CIK: 0001461790 · Show all filings
Period: Q2 2019 (← Previous) (Next →)
Filing Date: Aug 14, 2019
Total Value ($000): $828,473 (88.9% shares, 11.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| GOOGL | ALPHABET INC | 28,500 | $30,860 | 3.7% | $56.99 | +0.8% | Call | 02079K305 |
| SMH | VANECK VECTORS ETF TR | 210,600 | $23,204 | 2.8% | $106.41 | — | Call | 92189F676 |
| SMH | VANECK VECTORS ETF TR | 155,000 | $17,078 | 2.1% | $106.41 | — | Put | 92189F676 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 1,214,818 | $12,677 | 1.5% | $10.27 | — | CL A | G8250R103 |
| GOOGL | ALPHABET INC | 10,754 | $11,644 | 1.4% | $56.99 | +0.8% | CAP STK CL A | 02079K305 |
| FNV | FRANCO NEVADA CORP | 135,000 | $11,459 | 1.4% | — | — | Call | 351858105 |
| QQQ | INVESCO QQQ TR | 60,000 | $11,204 | 1.4% | — | — | Put | 46090E103 |
| AAPL | APPLE INC | 55,000 | $10,886 | 1.3% | — | — | Put | 037833100 |
| — | PURE ACQUISITION CORP | 928,790 | $9,929 | 1.2% | $10.26 | — | UNIT 04/13/2023 | 74621Q205 |
| — | FAR PT ACQUISITION CORP | 916,597 | $9,533 | 1.2% | $10.19 | — | UNIT 06/01/2025 | 30734W208 |
| QQQ | INVESCO QQQ TR | 50,000 | $9,337 | 1.1% | — | — | Call | 46090E103 |
| BBCN 3.75 11/13/20 REGS | BLACKBERRY LTD | 8,010 | $9,171 | 1.1% | $1230.87 | — | DEBT 3.75011/1 | C10268AC1 |
| — | MOSAIC ACQUISITION CORP | 895,390 | $9,133 | 1.1% | $10.12 | — | COM CL A | 61946M100 |
| EBAY | EBAY INC | 230,000 | $9,085 | 1.1% | $30.92 | +8.7% | Call | 278642103 |
| — | AEROJET ROCKETDYNE HLDGS INC | 5,000 | $8,938 | 1.1% | $1282.65 | — | NOTE 2.25012/1 | 007800AB1 |
| QCOM | QUALCOMM INC | 115,000 | $8,748 | 1.1% | — | — | Call | 747525103 |
| — | L3 TECHNOLOGIES INC | 35,254 | $8,643 | 1.0% | $245.16 | — | COM | 502413107 |
| — | TUSCAN HOLDINGS CORP | 799,777 | $8,478 | 1.0% | $10.43 | — | UNIT 99/99/9999 | 90069K203 |
| — | SPARTAN ENERGY ACQUISITON CO | 833,900 | $8,422 | 1.0% | $10.15 | — | UNIT 99/99/9999 | 846784114 |
| — | CF FIN ACQUISITION CORP | 800,000 | $8,280 | 1.0% | $10.00 | — | UNIT 04/30/2025 | 12528N206 |
| — | GX ACQUISITION CORP | 800,000 | $8,040 | 1.0% | $10.05 | — | UNIT 05/24/2026 | 36251A206 |
| — | FINTECH ACQUISITION CORP III | 750,000 | $8,032 | 1.0% | $10.00 | — | UNIT 12/01/2023 | 31811A309 |
| — | RED HAT INC | 42,605 | $8,000 | 1.0% | $179.40 | — | COM | 756577102 |
| — | TRIBUNE MEDIA CO | 170,000 | $7,857 | 0.9% | $45.74 | — | CL A | 896047503 |
| — | DFB HEALTHCARE ACQUISTION CO | 755,853 | $7,838 | 0.9% | $10.05 | — | UNIT 01/30/2023 | 23291E208 |
| — | FINISAR CORP | 8,052 | $7,837 | 0.9% | $975.30 | — | NOTE 0.50012/1 | 31787AAP6 |
| RPLA/U | REPLAY ACQUISITION CORP | 783,394 | $7,834 | 0.9% | $10.00 | — | UNIT 03/01/2024 | G75130123 |
| — | SENTINEL ENERGY SVCS INC | 753,553 | $7,649 | 0.9% | $10.04 | — | CL A | 81728P105 |
| — | TRINE ACQUISITION CORP | 718,900 | $7,261 | 0.9% | $10.02 | — | UNIT 03/31/2021 | 89628U207 |
| — | PROOFPOINT INC | 60,000 | $7,215 | 0.9% | $120.28 | — | Call | 743424103 |
| — | INSURANCE ACQUISITION CORP | 700,000 | $7,210 | 0.9% | $10.10 | — | UNIT 03/31/2024 | 457867307 |
| — | GANNETT CO INC | 7,000 | $7,039 | 0.8% | $1005.57 | — | NOTE 4.750 4/1 | 36473HAB0 |
| — | CRESCENT ACQUISITION CORP | 690,000 | $6,935 | 0.8% | $10.00 | — | UNIT 99/99/9999 | 22564L204 |
| — | DOMTAR CORP | 150,000 | $6,680 | 0.8% | — | — | Put | 257559203 |
| LPX | LOUISIANA PAC CORP | 250,000 | $6,555 | 0.8% | $25.71 | -4.7% | Call | 546347105 |
| — | CAPITOL INVT CORP IV | 637,499 | $6,522 | 0.8% | $10.19 | — | CL A ORD | G18920101 |
| — | GRAF INDL CORP | 631,616 | $6,285 | 0.8% | $9.82 | — | COM | 384278107 |
| — | ZILLOW GROUP INC | 5,500 | $6,211 | 0.7% | $1090.00 | — | NOTE 2.00012/0 | 98954MAB7 |
| — | SILICON LABORATORIES INC | 5,000 | $6,207 | 0.7% | $1216.36 | — | NOTE 1.375 3/0 | 826919AB8 |
| — | HAYMAKER ACQUISITION CORP II | 600,000 | $6,126 | 0.7% | $10.21 | — | UNIT 10/31/2026 | 42087L200 |
| — | WORKDAY INC | 4,000 | $5,976 | 0.7% | $1412.00 | — | NOTE 0.25010/0 | 98138HAF8 |
| — | COLLIER CREEK HOLDINGS | 578,188 | $5,955 | 0.7% | $10.00 | — | UNIT 99/99/9999 | G22707122 |
| — | LANDCADIA HLDGS II INC | 583,924 | $5,839 | 0.7% | $10.00 | — | UNIT 05/09/2026 | 51476X204 |
| HEI/A | HEICO CORP NEW | 54,925 | $5,678 | 0.7% | $91.25 | 0.0% | CL A | 422806208 |
| IIPR | INNOVATIVE INDL PPTYS INC | 45,000 | $5,560 | 0.7% | — | — | Call | 45781V101 |
| QCOM | QUALCOMM INC | 70,000 | $5,325 | 0.6% | — | — | Put | 747525103 |
| — | ANADARKO PETE CORP | 75,000 | $5,292 | 0.6% | $70.56 | — | COM | 032511107 |
| — | AMCI ACQUISITION CORP | 500,000 | $5,090 | 0.6% | $9.95 | — | UNIT 01/07/2019 | 00165R200 |
| — | VIACOM INC NEW | 169,075 | $5,050 | 0.6% | $29.87 | — | CL B | 92553P201 |
| — | DEXCOM INC | 3,000 | $4,786 | 0.6% | $1341.00 | — | NOTE 0.750 5/1 | 252131AF4 |
| — | MEGALITH FINL ACQUISITION CO | 466,492 | $4,782 | 0.6% | $10.10 | — | UNIT 09/30/2025 | 58518F208 |
| — | GORES HOLDINGS III INC | 455,046 | $4,764 | 0.6% | $10.21 | — | UNIT 09/07/2024 | 38286G208 |
| — | DISCOVERY INC | 164,938 | $4,692 | 0.6% | $22.34 | — | COM SER C | 25470F302 |
| WPM | WHEATON PRECIOUS METALS CORP | 189,900 | $4,592 | 0.6% | $20.54 | 0.0% | COM | 962879102 |
| — | PATTERN ENERGY GROUP INC | 4,525 | $4,565 | 0.6% | $993.66 | — | NOTE 4.000 7/1 | 70338PAB6 |
| CUK | CARNIVAL PLC | 100,000 | $4,527 | 0.5% | $50.50 | — | ADR | 14365C103 |
| — | THUNDER BRIDGE ACQUISITION L | 430,311 | $4,488 | 0.5% | $10.39 | — | SHS CLASS A | G8857R100 |
| — | NUVASIVE INC | 3,939 | $4,465 | 0.5% | $1133.54 | — | NOTE 2.250 3/1 | 670704AG0 |
| — | OPES ACQUISITION CORP | 421,777 | $4,327 | 0.5% | $9.71 | — | COM | 68373P100 |
| — | FIRST MAJESTIC SILVER CORP | 4,000 | $4,264 | 0.5% | $978.60 | — | NOTE 1.875 3/0 | 32076VAB9 |
| AMD | ADVANCED MICRO DEVICES INC | 140,000 | $4,252 | 0.5% | $25.03 | +14.0% | Put | 007903107 |
| DELL | DELL TECHNOLOGIES INC | 83,337 | $4,234 | 0.5% | $26.52 | +7.8% | CL C | 24703L202 |
| — | BROOKFIELD PROPERTY REIT INC | 223,980 | $4,231 | 0.5% | $20.71 | — | CL A | 11282X103 |
| — | PROOFPOINT INC | 35,000 | $4,209 | 0.5% | $120.28 | — | Put | 743424103 |
| — | ARYA SCIENCES ACQUISITION CO | 391,875 | $4,189 | 0.5% | $10.34 | — | UNIT 10/04/2023 | G3165V117 |
| — | THUNDER BRIDGE ACQUISITION L | 2,056,516 | $4,154 | 0.5% | $2.02 | — | W EXP 01/01/202 | G8857R126 |
| — | ADVANCED DISP SVCS INC DEL | 129,897 | $4,145 | 0.5% | $31.91 | — | COM | 00790X101 |
| — | MODERN MEDIA ACQUISITION | 394,381 | $4,141 | 0.5% | $9.87 | — | COM | 60765P103 |
| IP | INTL PAPER CO | 95,000 | $4,115 | 0.5% | — | — | Put | 460146103 |
| — | GIGCAPITAL2 INC | 400,000 | $4,012 | 0.5% | $10.03 | — | UNIT 02/28/2026 | 375036209 |
| — | B RILEY PRINCIPAL MERGER COR | 401,900 | $4,011 | 0.5% | $9.98 | — | UNIT 99/99/9999 | 05586Y205 |
| — | CHASERG TECHNLGY ACQUISITN C | 375,000 | $3,836 | 0.5% | $9.99 | — | UNIT 09/30/2023 | 16166A202 |
| — | CHARDAN HEALTHCARE ACQUISITI | 400,000 | $3,744 | 0.5% | $9.98 | — | UNIT 12/13/2023 | 15957A207 |
| — | CELGENE CORP | 40,000 | $3,698 | 0.4% | $94.11 | — | COM | 151020104 |
| — | SEACOR HOLDINGS INC | 3,695 | $3,626 | 0.4% | $974.92 | — | NOTE 3.00011/1 | 81170YAB5 |
| — | UNITED STATES OIL FUND LP | 300,000 | $3,612 | 0.4% | — | — | Call | 91232N108 |
| — | GLOBAL BRASS & COPPR HLDGS I | 78,929 | $3,452 | 0.4% | $43.74 | — | COM | 37953G103 |
| — | WABCO HLDGS INC | 26,000 | $3,448 | 0.4% | $132.30 | — | COM | 92927K102 |
| — | CAESARS ENTMT CORP | 2,000 | $3,427 | 0.4% | $1713.50 | — | NOTE 5.00010/0 | 127686AA1 |
| — | TPG PACE HLDGS CORP | 327,462 | $3,406 | 0.4% | $10.04 | — | CL A | G89827128 |
| WPM | WHEATON PRECIOUS METALS CORP | 140,000 | $3,385 | 0.4% | $20.54 | 0.0% | Put | 962879102 |
| — | CYPRESS SEMICONDUCTOR CORP | 2,000 | $3,353 | 0.4% | $1676.50 | — | NOTE 4.500 1/1 | 232806AM1 |
| — | LEGACY ACQUISITION CORP | 313,020 | $3,271 | 0.4% | $9.94 | — | UNIT 05/31/2024 | 524643202 |
| — | ELECTRONICS FOR IMAGING INC | 87,972 | $3,247 | 0.4% | $36.91 | — | COM | 286082102 |
| — | FORUM MERGER II CORP | 299,600 | $3,179 | 0.4% | $10.10 | — | UNIT 09/30/2025 | 34986F202 |
| — | SPLUNK INC | 25,000 | $3,144 | 0.4% | $125.77 | — | Call | 848637104 |
| AVA | AVISTA CORP | 70,000 | $3,122 | 0.4% | $34.86 | -9.1% | COM | 05379B107 |
| IIPR | INNOVATIVE INDL PPTYS INC | 25,000 | $3,089 | 0.4% | — | — | Put | 45781V101 |
| — | HENNESSY CAP ACQUSTION CORP | 298,956 | $3,085 | 0.4% | $10.08 | — | UNIT 99/99/9999 | 42589C203 |
| — | TRINITY MERGER CORP | 289,499 | $3,077 | 0.4% | $10.10 | — | UNIT 05/11/2025 | 89653L205 |
| — | DD3 ACQUISITION CORP | 300,000 | $3,072 | 0.4% | $10.02 | — | UNIT 10/12/2023 | G2692M129 |
| — | LEISURE ACQUISITION CORP | 294,007 | $3,064 | 0.4% | $9.90 | — | UNIT 99/99/9999 | 52539T206 |
| — | SIERRA WIRELESS INC | 253,500 | $3,062 | 0.4% | — | — | Put | 826516106 |
| — | COLONY STARWOOD HOMES | 2,500 | $3,055 | 0.4% | $1222.00 | — | NOTE 3.500 1/1 | 19625XAB8 |
| RSG | REPUBLIC SVCS INC | 35,000 | $3,032 | 0.4% | — | — | Put | 760759100 |
| MGM | MGM RESORTS INTERNATIONAL | 105,000 | $3,000 | 0.4% | — | — | Call | 552953101 |
| — | VIACOM INC NEW | 100,100 | $2,990 | 0.4% | $29.87 | — | Put | 92553P201 |
| — | TWITTER INC | 3,000 | $2,930 | 0.4% | $976.67 | — | NOTE 0.250 6/1 | 90184LAF9 |
| SPY | SPDR S&P 500 ETF TR | 10,000 | $2,930 | 0.4% | $293.00 | — | Put | 78462F103 |
| — | TABLEAU SOFTWARE INC | 17,500 | $2,905 | 0.4% | $166.00 | — | CL A | 87336U105 |
| — | PURE ACQUISITION CORP | 286,139 | $2,901 | 0.4% | $9.96 | — | CL A | 74621Q106 |
| — | LF CAP ACQUISITION CORP | 277,305 | $2,890 | 0.3% | $10.07 | — | UNIT 06/19/2025 | 50200K207 |
| — | SPLUNK INC | 22,000 | $2,767 | 0.3% | $125.77 | — | COM | 848637104 |
| — | VERSUM MATLS INC | 53,003 | $2,734 | 0.3% | $51.58 | — | COM | 92532W103 |
| — | CHURCHILL CAP CORP II | 268,300 | $2,723 | 0.3% | $10.15 | — | UNIT 99/99/9999 | 17143G205 |
| ZG | ZILLOW GROUP INC | 58,725 | $2,687 | 0.3% | $39.39 | -0.3% | CL A | 98954M101 |
| MDB | MONGODB INC | 17,500 | $2,662 | 0.3% | $145.16 | 0.0% | CL A | 60937P106 |
| — | ZAYO GROUP HLDGS INC | 79,100 | $2,603 | 0.3% | $32.91 | — | COM | 98919V105 |
| LBRDA | LIBERTY BROADBAND CORP | 25,000 | $2,571 | 0.3% | $92.05 | 0.0% | COM SER A | 530307107 |
| TH | TARGET HOSPITALITY CORP | 279,841 | $2,547 | 0.3% | $10.12 | +0.0% | COM | 87615L107 |
| — | ARRAY BIOPHARMA INC | 54,539 | $2,527 | 0.3% | $46.33 | — | COM | 04269X105 |
| — | GS ACQUISITION HLDGS CORP | 248,036 | $2,515 | 0.3% | $9.75 | — | COM CL A | 36255F102 |
| — | MONOCLE ACQUISITION CORP | 252,049 | $2,495 | 0.3% | $9.80 | — | COM | 609754106 |
| — | MAGNOLIA OIL & GAS CORP | 741,937 | $2,478 | 0.3% | $3.34 | — | W EXP 07/31/202 | 559663117 |
| — | LIBERTY MEDIA CORP DELAWARE | 65,400 | $2,473 | 0.3% | $40.29 | — | COM A SIRIUSXM | 531229409 |
| CENTA | CENTRAL GARDEN & PET CO | 100,054 | $2,465 | 0.3% | $28.02 | -28.3% | CL A NON-VTG | 153527205 |
| — | TIBERIUS ACQUISITION CORP | 231,020 | $2,428 | 0.3% | $10.02 | — | UNIT 02/28/2021 | 88633A206 |
| — | CONTROL4 CORP | 101,487 | $2,410 | 0.3% | $23.75 | — | COM | 21240D107 |
| — | CYPRESS SEMICONDUCTOR CORP | 2,000 | $2,364 | 0.3% | $1182.00 | — | NOTE 2.000 2/0 | 232806AP4 |
| — | XILINX INC | 20,000 | $2,358 | 0.3% | $117.92 | — | Call | 983919101 |
| — | LEGACY ACQUISITION CORP | 230,549 | $2,329 | 0.3% | $10.06 | — | COM CL A | 524643103 |
| MERC | MERCER INTL INC | 150,000 | $2,321 | 0.3% | $9.94 | +20.5% | Call | 588056101 |
| SKYY | FIRST TR EXCHANGE TRADED FD | 40,000 | $2,311 | 0.3% | — | — | Put | 33734X192 |
| — | FAR PT ACQUISITION CORP | 225,369 | $2,297 | 0.3% | $9.63 | — | COM CL A | 30734W109 |
| — | BIG ROCK PARTNERS ACQUISI CO | 240,000 | $2,287 | 0.3% | $10.24 | — | UNIT 11/20/2022 | 089482202 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 221,014 | $2,287 | 0.3% | $7.11 | +28.6% | COM | 55933J203 |
| — | MULTI COLOR CORP | 45,696 | $2,283 | 0.3% | $49.96 | — | COM | 625383104 |
| — | FIRST DATA CORP NEW | 84,106 | $2,277 | 0.3% | $26.26 | — | COM CL A | 32008D106 |
| — | WPX ENERGY INC | 197,400 | $2,272 | 0.3% | $11.51 | — | COM | 98212B103 |
| — | 8I ENTERPRISES ACQUISITIN CO | 214,000 | $2,258 | 0.3% | $10.07 | — | UNIT 99/99/9999 | G2956M138 |
| — | HEALTH SCIENCES ACQUSTN CORP | 211,500 | $2,242 | 0.3% | $10.60 | — | UNIT 04/01/2024 | 42227C201 |
| — | BUNGE LIMITED | 40,128 | $2,236 | 0.3% | $58.19 | — | COM | G16962105 |
| — | DANAHER CORPORATION | 2,000 | $2,209 | 0.3% | $1053.00 | — | 4.75 MND CV PFD | 235851300 |
| RWGE/U | REGALWOOD GLOBAL ENERGY LTD | 207,742 | $2,150 | 0.3% | $9.95 | — | UNIT 99/99/9999 | G74760110 |
| — | LIBERTY TRIPADVISOR HLDGS IN | 173,243 | $2,148 | 0.3% | $14.22 | — | COM SER A | 531465102 |
| — | GORES METROPOULOS INC | 202,000 | $2,115 | 0.3% | $10.41 | — | UNIT 99/99/9999 | 382872208 |
| — | ALLERGAN PLC | 12,500 | $2,093 | 0.3% | $167.44 | — | SH | G0177J108 |
| — | SENSEONICS HLDGS INC | 2,000 | $2,080 | 0.3% | $1082.67 | — | NOTE 5.250 2/0 | 81727UAA3 |
| — | LONGEVITY ACQUISITION CORP | 200,000 | $2,064 | 0.2% | $10.24 | — | UNIT 08/29/2024 | G56372108 |
| — | UQM TECHNOLOGIES INC | 1,248,033 | $2,059 | 0.2% | $1.65 | — | COM | 903213106 |
| — | GIGCAPITAL INC | 199,195 | $2,052 | 0.2% | $10.23 | — | COM | 37518N106 |
| MPWR | MONOLITHIC PWR SYS INC | 15,000 | $2,037 | 0.2% | $129.05 | 0.0% | COM | 609839105 |
| ON | ON SEMICONDUCTOR CORP | 100,000 | $2,021 | 0.2% | — | — | Put | 682189105 |
| CARS | CARS COM INC | 102,121 | $2,014 | 0.2% | $27.01 | -20.8% | COM | 14575E105 |
| — | BIG ROCK PARTNERS ACQUISI CO | 193,091 | $2,014 | 0.2% | $9.87 | — | COM | 089482103 |
| MDB | MONGODB INC | 12,500 | $1,901 | 0.2% | $145.16 | 0.0% | Call | 60937P106 |
| — | PURE ACQUISITION CORP | 1,754,337 | $1,895 | 0.2% | $1.08 | — | W EXP 04/17/202 | 74621Q114 |
| VALE | VALE S A | 140,000 | $1,882 | 0.2% | — | — | Put | 91912E105 |
| — | GREENLAND ACQUISITIN CORPORA | 175,964 | $1,860 | 0.2% | $10.32 | — | UNIT 03/03/2025 | G40981121 |
| BF/A | BROWN FORMAN CORP | 33,055 | $1,818 | 0.2% | $36.71 | +26.9% | CL A | 115637100 |
| — | TUSCAN HOLDINGS CORP | 182,430 | $1,802 | 0.2% | $9.88 | — | COM | 90069K104 |
| — | ALBERTON ACQUISITION CORP | 171,520 | $1,794 | 0.2% | $10.03 | — | UNIT 04/22/2020 | G35006116 |
| WCN | WASTE CONNECTIONS INC | 18,600 | $1,778 | 0.2% | — | — | Put | 94106B101 |
| — | POINTER TELOCATION LTD | 114,464 | $1,746 | 0.2% | $15.57 | — | SH | M7946T104 |
| STC | STEWART INFORMATION SVCS COR | 42,576 | $1,724 | 0.2% | $42.46 | 0.0% | COM | 860372101 |
| MX | MAGNACHIP SEMICONDUCTOR CORP | 166,200 | $1,720 | 0.2% | $7.11 | +28.6% | Call | 55933J203 |
| — | MUDRICK CAP ACQUISITION CORP | 166,594 | $1,693 | 0.2% | $9.91 | — | COM CLASS A | 624745105 |
| INTC | INTEL CORP | 35,000 | $1,675 | 0.2% | $43.10 | 0.0% | COM | 458140100 |
| — | EL PASO ELEC CO | 25,467 | $1,666 | 0.2% | $65.42 | — | COM NEW | 283677854 |
| — | MOSAIC ACQUISITION CORP | 155,853 | $1,647 | 0.2% | $10.12 | — | UNIT 99/99/9999 | 61946M209 |
| — | AMBER RD INC | 121,138 | $1,582 | 0.2% | $13.06 | — | COM | 02318Y108 |
| — | NEW FRONTIER CORP | 150,000 | $1,560 | 0.2% | $10.05 | — | UNIT 99/99/9999 | G6485P116 |
| — | NRC GROUP HLDGS CORP | 138,506 | $1,540 | 0.2% | $11.12 | — | COM | 629375106 |
| — | BLUEGREEN VACATIONS CORP | 130,039 | $1,520 | 0.2% | $14.44 | — | COM | 09629F108 |
| — | FIDELITY SOUTHERN CORP NEW | 48,441 | $1,500 | 0.2% | $30.97 | — | COM | 316394105 |
| — | TWITTER INC | 1,500 | $1,490 | 0.2% | $984.00 | — | NOTE 0.250 9/1 | 90184LAB8 |
| — | CHASERG TECHNLGY ACQUISITN C | 144,400 | $1,450 | 0.2% | $10.04 | — | CLASS A | 16166A103 |
| FOXA | FOX CORP | 39,059 | $1,431 | 0.2% | $33.56 | 0.0% | CL A COM | 35137L105 |
| — | LIONS GATE ENTMNT CORP | 122,515 | $1,422 | 0.2% | $12.98 | — | CL B NON VTG | 535919500 |
| — | XILINX INC | 12,000 | $1,415 | 0.2% | $117.92 | — | COM | 983919101 |
| — | DISH NETWORK CORP | 35,000 | $1,344 | 0.2% | — | — | Call | 25470M109 |
| — | PROOFPOINT INC | 10,800 | $1,299 | 0.2% | $120.28 | — | COM | 743424103 |
| — | MONOCLE ACQUISITION CORP | 125,500 | $1,293 | 0.2% | $10.30 | — | UNIT 99/99/9999 | 609754205 |
| — | TCF FINL CORP | 61,598 | $1,281 | 0.2% | $20.80 | — | COM | 872275102 |
| — | COUPA SOFTWARE INC | 10,000 | $1,267 | 0.2% | — | — | Put | 22266L106 |
| — | EVERI HLDGS INC | 105,070 | $1,253 | 0.2% | $11.93 | — | COM | 30034T103 |
| NVDA | NVIDIA CORP | 7,500 | $1,232 | 0.1% | — | — | Call | 67066G104 |
| — | AGBA ACQUISITION LTD | 122,200 | $1,224 | 0.1% | $10.02 | — | UNIT 05/10/2024 | G0120M133 |
| — | HYDROGENICS CORP NEW | 78,916 | $1,172 | 0.1% | $14.85 | — | COM NEW | 448883207 |
| — | MAXIM INTEGRATED PRODS INC | 19,366 | $1,158 | 0.1% | $53.17 | — | COM | 57772K101 |
| WM | WASTE MGMT INC DEL | 10,000 | $1,154 | 0.1% | — | — | Put | 94106L109 |
| UA | UNDER ARMOUR INC | 50,800 | $1,128 | 0.1% | $20.02 | +3.9% | CL C | 904311206 |
| — | LEISURE ACQUISITION CORP | 110,000 | $1,114 | 0.1% | $9.57 | — | COM | 52539T107 |
| — | LIBERTY MEDIA CORP DELAWARE | 30,475 | $1,093 | 0.1% | $35.87 | — | COM SER A FRMLA | 531229870 |
| — | APHRIA INC | 150,000 | $1,052 | 0.1% | — | — | Put | 03765K104 |
| — | GS ACQUISITION HLDGS CORP | 100,000 | $1,050 | 0.1% | $10.49 | — | UNIT 06/12/2023 | 36255F201 |
| — | TRINITY MERGER CORP | 100,100 | $1,031 | 0.1% | $9.83 | — | COM CL A | 89653L106 |
| CECO | CECO ENVIRONMENTAL CORP | 105,375 | $1,011 | 0.1% | $5.23 | +63.8% | COM | 125141101 |
| — | DIAMOND EAGLE ACQUISITION CO | 100,000 | $1,006 | 0.1% | $10.06 | — | UNIT 06/30/2026 | 25258L208 |
| — | FINTECH ACQUISITION CORP III | 100,000 | $981 | 0.1% | $9.75 | — | COM CL A | 31811A101 |
| — | DIAMONDPEAK HLDGS COR | 99,999 | $972 | 0.1% | $9.72 | — | COM CL A | 25280H100 |
| PACK | RANPAK HLDGS CORP | 108,047 | $956 | 0.1% | $9.96 | 0.0% | COM CL A | 75321W103 |
| — | AVAYA HLDGS CORP | 80,000 | $953 | 0.1% | — | — | Put | 05351X101 |
| — | LIBERTY MEDIA CORP DELAWARE | 33,925 | $949 | 0.1% | $26.06 | — | COM C BRAVES GRP | 531229888 |
| — | TWELVE SEAS INVESTMENT COMPA | 88,800 | $942 | 0.1% | $10.06 | — | UNIT 06/21/2023 | G9145A123 |
| — | BGC PARTNERS INC | 180,000 | $941 | 0.1% | $5.31 | — | CL A | 05541T101 |
| — | SOCIAL CAP HEDOSOPHIA HLDGS | 680,090 | $911 | 0.1% | $1.34 | — | W EXP 09/14/202 | G8250R129 |
| NWSA | NEWS CORP NEW | 64,532 | $871 | 0.1% | $11.41 | 0.0% | CL A | 65249B109 |
| — | LIBERTY EXPEDIA HLDGS INC | 17,896 | $855 | 0.1% | $43.14 | — | SER A COM | 53046P109 |
| ALYAF | ALITHYA GROUP INC | 346,677 | $839 | 0.1% | $3.67 | -17.4% | CL A SUB VTG | 01643B106 |
| — | TWELVE SEAS INVESTMENT COMPA | 82,465 | $837 | 0.1% | $9.95 | — | SH | G9145A107 |
| — | DEL FRISCOS RESTAURANT GROUP | 104,264 | $830 | 0.1% | $7.96 | — | COM | 245077102 |
| — | TKK SYMPHONY ACQUISITION COR | 82,000 | $821 | 0.1% | $9.65 | — | ORD SH | G88950103 |
| — | SPARK THERAPEUTICS INC | 7,900 | $809 | 0.1% | $113.89 | — | Call | 84652J103 |
| — | II VI INC | 21,922 | $801 | 0.1% | $36.76 | — | COM | 902104108 |
| — | CAESARS ENTMT CORP | 65,400 | $773 | 0.1% | $8.69 | — | Call | 127686103 |
| — | LF CAP ACQUISITION CORP | 75,000 | $761 | 0.1% | $9.56 | — | CL A | 50200K108 |
| AMD | ADVANCED MICRO DEVICES INC | 25,000 | $759 | 0.1% | $25.03 | +14.0% | COM | 007903107 |
| — | FORUM MERGER II CORP | 75,000 | $753 | 0.1% | $9.91 | — | CL A | 34986F103 |
| ACN | ACCENTURE PLC IRELAND | 4,000 | $739 | 0.1% | $163.68 | 0.0% | SHS CLASS A | G1151C101 |
| NESRW | NATIONAL ENERGY SERVICES REU | 863,281 | $734 | 0.1% | $0.85 | — | W EXP 05/05/202 | G6375R115 |
| — | NRC GROUP HLDGS CORP | 440,559 | $728 | 0.1% | $1.65 | — | W EXP 10/17/202 | 629375114 |
| — | SPEEDWAY MOTORSPORTS INC | 37,206 | $690 | 0.1% | $18.55 | — | COM | 847788106 |
| IYT | ISHARES TR | 3,600 | $677 | 0.1% | $188.06 | — | TRANS AVG ETF | 464287192 |
| EBAY | EBAY INC | 17,000 | $672 | 0.1% | $30.92 | +8.7% | Put | 278642103 |
| — | GREENLANE HLDGS INC | 70,000 | $671 | 0.1% | $9.59 | — | CL A | 395330103 |
| — | TARGET HOSPITALITY CORP | 335,675 | $671 | 0.1% | $2.00 | — | W EXP 03/15/202 | 87615L115 |
| — | TUSCAN HOLDINGS CORP | 850,000 | $663 | 0.1% | $0.78 | — | W EXP 04/01/202 | 90069K112 |
| — | ROSEHILL RES INC | 195,714 | $652 | 0.1% | $7.99 | — | CL A | 777385105 |
| — | SUNTRUST BKS INC | 10,007 | $629 | 0.1% | $59.27 | — | COM | 867914103 |
| — | PRETIUM RES INC | 62,600 | $627 | 0.1% | — | — | Put | 74139C102 |
| ABBV | ABBVIE INC | 8,600 | $625 | 0.1% | — | — | Put | 00287Y109 |
| QUAD | QUAD / GRAPHICS INC | 77,110 | $610 | 0.1% | $13.41 | -22.0% | COM CL A | 747301109 |
| — | WORLDPAY INC | 4,900 | $600 | 0.1% | $122.45 | — | CL A | 981558109 |
| SPY | SPDR S&P 500 ETF TR | 2,000 | $586 | 0.1% | $293.00 | — | TR UNIT | 78462F103 |
| — | INTERMOLECULAR INC | 453,675 | $531 | 0.1% | $1.17 | — | COM | 45882D109 |
| VRNS | VARONIS SYS INC | 8,000 | $496 | 0.1% | $18.97 | +13.2% | COM | 922280102 |
| — | EDTECHX HLDGS ACQUISITION CO | 50,000 | $493 | 0.1% | $10.08 | — | COM | 28138X103 |
| — | CHARDAN HEALTHCARE ACQUISITI | 49,301 | $461 | 0.1% | $9.35 | — | COM | 15957A108 |
| — | HFF INC | 10,120 | $460 | 0.1% | $45.45 | — | CL A | 40418F108 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 16,795 | $453 | 0.1% | $26.97 | — | SHS CL A | G5480U104 |
| LILA | LIBERTY LATIN AMERICA LTD | 24,962 | $430 | 0.1% | $18.01 | 0.0% | COM CL A | G9001E102 |
| — | SHUTTERFLY INC | 8,100 | $409 | 0.0% | $50.49 | — | COM | 82568P304 |
| — | MEDIDATA SOLUTIONS INC | 4,500 | $407 | 0.0% | $90.44 | — | COM | 58471A105 |
| — | UNITED STATES STL CORP NEW | 25,000 | $383 | 0.0% | — | — | Put | 912909108 |
| — | CF FIN ACQUISITION CORP | 627,677 | $377 | 0.0% | $0.60 | — | W EXP 04/30/202 | 12528N115 |
| — | ROSEHILL RES INC | 864,548 | $373 | 0.0% | $0.43 | — | W EXP 04/27/202 | 777385113 |
| — | DFB HEALTHCARE ACQUISTION CO | 35,000 | $354 | 0.0% | $9.66 | — | COM | 23291E109 |
| — | GORDON POINTE ACQUISITION CO | 33,857 | $350 | 0.0% | $9.73 | — | COM CLASS A | 382788107 |
| ALAC | ALBERTON ACQUISITION CORP | 34,244 | $347 | 0.0% | $9.95 | — | ORD SH | G35006108 |
| — | FAR PT ACQUISITION CORP | 259,634 | $332 | 0.0% | $1.28 | — | W EXP 06/01/202 | 30734W117 |
| — | RANPAK HLDGS CORP | 275,992 | $331 | 0.0% | $1.20 | — | W EXP 06/03/202 | 75321W111 |
| — | SEACOR HOLDINGS INC | 6,000 | $285 | 0.0% | — | — | Put | 811904101 |
| BBCP | CONCRETE PUMPING HLDGS INC | 52,222 | $267 | 0.0% | $5.05 | 0.0% | COM | 206704108 |
| — | HOPFED BANCORP INC | 13,618 | $258 | 0.0% | $19.54 | — | COM | 439734104 |
| — | TWELVE SEAS INVESTMENT COMPA | 887,933 | $258 | 0.0% | $0.29 | — | RIGHT 12/22/2019 | G9145A131 |
| — | GTY TECHNOLOGY HOLDINGS INC | 36,609 | $251 | 0.0% | $6.86 | — | COM | 362409104 |
| — | TPG PACE HLDGS CORP | 139,950 | $221 | 0.0% | $1.58 | — | W EXP 06/27/202 | G89827110 |
| — | CAPITOL INVT CORP IV | 146,800 | $204 | 0.0% | $1.39 | — | W EXP 01/01/202 | G18920127 |
| — | MEGALITH FINL ACQUISITION CO | 19,873 | $200 | 0.0% | $10.06 | — | CL A COM | 58518F109 |
| — | LEO HOLDINGS CORP | 150,245 | $188 | 0.0% | $1.25 | — | W EXP 02/07/202 | G5463L113 |
| — | ALLEGRO MERGER CORP | 17,996 | $180 | 0.0% | $10.00 | — | COM | 01749N103 |
| — | HOSTESS BRANDS INC | 94,245 | $179 | 0.0% | $1.90 | — | W EXP 11/04/202 | 44109J114 |
| — | TWELVE SEAS INVESTMENT COMPA | 749,355 | $150 | 0.0% | $0.20 | — | W EXP 12/22/202 | G9145A115 |
| — | PIVOTAL ACQUISITION CORP | 107,200 | $145 | 0.0% | $1.35 | — | W EXP 12/01/202 | 72583A119 |
| — | MIDSOUTH BANCORP INC | 10,837 | $128 | 0.0% | $11.81 | — | COM | 598039105 |
| — | GS ACQUISITION HLDGS CORP | 101,020 | $126 | 0.0% | $1.25 | — | W EXP 06/12/202 | 36255F110 |
| — | PIVOTAL ACQUISITION CORP | 10,554 | $107 | 0.0% | $10.14 | — | CL A COM | 72583A101 |
| — | LONGEVITY ACQUISITION CORP | 655,987 | $92 | 0.0% | $0.14 | — | W EXP 07/31/202 | G56372116 |
| — | GIGCAPITAL INC | 254,001 | $76 | 0.0% | $0.30 | — | W EXP 06/08/202 | 37518N122 |
| — | GIGCAPITAL INC | 130,905 | $68 | 0.0% | $0.52 | — | RIGHT 03/06/2020 | 37518N114 |
| — | SENTINEL ENERGY SVCS INC | 86,770 | $61 | 0.0% | $0.70 | — | W EXP 11/02/202 | 81728P113 |
| — | 8I ENTERPRISES ACQUISITIN CO | 150,000 | $57 | 0.0% | $0.38 | — | RIGHT 10/29/2020 | G2956M120 |
| — | ALBERTON ACQUISITION CORP | 220,000 | $55 | 0.0% | $0.25 | — | RIGHT 10/04/2020 | G35006132 |
| — | TIBERIUS ACQUISITION CORP | 172,600 | $54 | 0.0% | $0.31 | — | W EXP 02/28/202 | 88633A115 |
| — | HERTZ GLOBAL HLDGS INC | 25,000 | $49 | 0.0% | $1.96 | — | RIGHT 07/12/2019 | 42806J114 |
| — | BIG ROCK PARTNERS ACQUISI CO | 340,332 | $45 | 0.0% | $0.13 | — | RIGHT 12/01/2022 | 089482129 |
| — | CHARDAN HEALTHCARE ACQUISITI | 71,711 | $32 | 0.0% | $0.45 | — | W EXP 12/13/202 | 15957A116 |
| — | HENNESSY CAP ACQUSTION CORP | 50,000 | $30 | 0.0% | $0.60 | — | W EXP 09/05/202 | 42589C112 |
| — | FORUM MERGER II CORP | 39,400 | $25 | 0.0% | $0.63 | — | W EXP 09/30/202 | 34986F111 |
| — | ALBERTON ACQUISITION CORP | 208,800 | $23 | 0.0% | $0.11 | — | W EXP 04/26/202 | G35006124 |
| — | BIG ROCK PARTNERS ACQUISI CO | 101,200 | $22 | 0.0% | $0.22 | — | W EXP 12/01/202 | 089482111 |
| — | LEISURE ACQUISITION CORP | 35,400 | $19 | 0.0% | $0.54 | — | W EXP 12/05/201 | 52539T115 |
| — | DIAMONDPEAK HLDGS COR | 15,633 | $13 | 0.0% | $0.83 | — | W EXP 02/22/202 | 25280H118 |
| — | DD3 ACQUISITION CORP | 19,800 | $4 | 0.0% | $0.20 | — | W EXP 10/20/202 | G2692M111 |
| — | LEGACY ACQUISITION CORP | 10,000 | $3 | 0.0% | $0.30 | — | W EXP 11/30/202 | 524643111 |
| — | MODERN MEDIA ACQUISITION | 10,093 | $3 | 0.0% | $0.30 | — | RIGHT 99/99/9999 | 60765P129 |