Location: Rocky Mount, NC
CIK: 0001615135 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 9, 2016
Total Value: $374M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| LOW | LOWES COS INC | 1,262,033 | $95.97M | 25.6% | $76.04 * | $37.84 | +67.1% | COM | 548661107 |
| VYM | VANGUARD WHITEHALL FDS INC | 261,254 | $17.44M | 4.7% | $66.75 | $65.33 | +2.2% | HIGH DIV YLD | 921946406 |
| — | RYDEX ETF TRUST | 186,395 | $14.29M | 3.8% | $76.64 | $76.44 | — | GUG S&P500 EQ WT | 78355W106 |
| SPY | SPDR S&P 500 ETF TR | 69,411 | $14.15M | 3.8% | $203.87 | $192.71 | +5.8% | TR UNIT | 78462F103 |
| VCSH | VANGUARD SCOTTSDALE FDS | 115,215 | $9.101M | 2.4% | $78.99 | $80.14 | -1.4% | SHRT TRM CORP BD | 92206C409 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 105,407 | $8.196M | 2.2% | $77.76 | $76.75 | +1.3% | DIV APP ETF | 921908844 |
| VO | VANGUARD INDEX FDS | 58,870 | $7.071M | 1.9% | $120.11 * | $28.81 | +4.2% | MID CAP ETF | 922908629 |
| EFAV | ISHARES TR | 107,439 | $6.97M | 1.9% | $64.87 | $63.70 | +1.8% | EAFE MIN VOL ETF | 46429B689 |
| DXJ | WISDOMTREE TR | 138,535 | $6.938M | 1.9% | $50.08 * | $165.64 | -9.3% | JAPN HEDGE EQT | 97717W851 |
| VEU | VANGUARD INTL EQUITY INDEX F | 154,915 | $6.725M | 1.8% | $43.41 | $50.99 | -14.9% | ALLWRLD EX US | 922042775 |
| IGSB | ISHARES | 62,749 | $6.564M | 1.8% | $104.61 * | $52.71 | -0.8% | 1-3 YR CR BD ETF | 464288646 |
| IWS | ISHARES TR | 85,216 | $5.851M | 1.6% | $68.66 | $69.81 | -1.6% | RUS MDCP VAL ETF | 464287473 |
| IWD | ISHARES TR | 59,393 | $5.812M | 1.6% | $97.86 | $98.10 | -0.2% | RUS 1000 VAL ETF | 464287598 |
| HEDJ | WISDOMTREE TR | 97,913 | $5.269M | 1.4% | $53.81 * | $30.02 | -10.4% | EUROPE HEDGED EQ | 97717X701 |
| — | POWERSHARES ETF TR II | 117,943 | $4.549M | 1.2% | $38.57 | $38.09 | — | S&P500 LOW VOL | 73937B779 |
| CWB | SPDR SERIES TRUST | 102,126 | $4.42M | 1.2% | $43.28 | $48.78 | -11.3% | BRC CNV SECS ETF | 78464A359 |
| — | CREDIT SUISSE NASSAU BRH | 149,485 | $4.126M | 1.1% | $27.60 | $24.51 | — | X LNG SHT EQUT | 22542D878 |
| PM | PHILIP MORRIS INTL INC | 44,282 | $3.894M | 1.0% | $87.94 * | $48.23 | +10.9% | COM | 718172109 |
| — | RYDEX ETF TRUST | 41,244 | $3.806M | 1.0% | $92.28 | $85.41 | — | GUG S&P500EQWTTE | 78355W817 |
| PFE | PFIZER INC | 111,603 | $3.603M | 1.0% | $32.28 * | $18.49 | +7.6% | COM | 717081103 |
| — | GENERAL ELECTRIC CO | 103,353 | $3.22M | 0.9% | $31.16 | $26.29 | — | COM | 369604103 |
| — | SPDR SERIES TRUST | 131,694 | $3.208M | 0.9% | $24.36 | $24.33 | — | NUVN BR SHT MUNI | 78464A425 |
| RWO | SPDR INDEX SHS FDS | 66,816 | $3.127M | 0.8% | $46.80 | $45.68 | +2.4% | DJ GLB RL ES ETF | 78463X749 |
| MO | ALTRIA GROUP INC | 52,898 | $3.081M | 0.8% | $58.24 * | $19.32 | +54.5% | COM | 02209S103 |
| — | RYDEX ETF TRUST | 64,578 | $3.069M | 0.8% | $47.52 | $51.21 | — | GUG RUSS MCP EQL | 78355W577 |
| VUG | VANGUARD INDEX FDS | 28,704 | $3.054M | 0.8% | $106.40 * | $16.00 | +10.8% | GROWTH ETF | 922908736 |
| MET | METLIFE INC | 62,774 | $3.026M | 0.8% | $48.20 * | $31.84 | -4.0% | COM | 59156R108 |
| — | RYDEX ETF TRUST | 18,986 | $2.914M | 0.8% | $153.48 | $148.38 | — | GUG S&P500EQWTHC | 78355W841 |
| VNQ | VANGUARD INDEX FDS | 36,203 | $2.886M | 0.8% | $79.72 | $74.63 | +6.8% | REIT ETF | 922908553 |
| DOL | WISDOMTREE TR | 66,685 | $2.878M | 0.8% | $43.16 | $48.13 | -10.3% | INTL LRGCAP DV | 97717W794 |
| — | MYLAN N V | 50,535 | $2.732M | 0.7% | $54.06 | $54.06 | — | SHS EURO | N59465109 |
| BMY | BRISTOL MYERS SQUIBB CO | 37,329 | $2.568M | 0.7% | $68.79 * | $33.64 | +45.3% | COM | 110122108 |
| — | AMERICAN EXPRESS CO | 36,610 | $2.546M | 0.7% | $69.54 | $93.39 | — | COM | 25816109 |
| — | E M C CORP MASS | 97,342 | $2.5M | 0.7% | $25.68 | $26.03 | — | COM | 268648102 |
| XOM | EXXON MOBIL CORP | 31,801 | $2.479M | 0.7% | $77.95 * | $60.58 | -17.0% | COM | 30231G102 |
| EFA | ISHARES TR | 41,428 | $2.433M | 0.7% | $58.73 | $62.19 | -5.6% | MSCI EAFE ETF | 464287465 |
| DLS | WISDOMTREE TR | 41,608 | $2.417M | 0.6% | $58.09 | $60.70 | -4.3% | INTL SMCAP DIV | 97717W760 |
| TSN | TYSON FOODS INC | 44,840 | $2.391M | 0.6% | $53.32 * | $31.99 | +30.9% | CL A | 902494103 |
| VZ | VERIZON COMMUNICATIONS INC | 51,472 | $2.379M | 0.6% | $46.22 * | $27.16 | +1.0% | COM | 92343V104 |
| MDT | MEDTRONIC PLC | 28,668 | $2.206M | 0.6% | $76.95 * | $58.21 | +3.2% | SHS | G5960L103 |
| MDLZ | MONDELEZ INTL INC | 48,664 | $2.183M | 0.6% | $44.86 * | $28.30 | +26.1% | CL A | 609207105 |
| COF | CAPITAL ONE FINL CORP | 29,595 | $2.136M | 0.6% | $72.17 * | $64.32 | -6.3% | COM | 14040H105 |
| VTV | VANGUARD INDEX FDS | 25,860 | $2.108M | 0.6% | $81.52 | $79.27 | +2.8% | VALUE ETF | 922908744 |
| QCOM | QUALCOMM INC | 41,080 | $2.053M | 0.5% | $49.98 * | $55.14 | -31.6% | COM | 747525103 |
| — | APPLE INC | 18,525 | $1.95M | 0.5% | $105.26 | $103.82 | — | COM | 37833100 |
| TM | TOYOTA MOTOR CORP | 15,463 | $1.903M | 0.5% | $123.07 | $122.21 | +0.7% | SP ADR REP2COM | 892331307 |
| FICO | FAIR ISAAC CORP | 20,015 | $1.885M | 0.5% | $94.18 | $89.86 | +4.7% | COM | 303250104 |
| — | POWERSHARES QQQ TRUST | 16,784 | $1.877M | 0.5% | $111.83 | $96.67 | — | UNIT SER 1 | 73935A104 |
| VOE | VANGUARD INDEX FDS | 21,330 | $1.833M | 0.5% | $85.94 | $85.29 | +0.8% | MCAP VL IDXVIP | 922908512 |
| — | AGRIUM INC | 19,848 | $1.773M | 0.5% | $89.33 | $90.70 | — | COM | 8916108 |
| VV | VANGUARD INDEX FDS | 18,500 | $1.73M | 0.5% | $93.51 | $87.68 | +6.6% | LARGE CAP ETF | 922908637 |
| TER | TERADYNE INC | 83,550 | $1.727M | 0.5% | $20.67 * | $17.18 | +13.2% | COM | 880770102 |
| MSFT | MICROSOFT CORP | 29,847 | $1.656M | 0.4% | $55.48 * | $35.20 | +38.0% | COM | 594918104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 11,941 | $1.643M | 0.4% | $137.59 * | $111.56 | -22.9% | COM | 459200101 |
| EMB | ISHARES | 15,469 | $1.636M | 0.4% | $105.76 | $113.24 | -6.6% | JP MOR EM MK ETF | 464288281 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 6,045 | $1.536M | 0.4% | $254.09 | $260.23 | -2.4% | UTSER1 S&PDCRP | 78467Y107 |
| DUK | DUKE ENERGY CORP NEW | 20,232 | $1.444M | 0.4% | $71.37 * | $44.49 | +6.4% | COM NEW | 26441C204 |
| ORCL | ORACLE CORP | 38,997 | $1.425M | 0.4% | $36.54 * | $34.14 | -8.0% | COM | 68389X105 |
| MMM | 3M CO | 9,263 | $1.395M | 0.4% | $150.60 * | $81.99 | +10.5% | COM | 88579Y101 |
| KO | COCA COLA CO | 32,095 | $1.379M | 0.4% | $42.97 * | $28.28 | +11.0% | COM | 191216100 |
| ZBH | ZIMMER BIOMET HLDGS INC | 12,370 | $1.269M | 0.3% | $102.59 * | $88.67 | +3.6% | COM | 98956P102 |
| — | UNITED TECHNOLOGIES CORP | 12,850 | $1.234M | 0.3% | $96.03 | $109.33 | — | COM | 913017109 |
| MRK | MERCK & CO INC NEW | 23,301 | $1.233M | 0.3% | $52.92 * | $38.13 | -3.0% | COM | 58933Y105 |
| — | BERKSHIRE HATHAWAY INC DEL | 6 | $1.187M | 0.3% | $197833.33 | $189833.33 | — | CL A | 84670108 |
| VB | VANGUARD INDEX FDS | 10,558 | $1.168M | 0.3% | $110.63 | $111.89 | -1.1% | SMALL CP ETF | 922908751 |
| BABA | ALIBABA GROUP HLDG LTD | 14,043 | $1.141M | 0.3% | $81.25 | $88.99 | -8.7% | SPONSORED ADS | 01609W102 |
| — | ALLERGAN PLC | 3,558 | $1.112M | 0.3% | $312.54 | $312.54 | — | SHS | G0177J108 |
| DEO | DIAGEO P L C | 10,110 | $1.103M | 0.3% | $109.10 | $126.02 | -13.4% | SPON ADR NEW | 25243Q205 |
| KHC | KRAFT HEINZ CO | 14,927 | $1.086M | 0.3% | $72.75 * | $47.82 | -1.9% | COM | 500754106 |
| — | WISDOMTREE TR | 15,000 | $1.066M | 0.3% | $71.07 | $70.67 | — | TTL EARNING FD | 97717W596 |
| FLOT | ISHARES TR | 19,547 | $986K | 0.3% | $50.44 | $50.68 | -0.5% | FLTG RATE BD ETF | 46429B655 |
| PMT | PENNYMAC MTG INVT TR | 64,012 | $977K | 0.3% | $15.26 | $21.88 | — | COM | 70931T103 |
| — | CLAYMORE EXCHANGE TRD FD TR | 24,715 | $950K | 0.3% | $38.44 | $45.79 | — | GUGG SPINOFF ETF | 18383M605 |
| FXH | FIRST TR EXCHANGE TRADED FD | 15,565 | $941K | 0.3% | $60.46 | $56.46 | +7.1% | HLTH CARE ALPH | 33734X143 |
| — | KKR & CO L P DEL | 58,127 | $906K | 0.2% | $15.59 | $22.74 | — | COM UNITS | 48248M102 |
| MCD | MCDONALDS CORP | 7,461 | $881K | 0.2% | $118.08 * | $74.88 | +23.7% | COM | 580135101 |
| HCA | HCA HOLDINGS INC | 13,010 | $880K | 0.2% | $67.64 * | $82.31 | -23.6% | COM | 40412C101 |
| — | CLAYMORE EXCHANGE TRD FD TR | 24,012 | $865K | 0.2% | $36.02 | $34.97 | — | GUGG CHN TECH | 18383Q135 |
| MGM | MGM RESORTS INTERNATIONAL | 38,050 | $864K | 0.2% | $22.71 * | $22.96 | -6.6% | COM | 552953101 |
| SDY | SPDR SERIES TRUST | 11,340 | $834K | 0.2% | $73.54 | $74.92 | -1.8% | S&P DIVID ETF | 78464A763 |
| — | KAPSTONE PAPER & PACKAGING C | 34,676 | $783K | 0.2% | $22.58 | $29.69 | — | COM | 48562P103 |
| PFF | ISHARES | 19,142 | $744K | 0.2% | $38.87 | $39.30 | -1.2% | U.S. PFD STK ETF | 464288687 |
| CSCO | CISCO SYS INC | 26,521 | $720K | 0.2% | $27.15 * | $18.15 | +9.3% | COM | 17275R102 |
| — | EXPRESS SCRIPTS HLDG CO | 8,099 | $708K | 0.2% | $87.42 | $69.56 | — | COM | 30219G108 |
| — | ALLIANCE BANCORP INC PA NEW | 28,531 | $704K | 0.2% | $24.67 | $25.19 | — | COM | 01890A108 |
| XLV | SELECT SECTOR SPDR TR | 9,646 | $695K | 0.2% | $72.05 | $62.86 | +14.6% | SBI HEALTHCARE | 81369Y209 |
| — | SPECTRA ENERGY CORP | 28,281 | $677K | 0.2% | $23.94 | $41.97 | — | COM | 847560109 |
| NTTYY | NIPPON TELEG & TEL CORP | 16,045 | $638K | 0.2% | $39.76 | $37.85 | +5.0% | SPONSORED ADR | 654624105 |
| JNJ | JOHNSON & JOHNSON | 6,215 | $638K | 0.2% | $102.65 * | $72.99 | +6.7% | COM | 478160104 |
| T | AT&T INC | 18,356 | $632K | 0.2% | $34.43 * | $12.09 | +5.5% | COM | 00206R102 |
| IBB | ISHARES TR | 1,861 | $630K | 0.2% | $338.53 * | $101.77 | +10.8% | NASDQ BIOTEC ETF | 464287556 |
| — | WELLTOWER INC | 10,300 | $626K | 0.2% | $60.78 | $60.76 | — | 6.50% PFD PREPET | 95040Q203 |
| PG | PROCTER & GAMBLE CO | 7,476 | $594K | 0.2% | $79.45 * | $58.53 | +3.1% | COM | 742718109 |
| — | UNILEVER N V | 13,354 | $578K | 0.2% | $43.28 | $43.28 | — | N Y SHS NEW | 904784709 |
| PHG | KONINKLIJKE PHILIPS N V | 22,660 | $577K | 0.2% | $25.46 | $32.43 | -21.5% | NY REG SH NEW | 500472303 |
| SAN | BANCO SANTANDER SA | 112,489 | $548K | 0.1% | $4.87 | $8.52 | -42.8% | ADR | 05964H105 |
| NVS | NOVARTIS A G | 6,374 | $548K | 0.1% | $85.97 | $88.65 | -2.9% | SPONSORED ADR | 66987V109 |
| — | NORTHSTAR RLTY FIN CORP | 31,305 | $533K | 0.1% | $17.03 | $17.03 | — | COM | 66704R803 |
| SNY | SANOFI | 12,212 | $521K | 0.1% | $42.66 | $46.01 | -7.3% | SPONSORED ADR | 80105N105 |
| — | BLACKROCK MUNIASSETS FD INC | 36,300 | $518K | 0.1% | $14.27 | $12.91 | — | COM | 09254J102 |
| IWM | ISHARES TR | 4,396 | $495K | 0.1% | $112.60 | $114.21 | -1.4% | RUSSELL 2000 ETF | 464287655 |
| JPM | JPMORGAN CHASE & CO | 7,414 | $490K | 0.1% | $66.09 * | $43.36 | +16.2% | COM | 46625H100 |
| VEA | VANGUARD TAX MANAGED INTL FD | 13,123 | $482K | 0.1% | $36.73 | $40.67 | -9.7% | FTSE DEV MKT ETF | 921943858 |
| BTI | BRITISH AMERN TOB PLC | 4,359 | $481K | 0.1% | $110.35 | $114.68 | -3.7% | SPONSORED ADR | 110448107 |
| — | ROYAL DUTCH SHELL PLC | 10,442 | $478K | 0.1% | $45.78 | $80.76 | — | SPONS ADR A | 780259206 |
| UBS | UBS GROUP AG | 23,030 | $446K | 0.1% | $19.37 | $19.51 | -0.7% | SHS | H42097107 |
| HMC | HONDA MOTOR LTD | 13,637 | $435K | 0.1% | $31.90 | $32.42 | -1.5% | AMERN SHS | 438128308 |
| KMB | KIMBERLY CLARK CORP | 3,394 | $433K | 0.1% | $127.58 * | $73.46 | +23.3% | COM | 494368103 |
| PYPL | PAYPAL HLDGS INC | 11,924 | $432K | 0.1% | $36.23 | $35.84 | +0.8% | COM | 70450Y103 |
| — | CINCINNATI BELL INC NEW | 115,400 | $415K | 0.1% | $3.60 | $3.74 | — | COM | 171871106 |
| — | NUVEEN AMT-FREE MUN INCOME F | 28,991 | $402K | 0.1% | $13.87 | $13.47 | — | COM | 670657105 |
| GLD | SPDR GOLD TRUST | 3,900 | $396K | 0.1% | $101.54 | $107.76 | -5.8% | GOLD SHS | 78463V107 |
| CVX | CHEVRON CORP NEW | 4,377 | $394K | 0.1% | $90.02 * | $72.72 | -19.4% | COM | 166764100 |
| MFC | MANULIFE FINL CORP | 25,200 | $378K | 0.1% | $15.00 | $16.13 | -7.1% | COM | 56501R106 |
| — | ARTESIAN RESOURCES CORP | 13,050 | $361K | 0.1% | $27.66 | $24.14 | — | CL A | 43113208 |
| — | POWERSHARES ETF TRUST | 4,115 | $357K | 0.1% | $86.76 | $88.44 | — | FTSE RAFI 1000 | 73935X583 |
| — | ABB LTD | 19,897 | $353K | 0.1% | $17.74 | $17.74 | — | SPONSORED ADR | 375204 |
| EPD | ENTERPRISE PRODS PARTNERS L | 13,666 | $350K | 0.1% | $25.61 | $25.11 | — | COM | 293792107 |
| MU | MICRON TECHNOLOGY INC | 24,600 | $348K | 0.1% | $14.15 * | $30.11 | -54.1% | COM | 595112103 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 5,111 | $347K | 0.1% | $67.89 | $67.89 | — | COM UNIT RP LP | 559080106 |
| EUO | PROSHARES TR II | 13,400 | $342K | 0.1% | $25.52 | $18.49 | — | ULTRASHRT EURO | 74347W882 |
| DHS | WISDOMTREE TR | 5,700 | $337K | 0.1% | $59.12 | $57.87 | +2.1% | EQTY INC FD | 97717W208 |
| EBAY | EBAY INC | 11,924 | $328K | 0.1% | $27.51 * | $19.51 | +25.4% | COM | 278642103 |
| IVE | ISHARES TR | 3,640 | $322K | 0.1% | $88.46 | $88.34 | +0.2% | S&P 500 VAL ETF | 464287408 |
| BCE | BCE INC | 7,838 | $303K | 0.1% | $38.66 * | $23.19 | -7.5% | COM NEW | 05534B760 |
| DIS | DISNEY WALT CO | 2,841 | $301K | 0.1% | $105.95 * | $100.24 | -3.4% | COM DISNEY | 254687106 |
| XLK | SELECT SECTOR SPDR TR | 6,500 | $278K | 0.1% | $42.77 * | $21.53 | -0.5% | TECHNOLOGY | 81369Y803 |
| IWR | ISHARES TR | 1,660 | $266K | 0.1% | $160.24 * | $38.99 | +2.7% | RUS MID-CAP ETF | 464287499 |
| — | ROYAL DUTCH SHELL PLC | 5,755 | $265K | 0.1% | $46.05 | $46.05 | — | SPON ADR B | 780259107 |
| — | TOTAL S A | 5,891 | $265K | 0.1% | $44.98 | $44.98 | — | SPONSORED ADR | 89151E109 |
| — | REYNOLDS AMERICAN INC | 5,720 | $264K | 0.1% | $46.15 | $59.13 | — | COM | 761713106 |
| UNH | UNITEDHEALTH GROUP INC | 2,232 | $263K | 0.1% | $117.83 * | $84.08 | +19.2% | COM | 91324P102 |
| XLF | SELECT SECTOR SPDR TR | 10,954 | $261K | 0.1% | $23.83 * | $18.38 | +5.3% | SBI INT-FINL | 81369Y605 |
| HSBC | HSBC HLDGS PLC | 6,452 | $255K | 0.1% | $39.52 | $39.62 | -0.4% | SPON ADR NEW | 404280406 |
| SPSB | SPDR SERIES TRUST | 8,293 | $252K | 0.1% | $30.39 | $30.73 | -1.1% | BARC SHT TR CP | 78464A474 |
| EFV | ISHARES | 5,280 | $246K | 0.1% | $46.59 | $57.90 | -19.6% | EAFE VALUE ETF | 464288877 |
| DGS | WISDOMTREE TR | 6,953 | $244K | 0.1% | $35.09 | $45.53 | -23.0% | EMG MKTS SMCAP | 97717W281 |
| — | BECTON DICKINSON & CO | 1,529 | $236K | 0.1% | $154.35 | $154.35 | — | COM | 75887109 |
| IWB | ISHARES TR | 2,025 | $230K | 0.1% | $113.58 | $106.41 | +6.5% | RUS 1000 ETF | 464287622 |
| VLO | VALERO ENERGY CORP NEW | 3,190 | $226K | 0.1% | $70.85 * | $45.50 | +4.2% | COM | 91913Y100 |
| — | GLAXOSMITHKLINE PLC | 5,500 | $225K | 0.1% | $40.91 | $42.69 | — | SPONSORED ADR | 37733W105 |
| TLT | ISHARES TR | 1,806 | $218K | 0.1% | $120.71 | $111.56 | +8.1% | 20+ YR TR BD ETF | 464287432 |
| WFC | WELLS FARGO & CO NEW | 3,938 | $214K | 0.1% | $54.34 * | $40.84 | +0.4% | COM | 949746101 |
| ILCV | ISHARES | 2,595 | $212K | 0.1% | $81.70 * | $41.53 | -1.6% | MRNGSTR LG-CP VL | 464288109 |
| — | ASTRAZENECA PLC | 6,193 | $210K | 0.1% | $33.91 | $33.91 | — | SPONSORED ADR | 46353108 |
| IVV | ISHARES TR | 995 | $204K | 0.1% | $205.03 | $206.57 | -0.8% | CORE S&P500 ETF | 464287200 |
| — | ANTHEM INC | 1,456 | $203K | 0.1% | $139.42 | $139.42 | — | COM | 36752103 |
| — | NORTHSTAR ASSET MGMT GROUP I | 11,275 | $137K | 0.0% | $12.15 | $22.62 | — | COM | 66705Y104 |
| — | NORTHSTAR REALTY EUROPE CORP | 10,260 | $121K | 0.0% | $11.79 | $11.79 | — | COM | 66706L101 |
| — | TCW STRATEGIC INCOME FUND IN | 16,596 | $87,000 | 0.0% | $5.24 | $5.51 | — | COM | 872340104 |
| — | BLACKROCK ENHANCED EQT DIV T | 10,080 | $77,000 | 0.0% | $7.64 | $7.24 | — | COM | 09251A104 |
| — | NEW YORK MTG TR INC | 13,700 | $73,000 | 0.0% | $5.33 | $5.47 | — | COM PAR $.02 | 649604501 |
| — | SWEDISH EXPT CR CORP | 10,000 | $63,000 | 0.0% | $6.30 | $8.20 | — | ROG AGRI ETN22 | 870297603 |