Location: Ramsey, NJ
CIK: 0001482611 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Oct 6, 2017
Total Value: $178M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Citigroup Inc | 129,814 | $9.443M | 5.3% | $72.74 | $45.13 | — | Com | 172967954 |
| STWD | Starwood Ppty TRUST Inc | 362,632 | $7.876M | 4.4% | $21.72 | $25.14 | — | Com | 85571B105 |
| — | New Residential Inv Corp | 457,973 | $7.662M | 4.3% | $16.73 | $10.05 | — | Com | 64828T102 |
| BAC | Bank Of America Corp | 296,648 | $7.517M | 4.2% | $25.34 * | $13.76 | +45.1% | Com | 060505104 |
| — | Alphabet Inc Class A | 7,496 | $7.299M | 4.1% | $973.72 | $973.72 | — | CL A | 38259P508 |
| XLK | Sector Spdr Tech Select | 114,139 | $6.746M | 3.8% | $59.10 | $45.89 | — | Technology | 81369Y803 |
| — | Colony Northstar Inc | 491,594 | $6.174M | 3.5% | $12.56 | $12.91 | — | CL A Com | 19625W104 |
| — | Allergan Inc | 26,628 | $5.457M | 3.1% | $204.93 | $260.06 | — | SHS | G0177J108 |
| — | Teekay Lng Partners LP | 300,009 | $5.34M | 3.0% | $17.80 | $14.63 | — | Partnership Units | Y8564M105 |
| — | Uniti Group Inc | 320,698 | $4.701M | 2.6% | $14.66 | $23.32 | — | COM | 91325V108 |
| — | Macquarie Infrastruc | 60,749 | $4.385M | 2.5% | $72.18 | $82.80 | — | COM | 55608B105 |
| GILD | Gilead Sciences Inc | 50,271 | $4.073M | 2.3% | $81.02 * | $71.20 | -21.4% | Com | 375558103 |
| T | A T & T Inc. | 99,280 | $3.889M | 2.2% | $39.17 * | $14.61 | +6.8% | COM | 00206R102 |
| — | CBS Corporation CL B | 62,021 | $3.597M | 2.0% | $58.00 | $59.23 | — | CL B | 124857202 |
| — | New Media Inv Grp Inc | 242,850 | $3.592M | 2.0% | $14.79 | $15.55 | — | Com | 64704V106 |
| PBI | Pitney Bowes Inc | 246,134 | $3.448M | 1.9% | $14.01 * | $16.44 | -16.5% | Com | 724479100 |
| ACHC | Acadia Pharmaceuticals | 87,581 | $3.299M | 1.9% | $37.67 * | $70.18 | -30.5% | COM | 00404A109 |
| GLW | Corning Inc | 106,447 | $3.185M | 1.8% | $29.92 * | $14.83 | +59.0% | Com | 219350105 |
| QCOM | Qualcomm Inc | 61,129 | $3.169M | 1.8% | $51.84 * | $45.47 | -7.0% | Com | 747525103 |
| BA | Boeing Co | 11,763 | $2.99M | 1.7% | $254.19 * | $127.49 | +72.9% | COM | 097023105 |
| — | General Electric Company | 112,459 | $2.719M | 1.5% | $24.18 | $24.78 | — | Com | 369604103 |
| — | Fly Leasing Ltd Adr | 188,845 | $2.648M | 1.5% | $14.02 | $12.74 | — | Sponsored ADR | 34407D109 |
| — | Gugg Bltshs 2018 Hgh Yld | 102,418 | $2.594M | 1.5% | $25.33 | $25.33 | — | GUG BUL2018 HY | 18383M381 |
| MSFT | Microsoft Corp | 34,578 | $2.576M | 1.4% | $74.50 * | $27.83 | +139.6% | Com | 594918104 |
| — | Gugg Bltshs 2020 Hgh Yld | 102,524 | $2.559M | 1.4% | $24.96 | $24.67 | — | GUG BUL 2020 HY | 18383M365 |
| — | Gugg Bltshs 2019 Hgh Yld | 103,354 | $2.554M | 1.4% | $24.71 | $24.51 | — | GUG BUL 2019 HY | 18383M373 |
| — | Enzo Biochem Inc | 238,726 | $2.499M | 1.4% | $10.47 | $8.34 | — | COM | 294100102 |
| OSG | Ambac Finl Group New | 137,606 | $2.375M | 1.3% | $17.26 * | $26.90 | -31.4% | COM | 023139884 |
| V | Visa Inc Cl A | 20,858 | $2.195M | 1.2% | $105.24 * | $57.10 | +67.6% | COM CL A | 92826C839 |
| — | Dowdupont Inc | 24,678 | $1.708M | 1.0% | $69.21 | $63.31 | — | COM | 260543103 |
| QEFA | Spdr Msci Eafe | 25,165 | $1.6M | 0.9% | $63.58 | $63.58 | — | MSCI EAFE STRTGC | 78463X434 |
| TIPZ | Pimco Broad US Tips | 26,545 | $1.537M | 0.9% | $57.90 | $58.48 | — | Broad US Tips | 72201R403 |
| SCHX | Schw US LCap Etf | 24,036 | $1.443M | 0.8% | $60.03 | $49.05 | — | US LRG CAP ETF | 808524201 |
| — | Celgene Corp | 9,792 | $1.428M | 0.8% | $145.83 | $129.89 | — | COM | 151020104 |
| — | Teekay Offshore Partners | 598,701 | $1.425M | 0.8% | $2.38 | $12.51 | — | Partnership Un | Y8565J101 |
| BRK/A | 1/100 Berkshire Htwy Cla | 500 | $1.374M | 0.8% | $2748.00 * | $214306.75 | +23.8% | CL A | 084670108 |
| PFE | Pfizer Incorporated | 38,229 | $1.365M | 0.8% | $35.71 * | $16.84 | +32.1% | Com | 717081103 |
| — | Royal Dutch Shell B Adrf | 21,805 | $1.364M | 0.8% | $62.55 | $56.56 | — | Sponsored ADR B | 780259104 |
| — | Tronox Ltd Class A | 63,950 | $1.349M | 0.8% | $21.09 | $13.83 | — | SHS CL A | Q9235V102 |
| SPY | Spdr S&P 500 | 5,345 | $1.343M | 0.8% | $251.26 | $218.52 | — | TR Unit | 78462F103 |
| — | Seattle Genetics Inc | 24,405 | $1.328M | 0.7% | $54.42 | $35.91 | — | Com | 812578102 |
| — | Teekay Tankers Ltd Cl Af | 787,988 | $1.277M | 0.7% | $1.62 | $2.81 | — | CL A | Y8565N102 |
| — | Teekay Corp | 136,858 | $1.222M | 0.7% | $8.93 | $9.15 | — | Com | Y8564W103 |
| — | Kraton Corporation | 30,210 | $1.222M | 0.7% | $40.45 | $30.91 | — | Com | 50077C106 |
| BRK/B | Berkshire Hathaway Cl B | 6,457 | $1.184M | 0.7% | $183.37 * | $136.68 | +29.3% | Com | 084670702 |
| INCY | Incyte Corporation | 9,196 | $1.074M | 0.6% | $116.79 * | $77.62 | +63.0% | COM | 45337C102 |
| — | 21st Cent Fox Cl A | 39,099 | $1.031M | 0.6% | $26.37 | $27.15 | — | CL A | 90130A101 |
| — | Bellicum Pharmaceuticals | 88,072 | $1.017M | 0.6% | $11.55 | $12.30 | — | Com | 079481107 |
| — | Spdr S&P 600 Small Cap | 7,459 | $970K | 0.5% | $130.04 | $117.22 | — | S&P 600 SML Cap | 78464A813 |
| AL | Air Lease Corp Cl A | 21,480 | $915K | 0.5% | $42.60 * | $34.58 | 0.0% | CLA | 00912X302 |
| INTC | Intel Corp | 22,760 | $867K | 0.5% | $38.09 * | $17.88 | +65.5% | Com | 458140100 |
| XLF | Sector Spdr Fincl Select | 29,627 | $766K | 0.4% | $25.85 | $24.21 | — | SBI INT-Finl | 81369Y605 |
| AAPL | Apple Inc | 4,918 | $758K | 0.4% | $154.13 * | $22.55 | +60.3% | Com | 037833100 |
| IVV | Ishares Core S&P 500 | 2,860 | $723K | 0.4% | $252.80 | $205.31 | — | Core S&P500 ETF | 464287200 |
| MDYV | Spdr S&P 400 Mid Cap | 7,007 | $694K | 0.4% | $99.04 | $95.32 | — | S&P 400 MDCP VAL | 78464A839 |
| SPYV | Spdr S&P 500 Value Etf | 5,854 | $683K | 0.4% | $116.67 | $112.03 | — | S&P 500 VALUE | 78464A508 |
| XIFR | Nextera Energy Partn Lp | 16,189 | $652K | 0.4% | $40.27 | $30.57 | +30.1% | Com Unit Part In | 65341B106 |
| — | Two Harbors Investment | 64,620 | $651K | 0.4% | $10.07 | $10.28 | — | Com | 90187B101 |
| — | Outfront Media Inc | 25,469 | $641K | 0.4% | $25.17 | $22.08 | — | Com | 69007J106 |
| — | Windstream Hldgs Inc | 340,345 | $602K | 0.3% | $1.77 | $4.67 | — | COM New | 97382A200 |
| XLV | Sector Spdr Health Fund | 6,962 | $569K | 0.3% | $81.73 | $73.27 | — | SBI Healthcare | 81369Y209 |
| — | Landmark Infrastruct Lp | 32,372 | $549K | 0.3% | $16.96 | $16.72 | — | Com Unit Ltd | 51508J108 |
| FOLD | Amicus Therapeutics Inc | 34,406 | $519K | 0.3% | $15.08 * | $6.75 | +96.1% | COM | 03152W109 |
| MRK | Merck & Co Inc | 8,086 | $518K | 0.3% | $64.06 * | $38.82 | +20.2% | Com | 58933Y105 |
| HEDJ | Wisdomtree Europe Etf | 7,774 | $503K | 0.3% | $64.70 | $60.47 | — | EURPOE HEDGED EQ | 97717X701 |
| — | Ambac Finl Group 23wts | 61,215 | $500K | 0.3% | $8.17 | $7.76 | — | W. Exp 4/30/202 | 023139116 |
| DVY | Ishares Select Dividend | 5,339 | $500K | 0.3% | $93.65 | $75.20 | — | Select Divid ETF | 464287168 |
| GENC | Gencor Industries Inc | 28,045 | $495K | 0.3% | $17.65 * | $8.54 | +88.7% | Com | 368678108 |
| PM | Philip Morris Intl Inc | 4,003 | $444K | 0.2% | $110.92 * | $61.68 | +22.0% | COM | 718172109 |
| — | Time Warner Incorporated | 4,304 | $441K | 0.2% | $102.46 | $97.15 | — | COM NEW | 887317303 |
| UPS | United Parcel Service B | 3,647 | $438K | 0.2% | $120.10 * | $82.86 | 0.0% | CL B | 911312106 |
| JNJ | Johnson & Johnson | 3,299 | $429K | 0.2% | $130.04 * | $81.28 | +29.2% | Com | 478160104 |
| AVAV | Aerovironment Inc | 7,832 | $424K | 0.2% | $54.14 * | $27.54 | +54.6% | Com | 008073108 |
| GME | Gamestop Corp | 19,983 | $413K | 0.2% | $20.67 * | $4.68 | -6.7% | CLA | 36467W109 |
| AMZN | Amazon Com Inc | 405 | $389K | 0.2% | $960.49 * | $48.37 | +1.6% | COM | 023135106 |
| DMRC | Digimarc Corp New | 9,746 | $357K | 0.2% | $36.63 * | $32.33 | -3.4% | COM | 25381B101 |
| HSY | Hershey Foods Corp | 3,223 | $352K | 0.2% | $109.22 * | $80.46 | +8.4% | Com | 427866108 |
| META | Facebook Inc Class A | 1,943 | $332K | 0.2% | $170.87 * | $165.72 | 0.0% | CL A | 30303M102 |
| — | Arconic Inc | 12,957 | $322K | 0.2% | $24.85 | $18.52 | — | Com | 03965L100 |
| — | Guggenheim Bultsh 2020 | 14,760 | $317K | 0.2% | $21.48 | $21.50 | — | GUG Bull2020 E | 18383M514 |
| — | Guggenheim Bultsh 2019 | 14,790 | $314K | 0.2% | $21.23 | $21.26 | — | GUG Bull2019 E | 18383M522 |
| — | Guggenheim Bultsh 2018 | 14,800 | $314K | 0.2% | $21.22 | $21.25 | — | GUG Bull2018 E | 18383M530 |
| — | Genius Brands Intl | 75,968 | $313K | 0.2% | $4.12 | $3.81 | — | COM Par | 37229T202 |
| — | Gavekal Knwldg Leadr | 9,472 | $302K | 0.2% | $31.88 | $28.73 | — | KNLDG LD WD ETF | 30151E608 |
| MO | Altria Group Inc | 4,673 | $296K | 0.2% | $63.34 * | $33.75 | +6.9% | COM | 02209S103 |
| XHE | Spdr S&P Health Care | 4,607 | $289K | 0.2% | $62.73 | $52.88 | — | HLTH CR EQUIP | 78464A581 |
| — | Therapeuticsmd Inc | 53,125 | $281K | 0.2% | $5.29 | $5.29 | — | COM | 88338N107 |
| SCHH | Schwab US REIT Etf | 6,841 | $281K | 0.2% | $41.08 | $41.17 | — | US REIT ETF | 808524847 |
| GLPI | Gaming & Leisure Pptys | 7,425 | $274K | 0.2% | $36.90 | $34.49 | — | Com | 36467J108 |
| — | Arcelor Mittal NY New | 10,430 | $269K | 0.2% | $25.79 | $4.67 | — | NY Registry SH | 03938L104 |
| XLE | Sector Spdr Engy Select | 3,850 | $264K | 0.1% | $68.57 | $64.66 | — | SBI INT-ENERGY | 81369Y506 |
| ALOT | Astronova Inc | 20,180 | $262K | 0.1% | $12.98 | $13.17 | -2.6% | Com | 04638F108 |
| — | Alps Alerian Mlp Etf | 23,105 | $259K | 0.1% | $11.21 | $11.65 | — | Alerian MLP | 00162Q866 |
| — | Id Systems Inc | 33,395 | $251K | 0.1% | $7.52 | $5.60 | — | COM | 449489103 |
| CPRX | Catalyst Pharma Partners | 95,100 | $240K | 0.1% | $2.52 * | $1.04 | +163.7% | Com | 14888U101 |
| SCHE | Schwab Emg Mkt Eq Etf | 8,625 | $232K | 0.1% | $26.90 | $26.90 | — | EMRG MKTEQ ETF | 808524706 |
| — | Pattern Energy | 9,633 | $232K | 0.1% | $24.08 | $20.13 | — | CL A | 70338P100 |
| XOM | Exxon Mobil Corporation | 2,823 | $231K | 0.1% | $81.83 * | $54.87 | -1.0% | Com | 30231G102 |
| HAL | Halliburton Co Hldg Co | 5,000 | $230K | 0.1% | $46.00 * | $34.14 | +3.8% | COM | 406216101 |
| — | Ocwen Financial Corp | 66,800 | $230K | 0.1% | $3.44 | $3.44 | — | COM New | 675746309 |
| — | PureFunds ISE Cyber Security E | 7,510 | $226K | 0.1% | $30.09 | $30.09 | — | Purefunds ISE CY | 26924G201 |
| CODI | Compass Diversified Hldg | 12,502 | $222K | 0.1% | $17.76 * | $8.30 | +23.9% | Sh Ben Int | 20451Q104 |
| VZ | Verizon Communications | 4,374 | $216K | 0.1% | $49.38 * | $29.53 | +2.4% | COM | 92343V104 |
| XLY | Sector Spdr Consumer Fd | 2,394 | $216K | 0.1% | $90.23 | $80.92 | — | SBI CINS Discr | 81369Y407 |
| EFA | Ishares Tr Msci Eafe Fd | 3,072 | $210K | 0.1% | $68.36 | $62.71 | — | MSCI EAFE ETF | 464287465 |
| — | Biotime Inc | 73,875 | $210K | 0.1% | $2.84 | $3.55 | — | Com | 09066L105 |
| AA | Alcoa Inc | 4,319 | $201K | 0.1% | $46.54 * | $38.20 | 0.0% | COM | 013872106 |
| CERS | Cerus Corp | 72,925 | $199K | 0.1% | $2.73 * | $2.79 | -12.0% | COM | 157085101 |
| — | Imprimis Pharma New | 123,119 | $198K | 0.1% | $1.61 | $3.12 | — | COM New | 45323A201 |
| NWSA | News Corp New CL A | 14,889 | $197K | 0.1% | $13.23 * | $12.49 | -1.6% | CL A | 65249B109 |
| F | Ford Motor Company | 14,270 | $171K | 0.1% | $11.98 * | $8.34 | -13.0% | Com | 345370860 |
| SB | Safe Bulkers Inc | 54,050 | $148K | 0.1% | $2.74 * | $1.54 | +85.0% | Com | Y7388L103 |
| — | Ares Coml Real Estate | 10,485 | $140K | 0.1% | $13.35 | $12.15 | — | Com | 04013v108 |
| — | Blackrock Ehncd Eqty Div | 11,119 | $101K | 0.1% | $9.08 | $8.78 | — | COM | 09251A104 |
| SELF | Global Self Storage | 18,375 | $89,000 | 0.1% | $4.84 | $4.78 | — | Com | 37955N106 |
| — | Trovagene Inc | 20,000 | $15,000 | 0.0% | $0.75 | $0.75 | — | COM NEW | 897238309 |