Location: Costa Mesa, CA
CIK: 0001631507 · Show all filings
Period: Q3 2017 (← Previous) (Next →)
Filing Date: Oct 24, 2017
Total Value: $114M (97.6% shares, 2.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SCHM | SCHWAB STRATEGIC TR | 132,260 | $6.628M | 5.8% | $50.11 * | $13.23 | +26.3% | US MID-CAP ETF | 808524508 |
| SBRA | SABRA HEALTH CARE REIT INC | 201,705 | $4.425M | 3.9% | $21.94 | $20.31 | — | COM | 78573L106 |
| SCHX | SCHWAB STRATEGIC TR | 57,147 | $3.431M | 3.0% | $60.04 * | $8.30 | +20.6% | US LRG CAP ETF | 808524201 |
| SHM | SPDR SER TR | 70,567 | $3.43M | 3.0% | $48.61 | $48.91 | -0.6% | NUVEEN BLMBRG SR | 78468R739 |
| AAPL | APPLE INC | 21,077 | $3.248M | 2.8% | $154.10 * | $26.09 | +37.9% | COM | 037833100 |
| HD | HOME DEPOT INC | 17,426 | $2.85M | 2.5% | $163.55 * | $75.16 | +78.3% | COM | 437076102 |
| XOM | EXXON MOBIL CORP | 32,313 | $2.649M | 2.3% | $81.98 * | $51.96 | +8.4% | COM | 30231G102 |
| JPM | JPMORGAN CHASE & CO | 27,552 | $2.631M | 2.3% | $95.49 * | $44.86 | +70.1% | COM | 46625H100 |
| MSFT | MICROSOFT CORP | 35,162 | $2.619M | 2.3% | $74.48 * | $39.94 | +70.7% | COM | 594918104 |
| GD | GENERAL DYNAMICS CORP | 12,196 | $2.507M | 2.2% | $205.56 * | $107.68 | +58.6% | COM | 369550108 |
| SCHW | SCHWAB CHARLES CORP NEW | 56,672 | $2.479M | 2.2% | $43.74 * | $25.11 | +56.0% | COM | 808513105 |
| CVX | CHEVRON CORP NEW | 20,569 | $2.417M | 2.1% | $117.51 * | $69.90 | +17.9% | COM | 166764100 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 150,016 | $2.366M | 2.1% | $15.77 | $14.91 | — | COM | 670651108 |
| JNJ | JOHNSON & JOHNSON | 17,777 | $2.311M | 2.0% | $130.00 * | $77.44 | +33.5% | COM | 478160104 |
| AMP | AMERIPRISE FINL INC | 14,997 | $2.227M | 2.0% | $148.50 * | $72.94 | +73.3% | COM | 03076C106 |
| COST | COSTCO WHSL CORP NEW | 12,968 | $2.13M | 1.9% | $164.25 * | $120.38 | +21.9% | COM | 22160K105 |
| PPG | PPG INDS INC | 18,530 | $2.013M | 1.8% | $108.63 * | $89.45 | +4.1% | COM | 693506107 |
| GOOGL | ALPHABET INC | 2,057 | $2.003M | 1.8% | $973.75 * | $36.65 | +31.8% | CAP STK CL A | 02079K305 |
| ALL | ALLSTATE CORP | 21,648 | $1.99M | 1.7% | $91.93 * | $57.46 | +32.6% | COM | 020002101 |
| UPS | UNITED PARCEL SERVICE INC | 16,364 | $1.965M | 1.7% | $120.08 * | $71.28 | +23.2% | CL B | 911312106 |
| CVS | CVS HEALTH CORP | 23,450 | $1.907M | 1.7% | $81.32 * | $64.67 | -3.2% | COM | 126650100 |
| PFE | PFIZER INC | 51,815 | $1.85M | 1.6% | $35.70 * | $18.04 | +30.4% | COM | 717081103 |
| — | UNITED TECHNOLOGIES CORP | 15,476 | $1.796M | 1.6% | $116.05 | $113.83 | — | COM | 913017109 |
| AXP | AMERICAN EXPRESS CO | 19,719 | $1.784M | 1.6% | $90.47 * | $60.98 | +32.3% | COM | 025816109 |
| KMB | KIMBERLY CLARK CORP | 15,121 | $1.779M | 1.6% | $117.65 * | $76.30 | +15.6% | COM | 494368103 |
| UAL | UNITED CONTL HLDGS INC | 28,804 | $1.754M | 1.5% | $60.89 | $55.46 | +9.8% | COM | 910047109 |
| PG | PROCTER AND GAMBLE CO | 19,155 | $1.743M | 1.5% | $90.99 * | $64.22 | +13.8% | COM | 742718109 |
| PEP | PEPSICO INC | 15,523 | $1.73M | 1.5% | $111.45 * | $68.95 | +25.6% | COM | 713448108 |
| — | GENERAL ELECTRIC CO | 67,823 | $1.64M | 1.4% | $24.18 | $25.46 | — | COM | 369604103 |
| QCOM | QUALCOMM INC | 30,815 | $1.597M | 1.4% | $51.83 * | $51.89 | -19.5% | COM | 747525103 |
| ORCL | ORACLE CORP | 30,576 | $1.478M | 1.3% | $48.34 * | $31.95 | +33.7% | COM | 68389X105 |
| PSX | PHILLIPS 66 | 15,439 | $1.414M | 1.2% | $91.59 * | $49.66 | +33.9% | COM | 718546104 |
| KRE | SPDR SERIES TRUST | 22,623 | $1.284M | 1.1% | $56.76 | $49.26 | +15.2% | S&P REGL BKG | 78464A698 |
| — | CLAYMORE EXCHANGE TRD FD TR | 58,852 | $1.266M | 1.1% | $21.51 | $21.24 | — | GUG BULL2020 E | 18383M514 |
| SCHF | SCHWAB STRATEGIC TR | 36,975 | $1.238M | 1.1% | $33.48 * | $14.68 | +14.0% | INTL EQTY ETF | 808524805 |
| — | CLAYMORE EXCHANGE TRD FD TR | 57,355 | $1.219M | 1.1% | $21.25 | $21.24 | — | GUG BULL2019 E | 18383M522 |
| COP | CONOCOPHILLIPS | 24,331 | $1.218M | 1.1% | $50.06 * | $28.57 | +34.5% | COM | 20825C104 |
| SLB | SCHLUMBERGER LTD | 17,065 | $1.19M | 1.0% | $69.73 * | $65.20 | -15.6% | COM | 806857108 |
| F | FORD MTR CO DEL | 96,597 | $1.156M | 1.0% | $11.97 * | $8.13 | -5.1% | COM PAR $0.01 | 345370860 |
| — | EXPRESS SCRIPTS HLDG CO | 17,495 | $1.108M | 1.0% | $63.33 | $68.49 | — | COM | 30219G108 |
| EW | EDWARDS LIFESCIENCES CORP | 9,723 | $1.063M | 0.9% | $109.33 * | $38.14 | -4.5% | COM | 28176E108 |
| MS | MORGAN STANLEY | 21,861 | $1.053M | 0.9% | $48.17 * | $36.26 | +4.0% | COM NEW | 617446448 |
| IYZ | ISHARES TR | 33,850 | $1.029M | 0.9% | $30.40 | $32.20 | -5.6% | US TELECOM ETF | 464287713 |
| GOOG | ALPHABET INC | 987 | $947K | 0.8% | $959.47 * | $35.59 | +33.7% | CAP STK CL C | 02079K107 |
| — | AERIE PHARMACEUTICALS INC | 16,906 | $822K | 0.7% | $48.62 | $12.17 | — | COM | 00771V108 |
| WFC | WELLS FARGO CO NEW | 14,801 | $816K | 0.7% | $55.13 * | $38.79 | +13.0% | COM | 949746101 |
| DVN | DEVON ENERGY CORP NEW | 22,029 | $809K | 0.7% | $36.72 * | $18.28 | +42.5% | COM | 25179M103 |
| — | CLAYMORE EXCHANGE TRD FD TR | 37,909 | $803K | 0.7% | $21.18 | $21.17 | — | GUG BULL2018 E | 18383M530 |
| SCHA | SCHWAB STRATEGIC TR | 11,777 | $793K | 0.7% | $67.33 * | $14.14 | +19.1% | US SML CAP ETF | 808524607 |
| GS | GOLDMAN SACHS GROUP INC | 3,341 | $792K | 0.7% | $237.05 * | $126.69 | +56.4% | COM | 38141G104 |
| WYNN | WYNN RESORTS LTD | 5,046 | $751K | 0.7% | $148.83 * | $59.12 | +129.8% | COM | 983134107 |
| — | ADAMIS PHARMACEUTICALS CORP | 143,377 | $749K | 0.7% | $5.22 | $3.54 | — | COM NEW | 00547W208 |
| — | JUNIPER NETWORKS INC | 24,094 | $671K | 0.6% | $27.85 | $25.61 | — | COM | 48203R104 |
| — | AEROCENTURY CORP | 46,372 | $658K | 0.6% | $14.19 | $9.45 | — | COM | 007737109 |
| UHAL | AMERCO | 1,726 | $647K | 0.6% | $374.86 * | $34.29 | +9.3% | COM | 023586100 |
| FAF | FIRST AMERN FINL CORP | 12,100 | $605K | 0.5% | $50.00 * | $25.87 | +47.1% | COM | 31847R102 |
| SGMO | SANGAMO THERAPEUTICS INC | 39,850 | $598K | 0.5% | $15.01 | $10.25 | +46.4% | COM | 800677106 |
| WU | WESTERN UN CO | 29,911 | $574K | 0.5% | $19.19 | $18.08 | — | COM | 959802109 |
| — | CORELOGIC INC | 12,367 | $572K | 0.5% | $46.25 | $34.86 | — | COM | 21871D103 |
| CBU | COMMUNITY BK SYS INC | 9,500 | $525K | 0.5% | $55.26 * | $29.91 | +45.8% | COM | 203607106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 2,855 | $523K | 0.5% | $183.19 | $153.96 | +19.1% | CL B NEW | 084670702 |
| — | ANDEAVOR | 5,000 | $516K | 0.5% | $103.20 | $103.20 | — | COM | 03349M105 |
| CL | COLGATE PALMOLIVE CO | 6,336 | $462K | 0.4% | $72.92 * | $52.19 | +14.8% | COM | 194162103 |
| DIS | DISNEY WALT CO | 4,469 | $441K | 0.4% | $98.68 * | $82.58 | +12.5% | COM DISNEY | 254687106 |
| — | ENERGOUS CORP | 34,540 | $437K | 0.4% | $12.65 | $12.17 | — | COM | 29272C103 |
| SPY | SPDR S&P 500 ETF TR | 1,720 | $432K | 0.4% | $251.16 | $239.64 | +4.8% | TR UNIT | 78462F103 |
| AMZN | AMAZON COM INC | 434 | $417K | 0.4% | $960.83 * | $39.75 | +20.9% | COM | 023135106 |
| — | GROUPON INC | 72,708 | $378K | 0.3% | $5.20 | $3.53 | — | COM | 399473107 |
| — | AQUA METALS INC | 54,102 | $371K | 0.3% | $6.86 | $6.86 | — | COM | 03837J101 |
| — | RITE AID CORP | 180,000 | $353K | 0.3% | $1.96 | $1.96 | — | COM | 767754104 |
| NKE | NIKE INC | 6,250 | $324K | 0.3% | $51.84 * | $48.26 | -3.4% | CL B | 654106103 |
| USB | US BANCORP DEL | 5,768 | $309K | 0.3% | $53.57 * | $27.80 | +39.9% | COM NEW | 902973304 |
| BAC | BANK AMER CORP | 12,148 | $308K | 0.3% | $25.35 * | $19.31 | +8.3% | COM | 060505104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,038 | $296K | 0.3% | $145.24 * | $100.47 | -3.6% | COM | 459200101 |
| — | VIACOM INC NEW | 10,633 | $296K | 0.3% | $27.84 | $41.25 | — | CL B | 92553P201 |
| ACTG | ACACIA RESH CORP | 62,763 | $286K | 0.3% | $4.56 | $6.49 | -29.9% | ACACIA TCH COM | 003881307 |
| — | RESONANT INC | 63,452 | $281K | 0.2% | $4.43 | $5.20 | — | COM | 76118L102 |
| BA | BOEING CO | 1,097 | $279K | 0.2% | $254.33 * | $176.09 | +36.8% | COM | 097023105 |
| — | AK STL HLDG CORP | 47,755 | $267K | 0.2% | $5.59 | $8.44 | — | COM | 001547108 |
| SEIC | SEI INVESTMENTS CO | 4,304 | $263K | 0.2% | $61.11 * | $41.56 | +32.0% | COM | 784117103 |
| AZN | ASTRAZENECA PLC | 7,616 | $258K | 0.2% | $33.88 | $33.88 | — | SPONSORED ADR | 046353108 |
| CPSS | CONSUMER PORTFOLIO SVCS INC | 56,378 | $257K | 0.2% | $4.56 | $6.94 | -34.3% | COM | 210502100 |
| — | NEKTAR THERAPEUTICS | 10,367 | $249K | 0.2% | $24.02 | $14.75 | — | COM | 640268108 |
| CSCO | CISCO SYS INC | 7,406 | $249K | 0.2% | $33.62 * | $18.95 | +37.8% | COM | 17275R102 |
| — | VERIFONE SYS INC | 12,207 | $248K | 0.2% | $20.32 | $27.90 | — | COM | 92342Y109 |
| — | POWERSHARES QQQ TRUST | 1,700 | $247K | 0.2% | $145.29 | $118.57 | — | UNIT SER 1 | 73935A104 |
| VZ | VERIZON COMMUNICATIONS INC | 4,973 | $246K | 0.2% | $49.47 * | $29.53 | +7.7% | COM | 92343V104 |
| C | CITIGROUP INC | 3,360 | $244K | 0.2% | $72.62 * | $41.04 | +35.0% | COM NEW | 172967424 |
| LOW | LOWES COS INC | 3,033 | $242K | 0.2% | $79.79 * | $50.44 | +36.1% | COM | 548661107 |
| INTC | INTEL CORP | 6,158 | $234K | 0.2% | $38.00 * | $26.29 | +20.9% | COM | 458140100 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,491 | $222K | 0.2% | $63.59 * | $39.98 | +17.7% | COM | 110122108 |
| SCHD | SCHWAB STRATEGIC TR | 4,488 | $210K | 0.2% | $46.79 * | $14.74 | +5.8% | US DIVIDEND EQ | 808524797 |
| MCK | MCKESSON CORP | 1,338 | $206K | 0.2% | $153.96 * | $141.57 | +1.7% | COM | 58155Q103 |
| — | TIME WARNER INC | 1,981 | $203K | 0.2% | $102.47 | $102.47 | — | COM NEW | 887317303 |
| TXN | TEXAS INSTRS INC | 2,243 | $201K | 0.2% | $89.61 * | $65.19 | +9.2% | COM | 882508104 |
| VNRX | VOLITIONRX LTD | 73,233 | $193K | 0.2% | $2.64 * | $2.94 | 0.0% | COM | 928661107 |
| — | PENGROWTH ENERGY CORP | 180,165 | $186K | 0.2% | $1.03 | $1.48 | — | COM | 70706P104 |
| — | NUVEEN CA QUALTY MUN INCOME | 11,583 | $173K | 0.2% | $14.94 | $14.94 | — | COM | 67066Y105 |
| LEU | CENTRUS ENERGY CORP | 41,975 | $157K | 0.1% | $3.74 | $4.31 | -13.5% | CL A | 15643U104 |
| — | CHIMERIX INC | 28,168 | $148K | 0.1% | $5.25 | $5.09 | — | COM | 16934W106 |
| FRD | FRIEDMAN INDS INC | 23,723 | $146K | 0.1% | $6.15 * | $5.12 | +8.8% | COM | 358435105 |
| — | COHEN & STEERS CLOSED END OP | 10,944 | $144K | 0.1% | $13.16 | $12.98 | — | COM | 19248P106 |
| — | REAL IND INC | 67,169 | $121K | 0.1% | $1.80 | $5.58 | — | COM | 75601W104 |
| — | OVERSEAS SHIPHOLDING GROUP I | 28,458 | $75,000 | 0.1% | $2.64 | $10.87 | — | CL A NEW | 69036R863 |
| — | CYNERGISTEK INC | 18,726 | $68,000 | 0.1% | $3.63 | $3.63 | — | COM | 23258P105 |
| — | OHR PHARMACEUTICAL INC | 64,067 | $46,000 | 0.0% | $0.72 | $3.18 | — | COM NEW | 67778H200 |
| — | ENDOCYTE INC | 27,723 | $39,000 | 0.0% | $1.41 | $3.09 | — | COM | 29269A102 |
| — | ALCOBRA LTD | 22,151 | $22,000 | 0.0% | $0.99 | $0.99 | — | SHS | M2239P109 |