Location: Costa Mesa, CA
CIK: 0001631507 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 12, 2018
Total Value: $120M (97.6% shares, 2.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| SCHM | SCHWAB STRATEGIC TR | 126,987 | $6.765M | 5.6% | $53.27 * | $13.23 | +34.2% | US MID-CAP ETF | 808524508 |
| SCHX | SCHWAB STRATEGIC TR | 62,256 | $3.971M | 3.3% | $63.79 * | $8.47 | +25.6% | US LRG CAP ETF | 808524201 |
| SBRA | SABRA HEALTH CARE REIT I | 201,705 | $3.786M | 3.1% | $18.77 | $20.31 | — | COM | 78573L106 |
| SHM | SPDR SER TR | 77,058 | $3.692M | 3.1% | $47.91 | $48.85 | -1.9% | NUVEEN BLMBRG SR | 78468R739 |
| AAPL | APPLE INC | 20,261 | $3.429M | 2.8% | $169.24 * | $26.09 | +51.9% | COM | 037833100 |
| HD | HOME DEPOT INC | 16,795 | $3.183M | 2.6% | $189.52 * | $75.16 | +107.6% | COM | 437076102 |
| JPM | JPMORGAN CHASE & CO | 28,952 | $3.096M | 2.6% | $106.94 * | $46.62 | +84.3% | COM | 46625H100 |
| MSFT | MICROSOFT CORP | 34,414 | $2.944M | 2.4% | $85.55 * | $39.94 | +97.0% | COM | 594918104 |
| SCHW | SCHWAB CHARLES CORP NEW | 53,226 | $2.734M | 2.3% | $51.37 * | $25.11 | +83.5% | COM | 808513105 |
| XOM | EXXON MOBIL CORP | 31,856 | $2.664M | 2.2% | $83.63 * | $51.96 | +11.6% | COM | 30231G102 |
| JNJ | JOHNSON & JOHNSON | 17,828 | $2.491M | 2.1% | $139.72 * | $77.44 | +44.3% | COM | 478160104 |
| GD | GENERAL DYNAMICS CORP | 12,030 | $2.448M | 2.0% | $203.49 * | $107.68 | +57.6% | COM | 369550108 |
| — | NUVEEN CALIFORNIA AMT QL | 157,016 | $2.413M | 2.0% | $15.37 | $14.93 | — | COM | 670651108 |
| CVX | CHEVRON CORP NEW | 19,179 | $2.401M | 2.0% | $125.19 * | $69.90 | +26.8% | COM | 166764100 |
| AMP | AMERIPRISE FINL INC | 13,932 | $2.361M | 2.0% | $169.47 * | $72.94 | +98.8% | COM | 03076C106 |
| COST | COSTCO WHSL CORP NEW | 12,448 | $2.317M | 1.9% | $186.13 * | $120.38 | +38.5% | COM | 22160K105 |
| ALL | ALLSTATE CORP | 20,265 | $2.122M | 1.8% | $104.71 * | $57.46 | +51.6% | COM | 020002101 |
| GOOGL | ALPHABET INC | 1,983 | $2.089M | 1.7% | $1053.45 * | $36.65 | +42.6% | CAP STK CL A | 02079K305 |
| PPG | PPG INDS INC | 17,614 | $2.058M | 1.7% | $116.84 * | $89.45 | +12.3% | COM | 693506107 |
| PFE | PFIZER INC | 53,690 | $1.945M | 1.6% | $36.23 * | $18.24 | +32.0% | COM | 717081103 |
| QCOM | QUALCOMM INC | 30,287 | $1.939M | 1.6% | $64.02 * | $51.89 | +0.2% | COM | 747525103 |
| UAL | UNITED CONTL HLDGS INC | 28,350 | $1.911M | 1.6% | $67.41 | $55.46 | +21.5% | COM | 910047109 |
| AXP | AMERICAN EXPRESS CO | 18,876 | $1.875M | 1.6% | $99.33 * | $60.98 | +45.8% | COM | 025816109 |
| PG | PROCTER AND GAMBLE CO | 20,394 | $1.874M | 1.6% | $91.89 * | $64.73 | +14.8% | COM | 742718109 |
| — | UNITED TECHNOLOGIES CORP | 14,644 | $1.868M | 1.6% | $127.56 | $113.83 | — | COM | 913017109 |
| PEP | PEPSICO INC | 15,527 | $1.862M | 1.5% | $119.92 * | $68.95 | +36.1% | COM | 713448108 |
| UPS | UNITED PARCEL SERVICE IN | 15,577 | $1.856M | 1.5% | $119.15 * | $71.28 | +23.1% | CL B | 911312106 |
| KMB | KIMBERLY CLARK CORP | 15,147 | $1.828M | 1.5% | $120.68 * | $76.30 | +19.5% | COM | 494368103 |
| SCHF | SCHWAB STRATEGIC TR | 52,571 | $1.791M | 1.5% | $34.07 * | $15.37 | +10.9% | INTL EQTY ETF | 808524805 |
| CVS | CVS HEALTH CORP | 22,652 | $1.642M | 1.4% | $72.49 * | $64.67 | -13.1% | COM | 126650100 |
| PSX | PHILLIPS 66 | 14,105 | $1.427M | 1.2% | $101.17 * | $49.66 | +49.0% | COM | 718546104 |
| ORCL | ORACLE CORP | 28,687 | $1.356M | 1.1% | $47.27 * | $31.95 | +31.3% | COM | 68389X105 |
| COP | CONOCOPHILLIPS | 23,591 | $1.295M | 1.1% | $54.89 * | $28.57 | +48.2% | COM | 20825C104 |
| — | EXPRESS SCRIPTS HLDG CO | 16,810 | $1.255M | 1.0% | $74.66 | $68.49 | — | COM | 30219G108 |
| — | CLAYMORE EXCHANGE TRD FD | 58,861 | $1.253M | 1.0% | $21.29 | $21.24 | — | GUG BULL2020 E | 18383M514 |
| KRE | SPDR SERIES TRUST | 20,995 | $1.236M | 1.0% | $58.87 | $49.26 | +19.5% | S&P REGL BKG | 78464A698 |
| — | CLAYMORE EXCHANGE TRD FD | 56,531 | $1.192M | 1.0% | $21.09 | $21.24 | — | GUG BULL2019 E | 18383M522 |
| SCHA | SCHWAB STRATEGIC TR | 16,268 | $1.135M | 0.9% | $69.77 * | $14.96 | +16.5% | US SML CAP ETF | 808524607 |
| MS | MORGAN STANLEY | 21,632 | $1.135M | 0.9% | $52.47 * | $36.26 | +13.8% | COM NEW | 617446448 |
| EW | EDWARDS LIFESCIENCES COR | 9,878 | $1.113M | 0.9% | $112.67 * | $38.12 | -1.4% | COM | 28176E108 |
| F | FORD MTR CO DEL | 85,340 | $1.066M | 0.9% | $12.49 * | $8.13 | +0.3% | COM PAR $0.01 | 345370860 |
| — | AERIE PHARMACEUTICALS IN | 17,286 | $1.033M | 0.9% | $59.76 | $13.22 | — | COM | 00771V108 |
| — | GENERAL ELECTRIC CO | 57,594 | $1.005M | 0.8% | $17.45 | $25.46 | — | COM | 369604103 |
| GOOG | ALPHABET INC | 948 | $992K | 0.8% | $1046.41 * | $35.59 | +45.9% | CAP STK CL C | 02079K107 |
| SLB | SCHLUMBERGER LTD | 14,358 | $968K | 0.8% | $67.42 * | $65.20 | -17.8% | COM | 806857108 |
| GS | GOLDMAN SACHS GROUP INC | 3,341 | $851K | 0.7% | $254.71 * | $126.69 | +68.5% | COM | 38141G104 |
| WFC | WELLS FARGO CO NEW | 13,811 | $838K | 0.7% | $60.68 * | $38.79 | +25.2% | COM | 949746101 |
| SPY | SPDR S&P 500 ETF TR | 3,032 | $809K | 0.7% | $266.82 | $248.47 | +7.4% | TR UNIT | 78462F103 |
| DVN | DEVON ENERGY CORP NEW | 18,694 | $774K | 0.6% | $41.40 * | $18.28 | +60.9% | COM | 25179M103 |
| IYZ | ISHARES TR | 26,269 | $773K | 0.6% | $29.43 | $32.20 | -8.7% | US TELECOM ETF | 464287713 |
| — | CLAYMORE EXCHANGE TRD FD | 36,185 | $763K | 0.6% | $21.09 | $21.17 | — | GUG BULL2018 E | 18383M530 |
| — | AEROCENTURY CORP | 47,499 | $724K | 0.6% | $15.24 | $9.59 | — | COM | 007737109 |
| FAF | FIRST AMERN FINL CORP | 12,100 | $678K | 0.6% | $56.03 * | $25.87 | +66.1% | COM | 31847R102 |
| SGMO | SANGAMO THERAPEUTICS INC | 40,715 | $668K | 0.6% | $16.41 | $10.35 | +58.5% | COM | 800677106 |
| UHAL | AMERCO | 1,763 | $666K | 0.6% | $377.77 * | $34.36 | +10.0% | COM | 023586100 |
| — | JUNIPER NETWORKS INC | 23,241 | $662K | 0.5% | $28.48 | $25.61 | — | COM | 48203R104 |
| — | ADAMIS PHARMACEUTICALS C | 146,581 | $645K | 0.5% | $4.40 | $3.56 | — | COM NEW | 00547W208 |
| — | ENERGOUS CORP | 32,112 | $625K | 0.5% | $19.46 | $12.17 | — | COM | 29272C103 |
| BRK/B | BERKSHIRE HATHAWAY INC D | 3,015 | $598K | 0.5% | $198.34 | $155.86 | +27.2% | CL B NEW | 084670702 |
| WYNN | WYNN RESORTS LTD | 3,436 | $579K | 0.5% | $168.51 * | $59.12 | +161.0% | COM | 983134107 |
| — | NEKTAR THERAPEUTICS | 9,582 | $572K | 0.5% | $59.70 | $14.75 | — | COM | 640268108 |
| — | ANDEAVOR | 5,000 | $572K | 0.5% | $114.40 | $103.20 | — | COM | 03349M105 |
| — | CORELOGIC INC | 12,367 | $571K | 0.5% | $46.17 | $34.86 | — | COM | 21871D103 |
| WU | WESTERN UN CO | 28,610 | $544K | 0.5% | $19.01 | $18.08 | — | COM | 959802109 |
| DIS | DISNEY WALT CO | 4,989 | $536K | 0.4% | $107.44 * | $84.12 | +21.4% | COM DISNEY | 254687106 |
| AMZN | AMAZON COM INC | 451 | $527K | 0.4% | $1168.51 * | $40.33 | +45.0% | COM | 023135106 |
| CBU | COMMUNITY BK SYS INC | 9,500 | $511K | 0.4% | $53.79 * | $29.91 | +42.8% | COM | 203607106 |
| CL | COLGATE PALMOLIVE CO | 6,536 | $493K | 0.4% | $75.43 * | $52.44 | +18.9% | COM | 194162103 |
| NKE | NIKE INC | 6,320 | $395K | 0.3% | $62.50 * | $48.30 | +16.9% | CL B | 654106103 |
| — | RESONANT INC | 52,683 | $394K | 0.3% | $7.48 | $5.20 | — | COM | 76118L102 |
| — | GROUPON INC | 74,333 | $379K | 0.3% | $5.10 | $3.56 | — | COM | 399473107 |
| — | RITE AID CORP | 183,975 | $362K | 0.3% | $1.97 | $1.96 | — | COM | 767754104 |
| BAC | BANK AMER CORP | 12,148 | $359K | 0.3% | $29.55 * | $19.31 | +26.7% | COM | 060505104 |
| IBM | INTERNATIONAL BUSINESS M | 2,214 | $340K | 0.3% | $153.57 * | $100.60 | +2.8% | COM | 459200101 |
| BA | BOEING CO | 1,097 | $324K | 0.3% | $295.35 * | $176.09 | +59.6% | COM | 097023105 |
| USB | US BANCORP DEL | 5,768 | $309K | 0.3% | $53.57 * | $27.80 | +40.6% | COM NEW | 902973304 |
| CSCO | CISCO SYS INC | 8,017 | $307K | 0.3% | $38.29 * | $19.63 | +52.8% | COM | 17275R102 |
| INTC | INTEL CORP | 6,574 | $303K | 0.3% | $46.09 * | $26.94 | +43.8% | COM | 458140100 |
| LOW | LOWES COS INC | 3,242 | $301K | 0.3% | $92.84 * | $51.78 | +54.9% | COM | 548661107 |
| — | VIACOM INC NEW | 9,111 | $281K | 0.2% | $30.84 | $41.25 | — | CL B | 92553P201 |
| NWL | NEWELL BRANDS INC | 8,991 | $278K | 0.2% | $30.92 * | $23.72 | -9.9% | COM | 651229106 |
| — | AK STL HLDG CORP | 48,819 | $276K | 0.2% | $5.65 | $8.37 | — | COM | 001547108 |
| AZN | ASTRAZENECA PLC | 7,769 | $270K | 0.2% | $34.75 | $33.89 | — | SPONSORED ADR | 046353108 |
| BMY | BRISTOL MYERS SQUIBB CO | 4,341 | $266K | 0.2% | $61.28 * | $41.25 | +10.4% | COM | 110122108 |
| — | POWERSHARES QQQ TRUST | 1,700 | $265K | 0.2% | $155.88 | $118.57 | — | UNIT SER 1 | 73935A104 |
| C | CITIGROUP INC | 3,423 | $255K | 0.2% | $74.50 * | $41.32 | +37.7% | COM NEW | 172967424 |
| ACWV | ISHARES INC | 3,000 | $253K | 0.2% | $84.33 | $83.24 | +1.3% | MIN VOL GBL ETF | 464286525 |
| CPSS | CONSUMER PORTFOLIO SVCS | 57,545 | $239K | 0.2% | $4.15 | $6.89 | -39.7% | COM | 210502100 |
| TXN | TEXAS INSTRS INC | 2,243 | $234K | 0.2% | $104.32 * | $65.19 | +28.0% | COM | 882508104 |
| ABBV | ABBVIE INC | 2,404 | $232K | 0.2% | $96.51 * | $66.89 | +2.7% | COM | 00287Y109 |
| VZ | VERIZON COMMUNICATIONS I | 4,341 | $230K | 0.2% | $52.98 * | $29.53 | +16.6% | COM | 92343V104 |
| ITW | ILLINOIS TOOL WKS INC | 1,357 | $226K | 0.2% | $166.54 * | $130.85 | +5.1% | COM | 452308109 |
| IWR | ISHARES TR | 1,071 | $223K | 0.2% | $208.22 * | $50.75 | +2.5% | RUS MID CAP ETF | 464287499 |
| — | AETNA INC NEW | 1,225 | $221K | 0.2% | $180.41 | $180.41 | — | COM | 00817Y108 |
| SEIC | SEI INVESTMENTS CO | 3,071 | $221K | 0.2% | $71.96 * | $41.56 | +56.0% | COM | 784117103 |
| VNRX | VOLITIONRX LTD | 74,863 | $220K | 0.2% | $2.94 | $2.94 | -0.3% | COM | 928661107 |
| SCHD | SCHWAB STRATEGIC TR | 4,183 | $214K | 0.2% | $51.16 * | $14.74 | +15.7% | US DIVIDEND EQ | 808524797 |
| HON | HONEYWELL INTL INC | 1,393 | $214K | 0.2% | $153.63 * | $113.37 | +3.6% | COM | 438516106 |
| MCK | MCKESSON CORP | 1,338 | $209K | 0.2% | $156.20 * | $141.57 | +3.4% | COM | 58155Q103 |
| CB | CHUBB LIMITED | 1,377 | $201K | 0.2% | $145.97 * | $129.55 | -1.7% | COM | H1467J104 |
| — | AQUA METALS INC | 88,792 | $189K | 0.2% | $2.13 | $5.01 | — | COM | 03837J101 |
| LEU | CENTRUS ENERGY CORP | 42,912 | $172K | 0.1% | $4.01 | $4.31 | -6.9% | CL A | 15643U104 |
| — | NUVEEN CA QUALTY MUN INC | 11,693 | $167K | 0.1% | $14.28 | $14.94 | — | COM | 67066Y105 |
| — | PENGROWTH ENERGY CORP | 184,118 | $146K | 0.1% | $0.79 | $1.46 | — | COM | 70706P104 |
| — | COHEN & STEERS CLOSED EN | 10,944 | $146K | 0.1% | $13.34 | $12.98 | — | COM | 19248P106 |
| FRD | FRIEDMAN INDS INC | 24,252 | $138K | 0.1% | $5.69 * | $5.12 | +0.6% | COM | 358435105 |
| ACTG | ACACIA RESH CORP | 33,671 | $136K | 0.1% | $4.04 | $6.49 | -37.6% | ACACIA TCH COM | 003881307 |
| — | NUVEEN CALIF MUN VALUE F | 13,330 | $136K | 0.1% | $10.20 | $10.20 | — | COM | 67062C107 |
| — | CHIMERIX INC | 28,779 | $133K | 0.1% | $4.62 | $5.08 | — | COM | 16934W106 |
| — | OHR PHARMACEUTICAL INC | 65,463 | $122K | 0.1% | $1.86 | $3.15 | — | COM NEW | 67778H200 |
| — | ENDOCYTE INC | 28,304 | $121K | 0.1% | $4.28 | $3.12 | — | COM | 29269A102 |
| — | OVERSEAS SHIPHOLDING GRO | 29,101 | $80,000 | 0.1% | $2.75 | $10.69 | — | CL A NEW | 69036R863 |
| — | CYNERGISTEK INC | 19,124 | $77,000 | 0.1% | $4.03 | $3.64 | — | COM | 23258P105 |
| KODK | EASTMAN KODAK CO | 10,082 | $31,000 | 0.0% | $3.07 | $4.62 | -32.9% | COM NEW | 277461406 |