Location: Chappaqua, NY
CIK: 0001544366 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Oct 14, 2022
Total Value: $112M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC COM USD0.00001 | 43,702 | $5.061M | 4.5% | $115.81 * | $93.03 | +21.0% | COM | 037833100 |
| IJH | ISHARES SP MIDCAP 400 INDEX FUND | 24,366 | $4.515M | 4.0% | $185.30 * | $39.63 | -6.5% | CORE S&P MCP ETF | 464287507 |
| TIP | ISHARES TRUST UNITED STATES TREASURY | 33,264 | $4.208M | 3.8% | $126.50 | $116.25 | +8.8% | TIPS BD ETF | 464287176 |
| EFAV | ISHARES TR MSCI EAFE MIN VL | 37,199 | $2.534M | 2.3% | $68.12 | $74.18 | -8.2% | MSCI EAFE MIN VL | 46429B689 |
| — | HANCOCK JOHN TAX-ADVANTAGED DI COM | 129,376 | $2.47M | 2.2% | $19.09 | $26.57 | — | COM | 41013V100 |
| EEM | ISHARES TRUST MSCI EMG MKTS ETF USD DIS | 51,874 | $2.287M | 2.0% | $44.09 | $43.02 | +2.5% | MSCI EMG MKT ETF | 464287234 |
| — | PERTH MINT PHYSICAL GOLD ETF UNIT | 118,219 | $2.223M | 2.0% | $18.80 | $18.80 | — | UNIT | 715426102 |
| — | COHEN STEERS TOTAL RETURN REALTY FUND INC | 157,773 | $1.882M | 1.7% | $11.93 | $14.48 | — | COM | 19247R103 |
| MSFT | MICROSOFT CORP | 8,907 | $1.874M | 1.7% | $210.40 * | $141.19 | +42.6% | COM | 594918104 |
| BMY | BRISTOL-MYERS SQUIBB CO COM | 29,593 | $1.784M | 1.6% | $60.28 * | $46.73 | +4.2% | COM | 110122108 |
| ISTB | ISHARES CORE 1-5 YEAR USD BOND ETF | 33,494 | $1.727M | 1.5% | $51.56 | $50.86 | +1.4% | CORE 1 5 YR USD | 46432F859 |
| SPY | SPDR SP500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT | 4,655 | $1.559M | 1.4% | $334.91 | $304.15 | +10.1% | TR UNIT | 78462F103 |
| — | CALAMOS CONV OPPORTUNITIES I SH BEN INT | 138,985 | $1.529M | 1.4% | $11.00 | $10.98 | — | SH BEN INT | 128117108 |
| JNJ | JOHNSON JOHNSON COM USD1.00 | 9,846 | $1.466M | 1.3% | $148.89 * | $117.44 | +9.2% | COM | 478160104 |
| — | CALAMOS CONVERTIBLE HIGH INCOME FUND | 116,394 | $1.359M | 1.2% | $11.68 | $11.40 | — | COM SHS | 12811P108 |
| — | BLACKROCK TAXABLE MUNICIPAL BOND TRUST | 50,936 | $1.32M | 1.2% | $25.91 | $25.91 | — | SHS | 09248X100 |
| PG | PROCTER AND GAMBLE CO COM | 9,447 | $1.313M | 1.2% | $138.99 * | $105.63 | +15.5% | COM | 742718109 |
| QQQ | INVESCO QQQ TR UNIT SER 1 | 4,716 | $1.31M | 1.2% | $277.78 | $208.66 | +33.2% | UNIT SER 1 | 46090E103 |
| T | ATT INC COM USD1 | 44,199 | $1.26M | 1.1% | $28.51 * | $17.21 | -12.7% | COM | 00206R102 |
| — | CBRE CLARION GLOBAL REAL ESTATE INCOME FUND | 203,526 | $1.217M | 1.1% | $5.98 | $7.91 | — | COM | 12504G100 |
| IWR | ISHARES TR RUS MID CAP ETF | 18,979 | $1.089M | 1.0% | $57.38 | $54.80 | +4.7% | RUS MID CAP ETF | 464287499 |
| BAC | BK OF AMERICA CORP COM | 44,761 | $1.078M | 1.0% | $24.08 * | $26.97 | -21.3% | COM | 060505104 |
| DIA | SPDR DOW JONES INDL AVERAGE ET UT SER 1 | 3,877 | $1.076M | 1.0% | $277.53 | $268.52 | +3.3% | UT SER 1 | 78467X109 |
| IWM | ISHARES RUSSELL 2000 ETF | 6,639 | $995K | 0.9% | $149.87 | $131.22 | +14.2% | RUSSELL 2000 ETF | 464287655 |
| SHY | ISHARES TRUST 1-3 YEAR TREASURY BOND ETF | 11,033 | $954K | 0.9% | $86.47 | $84.74 | +2.1% | 1 3 YR TREAS BD | 464287457 |
| DIS | WALT DISNEY CO | 7,676 | $952K | 0.8% | $124.02 * | $131.53 | -7.8% | COM DISNEY | 254687106 |
| AMZN | AMAZON.COM INC | 301 | $948K | 0.8% | $3149.50 * | $90.35 | +74.3% | COM | 023135106 |
| TSLA | TESLA INC COM | 2,192 | $940K | 0.8% | $428.83 * | $92.46 | +54.7% | COM | 88160R101 |
| XLU | UTILITIES SELECT SECTOR SPDR FUND | 15,458 | $918K | 0.8% | $59.39 * | $31.76 | -6.5% | SBI INT-UTILS | 81369Y886 |
| ABBV | ABBVIE INC COM USD0.01 | 10,221 | $895K | 0.8% | $87.56 * | $73.16 | -2.8% | COM | 00287Y109 |
| BAB | INVESCO EXCH TRADED FD TR II TAXABLE MUN BD | 25,364 | $846K | 0.8% | $33.35 | $31.99 | +4.3% | TAXABLE MUN BD | 46138G805 |
| IJR | ISHARES CORE SP SMALL-CAP E | 11,123 | $781K | 0.7% | $70.21 | $78.31 | -10.3% | CORE S&P SCP ETF | 464287804 |
| AMLP | ALPS ETF TR ALERIAN MLP | 38,196 | $763K | 0.7% | $19.98 | $24.51 | -18.5% | ALERIAN MLP | 00162Q452 |
| VZ | VERIZON COMMUNICATIONS INC | 12,655 | $753K | 0.7% | $59.50 * | $42.55 | +2.5% | COM | 92343V104 |
| — | TEMPLETON DRAGON FUND INC | 34,244 | $751K | 0.7% | $21.93 | $19.61 | — | COM | 88018T101 |
| BSV | VANGUARD BD INDEX FDS SHORT TRM BOND | 8,436 | $701K | 0.6% | $83.10 | $80.71 | +2.9% | SHORT TRM BOND | 921937827 |
| — | WESTERN ASSET EMER MKTS DEBT FD INC COM USD0.001 | 56,539 | $697K | 0.6% | $12.33 | $14.11 | — | COM | 95766A101 |
| JPM | JPMORGAN CHASE CO | 7,236 | $697K | 0.6% | $96.32 * | $106.57 | -21.4% | COM | 46625H100 |
| UPS | UNITED PARCEL SERVICE INC | 4,145 | $691K | 0.6% | $166.71 * | $117.34 | +14.8% | CL B | 911312106 |
| MPLX | MPLX LP COM UNIT REP LTD | 42,882 | $675K | 0.6% | $15.74 | $15.74 | — | COM UNIT REP LTD | 55336V100 |
| IWF | ISHARES TR RUS 1000 GRW ETF | 3,113 | $675K | 0.6% | $216.83 * | $41.75 | +29.9% | RUS 1000 GRW ETF | 464287614 |
| TOTL | SSGA ACTIVE ETF TR SPDR TR TACTIC | 12,262 | $605K | 0.5% | $49.34 | $49.05 | +0.5% | SPDR TR TACTIC | 78467V848 |
| DGRO | ISHARES TRUST CORE DIVID GWTH | 15,048 | $599K | 0.5% | $39.81 | $36.48 | +9.1% | CORE DIV GRWTH | 46434V621 |
| CACI | CACI INTERNATIONAL INC | 2,804 | $598K | 0.5% | $213.27 | $216.11 | -1.4% | CL A | 127190304 |
| STWD | STARWOOD PPTY TR INC COM | 39,634 | $598K | 0.5% | $15.09 | $24.54 | — | COM | 85571B105 |
| NFLX | NETFLIX INC | 1,163 | $582K | 0.5% | $500.43 * | $29.65 | +68.7% | COM | 64110L106 |
| MRK | MERCK CO. INC COM | 6,903 | $573K | 0.5% | $83.01 * | $66.63 | +0.6% | COM | 58933Y105 |
| — | NEUBERGER BERMAN MUN FD INC COM | 36,591 | $564K | 0.5% | $15.41 | $15.41 | — | COM | 64124P101 |
| — | MOBILE TELESYSTEMS PJSC SPON ADR EACH REP 2 ORD SHS | 64,343 | $562K | 0.5% | $8.73 | $8.73 | — | SPONSORED ADR | 607409109 |
| GLD | SPDR GOLD TR GOLD SHS | 3,159 | $560K | 0.5% | $177.27 | $161.76 | +9.5% | GOLD SHS | 78463V107 |
| — | APOLLO GLOBAL MGMT INC COM CL A | 12,482 | $559K | 0.5% | $44.78 | $47.73 | — | COM CL A | 03768E105 |
| ETN | EATON CORP PLC COM | 5,432 | $554K | 0.5% | $101.99 * | $79.77 | +17.1% | SHS | G29183103 |
| — | COHEN STEERS INFRASTRUCTURE FUND INC | 24,659 | $548K | 0.5% | $22.22 | $25.79 | — | COM | 19248A109 |
| PPL | PPL CORP COM USD0.01 | 20,008 | $544K | 0.5% | $27.19 * | $21.68 | +2.0% | COM | 69351T106 |
| HYD | VANECK VECTORS ETF TR HIGH YLD MUN ETF | 8,880 | $531K | 0.5% | $59.80 | $64.21 | -6.9% | HIGH YLD MUN ETF | 92189H409 |
| — | WESTERN ASSET MTG DEFINED OPPO COM | 39,772 | $522K | 0.5% | $13.12 | $13.12 | — | COM | 95790B109 |
| PFF | ISHARES TR PFD AND INCM SEC | 14,316 | $522K | 0.5% | $36.46 | $37.13 | -1.8% | PFD AND INCM SEC | 464288687 |
| KWEB | KRANESHARES TR CSI CHINA INTERNET ETF | 7,540 | $514K | 0.5% | $68.17 | $46.42 | +46.9% | CSI CHI INTERNET | 500767306 |
| FTEC | FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | 5,586 | $514K | 0.5% | $92.02 | $68.77 | +33.9% | MSCI INFO TECH I | 316092808 |
| MDY | SPDR SP MIDCAP 400 ETF | 1,516 | $514K | 0.5% | $339.05 | $361.44 | -6.3% | UTSER1 S&PDCRP | 78467Y107 |
| IEP | ICAHN ENTERPRISES LP | 10,405 | $513K | 0.5% | $49.30 | $61.43 | — | DEPOSITARY UNIT | 451100101 |
| — | NUVEEN FLOATING RATE INCOME FUND | 61,457 | $511K | 0.5% | $8.31 | $9.84 | — | COM | 67072T108 |
| XPMAX | PIONEER MUN HIGH INCOME ADVANT COM | 46,795 | $511K | 0.5% | $10.92 | $10.81 | — | COM | 723762100 |
| REM | ISHARES MORTGAGE REAL ESTATE ETF | 19,816 | $510K | 0.5% | $25.74 | $33.44 | -23.0% | MORTGE REL ETF | 46435G342 |
| BRK/B | BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | 2,380 | $507K | 0.5% | $213.03 | $211.29 | +0.8% | CL B NEW | 084670702 |
| — | RIVERNORTH MANAGED DUR MUN INM COM | 30,323 | $506K | 0.5% | $16.69 | $16.69 | — | COM | 76882H105 |
| RSP | INVESCO EXCHANGE TRADED FD TR SP500 EQL WGT | 4,591 | $496K | 0.4% | $108.04 | $110.74 | -2.4% | S&P500 EQL WGT | 46137V357 |
| BX | BLACKSTONE GROUP INC COM CL A | 9,470 | $494K | 0.4% | $52.16 * | $42.44 | +2.5% | COM CL A | 09260D107 |
| SBRA | SABRA HEALTH CARE REIT INC COM USD0.01 | 35,770 | $493K | 0.4% | $13.78 | $17.56 | — | COM | 78573L106 |
| IIPR | INNOVATIVE INDL PPTYS INC COM | 3,959 | $491K | 0.4% | $124.02 | $78.48 | — | COM | 45781V101 |
| BXMT | BLACKSTONE MORTGAGE TRUST INC COM USD0.01 CLS A | 22,336 | $491K | 0.4% | $21.98 | $36.88 | — | COM CL A | 09257W100 |
| — | PHILLIPS 66 PARTNERS LP COM UNIT REP INT | 20,635 | $475K | 0.4% | $23.02 | $23.02 | — | COM UNIT REP INT | 718549207 |
| NVDA | NVIDIA CORPORATION COM | 877 | $475K | 0.4% | $541.62 * | $5.78 | +133.2% | COM | 67066G104 |
| ARCC | ARES CAPITAL CORP COM | 33,748 | $471K | 0.4% | $13.96 * | $8.55 | +0.3% | COM | 04010L103 |
| V | VISA INC | 2,272 | $454K | 0.4% | $199.82 * | $173.54 | +11.0% | COM CL A | 92826C839 |
| MO | ALTRIA GROUP INC | 11,689 | $452K | 0.4% | $38.67 * | $28.79 | -10.9% | COM | 02209S103 |
| UNH | UNITEDHEALTH GROUP INC | 1,443 | $450K | 0.4% | $311.85 * | $236.60 | +21.0% | COM | 91324P102 |
| IDV | ISHARES TR INTL SEL DIV ETF | 17,572 | $438K | 0.4% | $24.93 | $31.19 | -20.1% | INTL SEL DIV ETF | 464288448 |
| NKE | NIKE INC CLASS B COM NPV | 3,464 | $435K | 0.4% | $125.58 * | $86.82 | +34.4% | CL B | 654106103 |
| NEE | NEXTERA ENERGY INC COM USD0.01 | 1,566 | $435K | 0.4% | $277.78 * | $50.19 | +21.1% | COM | 65339F101 |
| IDXX | IDEXX LABORATORIES INC COM USD0.10 | 1,107 | $435K | 0.4% | $392.95 | $263.51 | +49.2% | COM | 45168D104 |
| META | FACEBOOK INC-CLASS A | 1,654 | $433K | 0.4% | $261.79 | $194.42 | +33.8% | CL A | 30303M102 |
| UBER | UBER TECHNOLOGIES INC COM | 11,831 | $432K | 0.4% | $36.51 | $31.17 | +17.0% | COM | 90353T100 |
| GOOGL | ALPHABET INC CAP STK CL A | 286 | $419K | 0.4% | $1465.03 * | $65.39 | +11.2% | CAP STK CL A | 02079K305 |
| C | CITIGROUP INC | 9,679 | $417K | 0.4% | $43.08 * | $57.48 | -38.0% | COM NEW | 172967424 |
| WMT | WALMART INC COM | 2,951 | $413K | 0.4% | $139.95 * | $36.38 | +19.3% | COM | 931142103 |
| MCD | MCDONALD S CORP | 1,878 | $412K | 0.4% | $219.38 * | $173.56 | +12.1% | COM | 580135101 |
| AMAT | APPLIED MATERIALS INC COM USD0.01 | 6,936 | $412K | 0.4% | $59.40 * | $58.88 | -3.6% | COM | 038222105 |
| KBE | SPDR SER TR SP BK ETF | 13,804 | $407K | 0.4% | $29.48 | $42.09 | -30.0% | S&P BK ETF | 78464A797 |
| NGG | NATIONAL GRID SPON ADR EACH REP 5 ORD SHS(POST SPLT) | 6,972 | $403K | 0.4% | $57.80 | $57.94 | -0.3% | SPONSORED ADR NE | 636274409 |
| KREF | KKR REAL ESTATE FIN TR INC COM | 24,277 | $401K | 0.4% | $16.52 | $16.52 | — | COM | 48251K100 |
| ARI | APOLLO COMMERCIAL REAL ESTATE FINANCE INC | 43,880 | $395K | 0.4% | $9.00 | $17.86 | — | COM | 03762U105 |
| HD | HOME DEPOT INC | 1,389 | $386K | 0.3% | $277.90 * | $195.92 | +24.8% | COM | 437076102 |
| SBUX | STARBUCKS CORP COM USD0.001 | 4,467 | $384K | 0.3% | $85.96 * | $72.28 | +5.7% | COM | 855244109 |
| — | NUVEEN AMT FREE MUN CR INC FD COM | 24,002 | $376K | 0.3% | $15.67 | $15.67 | — | COM | 67071L106 |
| EFV | ISHARES TR EAFE VALUE ETF | 9,301 | $375K | 0.3% | $40.32 | $47.40 | -14.9% | EAFE VALUE ETF | 464288877 |
| — | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP | 10,956 | $375K | 0.3% | $34.23 | $34.23 | — | COM UNIT RP LP | 559080106 |
| ABT | ABBOTT LABORATORIES | 3,397 | $370K | 0.3% | $108.92 * | $75.50 | +31.3% | COM | 002824100 |
| GOOG | ALPHABET INC CAP STK CL C | 251 | $369K | 0.3% | $1470.12 * | $66.19 | +10.2% | CAP STK CL C | 02079K107 |
| CVS | CVS HEALTH CORPORATION COM USD0.01 | 6,292 | $367K | 0.3% | $58.33 * | $56.86 | -13.4% | COM | 126650100 |
| — | BLACKROCK FLOATING RATE INCOME TRUST | 32,595 | $366K | 0.3% | $11.23 | $12.71 | — | COM | 091941104 |
| PEP | PEPSICO INC | 2,609 | $362K | 0.3% | $138.75 * | $112.17 | +5.2% | COM | 713448108 |
| PFE | PFIZER INC | 9,634 | $354K | 0.3% | $36.74 * | $26.54 | +1.8% | COM | 717081103 |
| VNQ | VANGUARD REAL ESTATE ETF | 4,469 | $353K | 0.3% | $78.99 | $90.27 | -12.5% | REAL ESTATE ETF | 922908553 |
| — | ROYCE VALUE TRUST INC | 26,992 | $341K | 0.3% | $12.63 | $14.53 | — | COM | 780910105 |
| — | NUVEEN MUN HIGH INCOME OPPORTU COM | 25,005 | $337K | 0.3% | $13.48 | $14.14 | — | COM | 670682103 |
| LLY | ELI LILLY AND CO | 2,252 | $333K | 0.3% | $147.87 * | $107.55 | +29.9% | COM | 532457108 |
| BA | BOEING CO COM USD5.00 | 2,004 | $331K | 0.3% | $165.17 | $277.89 | -40.5% | COM | 097023105 |
| ZM | ZOOM VIDEO COMMUNICATIONS INC CL A | 697 | $328K | 0.3% | $470.59 | $98.68 | +376.4% | CL A | 98980L101 |
| MDT | MEDTRONIC PLC | 3,128 | $325K | 0.3% | $103.90 * | $91.15 | -1.6% | SHS | G5960L103 |
| INTU | INTUIT INC | 992 | $324K | 0.3% | $326.61 * | $264.89 | +19.1% | COM | 461202103 |
| IYW | ISHARES TRUST DJ US TECHNOLOGY | 1,062 | $320K | 0.3% | $301.32 * | $54.39 | +38.4% | U.S. TECH ETF | 464287721 |
| MDLZ | MONDELEZ INTL INC COM NPV | 5,539 | $318K | 0.3% | $57.41 * | $45.96 | +9.6% | CL A | 609207105 |
| — | OAKTREE STRATEGIC INCOME CORP COM | 48,033 | $313K | 0.3% | $6.52 | $6.52 | — | COM | 67402D104 |
| IVW | ISHARES TRUST S P500/BAR | 1,353 | $313K | 0.3% | $231.34 * | $46.35 | +24.6% | S&P 500 GRWT ETF | 464287309 |
| — | TWITTER INC COM USD0.000005 | 6,967 | $310K | 0.3% | $44.50 | $29.72 | — | COM | 90184L102 |
| CMCSA | COMCAST CORP | 6,693 | $310K | 0.3% | $46.32 * | $37.71 | +6.1% | CL A | 20030N101 |
| CRM | SALESFORCE.COM INC COM USD0.001 | 1,221 | $307K | 0.3% | $251.43 | $166.47 | +49.2% | COM | 79466L302 |
| IYC | ISHARES TRUST US CONSUMER SERVICES ETF USD DIS | 1,209 | $302K | 0.3% | $249.79 * | $52.31 | +19.5% | U.S. CNSM SV ETF | 464287580 |
| UNP | UNION PAC CORP COM | 1,533 | $302K | 0.3% | $197.00 * | $149.44 | +17.2% | COM | 907818108 |
| RCL | ROYAL CARIBBEAN GROUP COM USD0.01 | 4,650 | $301K | 0.3% | $64.73 | $57.86 | +9.9% | COM | V7780T103 |
| NVO | NOVO NORDISK A/S ADR-EACH CNV INTO 1 CLASS B DKK1 | 4,332 | $301K | 0.3% | $69.48 | $55.68 | +24.7% | ADR | 670100205 |
| SPIP | SPDR SER TR PORTFLI TIPS ETF | 9,707 | $300K | 0.3% | $30.91 | $28.60 | +7.9% | PORTFLI TIPS ETF | 78464A656 |
| CSCO | CISCO SYSTEMS INC | 7,579 | $299K | 0.3% | $39.45 * | $37.00 | -9.5% | COM | 17275R102 |
| — | FIRST TR INTER DUR PFD IN FD COM | 13,840 | $297K | 0.3% | $21.46 | $23.47 | — | COM | 33718W103 |
| HYMB | SPDR SER TR NUVEEN BBG BRCLY | 5,116 | $291K | 0.3% | $56.88 * | $29.51 | -3.7% | NUVEEN BBG BRCLY | 78464A284 |
| — | HANCOCK JOHN INVT TR TAX ADV GLB SH | 56,602 | $288K | 0.3% | $5.09 | $6.87 | — | TAX ADV GLB SH | 41013P749 |
| HAL | HALLIBURTON CO COM USD2.50 | 23,933 | $288K | 0.3% | $12.03 * | $10.06 | +9.2% | COM | 406216101 |
| HUM | HUMANA INC | 693 | $287K | 0.3% | $414.14 * | $300.46 | +31.4% | COM | 444859102 |
| — | SEAGATE TECHNOLOGY PLC COM USD0.00001 | 5,783 | $285K | 0.3% | $49.28 | $49.28 | — | SHS | G7945M107 |
| ELAN | ELANCO ANIMAL HEALTH INC COM | 10,131 | $283K | 0.3% | $27.93 | $25.34 | +10.2% | COM | 28414H103 |
| CVX | CHEVRON CORP NEW COM | 3,929 | $283K | 0.3% | $72.03 * | $81.45 | -29.6% | COM | 166764100 |
| PTF | INVESCO EXCHANGE TRADED FD TR DWA TECHNOLOGY | 2,564 | $282K | 0.3% | $109.98 * | $27.73 | +32.3% | DWA TECHNOLOGY | 46137V811 |
| KRE | SPDR SER TR SP REGL BKG | 7,874 | $281K | 0.3% | $35.69 | $54.72 | -34.8% | S&P REGL BKG | 78464A698 |
| WFC | WELLS FARGO CO NEW COM | 11,914 | $280K | 0.2% | $23.50 * | $36.35 | -42.6% | COM | 949746101 |
| KKR | KKR CO INC COM | 8,130 | $279K | 0.2% | $34.32 * | $25.46 | +28.6% | COM | 48251W104 |
| ET | ENERGY TRANSFER LP COM UT LTD PTN | 51,399 | $279K | 0.2% | $5.43 | $12.33 | — | COM UT LTD PTN | 29273V100 |
| XYZ | SQUARE INC CL A | 1,713 | $278K | 0.2% | $162.29 | $141.19 | +15.1% | CL A | 852234103 |
| GOOD | GLADSTONE COMMERCIAL CORP COM | 16,382 | $276K | 0.2% | $16.85 | $16.85 | — | COM | 376536108 |
| LQD | ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF | 2,046 | $276K | 0.2% | $134.90 | $130.04 | +3.6% | IBOXX INV CP ETF | 464287242 |
| INTC | INTEL CORP COM USD0.001 | 5,306 | $275K | 0.2% | $51.83 * | $53.20 | -12.6% | COM | 458140100 |
| DVY | ISHARES SELECT DIVIDEND ETF | 3,328 | $271K | 0.2% | $81.43 | $99.93 | -18.4% | SELECT DIVID ETF | 464287168 |
| IYJ | ISHARES TR US INDUSTRIALS | 1,592 | $266K | 0.2% | $167.09 * | $70.32 | +18.8% | US INDUSTRIALS | 464287754 |
| HYS | PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX ETF | 2,831 | $266K | 0.2% | $93.96 | $99.15 | -5.4% | 0-5 HIGH YIELD | 72201R783 |
| CCL | CARNIVAL CORP PAIRED CTF | 16,942 | $257K | 0.2% | $15.17 | $15.46 | -1.8% | UNIT 99/99/9999 | 143658300 |
| HYG | ISHARES TR IBOXX HI YD ETF | 3,053 | $256K | 0.2% | $83.85 | $87.02 | -3.6% | IBOXX HI YD ETF | 464288513 |
| EFA | ISHARES MSCI EAFE ETF | 3,953 | $252K | 0.2% | $63.75 | $63.99 | -0.5% | MSCI EAFE ETF | 464287465 |
| — | VIACOMCBS INC CL B | 9,005 | $252K | 0.2% | $27.98 | $23.22 | — | CL B | 92556H206 |
| — | TORTOISE ENERGY INFRA CORP COM | 16,653 | $246K | 0.2% | $14.77 | $16.03 | — | COM | 89147L886 |
| MGM | MGM RESORTS INTERNATIONAL COM USD0.01 | 11,252 | $245K | 0.2% | $21.77 | $19.81 | +9.7% | COM | 552953101 |
| IWS | ISHARES RUSSELL MID-CAP VALUE ETF | 3,023 | $244K | 0.2% | $80.71 | $80.95 | -0.1% | RUS MDCP VAL ETF | 464287473 |
| WDAY | WORKDAY INC COM USD0.001 CL A | 1,135 | $244K | 0.2% | $214.98 | $161.65 | +33.1% | CL A | 98138H101 |
| IEFA | ISHARES TRUST CORE MSCI EAFE ETF | 4,000 | $241K | 0.2% | $60.25 | $60.32 | -0.1% | CORE MSCI EAFE | 46432F842 |
| — | ANNALY CAPITAL MANAGEMENT INC COM | 33,548 | $239K | 0.2% | $7.12 | $9.25 | — | COM | 035710409 |
| XLK | SELECT SECTOR SPDR TRUST TECHNOLOGY SELECT SECTOR USD DIS | 2,027 | $237K | 0.2% | $116.92 * | $47.04 | +24.1% | TECHNOLOGY | 81369Y803 |
| HON | HONEYWELL INTERNATIONAL INC COM USD1 | 1,417 | $233K | 0.2% | $164.43 * | $133.22 | +4.7% | COM | 438516106 |
| BKNG | BOOKING HOLDINGS INC COM | 135 | $231K | 0.2% | $1711.11 | $1497.60 | +12.4% | COM | 09857L108 |
| SCZ | ISHARES TR EAFE SML CP ETF | 3,828 | $226K | 0.2% | $59.04 | $50.39 | +17.1% | EAFE SML CP ETF | 464288273 |
| NSC | NORFOLK SOUTHN CORP COM | 1,035 | $222K | 0.2% | $214.49 * | $179.92 | +6.7% | COM | 655844108 |
| VRTX | VERTEX PHARMACEUTICALS INC | 800 | $218K | 0.2% | $272.50 | $275.88 | -1.4% | COM | 92532F100 |
| BABA | ALIBABA GROUP HOLDING LTD SPON ADS EACH REP 8 ORD SHS | 739 | $217K | 0.2% | $293.64 | $263.47 | +11.6% | SPONSORED ADS | 01609W102 |
| AMGN | AMGEN INC | 854 | $217K | 0.2% | $254.10 * | $191.68 | +12.5% | COM | 031162100 |
| IVE | ISHARES SP 500 VALUE ETF | 1,903 | $214K | 0.2% | $112.45 | $124.43 | -9.6% | S&P 500 VAL ETF | 464287408 |
| CINF | CINCINNATI FINANCIAL CORP COM USD2.00 | 2,748 | $214K | 0.2% | $77.87 * | $67.52 | +1.3% | COM | 172062101 |
| ITOT | ISHARES CORE SP TOTAL US STOCK MARKET ETF | 2,800 | $211K | 0.2% | $75.36 | $74.62 | +1.2% | CORE S&P TTL STK | 464287150 |
| IHI | ISHARES TR U.S. MED DVC ETF | 701 | $210K | 0.2% | $299.57 * | $48.43 | +3.1% | U.S. MED DVC ETF | 464288810 |
| ADP | AUTOMATIC DATA PROCESSING INC COM USD0.10 | 1,503 | $210K | 0.2% | $139.72 * | $126.83 | -1.4% | COM | 053015103 |
| HDV | ISHARES CORE HIGH DIVIDEND ETF | 2,591 | $209K | 0.2% | $80.66 * | $19.08 | -15.7% | CORE HIGH DV ETF | 46429B663 |
| MGIC | MAGIC SOFTWARE ENTERPRISES ORD | 15,522 | $204K | 0.2% | $13.14 * | $7.79 | +37.6% | ORD | 559166103 |
| — | CHINA MOBILE LTD SPON ADR REP 5 ORD HKD0.10 | 6,323 | $203K | 0.2% | $32.11 | $41.92 | — | SPONSORED ADR | 16941M109 |
| CSIQ | CANADIAN SOLAR INC COM STK NPV | 5,750 | $202K | 0.2% | $35.13 | $26.66 | +31.7% | COM | 136635109 |
| EEMS | ISHARES INC EM MKT SM-CP ETF | 4,576 | $200K | 0.2% | $43.71 | $43.26 | +1.2% | EM MKT SM-CP ETF | 464286475 |
| — | GW PHARMACEUTICALS PLC ADS | 2,050 | $200K | 0.2% | $97.56 | $117.73 | — | ADS | 36197T103 |
| MAC | MACERICH CO COM USD0.01 | 28,887 | $196K | 0.2% | $6.79 | $5.68 | — | COM | 554382101 |
| — | MORGAN STANLEY INDIA INVT FD I COM | 11,077 | $192K | 0.2% | $17.33 | $19.73 | — | COM | 61745C105 |
| TRTX | TPG RE FIN TR INC COM | 22,487 | $190K | 0.2% | $8.45 | $8.45 | — | COM | 87266M107 |
| — | WESTERN ASSET HIGH INCOME FD I COM | 28,877 | $185K | 0.2% | $6.41 | $6.73 | — | COM | 95766J102 |
| — | NEW YORK COMMUNITY BANCORP INC COM USD0.01 | 21,565 | $178K | 0.2% | $8.25 | $11.62 | — | COM | 649445103 |
| GEO | GEO GROUP INC COM USD0.01 NEW | 14,796 | $168K | 0.1% | $11.35 * | $12.98 | -17.7% | COM | 36162J106 |
| GPMT | GRANITE PT MTG TR INC COM STK | 23,327 | $165K | 0.1% | $7.07 | $17.59 | — | COM STK | 38741L107 |
| — | GLOBAL X FDS GLOBAL X SUPERDIV ETF | 15,088 | $162K | 0.1% | $10.74 | $13.99 | — | GLB X SUPERDIV | 37950E549 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOME TRUST | 13,611 | $158K | 0.1% | $11.61 | $12.07 | — | COM SHS | 723763108 |
| MORT | VANECK VECTORS ETF TR MTG REIT INCOME | 11,058 | $154K | 0.1% | $13.93 | $23.60 | -41.0% | MTG REIT INCOME | 92189F452 |
| — | BLACKROCK MUNIENHANCED FUND INC | 13,338 | $151K | 0.1% | $11.32 | $11.16 | — | COM | 09253Y100 |
| KEY | KEYCORP COM | 11,528 | $138K | 0.1% | $11.97 * | $9.39 | -1.2% | COM | 493267108 |
| — | ALLIANZGI CONV INCOME FD COM | 29,518 | $135K | 0.1% | $4.57 | $3.76 | — | COM | 018828103 |
| RITM | NEW RESIDENTIAL INVT CORP COM NPV | 16,122 | $128K | 0.1% | $7.94 | $15.18 | — | COM NEW | 64828T201 |
| — | ALLIANZGI CONV INCOME FD II COM | 30,460 | $125K | 0.1% | $4.10 | $5.02 | — | COM | 018825109 |
| DHC | DIVERSIFIED HEALTHCARE TR COM SH BEN INT | 34,675 | $122K | 0.1% | $3.52 | $3.77 | — | COM SH BEN INT | 25525P107 |
| CXW | CORECIVIC INC COM | 13,753 | $110K | 0.1% | $8.00 | $13.59 | -41.1% | COM | 21871N101 |
| SKT | TANGER FACTORY OUTLET CTRS INC COM | 15,719 | $95,000 | 0.1% | $6.04 | $10.58 | — | COM | 875465106 |
| — | MORGAN STANLEY EMERGING MARKETS DEBT FUND INC | 10,700 | $90,000 | 0.1% | $8.41 | $8.49 | — | COM | 61744H105 |
| PBR | PETROLEO BRASILEIRO SA PETROBRAS SPON ADS EACH REP 2 ORD SHS | 12,155 | $87,000 | 0.1% | $7.16 | $14.67 | -51.5% | SPONSORED ADR | 71654V408 |
| SAN | BANCO SANTANDER S.A. ADR | 42,142 | $78,000 | 0.1% | $1.85 | $3.67 | -49.7% | ADR | 05964H105 |
| — | VERASTEM INC | 45,500 | $55,000 | 0.0% | $1.21 | $1.37 | — | COM | 92337C104 |
| — | WESTERN ASSET HIGH INCOME OPPO COM | 10,986 | $54,000 | 0.0% | $4.92 | $5.06 | — | COM | 95766K109 |
| — | BRISTOL-MYERS SQUIBB CO CONTNGNT VAL RT | 21,015 | $47,000 | 0.0% | $2.24 | $3.56 | — | RIGHT 99/99/9999 | 110122157 |
| — | FIRST TR NEW OPPORTUNITIES MLP EN COM SHS OF BRN INT USD0.01 | 10,700 | $39,000 | 0.0% | $3.64 | $3.64 | — | COM | 33739M100 |
| — | RENESOLA LTD SPON ADS EACH REP 10 ORD | 14,000 | $29,000 | 0.0% | $2.07 | $1.36 | — | SPONSORED ADS | 75971T301 |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS IN COM | 20,000 | $20,000 | 0.0% | $1.00 | $0.94 | +6.4% | COM | 18453H106 |