Location: Incline Village, NV
CIK: 0001009012 · Show all filings
Period: Q1 2025 (← Previous) (Next →)
Filing Date: May 13, 2025
Total Value: $1.168B (5.3% shares, 94.7% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | TETRA TECH INC NEW | 67,529,000 | $69.83M | 6.0% | $1.03 | $1.11 | — | DBCV 2.250% 8/1 | 88162GAB9 |
| — | PARSONS CORP DEL | 69,061,000 | $69.1M | 5.9% | $1.00 | $1.00 | — | NOTE 2.625% 3/0 | 70202LAD4 |
| — | VENTAS RLTY LTD PARTNERSHIP | 48,490,000 | $62.49M | 5.3% | $1.29 | $1.05 | — | NOTE 3.750% 6/0 | 92277GAZ0 |
| — | BOFA FIN LLC | 57,877,000 | $57.7M | 4.9% | $1.00 | $1.11 | — | MTNF 0.600% 5/2 | 09709UV70 |
| — | GLOBAL PMTS INC | 60,135,000 | $56.72M | 4.9% | $0.94 | $0.94 | — | NOTE 1.500% 3/0 | 37940XAU6 |
| — | DUKE ENERGY CORP NEW | 47,535,000 | $51.54M | 4.4% | $1.08 | $1.01 | — | NOTE 4.125% 4/1 | 26441CBY0 |
| — | PPL CAP FDG INC | 42,720,000 | $47.94M | 4.1% | $1.12 | $0.96 | — | NOTE 2.875% 3/1 | 69352PAS2 |
| — | AKAMAI TECHNOLOGIES INC | 48,417,000 | $46.07M | 3.9% | $0.95 | $1.01 | — | NOTE 1.125% 2/1 | 00971TAN1 |
| — | TYLER TEX INDPT SCH DIST | 32,645,000 | $39.68M | 3.4% | $1.22 | $1.09 | — | NOTE 0.250% 3/1 | 902252AB1 |
| — | ADVANCED ENERGY INDS | 38,045,000 | $39M | 3.3% | $1.02 | $1.04 | — | NOTE 2.500% 9/1 | 007973AE0 |
| — | LIBERTY MEDIA CORP DEL | 33,231,000 | $34.39M | 2.9% | $1.03 | $1.20 | — | NOTE 3.750% 3/1 | 531229AP7 |
| — | AMERICAN WTR CAP CORP | 29,050,000 | $29.81M | 2.6% | $1.03 | $1.03 | — | NOTE 3.625% 6/1 | 03040WBE4 |
| — | SPOTIFY USA INC | 24,855,000 | $29.67M | 2.5% | $1.19 | $1.02 | — | NOTE 3/1 | 84921RAB6 |
| — | ALNYLAM PHARMACEUTICALS INC | 25,480,000 | $29.41M | 2.5% | $1.15 | $1.11 | — | NOTE 1.000% 9/1 | 02043QAB3 |
| — | REPLIGEN CORP | 26,950,000 | $26.58M | 2.3% | $0.99 | $1.03 | — | NOTE 1.000%12/1 | 759916AD1 |
| — | EVERGY INC | 22,445,000 | $26.39M | 2.3% | $1.18 | $1.09 | — | NOTE 4.500%12/1 | 30034WAD8 |
| — | FLUOR CORP | 23,190,000 | $24.62M | 2.1% | $1.06 | $1.08 | — | NOTE 1.125% 8/1 | 343412AJ1 |
| — | NUTANIX INC | 18,170,000 | $24.16M | 2.1% | $1.33 | $1.18 | — | NOTE 0.250%10/0 | 67059NAH1 |
| — | FORD MTR CO | 23,360,000 | $22.87M | 2.0% | $0.98 | $0.99 | — | NOTE 3/1 | 345370CZ1 |
| — | UBER TECHNOLOGIES INC | 17,700,000 | $21.52M | 1.8% | $1.22 | $1.10 | — | NOTE 0.875%12/0 | 90353TAM2 |
| — | FIVE9 INC | 21,615,000 | $18.41M | 1.6% | $0.85 | $0.85 | — | NOTE 1.000% 3/1 | 338307AF8 |
| — | BRAEMAR HOTELS & RESORTS INC | 18,140,000 | $17.07M | 1.5% | $0.94 | $0.99 | — | NOTE 4.500% 6/0 | 10482BAB7 |
| — | SOUTHERN CO | 15,200,000 | $17.02M | 1.5% | $1.12 | $1.11 | — | NOTE 3.875%12/1 | 842587DP9 |
| — | EQUINOX GOLD CORP | 12,596,000 | $16.95M | 1.5% | $1.35 | $1.23 | — | NOTE 4.750%10/1 | 29446YAC0 |
| — | UBER TECHNOLOGIES INC | 14,760,000 | $15.67M | 1.3% | $1.06 | $1.08 | — | NOTE 12/1 | 90353TAJ9 |
| — | PEABODY ENGR CORP | 13,265,000 | $13.81M | 1.2% | $1.04 | $1.11 | — | NOTE 3.250% 3/0 | 704551AD2 |
| — | NORTHERN OIL & GAS INC | 12,011,000 | $12.68M | 1.1% | $1.06 | $1.11 | — | NOTE 3.625% 4/1 | 665531AJ8 |
| — | ENOVIS CORPORATION | 11,315,000 | $11.59M | 1.0% | $1.02 | $1.06 | — | NOTE 3.875%10/1 | 194014AB2 |
| — | NCL CORP LTD | 11,870,000 | $11.54M | 1.0% | $0.97 | $1.02 | — | NOTE 1.125% 2/1 | 62886HBD2 |
| — | BROOKDALE SR LIVING INC | 10,730,000 | $10.82M | 0.9% | $1.01 | $0.96 | — | NOTE 2.000%10/1 | 112463AC8 |
| — | SHIFT4 PMTS INC | 9,980,000 | $10.14M | 0.9% | $1.02 | $1.07 | — | NOTE 0.500% 8/0 | 82452JAD1 |
| — | OPKO HEALTH INC | 6,128,000 | $9.895M | 0.8% | $1.61 | $1.61 | — | NOTE 3.750% 1/1 | 68375NAG8 |
| — | ASCENDIS PHARMA A/S | 7,770,000 | $9.21M | 0.8% | $1.19 | $0.95 | — | NOTE 2.250% 4/0 | 04351PAD3 |
| SPSB | SPDR SER TR | 300,000 | $9.03M | 0.8% | $30.10 | $30.10 | — | PORTFOLIO SHORT | 78464A474 |
| — | VAREX IMAGING CORP | 8,950,000 | $8.916M | 0.8% | $1.00 | $1.17 | — | NOTE 4.000% 6/0 | 92214XAB2 |
| — | AMERICAN AIRLINES GROUP INC | 8,305,000 | $8.32M | 0.7% | $1.00 | $1.04 | — | NOTE 6.500% 7/0 | 02376RAF9 |
| — | PENN ENTERTAINMENT INC | 7,840,000 | $8.091M | 0.7% | $1.03 | $1.10 | — | NOTE 2.750% 5/1 | 707569AU3 |
| — | KAYNE ANDERSON ENERGY INFRST | 592,945 | $7.607M | 0.7% | $12.83 | $8.52 | — | COM | 486606106 |
| — | KOSMOS ENERGY LTD | 9,050,000 | $6.945M | 0.6% | $0.77 | $0.77 | — | NOTE 3.125% 3/1 | 500688AH9 |
| — | PG&E CORP | 6,250,000 | $6.626M | 0.6% | $1.06 | $1.09 | — | NOTE 4.250%12/0 | 69331CAL2 |
| — | EXPEDIA GROUP INC | 6,292,000 | $6.212M | 0.5% | $0.99 | $0.99 | — | NOTE 2/1 | 30212PBE4 |
| — | SAREPTA THERAPEUTICS INC | 6,000,000 | $5.593M | 0.5% | $0.93 | $1.10 | — | NOTE 1.250% 9/1 | 803607AD2 |
| WEST | WESTROCK COFFEE CO | 771,505 | $5.57M | 0.5% | $7.22 * | $8.79 | -25.5% | COM | 96145W103 |
| — | CMS ENERGY CORP | 4,975,000 | $5.518M | 0.5% | $1.11 | $0.98 | — | NOTE 3.375% 5/0 | 125896BX7 |
| — | ALLIANT ENERGY CORP | 5,000,000 | $5.369M | 0.5% | $1.07 | $0.99 | — | NOTE 3.875% 3/1 | 018802AC2 |
| BHR | BRAEMAR HOTELS & RESORTS INC | 2,088,686 | $5.201M | 0.4% | $2.49 | $5.73 | — | COM | 10482B101 |
| — | WESTERN DIGITAL CORP | 4,000,000 | $5.153M | 0.4% | $1.29 | $1.33 | — | NOTE 3.000%11/1 | 958102AT2 |
| VUSB | VANGUARD BD INDEX FDS | 100,000 | $4.986M | 0.4% | $49.85 | $49.24 | — | VANGUARD ULTRA | 92203C303 |
| GRNT | GRANITE RIDGE RESOURCES INC | 815,420 | $4.958M | 0.4% | $6.08 | $6.16 | +0.5% | COM | 387432107 |
| — | JAZZ INVESTMENTS I LTD | 4,465,000 | $4.627M | 0.4% | $1.04 | $1.20 | — | NOTE 2.000% 6/1 | 472145AF8 |
| — | BLOOM ENERGY CORP | 3,000,000 | $3.937M | 0.3% | $1.31 | $0.97 | — | NOTE 3.000% 6/0 | 093712AK3 |
| — | MGP INGREDIENTS INC NEW | 4,000,000 | $3.768M | 0.3% | $0.94 | $1.18 | — | NOTE 1.875%11/1 | 55303JAB2 |
| — | LANTHEUS HLDGS INC | 2,500,000 | $3.525M | 0.3% | $1.41 | $1.12 | — | NOTE 2.625%12/1 | 516544AB9 |
| — | URBAN ONE INC | 4,702,775 | $3.386M | 0.3% | $0.72 | $1.88 | — | CL D NON VTG | 91705J204 |
| — | RIVIAN AUTOMOTIVE INC | 3,000,000 | $2.905M | 0.2% | $0.97 | $0.81 | — | NOTE 4.625% 3/1 | 76954AAB9 |
| — | DATADOG INC | 2,500,000 | $2.803M | 0.2% | $1.12 | $1.10 | — | NOTE 0.125% 6/1 | 23804LAB9 |
| — | CONFLUENT INC | 3,000,000 | $2.778M | 0.2% | $0.93 | $0.88 | — | NOTE 1/1 | 20717MAB9 |
| — | TRANSMEDICS GROUP INC | 2,500,000 | $2.712M | 0.2% | $1.08 | $1.59 | — | NOTE 1.500% 6/0 | 89377MAB5 |
| — | LIBERTY MEDIA CORP DEL | 2,170,000 | $2.655M | 0.2% | $1.22 | $1.04 | — | NOTE 2.250% 8/1 | 531229AQ5 |
| — | AIR TRANS SVCS GROUP INC | 2,530,000 | $2.521M | 0.2% | $1.00 | $0.94 | — | NOTE 3.875% 8/1 | 00922RAD7 |
| RUMBW | RUMBLE INC | 1,078,092 | $2.49M | 0.2% | $2.31 | $2.24 | — | *W EXP 09/16/202 | 78137L113 |
| — | LYFT INC | 2,500,000 | $2.421M | 0.2% | $0.97 | $0.97 | — | NOTE 0.625% 3/0 | 55087PAD6 |
| — | POST HLDGS INC | 2,000,000 | $2.389M | 0.2% | $1.19 | $0.99 | — | NOTE 2.500% 8/1 | 737446AT1 |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | 2,094,793 | $2.325M | 0.2% | $1.11 * | $2.41 | -45.3% | COM | 18453H106 |
| — | SUMMIT HOTEL PPTYS | 2,181,000 | $2.085M | 0.2% | $0.96 | $1.06 | — | NOTE 1.500% 2/1 | 866082AA8 |
| — | COINBASE GLOBAL INC | 2,000,000 | $1.957M | 0.2% | $0.98 | $1.05 | — | NOTE 0.500% 6/0 | 19260QAB3 |
| — | ON SEMICONDUCTOR CORP | 2,000,000 | $1.722M | 0.1% | $0.86 | $0.98 | — | NOTE 0.500% 3/0 | 682189AU9 |
| — | INTEGER HLDGS CORP | 1,140,000 | $1.667M | 0.1% | $1.46 | $1.45 | — | NOTE 2.125% 2/1 | 45826HAB5 |
| STKL | SUNOPTA INC | 340,447 | $1.655M | 0.1% | $4.86 * | $6.93 | -3.9% | COM | 8676EP108 |
| — | SEA LTD | 870,000 | $1.281M | 0.1% | $1.47 | $1.05 | — | NOTE 2.375%12/0 | 81141RAF7 |
| — | GDL FD | 120,522 | $992K | 0.1% | $8.24 | $8.47 | — | COM SH BEN IT | 361570104 |
| LUXE | MYT NETHERLANDS PARENT B V | 130,341 | $985K | 0.1% | $7.56 | $7.56 | — | ADS | 55406W103 |
| GROY | GOLD ROYALTY CORP | 629,758 | $907K | 0.1% | $1.44 * | $1.35 | +0.8% | COMMON SHARES | 38071H106 |
| — | BOEING CO | 15,000 | $890K | 0.1% | $59.33 | $59.33 | — | DEP CONV PFD A | 097023204 |
| ODV | OSISKO DEVELOPMENT CORP | 590,294 | $880K | 0.1% | $1.49 | $4.64 | -68.1% | COM NEW | 68828E809 |
| THCH | TH INTERNATIONAL LIMITED | 254,426 | $745K | 0.1% | $2.93 * | $3.13 | 0.0% | SHS NEW | G8656L130 |
| LUNR | INTUITIVE MACHINES INC | 97,500 | $726K | 0.1% | $7.45 * | $15.72 | 0.0% | CLASS A COM | 46125A100 |
| — | ITRON INC | 675,000 | $694K | 0.1% | $1.03 | $1.04 | — | NOTE 3/1 | 465741AN6 |
| CMLS | CUMULUS MEDIA INC | 1,528,428 | $676K | 0.1% | $0.44 * | $10.44 | -93.1% | COM CL A | 231082801 |
| — | URBAN ONE INC | 461,516 | $665K | 0.1% | $1.44 | $5.46 | — | CL A | 91705J105 |
| PCTTW | PURECYCLE TECHNOLOGIES INC | 396,107 | $604K | 0.1% | $1.52 | $2.87 | — | *W EXP 03/17/202 | 74623V111 |
| — | CVR ENERGY INC | 71,300 | $570K | 0.0% | $8.00 | — | — | Call | 12662P908 |
| — | SANDSTORM GOLD LTD | 75,000 | $566K | 0.0% | $7.55 | $7.55 | — | COM NEW | 80013R206 |
| — | RINGCENTRAL INC | 589,000 | $562K | 0.0% | $0.95 | $0.86 | — | NOTE 3/1 | 76680RAH0 |
| CPRI | CAPRI HOLDINGS LIMITED | 25,000 | $493K | 0.0% | $19.73 * | $27.20 | -18.6% | SHS | G1890L107 |
| — | ALLIANCEBERNSTEIN HLDG L P | 67,400 | $484K | 0.0% | $7.17 | — | — | Call | 01881G906 |
| UAN | CVR PARTNERS LP | 6,400 | $481K | 0.0% | $75.17 | $130.45 | — | COM | 126633205 |
| NPWR/WS | NET POWER INC | 1,420,990 | $434K | 0.0% | $0.31 | $3.24 | — | *W EXP 06/08/202 | 64107A113 |
| — | SSR MINING IN | 430,000 | $433K | 0.0% | $1.01 | $1.12 | — | NOTE 2.500% 4/0 | 784730AB9 |
| — | PACIRA BIOSCIENCES INC | 400,000 | $394K | 0.0% | $0.98 | $0.94 | — | NOTE 0.750% 8/0 | 695127AF7 |
| — | FIVE9 INC | 395,000 | $392K | 0.0% | $0.99 | $0.96 | — | NOTE 0.500% 6/0 | 338307AD3 |
| — | SNAP INC | 460,000 | $390K | 0.0% | $0.85 | $0.80 | — | NOTE 0.125% 3/0 | 83304AAH9 |
| — | GROUPON INC | 400,000 | $389K | 0.0% | $0.97 | $0.92 | — | NOTE 1.125% 3/1 | 399473AF4 |
| — | SOLAREDGE TECHNOLOGIES INC | 400,000 | $388K | 0.0% | $0.97 | $0.93 | — | NOTE 9/1 | 83417MAD6 |
| — | JETBLUE AIRWAYS CORP | 400,000 | $378K | 0.0% | $0.95 | $0.95 | — | NOTE 0.500% 4/0 | 477143AP6 |
| — | PENNYMAC CORP | 382,000 | $378K | 0.0% | $0.99 | $0.96 | — | NOTE 5.500% 3/1 | 70932AAF0 |
| — | EVENTBRITE INC | 410,000 | $376K | 0.0% | $0.92 | $0.92 | — | NOTE 0.750% 9/1 | 29975EAD1 |
| — | ARBOR REALTY TRUST INC | 375,000 | $375K | 0.0% | $1.00 | $1.00 | — | NOTE 7.500% 8/0 | 038923BA5 |
| — | ZIFF DAVIS INC | 394,000 | $371K | 0.0% | $0.94 | $0.93 | — | NOTE 1.750%11/0 | 48123VAE2 |
| — | OIL STS INTL INC | 375,000 | $369K | 0.0% | $0.98 | $0.98 | — | NOTE 4.750% 4/0 | 678026AK1 |
| — | ESPERION THERAPEUTICS INC NE | 375,000 | $369K | 0.0% | $0.98 | $0.95 | — | NOTE 4.000%11/1 | 29664WAB1 |
| — | HAEMONETICS CORP MASS | 382,000 | $365K | 0.0% | $0.96 | $0.92 | — | NOTE 3/0 | 405024AB6 |
| — | ARRAY TECHNOLOGIES INC | 495,000 | $363K | 0.0% | $0.73 | $0.73 | — | NOTE 1.000%12/0 | 04271TAB6 |
| HDSN | HUDSON TECHNOLOGIES INC | 56,250 | $347K | 0.0% | $6.17 * | $13.02 | -54.9% | COM | 444144109 |
| OPK | OPKO HEALTH INC | 207,600 | $345K | 0.0% | $1.66 | $1.64 | +0.2% | COM | 68375N103 |
| — | CABLE ONE INC | 353,000 | $334K | 0.0% | $0.95 | $0.87 | — | NOTE 3/1 | 12685JAE5 |
| — | BLOCK INC | 349,000 | $332K | 0.0% | $0.95 | $0.85 | — | NOTE 5/0 | 852234AJ2 |
| SKIN | THE BEAUTY HEALTH COMPANY | 234,730 | $315K | 0.0% | $1.34 * | $15.17 | -89.9% | COM CL A | 88331L108 |
| — | LYFT INC | 302,000 | $300K | 0.0% | $0.99 | $0.91 | — | NOTE 1.500% 5/1 | 55087PAB0 |
| — | B2GOLD CORP | 350,000 | $298K | 0.0% | $0.85 | — | — | Call | 11777Q909 |
| BRCC | BRC INC | 126,200 | $264K | 0.0% | $2.09 * | $4.16 | -38.8% | COM CL A | 05601U105 |
| — | SEA LTD | 272,000 | $255K | 0.0% | $0.94 | $0.97 | — | NOTE 0.250% 9/1 | 81141RAG5 |
| HLX | HELIX ENERGY SOLUTIONS GRP I | 30,400 | $253K | 0.0% | $8.31 | $10.06 | -16.3% | COM | 42330P107 |
| — | EQUINOX GOLD CORP | 130,000 | $247K | 0.0% | $1.90 | — | — | Call | 29446Y902 |
| — | CABLE ONE INC | 310,000 | $247K | 0.0% | $0.80 | $0.80 | — | NOTE 1.125% 3/1 | 12685JAG0 |
| — | OKTA INC | 242,000 | $231K | 0.0% | $0.96 | $1.18 | — | NOTE 0.375% 6/1 | 679295AF2 |
| — | RLJ LODGING TR | 9,266 | $226K | 0.0% | $24.41 | $23.99 | — | CUM CONV PFD A | 74965L200 |
| — | INVESCO EXCH TRADED FD TR II | 50,000 | $195K | 0.0% | $3.90 | — | — | Put | 46138G956 |
| — | WILLIAMS SONOMA INC | 12,500 | $181K | 0.0% | $14.45 | — | — | Put | 969904951 |
| ACHR/WS | ARCHER AVIATION INC | 100,000 | $179K | 0.0% | $1.78 | $3.21 | — | *W EXP 09/16/202 | 03945R110 |
| — | NOVOCURE LTD | 158,000 | $153K | 0.0% | $0.97 | $0.87 | — | NOTE 11/0 | 67011XAB9 |
| — | LANDSEA HOMES CORP | 2,392,316 | $144K | 0.0% | $0.06 | $0.25 | — | *W EXP 01/08/202 | 51509P111 |
| TSLL | DIREXION SHS ETF TR | 50,000 | $143K | 0.0% | $2.87 | — | — | Put | 25460G286 |
| — | MP MATERIALS CORP | 43,500 | $112K | 0.0% | $2.58 | — | — | Call | 553368901 |
| PSQH/WS | PSQ HOLDINGS INC | 448,492 | $106K | 0.0% | $0.24 | $0.53 | — | *W EXP 07/19/202 | 693691115 |
| — | DIGITALOCEAN HLDGS INC | 105,000 | $97,952 | 0.0% | $0.93 | $0.89 | — | NOTE 12/0 | 25402DAB8 |
| — | BANDWIDTH INC | 115,000 | $93,040 | 0.0% | $0.81 | $0.80 | — | NOTE 0.500% 4/0 | 05988JAD5 |
| ET | ENERGY TRANSFER L P | 5,000 | $92,950 | 0.0% | $18.59 | $11.20 | — | COM UT LTD PTN | 29273V100 |
| HTZ | HERTZ GLOBAL HLDGS INC | 22,500 | $88,650 | 0.0% | $3.94 | $5.08 | -21.0% | COM NEW | 42806J700 |
| — | SILVERCORP METALS INC | 51,800 | $71,225 | 0.0% | $1.38 | — | — | Call | 82835P903 |
| — | EL PASO ENERGY CAP TR I | 1,321 | $64,551 | 0.0% | $48.87 | $47.43 | — | PFD CV TR SEC 28 | 283678209 |
| — | LIBERTY MEDIA CORP DEL | 220,000 | $62,208 | 0.0% | $0.28 | $0.59 | — | DEB 3.750% 2/1 | 530715AL5 |
| — | HELIX ENERGY SOLUTIONS GRP I | 90,000 | $58,500 | 0.0% | $0.65 | — | — | Call | 42330P907 |
| — | ENOVIX CORPORATION | 75,000 | $44,000 | 0.0% | $0.59 | — | — | Call | 293594907 |
| GCTS/WS | GCT SEMICONDUCTOR HLDG INC | 668,646 | $41,790 | 0.0% | $0.06 | $0.16 | — | *W EXP 03/01/202 | 36170N115 |
| — | G III APPAREL GROUP LTD | 15,000 | $40,125 | 0.0% | $2.67 | — | — | Put | 36237H951 |
| — | MEDICAL PPTYS TRUST INC | 200,000 | $39,000 | 0.0% | $0.20 | — | — | Put | 58463J954 |
| — | ARKO CORP | 727,117 | $36,356 | 0.0% | $0.05 | $0.05 | — | *W EXP 12/22/202 | 041242116 |
| LANV/WS | LANVIN GROUP HOLDINGS LIMITE | 1,334,846 | $32,303 | 0.0% | $0.02 | $0.29 | — | *W EXP 01/14/202 | G5380J118 |
| VXX | BARCLAYS BANK PLC | 6,000 | $28,950 | 0.0% | $4.83 | — | — | Call | 06748M196 |
| — | SPDR S&P 500 ETF TR | 16,000 | $24,975 | 0.0% | $1.56 | — | — | Put | 78462F953 |
| NNAVW | NEXTNAV INC | 5,500 | $24,613 | 0.0% | $4.48 | $4.48 | — | *W EXP 99/99/999 | 65345N114 |
| TE/WS | T1 ENERGY INC | 186,863 | $22,891 | 0.0% | $0.12 | $0.17 | — | *W EXP 07/09/202 | 35834F112 |
| — | ADAM NAT RES FD INC | 886 | $20,210 | 0.0% | $22.81 | $20.63 | — | COM | 00548F105 |
| RDZNW | ROADZEN INC | 150,602 | $8,208 | 0.0% | $0.05 | $0.04 | — | *W EXP 11/30/202 | G7606H116 |
| JSPRW | JASPER THERAPEUTICS INC | 65,456 | $7,743 | 0.0% | $0.12 | $0.20 | — | *W EXP 09/24/202 | 471871111 |
| — | PLUG POWER INC | 10,600 | $7,367 | 0.0% | $0.69 | — | — | Put | 72919P952 |
| — | ISHARES TR | 12,500 | $6,688 | 0.0% | $0.54 | — | — | Put | 464288953 |
| AIRJW | AIRJOULE TECHNOLOGIES CORP | 9,100 | $5,267 | 0.0% | $0.58 | $1.45 | — | *W EXP 03/15/202 | 612160119 |
| SPWRW | COMPLETE SOLARIA INC | 25,171 | $5,033 | 0.0% | $0.20 | $0.20 | — | *W EXP 07/31/202 | 20460L112 |
| ASTLW | ALGOMA STL GROUP INC | 10,000 | $3,663 | 0.0% | $0.37 | $0.37 | — | *W EXP 10/19/202 | 015658115 |
| AIIOW | NWTN INC | 64,571 | $1,905 | 0.0% | $0.03 | $0.28 | — | *W EXP 12/31/202 | G6693P114 |