Location: Malvern, PA
CIK: 0001666786 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Jan 14, 2021
Total Value: $564M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC COM USD0.00001 | 557,009 | $73.91M | 13.1% | $87.88 | +33.1% | COM | 037833100 |
| AMZN | AMAZON.COM INC | 20,531 | $66.87M | 11.9% | $61.33 | +160.2% | COM | 023135106 |
| NVDA | NVIDIA CORPORATION COM | 58,276 | $30.43M | 5.4% | $6.21 | +114.8% | COM | 67066G104 |
| NFLX | NETFLIX INC | 53,796 | $29.09M | 5.2% | $22.06 | +129.9% | COM | 64110L106 |
| GOOGL | ALPHABET INC CAP STK CL A | 15,591 | $27.32M | 4.8% | $48.85 | +70.9% | CAP STK CL A | 02079K305 |
| IVE | ISHARES S&P 500 VALUE ETF | 188,528 | $24.14M | 4.3% | $124.44 | — | S&P 500 VAL ETF | 464287408 |
| IVW | ISHARES S&P 500 GROWTH ETF | 315,474 | $20.13M | 3.6% | $81.17 | — | S&P 500 GRWT ETF | 464287309 |
| SOXX | ISHARES PHLX SEMICONDUCTOR ETF | 32,920 | $12.48M | 2.2% | $326.24 | — | PHLX SEMICND ETF | 464287523 |
| PYPL | PAYPAL HLDGS INC COM | 51,407 | $12.04M | 2.1% | $158.54 | +30.4% | COM | 70450Y103 |
| V | VISA INC | 46,691 | $10.21M | 1.8% | $133.93 | +47.3% | COM CL A | 92826C839 |
| QQQ | INVESCO QQQ TR UNIT SER 1 | 29,590 | $9.283M | 1.6% | $284.13 | — | UNIT SER 1 | 46090E103 |
| XPO | XPO LOGISTICS INC COM USD0.001 | 67,778 | $8.079M | 1.4% | $27.44 | +32.1% | COM | 983793100 |
| TTWO | TAKE-TWO INTERACTIVE SOFTWARE INC | 38,823 | $8.067M | 1.4% | $139.95 | +24.9% | COM | 874054109 |
| FTEC | FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | 74,503 | $7.786M | 1.4% | $47.70 | — | MSCI INFO TECH I | 316092808 |
| IHI | ISHARES TR U.S. MED DVC ETF | 23,651 | $7.741M | 1.4% | $304.92 | — | U.S. MED DVC ETF | 464288810 |
| MELI | MERCADOLIBRE INC COM USD0.001 | 4,613 | $7.729M | 1.4% | $1364.73 | +3.3% | COM | 58733R102 |
| IJH | ISHARES S&P MIDCAP 400 INDEX FUND | 33,185 | $7.626M | 1.4% | $214.31 | — | CORE S&P MCP ETF | 464287507 |
| HD | HOME DEPOT INC | 28,260 | $7.506M | 1.3% | $186.24 | +30.2% | COM | 437076102 |
| MSFT | MICROSOFT CORP | 33,083 | $7.358M | 1.3% | $118.63 | +73.7% | COM | 594918104 |
| GOOG | ALPHABET INC CAP STK CL C | 4,047 | $7.09M | 1.3% | $38.98 | +114.8% | CAP STK CL C | 02079K107 |
| AMAT | APPLIED MATERIALS INC COM USD0.01 | 81,587 | $7.04M | 1.2% | $56.03 | +26.2% | COM | 038222105 |
| BIIB | BIOGEN INC COM USD0.0005 | 26,405 | $6.465M | 1.1% | $294.82 | -12.1% | COM | 09062X103 |
| REGN | REGENERON PHARMACEUTICALS INC | 12,161 | $5.875M | 1.0% | $481.05 | +11.6% | COM | 75886F107 |
| LQD | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | 39,420 | $5.445M | 1.0% | $123.96 | — | IBOXX INV CP ETF | 464287242 |
| FHLC | FIDELITY MSCI HEALTH CARE INDEX ETF | 89,422 | $5.164M | 0.9% | $40.07 | — | MSCI HLTH CARE I | 316092600 |
| IBB | ISHARES TR NASDAQ BIOTECH | 33,860 | $5.129M | 0.9% | $138.57 | — | NASDAQ BIOTECH | 464287556 |
| DHR | DANAHER CORPORATION COM | 22,271 | $4.947M | 0.9% | $161.13 | +21.6% | COM | 235851102 |
| HON | HONEYWELL INTERNATIONAL INC COM USD1 | 22,259 | $4.734M | 0.8% | $159.29 | +2.8% | COM | 438516106 |
| ENPH | ENPHASE ENERGY INC COM USD0.00001 | 26,600 | $4.667M | 0.8% | $39.86 | +218.2% | COM | 29355A107 |
| NVO | NOVO NORDISK A/S ADR-EACH CNV INTO 1 CLASS B DKK1 | 65,823 | $4.597M | 0.8% | $50.57 | — | ADR | 670100205 |
| PFE | PFIZER INC | 121,066 | $4.456M | 0.8% | $25.59 | +11.9% | COM | 717081103 |
| IJR | ISHARES CORE S&P SMALL-CAP E | 45,277 | $4.161M | 0.7% | $86.40 | — | CORE S&P SCP ETF | 464287804 |
| JNJ | JOHNSON &JOHNSON COM USD1.00 | 26,314 | $4.141M | 0.7% | $104.33 | +22.2% | COM | 478160104 |
| JPM | JPMORGAN CHASE & CO | 31,863 | $4.048M | 0.7% | $75.68 | +29.7% | COM | 46625H100 |
| MUB | ISHARES NATIONAL MUNI BOND ETF | 34,456 | $4.038M | 0.7% | $113.35 | — | NATIONAL MUN ETF | 464288414 |
| AMGN | AMGEN INC | 17,137 | $3.94M | 0.7% | $148.02 | +32.6% | COM | 031162100 |
| — | ACTIVISION BLIZZARD INC COM USD0.000001 | 39,187 | $3.638M | 0.6% | $61.94 | — | COM | 00507V109 |
| DVY | ISHARES SELECT DIVIDEND ETF | 36,300 | $3.491M | 0.6% | $95.29 | — | SELECT DIVID ETF | 464287168 |
| HYMB | SPDR SER TR NUVEEN BBG BRCLY | 57,275 | $3.378M | 0.6% | $58.16 | — | NUVEEN BBG BRCLY | 78464A284 |
| TSLA | TESLA INC COM | 4,546 | $3.208M | 0.6% | $110.81 | +54.0% | COM | 88160R101 |
| AGG | ISHARES CORE US AGGREGATE BOND ETF | 26,924 | $3.182M | 0.6% | $112.32 | — | CORE US AGGBD ET | 464287226 |
| BRK/B | BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | 11,576 | $2.684M | 0.5% | $174.83 | +26.0% | CL B NEW | 084670702 |
| BKNG | BOOKING HOLDINGS INC COM | 1,190 | $2.65M | 0.5% | $1898.79 | 0.0% | COM | 09857L108 |
| — | DIREXION SHS ETF TR WORK FROM HOME | 37,558 | $2.535M | 0.4% | $67.50 | — | WORK FROM HOME | 25460G773 |
| FIDU | FIDELITY MSCI INDL INDEX ETF | 53,666 | $2.522M | 0.4% | $32.10 | — | MSCI INDL INDX | 316092709 |
| VTEB | VANGUARD MUN BD FDS TAX EXEMPT BD | 44,276 | $2.443M | 0.4% | $54.01 | — | TAX EXEMPT BD | 922907746 |
| VOO | VANGUARD INDEX FUNDS S&P 500 ETF USD | 6,551 | $2.251M | 0.4% | $254.18 | — | S&P 500 ETF SHS | 922908363 |
| IVV | ISHARES S&P 500 | 5,816 | $2.183M | 0.4% | $269.52 | — | CORE S&P500 ETF | 464287200 |
| LMT | LOCKHEED MARTIN CORP COM USD1.00 | 6,079 | $2.158M | 0.4% | $299.83 | +6.4% | COM | 539830109 |
| AMT | AMERICAN TOWER CORP COM USD0.01 | 9,520 | $2.136M | 0.4% | $204.57 | -2.4% | COM | 03027X100 |
| — | NUVEEN MUN HIGH INCOME OPPORTU COM | 138,751 | $2M | 0.4% | $13.38 | — | COM | 670682103 |
| GPN | GLOBAL PAYMENTS INC | 8,356 | $1.8M | 0.3% | $155.39 | +14.8% | COM | 37940X102 |
| FBND | FIDELITY TOTAL BOND ETF | 33,138 | $1.797M | 0.3% | $52.26 | — | TOTAL BD ETF | 316188309 |
| — | PIMCO MUN INCOME FD II COM | 122,082 | $1.745M | 0.3% | $12.94 | — | COM | 72200W106 |
| PFF | ISHARES TR PFD AND INCM SEC | 42,078 | $1.62M | 0.3% | $37.85 | — | PFD AND INCM SEC | 464288687 |
| WMT | WALMART INC COM | 11,051 | $1.593M | 0.3% | $44.66 | +1.3% | COM | 931142103 |
| COST | COSTCO WHOLESALE CORP COM USD0.01 | 3,993 | $1.504M | 0.3% | $334.53 | +3.8% | COM | 22160K105 |
| SPXL | DIREXION DLY S&P 500 BULL 3X | 19,620 | $1.417M | 0.3% | $54.03 | — | DRX S&P500BULL | 25459W862 |
| — | PIMCO MUN INCOME FD COM | 101,177 | $1.401M | 0.2% | $13.77 | — | COM | 72200R107 |
| SBUX | STARBUCKS CORP COM USD0.001 | 11,542 | $1.234M | 0.2% | $69.63 | +22.3% | COM | 855244109 |
| SPY | SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT | 3,216 | $1.202M | 0.2% | $294.04 | — | TR UNIT | 78462F103 |
| SOXL | DIREXION DAILY SEMICONDUCTOR BULL 3X SHARES | 2,572 | $1.199M | 0.2% | $466.17 | — | DLY SCOND 3XBU | 25459W458 |
| DFEN | DIREXION SHARES ETF TRUST DAILY AEROSPACE &DEFENSE BULL 3X SHARES | 67,136 | $1.135M | 0.2% | $15.05 | — | DLY AEROSPC 3X | 25460E661 |
| MO | ALTRIA GROUP INC | 27,170 | $1.113M | 0.2% | $34.02 | -21.5% | COM | 02209S103 |
| QCOM | QUALCOMM INC | 7,225 | $1.1M | 0.2% | $112.60 | +10.8% | COM | 747525103 |
| CCK | CROWN HLDGS INC COM | 10,685 | $1.07M | 0.2% | $50.80 | +71.9% | COM | 228368106 |
| HYG | ISHARES TR IBOXX HI YD ETF | 12,135 | $1.059M | 0.2% | $84.70 | — | IBOXX HI YD ETF | 464288513 |
| UPS | UNITED PARCEL SERVICE INC | 6,189 | $1.042M | 0.2% | $73.41 | +86.5% | CL B | 911312106 |
| — | BLACKROCK INC COM USD0.01 | 1,371 | $989K | 0.2% | $471.88 | — | COM | 09247X101 |
| NEE | NEXTERA ENERGY INC COM USD0.01 | 12,830 | $989K | 0.2% | $65.35 | +0.4% | COM | 65339F101 |
| NUGT | DIREXION SHS ETF TR DLY GOLD INDX 2X | 14,238 | $988K | 0.2% | $78.20 | — | DLY GOLD INDX 2X | 25460G781 |
| — | DIREXION SHS ETF TR SP BIOTCH BL NEW | 9,642 | $968K | 0.2% | $56.25 | — | SP BIOTCH BL NEW | 25490K323 |
| INTC | INTEL CORP COM USD0.001 | 19,340 | $963K | 0.2% | $44.92 | -2.0% | COM | 458140100 |
| VTI | VANGUARD IDX FUND | 4,741 | $922K | 0.2% | $165.47 | — | TOTAL STK MKT | 922908769 |
| VNQ | VANGUARD REAL ESTATE ETF | 10,089 | $856K | 0.2% | $80.14 | — | REAL ESTATE ETF | 922908553 |
| AZTA | BROOKS AUTOMATION INC NEW COM | 12,241 | $830K | 0.1% | $26.27 | +136.2% | COM | 114340102 |
| BA | BOEING CO COM USD5.00 | 3,845 | $823K | 0.1% | $251.81 | -23.7% | COM | 097023105 |
| — | MFS MUNICIPAL INCOME TRUST | 119,462 | $798K | 0.1% | $6.85 | — | SH BEN INT | 552738106 |
| FNCL | FIDELITY MSCI FINLS INDEX ETF | 17,841 | $753K | 0.1% | $32.63 | — | MSCI FINLS IDX | 316092501 |
| MRK | MERCK &CO. INC COM | 8,772 | $717K | 0.1% | $46.66 | +39.0% | COM | 58933Y105 |
| BABA | ALIBABA GROUP HOLDING LTD SPON ADS EACH REP 8 ORD SHS | 2,923 | $680K | 0.1% | $172.45 | — | SPONSORED ADS | 01609W102 |
| MCD | MCDONALD S CORP | 3,017 | $647K | 0.1% | $171.76 | +12.5% | COM | 580135101 |
| BAC | BK OF AMERICA CORP COM | 21,028 | $637K | 0.1% | $16.97 | +39.4% | COM | 060505104 |
| CURE | DRX DLY HEALTHCARE BULL 3X | 8,138 | $626K | 0.1% | $45.85 | — | HEALTHCARE BUL | 25459Y876 |
| IDRV | ISHARES TR SELF DRIVNG EV | 14,388 | $621K | 0.1% | $43.16 | — | SELF DRIVNG EV | 46435U366 |
| TMUS | T-MOBILE US INC COM | 4,612 | $621K | 0.1% | $111.99 | +6.6% | COM | 872590104 |
| NKE | NIKE INC CLASS B COM NPV | 4,309 | $609K | 0.1% | $87.47 | +40.9% | CL B | 654106103 |
| BND | VANGUARD BD INDEX FDS TOTAL BND MRKT | 6,625 | $584K | 0.1% | $88.00 | — | TOTAL BND MRKT | 921937835 |
| CVS | CVS HEALTH CORPORATION COM USD0.01 | 8,541 | $583K | 0.1% | $52.73 | +4.7% | COM | 126650100 |
| XYZ | SQUARE INC CL A | 2,671 | $581K | 0.1% | $169.01 | +15.4% | CL A | 852234103 |
| PM | PHILIP MORRIS INTERNATIONAL INC COM NPV | 6,965 | $576K | 0.1% | $56.86 | +6.1% | COM | 718172109 |
| BMY | BRISTOL-MYERS SQUIBB CO COM | 9,285 | $575K | 0.1% | $43.42 | +15.2% | COM | 110122108 |
| BFH | ALLIANCE DATA SYSTEM COM USD0.01 | 7,755 | $574K | 0.1% | $49.89 | -7.8% | COM | 018581108 |
| VXUS | VANGUARD TOTAL INTERNATIONAL STOCK INDEX FUND | 9,262 | $557K | 0.1% | $52.66 | — | VG TL INTL STK F | 921909768 |
| DIS | DISNEY WALT CO COM | 3,043 | $551K | 0.1% | $128.46 | +9.2% | COM | 254687106 |
| TDOC | TELADOC HEALTH INC COM | 2,646 | $529K | 0.1% | $147.18 | +38.2% | COM | 87918A105 |
| UNH | UNITEDHEALTH GROUP INC | 1,502 | $527K | 0.1% | $256.63 | +20.1% | COM | 91324P102 |
| UNP | UNION PAC CORP COM | 2,523 | $525K | 0.1% | $82.20 | +116.6% | COM | 907818108 |
| MU | MICRON TECHNOLOGY INC | 6,409 | $481K | 0.1% | $47.43 | +24.0% | COM | 595112103 |
| SHOP | SHOPIFY INC COM NPV CL A ISIN #CA82509L1076 SEDOL #BX865C7 | 424 | $479K | 0.1% | $45.08 | +132.9% | CL A | 82509L107 |
| TNA | DIREXION DAILY SMALL CAP BULL 3X SHARES | 6,937 | $460K | 0.1% | $44.72 | — | DLY SMCAP BULL3X | 25459W847 |
| IAGG | ISHARES INTL AGGREGATE BOND | 8,078 | $454K | 0.1% | $54.40 | — | CORE INTL AGGR | 46435G672 |
| AVGO | BROADCOM INC COM | 974 | $426K | 0.1% | $30.94 | +12.6% | COM | 11135F101 |
| VUG | VANGUARD INDEX FDS VANGUARD GROWTH ETF FORMERLY VANGUARD INDEX TR VIPERS | 1,613 | $408K | 0.1% | $176.04 | — | GROWTH ETF | 922908736 |
| META | FACEBOOK INC-CLASS A | 1,471 | $401K | 0.1% | $147.42 | +84.7% | CL A | 30303M102 |
| INTU | INTUIT INC | 1,032 | $392K | 0.1% | $149.29 | +127.9% | COM | 461202103 |
| — | EATON VANCE ENHANCED EQUITY IN COM | 17,820 | $386K | 0.1% | $16.95 | — | COM | 278277108 |
| VGT | VANGUARD WORLD FDS VANGUARD INFORMATION TECHNOLOGY ETF | 1,023 | $362K | 0.1% | $287.39 | — | INF TECH ETF | 92204A702 |
| CRSP | CRISPR THERAPEUTICS AG COM CHF0.03 | 2,355 | $360K | 0.1% | $89.46 | +32.1% | NAMEN AKT | H17182108 |
| MIDU | DIREXION DAILY MID CAP BULL 3X SHARES ETF | 8,539 | $343K | 0.1% | $30.10 | — | DLY MIDCAP ETF3X | 25459W730 |
| BIV | VANGUARD BD INDEX FDS INTERMED TERM | 3,667 | $340K | 0.1% | $86.71 | — | INTERMED TERM | 921937819 |
| VZ | VERIZON COMMUNICATIONS INC | 5,785 | $339K | 0.1% | $35.54 | +23.7% | COM | 92343V104 |
| — | ROYAL DUTCH SHELL ADR REP 2 CL A ORD | 9,556 | $335K | 0.1% | $38.73 | — | SPONS ADR A | 780259206 |
| — | ICAD INC | 24,700 | $326K | 0.1% | $13.20 | — | COM NEW | 44934S206 |
| EG | EVEREST RE GROUP LTD | 1,376 | $322K | 0.1% | $224.76 | -11.2% | COM | G3223R108 |
| — | AMYRIS INC COM NEW | 50,905 | $314K | 0.1% | $3.42 | — | COM NEW | 03236M200 |
| PEP | PEPSICO INC | 2,109 | $312K | 0.1% | $76.66 | +58.2% | COM | 713448108 |
| BIB | PROSHARES ULTRA NASDAQ BIOTECHNOLOGY | 3,547 | $306K | 0.1% | $72.47 | — | PSHS ULT NASB | 74347R214 |
| ABBV | ABBVIE INC COM USD0.01 | 2,805 | $300K | 0.1% | $56.01 | +40.9% | COM | 00287Y109 |
| — | BANKFINANCIAL CORPORATION COM USD0.01 | 33,824 | $296K | 0.1% | $8.78 | — | COM | 06643P104 |
| CVX | CHEVRON CORP NEW COM | 3,497 | $295K | 0.1% | $77.38 | -16.0% | COM | 166764100 |
| EFA | ISHARES MSCI EAFE ETF | 3,833 | $279K | 0.0% | $61.13 | — | MSCI EAFE ETF | 464287465 |
| KR | KROGER CO COM USD1.00 | 8,775 | $278K | 0.0% | $21.78 | +33.4% | COM | 501044101 |
| ISTB | ISHARES CORE 1-5 YEAR USD BOND ETF | 5,174 | $267K | 0.0% | $50.39 | — | CORE 1 5 YR USD | 46432F859 |
| ROKU | ROKU INC COM CL A | 798 | $264K | 0.0% | $262.32 | 0.0% | COM CL A | 77543R102 |
| ZM | ZOOM VIDEO COMMUNICATIONS INC CL A | 774 | $261K | 0.0% | $355.13 | +25.5% | CL A | 98980L101 |
| — | MFS HIGH INCOME MUNICIPAL TRUST | 51,178 | $259K | 0.0% | $4.84 | — | SH BEN INT | 59318D104 |
| OEF | ISHARES S&P 100 INDEX FUND | 1,469 | $252K | 0.0% | $141.78 | — | S&P 100 ETF | 464287101 |
| WFC | WELLS FARGO CO NEW COM | 8,364 | $252K | 0.0% | $21.83 | +5.5% | COM | 949746101 |
| — | GENERAL ELECTRIC CO COM USD0.06 | 23,054 | $248K | 0.0% | $11.09 | — | COM | 369604103 |
| IBM | INTERNATIONAL BUS MACH CORP COM USD0.20 | 1,915 | $241K | 0.0% | $93.41 | 0.0% | COM | 459200101 |
| GLD | SPDR GOLD TR GOLD SHS | 1,338 | $238K | 0.0% | $178.66 | — | GOLD SHS | 78463V107 |
| — | VIACOMCBS INC CL B | 6,324 | $235K | 0.0% | $37.16 | — | CL B | 92556H206 |
| F | FORD MTR CO DEL COM | 26,406 | $232K | 0.0% | $5.63 | +12.9% | COM | 345370860 |
| VTRS | VIATRIS INC COM | 12,059 | $225K | 0.0% | $13.33 | 0.0% | COM | 92556V106 |
| IJK | ISHARES S&P MID-CAP 400 GROWTH ETF | 3,061 | $221K | 0.0% | $72.20 | — | S&P MC 400GR ETF | 464287606 |
| HIBL | DIREXION SHS ETF TR DAILY S&P BULL | 950 | $216K | 0.0% | $227.37 | — | DAILY S&P BULL | 25460G856 |
| SCHW | SCHWAB CHARLES CORP COM | 4,086 | $216K | 0.0% | $42.34 | 0.0% | COM | 808513105 |
| MA | MASTERCARD INCORPORATED CL A | 603 | $215K | 0.0% | $315.67 | +2.4% | CL A | 57636Q104 |
| INSP | INSPIRE MED SYS INC COM | 1,110 | $208K | 0.0% | $163.50 | 0.0% | COM | 457730109 |
| KMB | KIMBERLY-CLARK CORP COM | 1,527 | $205K | 0.0% | $112.80 | +2.8% | COM | 494368103 |
| — | VIRNETX HOLDING CORP | 40,732 | $205K | 0.0% | $5.53 | — | COM | 92823T108 |
| SWKS | SKYWORKS SOLUTIONS INC | 1,334 | $203K | 0.0% | $128.41 | 0.0% | COM | 83088M102 |
| PODD | INSULET CORP | 790 | $201K | 0.0% | $210.61 | +17.8% | COM | 45784P101 |
| VTWO | VANGUARD RUSSELL 2000 ETF | 1,270 | $201K | 0.0% | $158.27 | — | VNG RUS2000IDX | 92206C664 |
| — | AMPIO PHARMACEUTICALS INC | 111,788 | $177K | 0.0% | $0.90 | — | COM | 03209T109 |
| CRON | CRONOS GROUP INC COM NPV ISIN #CA22717L1013 SEDOL #BF01YS3 | 25,474 | $176K | 0.0% | $6.88 | 0.0% | COM | 22717L101 |
| — | NUVEEN PENNSYLVANIA QLT MUN FD COM | 11,776 | $170K | 0.0% | $14.11 | — | COM | 670972108 |
| — | SIRIUS XM HOLDINGS INC COM | 25,524 | $162K | 0.0% | $4.02 | — | COM | 82968B103 |
| PED | PEDEVCO CORP COM PAR | 100,000 | $151K | 0.0% | $1.43 | 0.0% | COM PAR | 70532Y303 |
| — | THERAPEUTICSMD INC COM USD0.001 | 91,499 | $110K | 0.0% | $1.22 | — | COM | 88338N107 |
| — | HEXO CORP COM NPV (POST REV SPLIT) ISIN #CA4283043079 SEDOL #BMDCRL6 | 26,391 | $97,000 | 0.0% | $3.68 | — | COM NEW | 428304307 |
| — | APHRIA INC COM NPV ISIN #CA03765K1049 SEDOL #BTC2NF2 | 11,358 | $78,000 | 0.0% | $6.87 | — | COM | 03765K104 |
| RIG | TRANSOCEAN LIMITED COM CHF0.10 | 20,210 | $46,000 | 0.0% | $1.62 | -9.3% | REG SHS | H8817H100 |
| — | SURGALIGN HOLDINGS INC COM | 20,000 | $43,000 | 0.0% | $2.15 | — | COM | 86882C105 |
| — | AZURRX BIOPHARMA INC COM | 31,999 | $31,000 | 0.0% | $0.84 | — | COM | 05502L105 |
| — | AIM IMMUNOTECH INC COM | 14,777 | $26,000 | 0.0% | $2.46 | — | COM | 00901B105 |