL-RAND PLC 0.6%
Value ($000) $2,584 Shares 46,543 Est. Cost $55.52 Unrealized —
EXP EAGLE MATERIALS INC 0.6%
Value ($000) $2,567 Shares 38,671 Est. Cost $65.06 Unrealized 0.0%
CBRE C B RICHARD ELLIS GROUP 0.6%
Value ($000) $2,552 Shares 109,230 Est. Cost $23.79 Unrealized 0.0%
FTA FIRST TR LARGE CAP VALUE OPPORTUNITIES ALPHADEX FD COM SHS 0.6%
Value ($000) $2,490 Shares 71,354 Est. Cost $34.90 Unrealized —
— NOBLE ENERGY INC COM 0.6%
Value ($000) $2,473 Shares 41,180 Est. Cost $60.05 Unrealized —
SCZ ISHARES MSCI EAFE SMALL CAP ETF 0.6%
Value ($000) $2,466 Shares 58,060 Est. Cost $42.47 Unrealized —
GLW CORNING INC COM 0.6%
Value ($000) $2,451 Shares 172,226 Est. Cost $10.49 Unrealized 0.0%
— ADTRAN INC COM 0.6%
Value ($000) $2,448 Shares 99,440 Est. Cost $24.62 Unrealized —
SM SM ENERGY CO 0.6%
Value ($000) $2,420 Shares 40,340 Est. Cost $54.11 Unrealized 0.0%
— ETFS SILVER TR SILVER SHS ETF 0.6%
Value ($000) $2,367 Shares 121,890 Est. Cost $19.42 Unrealized —
— AVAGO TECHNOLOGIES LTD 0.6%
Value ($000) $2,358 Shares 63,089 Est. Cost $37.38 Unrealized —
— LAM RESEARCH CORP 0.5%
Value ($000) $2,193 Shares 49,447 Est. Cost $44.35 Unrealized —
— POLYCOM INC 0.5%
Value ($000) $2,177 Shares 206,762 Est. Cost $10.53 Unrealized —
— XEROX CORP 0.5%
Value ($000) $2,176 Shares 238,400 Est. Cost $9.13 Unrealized —
IJJ ISHARES S&P MIDCAP 400 VALUE ETF 0.5%
Value ($000) $2,158 Shares 21,221 Est. Cost $101.69 Unrealized —
— CITRIX SYSTEMS INC 0.5%
Value ($000) $2,083 Shares 34,514 Est. Cost $60.35 Unrealized —
ORCL ORACLE CORPORATION 0.5%
Value ($000) $2,079 Shares 67,696 Est. Cost $27.58 Unrealized 0.0%
FLR FLUOR CORP (NEW) COM 0.5%
Value ($000) $2,000 Shares 33,568 Est. Cost $53.56 Unrealized 0.0%
BAC BANK OF AMERICA CORP 0.5%
Value ($000) $1,951 Shares 151,685 Est. Cost $10.03 Unrealized 0.0%
— CIA DE BEBIDAS PFD ADR F SPONSORED ADR 0.5%
Value ($000) $1,935 Shares 51,822 Est. Cost $37.34 Unrealized —
KRE KBW REGIONAL BANKINGETF 0.4%
Value ($000) $1,816 Shares 53,384 Est. Cost $34.02 Unrealized —
— SUNTRUST BANKS INC 0.4%
Value ($000) $1,750 Shares 55,425 Est. Cost $31.57 Unrealized —
IBB ISHARES NASDAQ BIOTECHNOLOGY 0.4%
Value ($000) $1,739 Shares 10,000 Est. Cost $173.90 Unrealized —
VT VANGUARD INTL EQUITY INDEX FDS TOTAL WORLD STK INDEX FD ETF 0.4%
Value ($000) $1,716 Shares 33,305 Est. Cost $51.52 Unrealized —
MSFT MICROSOFT 0.4%
Value ($000) $1,643 Shares 47,559 Est. Cost $26.70 Unrealized 0.0%
CSCO CISCO SYS INC 0.4%
Value ($000) $1,638 Shares 67,316 Est. Cost $15.24 Unrealized 0.0%
— GENERAL ELECTRIC CO 0.4%
Value ($000) $1,537 Shares 65,772 Est. Cost $23.37 Unrealized —
EMB ISHARES JPMORGAN USD EMERGING MKTS BDFD ETF 0.4%
Value ($000) $1,473 Shares 13,447 Est. Cost $109.54 Unrealized —
R RYDER SYSTEM INC 0.4%
Value ($000) $1,470 Shares 24,183 Est. Cost $60.21 Unrealized 0.0%
SO SOUTHERN CO 0.3%
Value ($000) $1,365 Shares 30,930 Est. Cost $26.74 Unrealized 0.0%
EBND SPDR SERIES TRUST SPDR BARCLAYS CAP EMERGING MKT LOCAL ETF 0.3%
Value ($000) $1,356 Shares 45,732 Est. Cost $29.65 Unrealized —
BSV VANGUARD SHORT TERM BOND 0.3%
Value ($000) $1,350 Shares 16,862 Est. Cost $80.06 Unrealized —
— E M C CORP 0.3%
Value ($000) $1,347 Shares 56,796 Est. Cost $23.72 Unrealized —
— SAFEWAY INC 0.3%
Value ($000) $1,313 Shares 55,055 Est. Cost $23.85 Unrealized —
AMGN AMGEN INC 0.3%
Value ($000) $1,313 Shares 13,310 Est. Cost $73.34 Unrealized 0.0%
ICF ISHARES COHEN & STEERS RLTY 0.3%
Value ($000) $1,295 Shares 15,949 Est. Cost $81.20 Unrealized —
— CITY NATIONAL CORP 0.3%
Value ($000) $1,288 Shares 20,324 Est. Cost $63.37 Unrealized —
GM GENERAL MOTORS CORP 0.3%
Value ($000) $1,271 Shares 38,143 Est. Cost $23.62 Unrealized 0.0%
IVW ISHARES S&P 500 GROWTH ETF 0.3%
Value ($000) $1,190 Shares 14,120 Est. Cost $84.28 Unrealized —
AMAT APPLIED MATERIALS INC 0.3%
Value ($000) $1,139 Shares 76,307 Est. Cost $12.22 Unrealized 0.0%
SLB SCHLUMBERGER LTD 0.3%
Value ($000) $1,139 Shares 15,833 Est. Cost $52.90 Unrealized 0.0%
— HEWLETT-PACKARD CO 0.3%
Value ($000) $1,124 Shares 45,260 Est. Cost $24.83 Unrealized —
MS MORGAN STANLEY 0.3%
Value ($000) $1,117 Shares 45,742 Est. Cost $17.33 Unrealized 0.0%
JNJ JOHNSON & JOHNSON 0.3%
Value ($000) $1,104 Shares 12,863 Est. Cost $59.66 Unrealized 0.0%
— ANADARKO PETE CORP 0.3%
Value ($000) $1,101 Shares 12,811 Est. Cost $85.94 Unrealized —
XLK TECHNOLOGY SELECT SECTOR SPDR 0.3%
Value ($000) $1,077 Shares 35,053 Est. Cost $30.72 Unrealized —
CAT CATERPILLAR INC 0.2%
Value ($000) $993 Shares 12,035 Est. Cost $61.55 Unrealized 0.0%
— POWERSHARES HY DIVIDEND ACHIEVERS 0.2%
Value ($000) $987 Shares 91,995 Est. Cost $10.73 Unrealized —
T AT&T INC COM 0.2%
Value ($000) $960 Shares 27,108 Est. Cost $11.40 Unrealized 0.0%
AIG AMER INTL GROUP INC 0.2%
Value ($000) $883 Shares 19,765 Est. Cost $32.51 Unrealized 0.0%
NUE NUCOR CORP 0.2%
Value ($000) $876 Shares 20,219 Est. Cost $32.41 Unrealized 0.0%
BK BANK NEW YORK MELLON CORP COM 0.2%
Value ($000) $826 Shares 29,432 Est. Cost $21.22 Unrealized 0.0%
VNQ VANGUARD REIT INDEX 0.2%
Value ($000) $776 Shares 11,290 Est. Cost $68.73 Unrealized —
TXT TEXTRON INC 0.2%
Value ($000) $760 Shares 29,171 Est. Cost $26.50 Unrealized 0.0%
FTNT FORTINET INC COMUSD0.001 0.2%
Value ($000) $612 Shares 34,963 Est. Cost $3.73 Unrealized 0.0%
— HALCON RESOURCES CORPORATION 0.1%
Value ($000) $609 Shares 107,330 Est. Cost $5.67 Unrealized —
— PROCERA NETWORK INC COM 0.1%
Value ($000) $598 Shares 43,590 Est. Cost $13.72 Unrealized —
— PANDORA MEDIA INC 0.1%
Value ($000) $589 Shares 32,031 Est. Cost $18.39 Unrealized —
WNC WABASH NATL CORP 0.1%
Value ($000) $560 Shares 54,970 Est. Cost $8.07 Unrealized 0.0%
RIG TRANSOCEAN INC NEW F 0.1%
Value ($000) $530 Shares 11,044 Est. Cost $50.97 Unrealized 0.0%
FXI ISHARES FTSE CHINA ETF 0.1%
Value ($000) $517 Shares 15,500 Est. Cost $33.35 Unrealized —
SGI TEMPUR PEDIC INTL INC 0.1%
Value ($000) $513 Shares 11,680 Est. Cost $11.36 Unrealized 0.0%
XLI INDUSTRIAL SELECT SECTOR SPDR 0.1%
Value ($000) $498 Shares 11,623 Est. Cost $42.85 Unrealized —
— AMARIN CORP PLC SPONSORED ADR NEW 0.1%
Value ($000) $496 Shares 85,540 Est. Cost $5.80 Unrealized —
— IMPERVA INC COM USD0.0001 0.1%
Value ($000) $476 Shares 10,570 Est. Cost $45.03 Unrealized —
— RESPONSYS INC COM 0.1%
Value ($000) $409 Shares 28,600 Est. Cost $14.30 Unrealized —
— UNITED STATES STL CORP 0.1%
Value ($000) $407 Shares 23,200 Est. Cost $17.54 Unrealized —
SLV ISHARES SILVER TRUST ETF 0.1%
Value ($000) $406 Shares 21,390 Est. Cost $18.98 Unrealized —
— J.C. PENNEY COMPANY, INC. 0.1%
Value ($000) $384 Shares 22,500 Est. Cost $17.07 Unrealized —
— ATMEL CORP 0.1%
Value ($000) $374 Shares 51,000 Est. Cost $7.33 Unrealized —
EUFN ISHARES TRUST MSCI EUROPE FINL SECTOR FD 0.1%
Value ($000) $367 Shares 18,500 Est. Cost $19.84 Unrealized —
INTC INTEL 0.1%
Value ($000) $357 Shares 14,715 Est. Cost $17.18 Unrealized 0.0%
FITB FIFTH THIRD BANCORP 0.1%
Value ($000) $343 Shares 18,850 Est. Cost $11.47 Unrealized 0.0%
— PRECIDIAN MAXIS ETF 0.1%
Value ($000) $331 Shares 20,000 Est. Cost $16.55 Unrealized —
SWKS SKYWORKS SOLUTIONS INC COM 0.1%
Value ($000) $330 Shares 15,090 Est. Cost $17.70 Unrealized 0.0%
— RENTECH INC 0.1%
Value ($000) $329 Shares 156,730 Est. Cost $2.10 Unrealized —
CALX CALIX INC COM 0.1%
Value ($000) $326 Shares 32,230 Est. Cost $9.31 Unrealized 0.0%
— BRIGHTCOVE INC COM USD0.001 0.1%
Value ($000) $323 Shares 36,900 Est. Cost $8.75 Unrealized —
— SERVICESOURCE INTL LLC COM USD0.00001 0.1%
Value ($000) $307 Shares 32,950 Est. Cost $9.32 Unrealized —
CROX CROCS INC 0.1%
Value ($000) $282 Shares 17,090 Est. Cost $16.21 Unrealized 0.0%
— WEATHERFORD BERMUDA 0.1%
Value ($000) $274 Shares 20,000 Est. Cost $13.70 Unrealized —
— SOLAZYME INC 0.1%
Value ($000) $264 Shares 22,500 Est. Cost $11.73 Unrealized —
— SKECHERS USA INC 0.1%
Value ($000) $264 Shares 11,000 Est. Cost $24.00 Unrealized —
NVDA NVIDIA CORP 0.1%
Value ($000) $260 Shares 18,500 Est. Cost $0.32 Unrealized 0.0%
KRO KRONOS WORLDWIDE INC 0.1%
Value ($000) $260 Shares 16,000 Est. Cost $8.24 Unrealized 0.0%
TER TERADYNE INC 0.1%
Value ($000) $246 Shares 14,000 Est. Cost $15.29 Unrealized 0.0%
HLX HELIX ENERGY SOLUTION GP 0.1%
Value ($000) $242 Shares 10,500 Est. Cost $23.34 Unrealized 0.0%
— CORELOGIC, INC. 0.1%
Value ($000) $242 Shares 10,450 Est. Cost $23.16 Unrealized —
— PENN VA CORP 0.1%
Value ($000) $240 Shares 51,110 Est. Cost $4.70 Unrealized —
— MARVELL TECHNOLOGY GROUP LTD 0.1%
Value ($000) $236 Shares 20,000 Est. Cost $11.80 Unrealized —
— IGATE CORP 0.1%
Value ($000) $231 Shares 14,060 Est. Cost $16.43 Unrealized —
— SYNERGY RES CORP COM 0.1%
Value ($000) $231 Shares 31,530 Est. Cost $7.33 Unrealized —
TLYS TILLY'S INC 0.1%
Value ($000) $231 Shares 14,457 Est. Cost $9.62 Unrealized 0.0%
— TRONOX LTD ORD REG 0.1%
Value ($000) $229 Shares 11,340 Est. Cost $20.19 Unrealized —
GNW GENWORTH FINL INC COM CL A 0.1%
Value ($000) $228 Shares 20,000 Est. Cost $10.41 Unrealized 0.0%
— CHESAPEAKE ENERGY CORPORATION 0.1%
Value ($000) $222 Shares 10,900 Est. Cost $20.37 Unrealized —
MDRX ALLSCRIPTS HEALTHCARE 0.1%
Value ($000) $220 Shares 17,000 Est. Cost $13.40 Unrealized 0.0%
— BLOUNT INTL INC 0.1%
Value ($000) $219 Shares 18,490 Est. Cost $11.84 Unrealized —
TWI TITAN INTL INC 0.1%
Value ($000) $205 Shares 12,120 Est. Cost $20.56 Unrealized 0.0%