Location: Walnut Creek, CA
CIK: 0001628896 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Oct 30, 2017
Total Value: $400M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | Gugg. Corp. Bullet 2018 | 2,637,132 | $55.88M | 14.0% | $21.19 | $21.32 | — | COM | 18383M530 |
| — | Gugg. Corp. Bullet 2019 | 2,541,638 | $54.01M | 13.5% | $21.25 | $21.23 | — | COM | 18383M522 |
| — | Gugg. HY Bullet 2018 | 1,978,202 | $50.11M | 12.5% | $25.33 | $24.96 | — | COM | 18383M381 |
| — | Gugg. HY Bullet 2019 | 1,857,434 | $45.9M | 11.5% | $24.71 | $24.62 | — | COM | 18383M373 |
| IEFA | iShares Core MSCI EAFE | 527,488 | $33.85M | 8.5% | $64.17 | $57.52 | +11.6% | COM | 46432F842 |
| — | Gugg. HY Bullet 2017 | 827,431 | $21.28M | 5.3% | $25.71 | $25.39 | — | COM | 18383M399 |
| MGV | Vanguard Mega Cap Value ETF | 188,611 | $13.54M | 3.4% | $71.79 | $60.53 | +18.6% | COM | 921910840 |
| — | iShares S&P 600 Index | 169,610 | $12.59M | 3.1% | $74.22 | $90.99 | — | COM | 78464A813 |
| VOE | Vanguard Mid Cap Value ETF | 118,540 | $12.52M | 3.1% | $105.64 | $89.00 | +18.7% | COM | 922908512 |
| VXUS | Vanguard Total International S | 177,813 | $9.732M | 2.4% | $54.73 | $46.74 | +17.1% | COM | 921909768 |
| SCHD | Schwab US Dividend Equity ETF | 201,945 | $9.451M | 2.4% | $46.80 * | $13.62 | +14.6% | COM | 808524797 |
| VPL | Vanguard Pacific Stock ETF | 133,242 | $9.087M | 2.3% | $68.20 | $58.37 | +16.8% | COM | 922042866 |
| DLS | WT Intl. Small Cap Dividend ET | 122,285 | $9.043M | 2.3% | $73.95 | $61.97 | +19.3% | COM | 97717W760 |
| MGC | Vanguard Mega Cap Blend ETF | 72,395 | $6.245M | 1.6% | $86.26 | $70.83 | +21.8% | COM | 921910873 |
| MDY | SPDR S&P MidCap 400 ETF | 14,196 | $4.632M | 1.2% | $326.29 | $250.51 | +30.3% | COM | 78467Y107 |
| AAPL | Apple, Inc. | 28,460 | $4.386M | 1.1% | $154.11 * | $27.11 | +32.6% | COM | 037833100 |
| — | 1/100 Berkshire Htwy Cla | 1,200 | $3.297M | 0.8% | $2747.50 | $2546.67 | — | COM | 084990175 |
| VCSH | Vanguard Short Term Corp Bond | 35,097 | $2.812M | 0.7% | $80.12 | $79.95 | +0.2% | COM | 92206C409 |
| IVV | iShares S&P 500 Index | 10,005 | $2.53M | 0.6% | $252.87 | $201.17 | +25.7% | COM | 464287200 |
| IWM | iShares Russell 2000 | 16,285 | $2.413M | 0.6% | $148.17 | $111.10 | +33.4% | COM | 464287655 |
| BRK/B | Berkshire Hathaway Cl B | 12,200 | $2.237M | 0.6% | $183.36 | $153.96 | +19.1% | COM | 084670702 |
| CVX | Chevron Corp | 17,797 | $2.091M | 0.5% | $117.49 * | $70.93 | +16.2% | COM | 166764100 |
| SCHM | Schwab US Mid-Cap ETF | 38,032 | $1.906M | 0.5% | $50.12 * | $13.93 | +19.9% | COM | 808524508 |
| XOM | Exxon Mobil Corporation | 20,099 | $1.648M | 0.4% | $81.99 * | $55.49 | +1.5% | COM | 30231G102 |
| NOC | Northrop Grumman Corp | 5,116 | $1.472M | 0.4% | $287.72 * | $87.28 | +188.4% | COM | 666807102 |
| T | AT&T | 37,303 | $1.461M | 0.4% | $39.17 * | $12.01 | +35.5% | COM | 00206R102 |
| JNJ | Johnson & Johnson | 10,326 | $1.343M | 0.3% | $130.06 * | $69.00 | +49.8% | COM | 478160104 |
| SCHX | Schwab US Large-Cap ETF | 22,308 | $1.339M | 0.3% | $60.02 * | $8.06 | +24.2% | COM | 808524201 |
| — | General Electric | 44,200 | $1.069M | 0.3% | $24.19 | $25.13 | — | COM | 369604103 |
| MSFT | Microsoft Corp | 14,240 | $1.061M | 0.3% | $74.51 * | $31.27 | +118.0% | COM | 594918104 |
| MINT | Pimco Enhanced Short Maturity | 10,341 | $1.053M | 0.3% | $101.83 | $101.59 | +0.2% | COM | 72201R833 |
| SCHF | Schwab International Equity ET | 29,180 | $977K | 0.2% | $33.48 * | $15.06 | +11.1% | COM | 808524805 |
| MRK | Merck & Co Inc | 13,256 | $849K | 0.2% | $64.05 * | $41.76 | +13.3% | COM | 58933Y105 |
| META | Facebook Inc Class A | 4,956 | $847K | 0.2% | $170.90 | $74.53 | +127.7% | COM | 30303M102 |
| — | Intel Corp | 20,074 | $764K | 0.2% | $38.06 | $30.77 | — | COM | 458140AD2 |
| AMZN | Amazon.com Inc. | 748 | $719K | 0.2% | $961.23 * | $40.85 | +17.7% | COM | 023135106 |
| VOO | Vanguard S&P 500 Index ETF | 3,032 | $700K | 0.2% | $230.87 | $185.97 | +24.1% | COM | 922908363 |
| — | United Technologies Corp. | 5,985 | $695K | 0.2% | $116.12 | $113.64 | — | COM | 913017109 |
| PG | Procter & Gamble Co | 7,541 | $686K | 0.2% | $90.97 * | $59.79 | +22.2% | COM | 742718109 |
| PFE | Pfizer Incorporated | 16,041 | $573K | 0.1% | $35.72 * | $18.66 | +26.1% | COM | 717081103 |
| MCD | McDonalds Corp | 3,563 | $558K | 0.1% | $156.61 * | $74.27 | +73.8% | COM | 580135101 |
| BAC | Bank of America Corporation | 21,990 | $557K | 0.1% | $25.33 * | $16.08 | +30.0% | COM | 060505104 |
| VZ | Verizon Communications | 11,159 | $552K | 0.1% | $49.47 * | $27.45 | +15.9% | COM | 92343V104 |
| — | Xilinx Inc | 7,140 | $506K | 0.1% | $70.87 | $44.97 | — | COM | 983919101 |
| MCK | McKesson Inc. | 3,158 | $485K | 0.1% | $153.58 * | $142.41 | +1.1% | COM | 58155Q103 |
| PEP | Pepsico Incorporated | 3,970 | $442K | 0.1% | $111.34 * | $60.26 | +43.8% | COM | 713448108 |
| EXTR | Extreme Networks Inc | 36,662 | $436K | 0.1% | $11.89 | $5.32 | +123.7% | COM | 30226D106 |
| BK | Bank of NY Mellon Corp | 7,706 | $409K | 0.1% | $53.08 * | $35.50 | +19.2% | COM | 064058100 |
| VIG | Vanguard Div Appreciation | 4,222 | $400K | 0.1% | $94.74 | $77.75 | +21.9% | COM | 921908844 |
| AMGN | Amgen | 2,147 | $400K | 0.1% | $186.31 * | $115.10 | +26.1% | COM | 031162100 |
| CSCO | Cisco Systems | 11,848 | $398K | 0.1% | $33.59 * | $16.46 | +58.6% | COM | 17275R102 |
| GOOGL | Alphabet Inc Class A | 392 | $382K | 0.1% | $974.49 * | $39.86 | +21.2% | COM | 02079K305 |
| MMM | 3M Company | 1,817 | $381K | 0.1% | $209.69 * | $79.33 | +66.3% | COM | 88579Y101 |
| SCHW | Charles Schwab Corp | 8,454 | $370K | 0.1% | $43.77 * | $26.03 | +50.5% | COM | 808513105 |
| IBM | International Business Machine | 2,346 | $340K | 0.1% | $144.93 * | $100.19 | -3.3% | COM | 459200101 |
| SDY | SPDR S&P Dividend ETF | 3,470 | $317K | 0.1% | $91.35 | $77.61 | +17.7% | COM | 78464A763 |
| CAH | Cardinal Health Inc | 4,575 | $306K | 0.1% | $66.89 * | $55.03 | -4.7% | COM | 14149Y108 |
| VTI | Vanguard Total Stock Market ET | 2,341 | $303K | 0.1% | $129.43 | $105.18 | +23.1% | COM | 922908769 |
| GOOG | Alphabet Inc Class C | 313 | $300K | 0.1% | $958.47 * | $41.42 | +14.9% | COM | 02079K107 |
| KMB | Kimberly-Clark Corp | 2,497 | $294K | 0.1% | $117.74 * | $90.99 | -3.1% | COM | 494368103 |
| BMRC | Bank of Marin | 4,190 | $287K | 0.1% | $68.50 * | $22.37 | +16.1% | COM | 063425102 |
| PSX | Phillips 66 | 3,115 | $285K | 0.1% | $91.49 * | $56.71 | +17.3% | COM | 718546104 |
| BA | Boeing Co | 1,033 | $263K | 0.1% | $254.60 * | $135.49 | +77.8% | COM | 097023105 |
| SCHO | Schwab ST US Treasury ETF | 5,196 | $262K | 0.1% | $50.42 * | $25.32 | -0.5% | COM | 808524862 |
| — | Gugg. HY Bullet 2020 | 9,897 | $247K | 0.1% | $24.96 | $24.96 | — | COM | 18383M365 |
| HD | Home Depot | 1,502 | $246K | 0.1% | $163.78 * | $104.43 | +28.3% | COM | 437076102 |
| VFH | Vanguard Financials ETF | 3,720 | $243K | 0.1% | $65.32 | $42.95 | +52.2% | COM | 92204A405 |
| — | DowDuPont Inc | 3,405 | $236K | 0.1% | $69.31 | $69.31 | — | COM | 26078J100 |
| — | Harris Corp | 1,752 | $231K | 0.1% | $131.85 | $131.85 | — | COM | 413875105 |
| KO | Coca Cola Company | 5,020 | $226K | 0.1% | $45.02 * | $29.33 | +18.6% | COM | 191216100 |
| AXP | American Express Co | 2,468 | $223K | 0.1% | $90.36 * | $60.98 | +32.3% | COM | 025816109 |
| DIS | Walt Disney Co | 2,255 | $222K | 0.1% | $98.45 * | $76.20 | +21.9% | COM | 254687106 |
| VEA | Vanguard FTSE Developed Market | 5,105 | $222K | 0.1% | $43.49 | $42.43 | +2.3% | COM | 921943858 |
| UNP | Union Pacific Corp | 1,895 | $220K | 0.1% | $116.09 * | $87.64 | +10.3% | COM | 907818108 |
| CLX | Clorox Company | 1,623 | $214K | 0.1% | $131.85 * | $100.47 | +3.2% | COM | 189054109 |
| BMY | Bristol-Myers Squibb | 3,295 | $210K | 0.1% | $63.73 * | $43.12 | +9.2% | COM | 110122108 |
| — | Celgene Corp | 1,425 | $208K | 0.1% | $145.96 | $145.96 | — | COM | 151020104 |
| QCOM | Qualcomm Inc | 3,959 | $205K | 0.1% | $51.78 * | $50.14 | -16.7% | COM | 747525103 |
| HEDJ | WT Europe Hedged Equity | 3,121 | $202K | 0.1% | $64.72 * | $31.34 | +3.2% | COM | 97717X701 |
| — | United States Oil ETF | 17,050 | $178K | 0.0% | $10.44 | $9.50 | — | COM | 91232N108 |
| — | Antares Pharma Inc | 34,000 | $110K | 0.0% | $3.24 | $3.24 | — | COM | 036642106 |