Location: Saratoga Springs, NY
CIK: 0001568235 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 12, 2021
Total Value: $488M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| QQQ | INVESCO QQQ TR | 146,096 | $52.3M | 10.7% | $202.92 | — | UNIT SER 1 | 46090E103 |
| IVV | ISHARES TR IVV | 105,962 | $45.65M | 9.3% | $281.54 | — | CORE S&P500 ETF | 464287200 |
| MSFT | MICROSOFT CORP | 83,320 | $23.49M | 4.8% | $85.64 | +227.8% | COM | 594918104 |
| SPY | SPDR S&P 500 ETF TR SPY | 51,852 | $22.25M | 4.6% | $137249.40 | — | TR UNIT | 78462F103 |
| IJH | ISHARES TR IJH | 71,696 | $18.86M | 3.9% | $256.58 | — | CORE S&P MCP ETF | 464287507 |
| AAPL | APPLE INC | 122,722 | $17.36M | 3.6% | $88.13 | +63.3% | COM | 037833100 |
| AMZN | AMAZON COM INC | 5,285 | $17.36M | 3.6% | $77.33 | +123.1% | COM | 023135106 |
| V | VISA INC | 69,503 | $15.48M | 3.2% | $67.86 | +234.5% | COM CL A | 92826C839 |
| FTEC | FIDELITY COVINGTON TRUST FTEC | 130,360 | $15.46M | 3.2% | $48.39 | — | MSCI INFO TECH I | 316092808 |
| IJR | ISHARES TR IJR | 139,777 | $15.26M | 3.1% | $437.47 | — | CORE S&P SCP ETF | 464287804 |
| NVDA | NVIDIA CORPORATION | 65,915 | $13.65M | 2.8% | $17.46 | +18.6% | COM | 67066G104 |
| IBB | ISHARES TR IBB | 75,116 | $12.14M | 2.5% | $139.24 | — | ISHARES BIOTECH | 464287556 |
| JPM | JPMORGAN CHASE & CO | 72,604 | $11.88M | 2.4% | $65.26 | +115.0% | COM | 46625H100 |
| MCD | MCDONALDS CORP | 47,507 | $11.45M | 2.3% | $83.87 | +157.4% | COM | 580135101 |
| UNH | UNITEDHEALTH GROUP INC | 28,105 | $10.98M | 2.2% | $177.91 | +116.3% | COM | 91324P102 |
| ITOT | ISHARES TR ITOT | 93,176 | $9.167M | 1.9% | $69.03 | — | CORE S&P TTL STK | 464287150 |
| JNJ | JOHNSON & JOHNSON | 55,431 | $8.952M | 1.8% | $119.99 | +25.2% | COM | 478160104 |
| MA | MASTERCARD INCORPORATED | 17,545 | $6.1M | 1.2% | $197.79 | +79.4% | CL A | 57636Q104 |
| DIA | SPDR DOW JONES INDL AV DIA | 17,917 | $6.061M | 1.2% | $12394.41 | — | UT SER 1 | 78467X109 |
| LMT | LOCKHEED MARTIN CORP | 17,096 | $5.9M | 1.2% | $161.80 | +98.3% | COM | 539830109 |
| WMT | WALMART INC | 40,294 | $5.616M | 1.2% | $38.90 | +16.9% | COM | 931142103 |
| IEMG | ISHARES INC IEMG | 88,187 | $5.446M | 1.1% | $51.37 | — | CORE MSCI EMKT | 46434G103 |
| CRM | SALESFORCE COM INC | 19,762 | $5.36M | 1.1% | $169.48 | +48.0% | COM | 79466L302 |
| DKS | DICKS SPORTING GOODS INC | 42,777 | $5.123M | 1.0% | $102.19 | 0.0% | COM | 253393102 |
| COST | COSTCO WHSL CORP NEW | 10,149 | $4.561M | 0.9% | $277.64 | +50.6% | COM | 22160K105 |
| HD | HOME DEPOT INC | 13,159 | $4.32M | 0.9% | $243.94 | +20.7% | COM | 437076102 |
| IEFA | ISHARES TR IEFA | 52,655 | $3.91M | 0.8% | $63.37 | — | CORE MSCI EAFE | 46432F842 |
| LQD | ISHARES TR LQD | 27,495 | $3.658M | 0.7% | $59275.55 | — | IBOXX INV CP ETF | 464287242 |
| PG | PROCTER AND GAMBLE CO | 34,418 | $3.414M | 0.7% | $101.50 | +25.4% | COM | 742718109 |
| TGT | TARGET CORP | 14,708 | $3.365M | 0.7% | $123.85 | +77.6% | COM | 87612E106 |
| SHY | ISHARES TR SHY | 36,434 | $3.139M | 0.6% | $20894.66 | — | 1 3 YR TREAS BD | 464287457 |
| PEP | PEPSICO INC | 20,764 | $3.123M | 0.6% | $62.70 | +115.3% | COM | 713448108 |
| LLY | LILLY ELI & CO | 11,192 | $2.586M | 0.5% | $124.85 | +89.6% | COM | 532457108 |
| PYPL | PAYPAL HLDGS INC | 9,825 | $2.557M | 0.5% | $129.16 | +119.2% | COM | 70450Y103 |
| GOOGL | ALPHABET INC GOOGL | 930 | $2.486M | 0.5% | $59.17 | +128.3% | CAP STK CL A | 02079K305 |
| IJJ | ISHARES TR IJJ | 23,733 | $2.445M | 0.5% | $98.54 | — | S&P MC 400VL ETF | 464287705 |
| AGG | ISHARES TR AGG | 19,252 | $2.211M | 0.5% | $110.72 | — | CORE US AGGBD ET | 464287226 |
| BX | BLACKSTONE INC | 18,850 | $2.193M | 0.4% | $39.34 | +155.0% | COM | 09260D107 |
| — | ATLASSIAN CORP PLC | 5,499 | $2.152M | 0.4% | $180.96 | — | CL A | G06242104 |
| FBND | FIDELITY MERRIMACK STR FBND | 36,332 | $1.93M | 0.4% | $51.84 | — | TOTAL BD ETF | 316188309 |
| VZ | VERIZON COMMUNICATIONS INC | 34,902 | $1.885M | 0.4% | $29.75 | +42.3% | COM | 92343V104 |
| JD | JD.COM INC | 25,438 | $1.838M | 0.4% | $62.52 | — | SPON ADR CL A | 47215P106 |
| META | FACEBOOK INC | 4,781 | $1.623M | 0.3% | $231.31 | +54.6% | CL A | 30303M102 |
| IEF | ISHARES TR IEF | 13,618 | $1.569M | 0.3% | $108.59 | — | BARCLAYS 7 10 YR | 464287440 |
| DIS | DISNEY WALT CO | 9,242 | $1.563M | 0.3% | $125.00 | +39.3% | COM | 254687106 |
| DG | DOLLAR GEN CORP NEW | 7,235 | $1.535M | 0.3% | $127.09 | +65.6% | COM | 256677105 |
| AMGN | AMGEN INC | 6,684 | $1.421M | 0.3% | $190.97 | +4.9% | COM | 031162100 |
| UTHR | UNITED THERAPEUTICS CORP DEL | 7,500 | $1.384M | 0.3% | $104.03 | +89.3% | COM | 91307C102 |
| PFF | ISHARES TR PFF | 33,897 | $1.316M | 0.3% | $37.42 | — | PFD AND INCM SEC | 464288687 |
| VRP | INVESCO EXCH TRADED FD VRP | 49,785 | $1.305M | 0.3% | $24.94 | — | VAR RATE PFD | 46138G870 |
| UNP | UNION PAC CORP | 6,629 | $1.299M | 0.3% | $72.53 | +169.2% | COM | 907818108 |
| BSX | BOSTON SCIENTIFIC CORP | 29,060 | $1.261M | 0.3% | $37.60 | +17.7% | COM | 101137107 |
| — | LAM RESEARCH CORP | 2,215 | $1.261M | 0.3% | $268.46 | — | COM | 512807108 |
| FXI | ISHARES TR FXI | 31,989 | $1.245M | 0.3% | $39.51 | — | CHINA LG-CAP ETF | 464287184 |
| VTI | VANGUARD INDEX FDS VTI | 5,560 | $1.235M | 0.3% | $42207.26 | — | TOTAL STK MKT | 922908769 |
| ABT | ABBOTT LABS | 10,428 | $1.232M | 0.3% | $34.60 | +227.9% | COM | 002824100 |
| AZN | ASTRAZENECA PLC | 19,800 | $1.189M | 0.2% | $45.04 | — | SPONSORED ADR | 046353108 |
| FISV | FISERV INC | 10,339 | $1.122M | 0.2% | $106.73 | +4.7% | COM | 337738108 |
| BABA | ALIBABA GROUP HLDG LTD | 7,538 | $1.116M | 0.2% | $228.19 | — | SPONSORED ADS | 01609W102 |
| BND | VANGUARD BD INDEX FDS BND | 12,566 | $1.074M | 0.2% | $55228.90 | — | TOTAL BND MRKT | 921937835 |
| AMAT | APPLIED MATLS INC | 8,101 | $1.043M | 0.2% | $58.88 | +121.8% | COM | 038222105 |
| AVGO | BROADCOM INC | 2,143 | $1.039M | 0.2% | $24.65 | +80.4% | COM | 11135F101 |
| MINT | PIMCO ETF TR MINT | 9,985 | $1.018M | 0.2% | $101.28 | — | ENHAN SHRT MA AC | 72201R833 |
| — | NUVASIVE INC | 17,000 | $1.017M | 0.2% | $53.00 | — | COM | 670704105 |
| DAL | DELTA AIR LINES INC DEL | 23,509 | $1.002M | 0.2% | $43.00 | -7.6% | COM NEW | 247361702 |
| T | AT&T INC | 35,549 | $960K | 0.2% | $13.97 | +15.0% | COM | 00206R102 |
| TGTX | TG THERAPEUTICS INC | 28,800 | $958K | 0.2% | $5.64 | +448.5% | COM | 88322Q108 |
| WEN | WENDYS CO | 44,120 | $957K | 0.2% | $7.28 | +213.1% | COM | 95058W100 |
| QRVO | QORVO INC | 5,704 | $954K | 0.2% | $99.76 | +86.3% | COM | 74736K101 |
| BIDU | BAIDU INC | 6,115 | $940K | 0.2% | $153.72 | — | SPON ADR REP A | 056752108 |
| WSM | WILLIAMS SONOMA INC | 5,000 | $887K | 0.2% | $77.82 | -0.1% | COM | 969904101 |
| NXPI | NXP SEMICONDUCTORS N V | 4,506 | $883K | 0.2% | $123.76 | +54.8% | COM | N6596X109 |
| CI | CIGNA CORP NEW | 4,165 | $834K | 0.2% | $190.91 | +5.2% | COM | 125523100 |
| TCOM | TRIP COM GROUP LTD | 27,000 | $830K | 0.2% | $32.50 | — | ADS | 89677Q107 |
| NKE | NIKE INC | 5,548 | $806K | 0.2% | $120.84 | +26.2% | CL B | 654106103 |
| ZG | ZILLOW GROUP INC | 9,080 | $804K | 0.2% | $123.28 | -17.3% | CL A | 98954M101 |
| GIS | GENERAL MLS INC | 12,534 | $750K | 0.2% | $33.36 | +52.8% | COM | 370334104 |
| ELV | ANTHEM INC | 1,988 | $741K | 0.2% | $253.25 | +41.2% | COM | 036752103 |
| GMAB | GENMAB A/S | 16,897 | $738K | 0.2% | $26.34 | — | SPONSORED ADS | 372303206 |
| DRI | DARDEN RESTAURANTS INC | 4,846 | $734K | 0.2% | $127.55 | 0.0% | COM | 237194105 |
| TIP | ISHARES TR TIPS | 5,552 | $709K | 0.1% | $97728.43 | — | TIPS BD ETF | 464287176 |
| HON | HONEYWELL INTL INC | 3,328 | $706K | 0.1% | $95.15 | +104.5% | COM | 438516106 |
| TXN | TEXAS INSTRS INC | 3,653 | $702K | 0.1% | $99.52 | +68.8% | COM | 882508104 |
| TSLA | TESLA INC | 838 | $650K | 0.1% | $150.73 | +56.2% | COM | 88160R101 |
| PFE | PFIZER INC | 14,892 | $641K | 0.1% | $22.58 | +58.0% | COM | 717081103 |
| CAT | CATERPILLAR INC | 3,249 | $624K | 0.1% | $65.85 | +191.7% | COM | 149123101 |
| ADBE | ADOBE SYSTEMS INCORPORATED | 1,050 | $605K | 0.1% | $467.43 | +34.7% | COM | 00724F101 |
| AWR | AMER STATES WTR CO | 7,000 | $599K | 0.1% | $22.15 | +262.6% | COM | 029899101 |
| KO | COCA COLA CO | 11,293 | $593K | 0.1% | $33.34 | +46.3% | COM | 191216100 |
| UPS | UNITED PARCEL SERVICE INC | 3,181 | $579K | 0.1% | $60.45 | +169.2% | CL B | 911312106 |
| ABBV | ABBVIE INC | 5,343 | $576K | 0.1% | $74.35 | +30.8% | COM | 00287Y109 |
| TLT | ISHARES TR TLT | 3,872 | $559K | 0.1% | $139.74 | — | 20 YR TR BD ETF | 464287432 |
| JNK | SPDR SER TR JNK | 5,056 | $553K | 0.1% | $109.38 | — | BLOOMBERG BRCLYS | 78468R622 |
| MRK | MERCK & CO INC | 7,334 | $551K | 0.1% | $56.14 | +17.8% | COM | 58933Y105 |
| — | HORIZON THERAPEUTICS PUB L | 5,000 | $548K | 0.1% | $49.61 | — | SHS | G46188101 |
| WM | WASTE MGMT INC DEL | 3,658 | $546K | 0.1% | $60.48 | +131.0% | COM | 94106L109 |
| VUG | VANGUARD INDEX FDS VUG | 1,855 | $538K | 0.1% | $145.01 | — | GROWTH ETF | 922908736 |
| VXF | VANGUARD INDEX FDS VXF | 2,856 | $521K | 0.1% | $108.63 | — | EXTEND MKT ETF | 922908652 |
| HDB | HDFC BANK LTD | 7,000 | $512K | 0.1% | $38.43 | — | SPONSORED ADS | 40415F101 |
| — | BLACKROCK INC | 602 | $505K | 0.1% | $544.09 | — | COM | 09247X101 |
| KLAC | KLA CORP | 1,500 | $502K | 0.1% | $160.31 | +98.8% | COM NEW | 482480100 |
| XOM | EXXON MOBIL CORP | 8,509 | $500K | 0.1% | $51.29 | -5.6% | COM | 30231G102 |
| IWF | ISHARES TR IWF | 1,808 | $495K | 0.1% | $131.79 | — | RUS 1000 GRW ETF | 464287614 |
| NVO | NOVO-NORDISK A S | 5,103 | $490K | 0.1% | $77.06 | — | ADR | 670100205 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,390 | $471K | 0.1% | $98.34 | +14.0% | COM | 459200101 |
| GS | GOLDMAN SACHS GROUP INC | 1,200 | $454K | 0.1% | $334.67 | +4.6% | COM | 38141G104 |
| F | FORD MTR CO DEL | 31,066 | $440K | 0.1% | $4.68 | +120.4% | COM | 345370860 |
| PRTA | PROTHENA CORP PLC | 6,000 | $427K | 0.1% | $18.81 | +230.1% | SHS | G72800108 |
| INGR | INGREDION INC | 4,625 | $412K | 0.1% | $87.91 | +0.2% | COM | 457187102 |
| MSTR | MICROSTRATEGY INC | 707 | $409K | 0.1% | $67.25 | -4.7% | CL A NEW | 594972408 |
| GDS | GDS HLDGS LTD | 6,900 | $391K | 0.1% | $78.55 | — | SPONSORED ADS | 36165L108 |
| PTGX | PROTAGONIST THERAPEUTICS INC | 22,000 | $390K | 0.1% | $8.39 | +408.4% | COM | 74366E102 |
| HUM | HUMANA INC | 1,000 | $389K | 0.1% | $239.24 | +70.0% | COM | 444859102 |
| BMRN | BIOMARIN PHARMACEUTICAL INC | 5,000 | $386K | 0.1% | $81.69 | -3.4% | COM | 09061G101 |
| BMY | BRISTOL-MYERS SQUIBB CO | 6,443 | $381K | 0.1% | $42.75 | +28.3% | COM | 110122108 |
| EHC | ENCOMPASS HEALTH CORP | 5,000 | $375K | 0.1% | $48.26 | +24.4% | COM | 29261A100 |
| AROW | ARROW FINL CORP | 10,928 | $375K | 0.1% | $24.43 | +17.8% | COM | 042744102 |
| MTB | M & T BK CORP | 2,475 | $370K | 0.1% | $146.61 | -18.0% | COM | 55261F104 |
| AQN | ALGONQUIN PWR UTILS CORP | 25,000 | $367K | 0.1% | $7.29 | +66.7% | COM | 015857105 |
| ORCL | ORACLE CORP | 4,196 | $366K | 0.1% | $54.36 | +53.3% | COM | 68389X105 |
| DUK | DUKE ENERGY CORP NEW | 3,718 | $363K | 0.1% | $62.90 | +38.7% | COM NEW | 26441C204 |
| NEE | NEXTERA ENERGY INC | 4,568 | $359K | 0.1% | $58.88 | +22.0% | COM | 65339F101 |
| — | GUGGENHEIM TAXABLE MUNICP BO | 14,237 | $349K | 0.1% | $9589.67 | — | COM | 401664107 |
| BA | BOEING CO | 1,584 | $348K | 0.1% | $303.86 | -26.6% | COM | 097023105 |
| ETN | EATON CORP PLC | 2,288 | $342K | 0.1% | $74.77 | +99.6% | SHS | G29183103 |
| TRST | TRUSTCO BK CORP N Y | 10,592 | $339K | 0.1% | $30.13 | -10.9% | COM NEW | 898349204 |
| MS | MORGAN STANLEY | 3,445 | $335K | 0.1% | $85.71 | 0.0% | COM NEW | 617446448 |
| MO | ALTRIA GROUP INC | 7,308 | $333K | 0.1% | $27.88 | +21.9% | COM | 02209S103 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 3,878 | $333K | 0.1% | $54.61 | +41.7% | COM | 75513E101 |
| XNBOX | NEUBERGER BERMAN N Y MUNNBO | 25,240 | $332K | 0.1% | $13.53 | — | COM | 64124K102 |
| VOO | VANGUARD INDEX FDS VOO | 832 | $328K | 0.1% | $259.26 | — | S&P 500 ETF SHS | 922908363 |
| SDY | SPDR SER TR SDY | 2,770 | $326K | 0.1% | $52867.30 | — | S&P DIVID ETF | 78464A763 |
| TU | TELUS CORPORATION | 14,520 | $319K | 0.1% | $18.27 | +23.4% | COM | 87971M103 |
| GLPG | GALAPAGOS NV | 6,000 | $316K | 0.1% | $77.17 | — | SPON ADR | 36315X101 |
| TJX | TJX COS INC NEW | 4,752 | $314K | 0.1% | $46.30 | +41.4% | COM | 872540109 |
| IWD | ISHARES TR IWD | 1,994 | $312K | 0.1% | $124.30 | — | RUS 1000 VAL ETF | 464287598 |
| AMD | ADVANCED MICRO DEVICES INC | 3,021 | $311K | 0.1% | $60.02 | +70.3% | COM | 007903107 |
| WDFC | WD 40 CO | 1,316 | $305K | 0.1% | $165.27 | +34.8% | COM | 929236107 |
| BAC | BK OF AMERICA CORP | 7,111 | $302K | 0.1% | $36.09 | 0.0% | COM | 060505104 |
| OEF | ISHARES TR OEF | 1,511 | $298K | 0.1% | $142.50 | — | S&P 100 ETF | 464287101 |
| DHR | DANAHER CORPORATION | 977 | $297K | 0.1% | $173.71 | +53.6% | COM | 235851102 |
| — | VMWARE INC | 2,000 | $297K | 0.1% | $150.50 | — | CL A COM | 928563402 |
| CWB | SPDR SER TR CWB | 3,393 | $290K | 0.1% | $60.47 | — | BLMBRG BRC CNVRT | 78464A359 |
| IJK | ISHARES TR IJK | 3,528 | $279K | 0.1% | $104.40 | — | S&P MC 400GR ETF | 464287606 |
| L | LOEWS CORP | 5,119 | $276K | 0.1% | $39.61 | +35.0% | COM | 540424108 |
| DOW | DOW INC | 4,730 | $272K | 0.1% | $39.96 | +19.6% | COM | 260557103 |
| — | EATON VANCE TAX MNGED BUY WR | 16,380 | $262K | 0.1% | $15.78 | — | COM | 27828X100 |
| INTC | INTEL CORP | 4,810 | $256K | 0.1% | $44.30 | +12.4% | COM | 458140100 |
| CSCO | CISCO SYS INC | 4,657 | $253K | 0.1% | $40.92 | +20.3% | COM | 17275R102 |
| GE | GENERAL ELECTRIC CO | 2,434 | $251K | 0.1% | $62.95 | 0.0% | COM NEW | 369604301 |
| KEY | KEYCORP | 11,326 | $245K | 0.1% | $8.46 | +91.7% | COM | 493267108 |
| MRNA | MODERNA INC | 635 | $244K | 0.0% | $368.80 | 0.0% | COM | 60770K107 |
| — | IMPEL NEUROPHARMA INC | 20,000 | $244K | 0.0% | $12.20 | — | COM | 45258K109 |
| IFF | INTERNATIONAL FLAVORS&FRAGRA | 1,800 | $241K | 0.0% | $113.18 | +14.8% | COM | 459506101 |
| GPN | GLOBAL PMTS INC | 1,500 | $236K | 0.0% | $166.72 | 0.0% | COM | 37940X102 |
| GOOG | ALPHABET INC GOOG | 88 | $235K | 0.0% | $136.84 | 0.0% | CAP STK CL C | 02079K107 |
| VTV | VANGUARD INDEX FDS VTV | 1,716 | $232K | 0.0% | $137.22 | — | VALUE ETF | 922908744 |
| ISTB | ISHARES TR ISTB | 4,480 | $229K | 0.0% | $49.95 | — | CORE 1 5 YR USD | 46432F859 |
| PRU | PRUDENTIAL FINL INC | 2,132 | $224K | 0.0% | $81.79 | +2.0% | COM | 744320102 |
| SDOG | ALPS ETF TR | 4,373 | $223K | 0.0% | $44.60 | — | SECTR DIV DOGS | 00162Q858 |
| IWB | ISHARES TR IWB | 915 | $221K | 0.0% | $224.04 | — | RUS 1000 ETF | 464287622 |
| C | CITIGROUP INC | 2,953 | $207K | 0.0% | $59.69 | 0.0% | COM NEW | 172967424 |
| IVE | ISHARES TR IVE | 1,423 | $207K | 0.0% | $145.47 | — | S&P 500 VAL ETF | 464287408 |
| DEO | DIAGEO PLC | 1,069 | $206K | 0.0% | $191.76 | — | SPON ADR NEW | 25243Q205 |
| — | LAZARD LTD | 4,500 | $206K | 0.0% | $45.33 | — | SHS A | G54050102 |
| HALO | HALOZYME THERAPEUTICS INC | 5,000 | $203K | 0.0% | $18.98 | +120.3% | COM | 40637H109 |
| ACRE | ARES COML REAL ESTATE CORP | 10,000 | $151K | 0.0% | $15.10 | — | COM | 04013V108 |
| TBPH | THERAVANCE BIOPHARMA INC | 13,000 | $96,000 | 0.0% | $23.85 | -53.1% | COM | G8807B106 |
| LQDA | LIQUIDIA CORPORATION | 30,000 | $83,000 | 0.0% | $2.77 | -6.1% | COM NEW | 53635D202 |
| — | URBAN ONE INC | 10,000 | $81,000 | 0.0% | $8.10 | — | CL A | 91705J105 |
| — | CONFORMIS INC | 25,000 | $33,000 | 0.0% | $0.74 | — | COM | 20717E101 |
| — | ALKALINE WTR CO INC | 10,000 | $16,000 | 0.0% | $1.60 | — | COM NEW | 01643A207 |
| SPY | SPDR S&P 500 ETF TR | 500 | $5,000 | 0.0% | $137249.40 | — | Put | 78462F103 |