CIK: 0001600151 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value ($000): $174,537 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AMERICAN INTL GROUP INC | 455,565 | $9,658 | 5.5% | $19.59 | — | *W EXP 01/19/202 | 026874156 |
| BAC | BANK OF AMERICA CORPORATION | 605,036 | $9,469 | 5.4% | $11.89 | +1.5% | COM | 060505104 |
| — | FS INVT CORP | 941,174 | $8,913 | 5.1% | $10.48 | — | COM | 302635107 |
| EOG | EOG RES INC | 74,883 | $7,242 | 4.1% | $59.36 | +9.7% | COM | 26875P101 |
| AIG | AMERICAN INTL GROUP INC | 110,321 | $6,546 | 3.8% | $40.14 | +12.3% | COM NEW | 026874784 |
| — | AALS ETF TR | 482,621 | $6,124 | 3.5% | $12.72 | — | ALERIAN MLP | 00162Q866 |
| TBT | PROSHARES TR | 180,428 | $5,702 | 3.3% | $31.60 | — | PSHS ULTSH 20YRS | 74347B201 |
| — | MOBILEYE N V AMSTELVEEN | 122,539 | $5,216 | 3.0% | $42.57 | — | ORD SHS | N51488117 |
| CF | CF INDS HLDGS INC | 168,819 | $4,111 | 2.4% | $22.68 | -16.7% | COM | 125269100 |
| AAPL | APPLE INC | 34,856 | $3,940 | 2.3% | $21.31 | +13.7% | COM | 037833100 |
| VOO | VANGUARD INDEX FDS | 19,161 | $3,807 | 2.2% | $192.43 | — | S&P 500 ETF SHS | 922908363 |
| — | KEMPHARM INC | 834,602 | $3,747 | 2.1% | $19.57 | — | COM | 488445107 |
| — | SILVER WHEATON CORP | 123,280 | $3,332 | 1.9% | $19.15 | — | COM | 828336107 |
| — | SPDR SERIES TRUST | 169,185 | $3,221 | 1.8% | $18.74 | — | OILGAS EQUIP | 78464A748 |
| — | TORTOISE MLP FD INC | 151,838 | $3,035 | 1.7% | $20.36 | — | COM | 89148B101 |
| SPY | SPDR S&P 500 ETF TR | 11,825 | $2,558 | 1.5% | $203.29 | — | TR UNIT | 78462F103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 17,352 | $2,507 | 1.4% | $126.30 | +15.8% | CL B NEW | 084670702 |
| — | DREYFUS STRATEGIC MUN BD FD | 266,289 | $2,359 | 1.4% | $8.21 | — | COM | 26202F107 |
| AGG | ISHARES | 20,947 | $2,355 | 1.3% | $110.96 | — | CORE TOTUSBD ETF | 464287226 |
| HYS | PIMCO ETF TR | 22,698 | $2,258 | 1.3% | $100.01 | — | 0-5 HIGH YIELD | 72201R783 |
| — | BARRICK GOLD CORP | 125,308 | $2,220 | 1.3% | $9.92 | — | COM | 067901108 |
| — | BLACKROCK INTL GRWTH & INC T | 343,225 | $2,035 | 1.2% | $5.96 | — | COM BENE INTER | 092524107 |
| — | LIBERTY ALL STAR EQUITY FD | 387,195 | $2,006 | 1.1% | $5.18 | — | SH BEN INT | 530158104 |
| — | FIRST TR ENHANCED EQTY INC F | 147,667 | $1,973 | 1.1% | $13.36 | — | COM | 337318109 |
| — | GLOBAL NET LEASE INC | 224,524 | $1,832 | 1.0% | $8.84 | — | COM | 379378102 |
| — | NUVEEN PREFERRED SECURITIES | 176,356 | $1,691 | 1.0% | $9.27 | — | COM | 67072C105 |
| — | ADVENT CLAYMORE CV SECS & IN | 110,154 | $1,606 | 0.9% | $14.58 | — | COM | 00764C109 |
| VV | VANGUARD INDEX FDS | 15,444 | $1,531 | 0.9% | $85.88 | — | LARGE CAP ETF | 922908637 |
| DGRO | ISHARES TR | 51,453 | $1,421 | 0.8% | $27.44 | — | CORE DIV GRWTH | 46434V621 |
| PG | PROCTOR & GAMBLE CO | 15,174 | $1,362 | 0.8% | $61.96 | +9.0% | COM | 742718109 |
| — | CREDIT SUISSE AG NASSAU BRH | 33,605 | $1,237 | 0.7% | $36.81 | — | VEL SH 3X LG NAT | 22539T324 |
| VZ | VERIZON COMMUNICATIONS INC | 23,634 | $1,228 | 0.7% | $30.15 | +9.1% | COM | 92343V104 |
| PFF | ISHARES | 30,475 | $1,204 | 0.7% | $39.33 | — | U.S. PFD STK ETF | 464288687 |
| CASY | CASEYS GEN STORES INC | 9,968 | $1,198 | 0.7% | $66.61 | +80.4% | COM | 147528103 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 5 | $1,081 | 0.6% | $178691.11 | +22.8% | CL A | 084670108 |
| — | TEMPLETON GLOBAL INCOME FD | 169,825 | $1,060 | 0.6% | $6.28 | — | COM | 880198106 |
| KMB | KIMBERLY CLARK CORP | 8,295 | $1,046 | 0.6% | $93.94 | -0.5% | COM | 494368103 |
| IJR | ISHARES | 8,268 | $1,026 | 0.6% | $124.09 | — | CORE S&P SCP ETF | 464287804 |
| — | POWERSHARES ETF TR II | 33,206 | $1,017 | 0.6% | $29.59 | — | SOVEREIGN DEBT | 73936T573 |
| — | BARCLAYS BANK PLC | 37,276 | $970 | 0.6% | $25.37 | — | ADR PFD SR 5 | 06739H362 |
| — | INVESCO SR INCOME TR | 219,314 | $950 | 0.5% | $4.19 | — | COM | 46131H107 |
| IJS | ISHARES TR | 7,375 | $920 | 0.5% | $116.81 | — | SP SMCP600VL ETF | 464287879 |
| FBND | FIDELITY | 17,912 | $915 | 0.5% | $50.37 | — | TOTAL BD ETF | 316188309 |
| XOM | EXXON MOBIL CORP | 10,374 | $905 | 0.5% | $57.61 | +1.6% | COM | 30231G102 |
| BSV | VANGUARD BD INDEX FD INC | 11,153 | $901 | 0.5% | $80.38 | — | SHORT TRM BOND | 921937827 |
| — | CLAYMORE EXCHANGE TRD FD TR | 17,716 | $889 | 0.5% | $49.92 | — | GUGG ENH SHT DUR | 18383M654 |
| BIV | VANGUARD BD INDEX FD INC | 9,986 | $875 | 0.5% | $84.04 | — | INTERMED TERM | 921937819 |
| TIP | ISHARES | 7,451 | $868 | 0.5% | $112.52 | — | TIPS BD ETF | 464287176 |
| USMV | ISHARES TR | 18,895 | $858 | 0.5% | $42.54 | — | USA MIN VOL ETF | 46429B697 |
| AEM | AGNICO EAGLE MINES LTD | 15,521 | $841 | 0.5% | $21.35 | +116.5% | COM | 008474108 |
| KO | COCA COLA CO | 19,531 | $827 | 0.5% | $33.29 | -2.2% | COM | 191216100 |
| MRK | MERCK & CO INC | 13,237 | $826 | 0.5% | $43.73 | 0.0% | COM | 58933Y105 |
| IJJ | ISHARES | 6,145 | $817 | 0.5% | $128.07 | — | S&P MC 400VL ETF | 464287705 |
| NG | NOVAGOLD RES INC | 143,523 | $804 | 0.5% | $2.33 | +166.9% | COM NEW | 66987E206 |
| CSCO | CISCO SYS INC | 25,237 | $801 | 0.5% | $17.04 | +35.3% | COM | 17275R102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 5,021 | $798 | 0.5% | $98.57 | +3.2% | COM | 459200101 |
| — | SELECT INCOME REIT | 29,165 | $785 | 0.4% | $23.58 | — | COM SH BEN INT | 81618T100 |
| — | NUVEEN ENHANCED MUN CREDIT O | 49,126 | $773 | 0.4% | $15.86 | — | COM SH BEN INT | 67070X101 |
| — | ALLIANCEBERNSTEIN NATL MUNI | 51,833 | $764 | 0.4% | $14.74 | — | COM | 01864U106 |
| — | NUVEEN AMT FREE QLTY MUN INC | 51,985 | $759 | 0.4% | $14.60 | — | COM | 670657105 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 49,891 | $756 | 0.4% | $15.20 | — | COM | 09253X102 |
| MCD | MCDONALDS CORP | 6,384 | $736 | 0.4% | $99.04 | -4.5% | COM | 580135101 |
| — | POWERSHARES ETF TR II | 17,715 | $735 | 0.4% | $37.27 | — | S&P500 LOW VOL | 73937B779 |
| — | POWERSHARES QQQ TRUST | 6,076 | $721 | 0.4% | $118.66 | — | UNIT SER 1 | 73935A104 |
| — | RYDEX ETF TRUST | 8,291 | $693 | 0.4% | $76.90 | — | GUG S&P500 EQ WT | 78355W106 |
| IJH | ISHARES | 4,472 | $692 | 0.4% | $151.26 | — | CORE S&P MCP ETF | 464287507 |
| — | COHEN & STEERS INFRASTRUCTUR | 31,366 | $676 | 0.4% | $19.52 | — | COM | 19248A109 |
| XHR | XENIA HOTELS & RESORTS INC | 42,029 | $638 | 0.4% | $22.56 | — | COM | 984017103 |
| — | PLAINS GP HLDGS L P | 49,079 | $635 | 0.4% | $10.49 | — | SHS A REP LTPN | 72651A108 |
| — | NEW YORK REIT INC | 68,578 | $627 | 0.4% | $10.59 | — | COM | 64976L109 |
| XLK | SELECT SECTOR SPDR TR | 13,100 | $626 | 0.4% | $47.79 | — | TECHNOLOGY | 81369Y803 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 7,393 | $621 | 0.4% | $83.55 | — | DIV APP ETF | 921908844 |
| — | RETAIL PPTYS AMER INC | 35,799 | $601 | 0.3% | $12.91 | — | CL A | 76131V202 |
| — | BLACKROCK CR ALLCTN INC TR | 44,661 | $596 | 0.3% | $13.09 | — | COM | 092508100 |
| — | DEL TACO RESTAURANTS INC | 49,489 | $590 | 0.3% | $14.00 | — | COM | 245496104 |
| AMZN | AMAZON COM INC | 701 | $587 | 0.3% | $21.15 | +81.0% | COM | 023135106 |
| EWH | ISHARES | 26,442 | $582 | 0.3% | $22.01 | — | MSCI HONG KG ETF | 464286871 |
| VEU | VANGUARD INTL EQUITY INDEX F | 12,525 | $569 | 0.3% | $47.16 | — | ALLWRLD EX US | 922042775 |
| EFA | ISHARES TR | 9,183 | $543 | 0.3% | $57.53 | — | MSCI EAFE ETF | 464287465 |
| — | WESTERN ASSET EMRG MKT DEBT | 32,580 | $530 | 0.3% | $13.59 | — | COM | 95766A101 |
| T | AT&T INC | 12,691 | $515 | 0.3% | $12.47 | +30.7% | COM | 00206R102 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 41,614 | $510 | 0.3% | $11.89 | — | COM | 092501105 |
| — | GENERAL ELECTRIC CO | 16,987 | $503 | 0.3% | $29.61 | — | COM | 369604103 |
| — | VEREIT INC | 47,264 | $490 | 0.3% | $7.96 | — | COM | 92339V100 |
| — | UBS AG LONDON BRH | 26,725 | $485 | 0.3% | $24.63 | — | ETRACS MTH 2XLV | 90270L842 |
| VTI | VANGUARD INDEX FDS | 4,114 | $458 | 0.3% | $111.33 | — | TOTAL STK MKT | 922908769 |
| AMGN | AMGEN INC | 2,662 | $444 | 0.3% | $113.60 | +12.4% | COM | 031162100 |
| VEA | VANGUARD TAX MANAGED INTL FD | 11,629 | $435 | 0.2% | $37.41 | — | FTSE DEV MKT ETF | 921943858 |
| — | PRUDENTIAL SHT DURATION HG Y | 25,981 | $415 | 0.2% | $15.62 | — | COM | 74442F107 |
| PFE | PFIZER INC | 11,515 | $390 | 0.2% | $21.01 | +5.9% | COM | 717081103 |
| IXN | ISHARES | 3,524 | $390 | 0.2% | $85.56 | — | GLOBAL TECH ETF | 464287291 |
| IXJ | ISHARES | 3,802 | $383 | 0.2% | $88.03 | — | GLOB HLTHCRE ETF | 464287325 |
| GOOG | ALPHABET INC | 491 | $382 | 0.2% | $35.69 | +5.6% | CAP STK CL C | 02079K107 |
| WFC | WELLS FARGO & CO NEW | 8,632 | $382 | 0.2% | $34.87 | +5.6% | COM | 949746101 |
| PNNT | PENNANTPARK INVT CORP | 50,121 | $377 | 0.2% | $2.67 | -8.3% | COM | 708062104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 9,405 | $354 | 0.2% | $37.64 | — | FTSE EMR MKT ETF | 922042858 |
| RWO | SPDR INDEX SHS FDS | 7,111 | $354 | 0.2% | $42.76 | — | DJ GLB RL ES ETF | 78463X749 |
| MSFT | MICROSOFT CORP | 6,000 | $346 | 0.2% | $46.48 | +8.2% | COM | 594918104 |
| — | NEW SR INVT GROUP INC | 29,800 | $344 | 0.2% | $10.69 | — | COM | 648691103 |
| JPM | JPMORGAN CHASE & CO | 5,149 | $343 | 0.2% | $39.87 | +27.5% | COM | 46625H100 |
| VTWO | VANGUARD SCOTTSDALE FDS | 3,404 | $339 | 0.2% | $93.99 | — | VNG RUS2000IDX | 92206C664 |
| IEP | ICAHN ENTERPRISES LP | 6,613 | $334 | 0.2% | $50.51 | — | DEPOSITARY UNIT | 451100101 |
| — | ANNALY CAP MGMT INC | 31,402 | $330 | 0.2% | $10.25 | — | COM | 035710409 |
| V | VISA INC | 3,977 | $329 | 0.2% | $70.87 | +5.8% | COM CL A | 92826C839 |
| — | CELGENE CORP | 3,106 | $325 | 0.2% | $124.50 | — | COM | 151020104 |
| IGIB | ISHARES | 2,812 | $313 | 0.2% | $107.87 | — | INTERM CR BD ETF | 464288638 |
| IXG | ISHARES | 5,815 | $297 | 0.2% | $55.83 | — | GLOBAL FINLS ETF | 464287333 |
| GRBK | GREEN BRICK PARTNERS INC | 35,442 | $293 | 0.2% | $7.19 | +5.9% | COM | 392709101 |
| ABBV | ABBVIE INC | 4,622 | $292 | 0.2% | $43.92 | 0.0% | COM | 00287Y109 |
| PFG | PRINCIPAL FINL GROUP INC | 5,463 | $281 | 0.2% | $32.91 | 0.0% | COM | 74251V102 |
| — | MEDLEY CAP CORP | 36,420 | $278 | 0.2% | $8.48 | — | COM | 58503F106 |
| KRE | SPDR SERIES TRUST | 6,535 | $276 | 0.2% | $43.71 | — | S&P REGL BKG | 78464A698 |
| — | SPDR SERIES TRUST | 7,465 | $274 | 0.2% | $35.91 | — | BRC HGH YLD BD | 78464A417 |
| PEP | PEPSICO INC | 2,491 | $271 | 0.2% | $72.82 | +11.3% | COM | 713448108 |
| DIS | DISNEY WALT CO | 2,909 | $270 | 0.2% | $98.61 | -9.9% | COM DISNEY | 254687106 |
| FXI | ISHARES | 7,014 | $267 | 0.2% | $38.07 | — | CHINA LG-CAP ETF | 464287184 |
| — | BLACKROCK DEBT STRAT FD INC | 72,787 | $266 | 0.2% | $3.62 | — | COM | 09255R103 |
| ACN | ACCENTURE PLC IRELAND | 2,146 | $262 | 0.2% | $87.70 | +12.0% | SHS CLASS A | G1151C101 |
| DE | DEERE & CO | 3,004 | $256 | 0.1% | $70.81 | -0.7% | COM | 244199105 |
| — | DU PONT E I DE NEMOURS & CO | 3,798 | $254 | 0.1% | $66.39 | — | COM | 263534109 |
| DHR | DANAHER CORP DEL | 3,223 | $253 | 0.1% | $36.46 | +84.5% | COM | 235851102 |
| EPI | WISDOMTREE TR | 11,421 | $247 | 0.1% | $21.63 | — | INDIA ERNGS FD | 97717W422 |
| VNQ | VANGUARD INDEX FDS | 2,812 | $244 | 0.1% | $82.68 | — | REIT ETF | 922908553 |
| — | SPIRIT RLTY CAP INC NEW | 18,182 | $242 | 0.1% | $10.13 | — | COM | 84860W102 |
| SBUX | STARBUCKS CORP | 4,424 | $240 | 0.1% | $47.41 | -3.3% | COM | 855244109 |
| C | CITIGROUP INC | 5,049 | $238 | 0.1% | $33.10 | +3.2% | COM NEW | 172967424 |
| MMM | 3M CO | 1,335 | $235 | 0.1% | $109.19 | 0.0% | COM | 88579Y101 |
| GOOGL | ALPHABET INC | 280 | $225 | 0.1% | $38.82 | 0.0% | CAP STK CL A | 02079K305 |
| — | POWERSHARES ETF TRUST II | 9,462 | $220 | 0.1% | $23.25 | — | SENIOR LN PORT | 73936Q769 |
| USB | US BANCORP DEL | 5,122 | $220 | 0.1% | $25.40 | +18.0% | COM NEW | 902973304 |
| GLD | SPDR GOLD TRUST | 1,742 | $219 | 0.1% | $118.01 | — | GOLD SHS | 78463V107 |
| NFLX | NETFLIX INC | 2,215 | $218 | 0.1% | $9.55 | 0.0% | COM | 64110L106 |
| JNJ | JOHNSON & JOHNSON | 1,847 | $218 | 0.1% | $73.38 | +27.5% | COM | 478160104 |
| — | UBS AG LONDON BRH | 11,450 | $215 | 0.1% | $20.87 | — | 2X LEV LNG LKD | 90267B765 |
| — | COLUMBIA PPTY TR INC | 9,264 | $207 | 0.1% | $22.34 | — | COM NEW | 198287203 |
| F | FORD MTR CO DEL | 17,094 | $206 | 0.1% | $8.29 | -7.3% | COM PAR $0.01 | 345370860 |
| VHT | VANGUARD WORLD FDS | 1,527 | $203 | 0.1% | $132.94 | — | HEALTH CAR ETF | 92204A504 |
| SHW | SHERWIN WILLIAMS CO | 727 | $201 | 0.1% | $79.84 | +11.5% | COM | 824348106 |
| — | TIER REIT INC | 11,842 | $183 | 0.1% | $14.73 | — | COM NEW | 88650V208 |
| — | ISHARES GOLD TRUST | 13,710 | $174 | 0.1% | $10.51 | — | ISHARES | 464285105 |
| PSEC | PROSPECT CAPITAL CORPORATION | 20,850 | $169 | 0.1% | $2.28 | +16.3% | COM | 74348T102 |
| — | GLOBAL X FDS | 14,510 | $168 | 0.1% | $11.58 | — | GLBL X MLP ETF | 37950E473 |
| — | ISHARES | 10,552 | $166 | 0.1% | $15.73 | — | MSCI TAIWAN ETF | 464286731 |
| — | SHIP FINANCE INTERNATIONAL L | 10,317 | $152 | 0.1% | $16.28 | — | SHS | G81075106 |
| — | FRANKS INTL N V | 11,581 | $151 | 0.1% | $13.04 | — | COM | N33462107 |
| STKL | SUNOPTA INC | 21,050 | $149 | 0.1% | $7.95 | -23.7% | COM | 8676EP108 |
| PSLV | SPROTT PHYSICAL SILVER TR | 18,800 | $139 | 0.1% | $8.46 | — | TR UNIT | 85207K107 |
| — | NORTHSTAR REALTY EUROPE CORP | 11,874 | $130 | 0.1% | $11.82 | — | COM | 66706L101 |
| SALM | SALEM COMMUNICATIONS CORP DE | 18,885 | $111 | 0.1% | $8.54 | -20.9% | CL A | 794093104 |
| BSBR | BANCO SANTANDER BRASIL S A | 13,874 | $93 | 0.1% | $6.70 | — | ADS REP 1 UNIT | 05967A107 |
| SID | COMPANHIA SIDERURGICA NACION | 18,401 | $51 | 0.0% | $2.77 | — | SPONSORED ADR | 20440W105 |
| SDLPEUR | SEADRILL PARTNERS LLC | 12,141 | $43 | 0.0% | $3.54 | — | COMUNIT REP LB | Y7545W109 |
| — | FIVE STAR QUALITY CARE INC | 13,595 | $26 | 0.0% | $4.12 | — | COM | 33832D106 |