J. L. Bainbridge & Co., Inc. Diversified Active

CIK: 0001742315 · Show all filings

Period: Q4 2025 (← Previous)

Filing Date: Jan 14, 2026

Total Value ($000): $1,239,226 (100.0% shares, 0.0% debt)

Holdings (107)

New Positions (6)

AMZN AMAZON COM INC COM 0.2%

Value ($000) $2,308 Shares 10,000 Est. Cost $131.32 Unrealized +74.2%

BPOP POPULAR INC COM NEW 0.0%

Value ($000) $344 Shares 2,763 Est. Cost $117.65 Unrealized 0.0%

VOO VANGUARD S&P 500 ETF 0.0%

Value ($000) $318 Shares 506 Est. Cost $627.63 Unrealized —

MU MICRON TECHNOLOGY INC COM 0.0%

Value ($000) $257 Shares 900 Est. Cost $229.35 Unrealized 0.0%

COKE COCA COLA CONS INC COM 0.0%

Value ($000) $230 Shares 1,500 Est. Cost $146.39 Unrealized 0.0%

CRWD CROWDSTRIKE HLDGS INC CL A 0.0%

Value ($000) $205 Shares 438 Est. Cost $509.22 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
AMZN	AMAZON COM INC COM	10,000	$2,308	0.2%	$131.32	+74.2%	CALL	023135106
BPOP	POPULAR INC COM NEW	2,763	$344	0.0%	$117.65	0.0%	Stock	733174700
VOO	VANGUARD S&P 500 ETF	506	$318	0.0%	$627.63	—	ETF	922908363
MU	MICRON TECHNOLOGY INC COM	900	$257	0.0%	$229.35	0.0%	Stock	595112103
COKE	COCA COLA CONS INC COM	1,500	$230	0.0%	$146.39	0.0%	Stock	191098102
CRWD	CROWDSTRIKE HLDGS INC CL A	438	$205	0.0%	$509.22	0.0%	Stock	22788C105

Increased Positions (15)

SMAX ISHARES LARGE CAP MAX BUFFER SEP ETF 4.0%

Value ($000) $49,415 (+35.7%) Shares 1,833,229 (+34.8%) Est. Cost $25.58 Unrealized —

AMZN AMAZON COM INC COM 4.6%

Value ($000) $57,404 (+10.4%) Shares 248,694 (+5.0%) Est. Cost $131.32 Unrealized +74.2%

META META PLATFORMS INC CL A 3.9%

Value ($000) $48,891 (-2.8%) Shares 74,067 (+8.1%) Est. Cost $449.82 Unrealized +48.4%

USB US BANCORP DEL COM NEW 0.4%

Value ($000) $5,258 (+12.2%) Shares 98,530 (+1.7%) Est. Cost $32.77 Unrealized +48.7%

QQQ INVESCO QQQ TRUST SERIES I 0.2%

Value ($000) $2,653 (+7.3%) Shares 4,319 (+4.9%) Est. Cost $323.79 Unrealized —

NFLX NETFLIX INC COM 0.0%

Value ($000) $506 (-17.1%) Shares 5,399 (+958.6%) Est. Cost $101.27 Unrealized +6.5%

SPY SPDR S&P 500 ETF TRUST 0.1%

Value ($000) $1,559 (+6.8%) Shares 2,286 (+4.4%) Est. Cost $516.39 Unrealized —

IBIT ISHARES BITCOIN TRUST ETF 0.0%

Value ($000) $508 (-13.1%) Shares 10,229 (+13.7%) Est. Cost $55.28 Unrealized —

IAU ISHARES GOLD TRUST 0.0%

Value ($000) $290 (+18.2%) Shares 3,576 (+5.9%) Est. Cost $63.41 Unrealized —

JPM JPMORGAN CHASE & CO. COM 0.1%

Value ($000) $986 (+3.9%) Shares 3,060 (+1.7%) Est. Cost $109.09 Unrealized +183.8%

GEV GE VERNOVA INC COM 0.0%

Value ($000) $336 (+7.6%) Shares 514 (+1.2%) Est. Cost $418.23 Unrealized +45.6%

AMLP ALERIAN MLP ETF 0.0%

Value ($000) $254 (+6.2%) Shares 5,409 (+6.0%) Est. Cost $47.49 Unrealized —

PLUG PLUG POWER INC COM NEW 0.0%

Value ($000) $42 (-12.1%) Shares 21,111 (+4.0%) Est. Cost $1.33 Unrealized +95.7%

XLK STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF 0.0%

Value ($000) $222 (+2.1%) Shares 1,541 (+99.9%) Est. Cost $212.91 Unrealized —

— NUVEEN NEW YORK QLT MUN INC FD COM 0.0%

Value ($000) $118 (+1.0%) Shares 10,450 (+2.5%) Est. Cost $11.43 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SMAX	ISHARES LARGE CAP MAX BUFFER SEP ETF	1,833,229 (+34.8%)	$49,415 (+35.7%)	4.0%	$25.58	—	ETF	46438G588
AMZN	AMAZON COM INC COM	248,694 (+5.0%)	$57,404 (+10.4%)	4.6%	$131.32	+74.2%	Stock	023135106
META	META PLATFORMS INC CL A	74,067 (+8.1%)	$48,891 (-2.8%)	3.9%	$449.82	+48.4%	Stock	30303M102
USB	US BANCORP DEL COM NEW	98,530 (+1.7%)	$5,258 (+12.2%)	0.4%	$32.77	+48.7%	Stock	902973304
QQQ	INVESCO QQQ TRUST SERIES I	4,319 (+4.9%)	$2,653 (+7.3%)	0.2%	$323.79	—	ETF	46090E103
NFLX	NETFLIX INC COM	5,399 (+958.6%)	$506 (-17.1%)	0.0%	$101.27	+6.5%	Stock	64110L106
SPY	SPDR S&P 500 ETF TRUST	2,286 (+4.4%)	$1,559 (+6.8%)	0.1%	$516.39	—	ETF	78462F103
IBIT	ISHARES BITCOIN TRUST ETF	10,229 (+13.7%)	$508 (-13.1%)	0.0%	$55.28	—	ETF	46438F101
IAU	ISHARES GOLD TRUST	3,576 (+5.9%)	$290 (+18.2%)	0.0%	$63.41	—	ETF	464285204
JPM	JPMORGAN CHASE & CO. COM	3,060 (+1.7%)	$986 (+3.9%)	0.1%	$109.09	+183.8%	Stock	46625H100
GEV	GE VERNOVA INC COM	514 (+1.2%)	$336 (+7.6%)	0.0%	$418.23	+45.6%	Stock	36828A101
AMLP	ALERIAN MLP ETF	5,409 (+6.0%)	$254 (+6.2%)	0.0%	$47.49	—	ETF	00162Q452
PLUG	PLUG POWER INC COM NEW	21,111 (+4.0%)	$42 (-12.1%)	0.0%	$1.33	+95.7%	Stock	72919P202
XLK	STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF	1,541 (+99.9%)	$222 (+2.1%)	0.0%	$212.91	—	ETF	81369Y803
—	NUVEEN NEW YORK QLT MUN INC FD COM	10,450 (+2.5%)	$118 (+1.0%)	0.0%	$11.43	—	CEF	67066X107

Exited Positions (6)

FISV FISERV INC COM 2.7%

Value ($000) $34,035 Shares 263,979 Est. Cost $120.55 Unrealized -30.4%

DAL DELTA AIR LINES INC DEL COM NEW 0.1%

Value ($000) $1,135 Shares 20,000 Est. Cost $48.84 Unrealized +27.9%

BIIB BIOGEN INC COM 0.0%

Value ($000) $416 Shares 2,969 Est. Cost $203.77 Unrealized -19.8%

— ISHARES IBONDS DEC 2025 TERM CORPORATE ETF 0.0%

Value ($000) $352 Shares 13,967 Est. Cost $24.86 Unrealized —

SCHI SCHWAB 5-10 YEAR CORPORATE BOND ETF 0.0%

Value ($000) $212 Shares 9,188 Est. Cost $23.08 Unrealized —

MRK MERCK & CO INC COM 0.0%

Value ($000) $208 Shares 2,481 Est. Cost $81.01 Unrealized +15.1%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
FISV	FISERV INC COM	263,979	$34,035	2.7%	$120.55	-30.4%	—	337738108
DAL	DELTA AIR LINES INC DEL COM NEW	20,000	$1,135	0.1%	$48.84	+27.9%	CALL	247361702
BIIB	BIOGEN INC COM	2,969	$416	0.0%	$203.77	-19.8%	—	09062X103
—	ISHARES IBONDS DEC 2025 TERM CORPORATE ETF	13,967	$352	0.0%	$24.86	—	—	46434VBD1
SCHI	SCHWAB 5-10 YEAR CORPORATE BOND ETF	9,188	$212	0.0%	$23.08	—	—	808524698
MRK	MERCK & CO INC COM	2,481	$208	0.0%	$81.01	+15.1%	—	58933Y105

Decreased Positions (33)

GOOGL ALPHABET INC CAP STK CL A 6.6%

Value ($000) $81,422 (+25.7%) Shares 260,133 (-2.4%) Est. Cost $110.34 Unrealized +158.8%

GOOG ALPHABET INC CAP STK CL C 5.2%

Value ($000) $64,896 (+25.1%) Shares 206,806 (-2.9%) Est. Cost $107.92 Unrealized +165.3%

GM GENERAL MTRS CO COM 3.8%

Value ($000) $47,213 (+30.7%) Shares 580,580 (-2.0%) Est. Cost $40.06 Unrealized +75.8%

AAPL APPLE INC COM 10.5%

Value ($000) $129,647 (+5.7%) Shares 476,888 (-1.0%) Est. Cost $89.76 Unrealized +199.0%

GS GOLDMAN SACHS GROUP INC COM 6.3%

Value ($000) $77,793 (+8.9%) Shares 88,502 (-1.3%) Est. Cost $185.39 Unrealized +338.7%

DAL DELTA AIR LINES INC DEL COM NEW 2.8%

Value ($000) $34,615 (+19.8%) Shares 498,780 (-2.1%) Est. Cost $48.84 Unrealized +27.9%

CRM SALESFORCE INC COM 0.7%

Value ($000) $8,476 (-40.2%) Shares 31,995 (-46.5%) Est. Cost $308.00 Unrealized -19.4%

TSM TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 3.8%

Value ($000) $47,193 (+7.1%) Shares 155,295 (-1.6%) Est. Cost $93.02 Unrealized —

CI THE CIGNA GROUP COM 2.7%

Value ($000) $32,925 (-6.2%) Shares 119,628 (-1.8%) Est. Cost $232.04 Unrealized +20.3%

DIS DISNEY WALT CO COM 1.9%

Value ($000) $23,815 (-2.2%) Shares 209,323 (-1.6%) Est. Cost $98.63 Unrealized +11.0%

BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 2.0%

Value ($000) $25,034 (-2.0%) Shares 49,804 (-2.0%) Est. Cost $389.10 Unrealized +27.9%

NVDA NVIDIA CORPORATION COM 0.3%

Value ($000) $3,232 (-7.2%) Shares 17,332 (-7.1%) Est. Cost $114.19 Unrealized +63.0%

BLK BLACKROCK INC COM 0.1%

Value ($000) $1,772 (-12.2%) Shares 1,656 (-4.4%) Est. Cost $840.24 Unrealized +29.7%

CVX CHEVRON CORP NEW COM 0.0%

Value ($000) $325 (-42.2%) Shares 2,135 (-41.1%) Est. Cost $89.39 Unrealized +69.4%

MAXJ ISHARES LARGE CAP MAX BUFFER JUN ETF 2.2%

Value ($000) $26,821 (-0.7%) Shares 951,277 (-1.2%) Est. Cost $27.29 Unrealized —

VGT VANGUARD INFORMATION TECHNOLOGY ETF 0.1%

Value ($000) $649 (-15.8%) Shares 861 (-16.6%) Est. Cost $576.84 Unrealized —

IVV ISHARES CORE S&P 500 ETF 0.0%

Value ($000) $425 (-17.6%) Shares 620 (-19.5%) Est. Cost $339.62 Unrealized —

TIP ISHARES TIPS BOND ETF 0.0%

Value ($000) $241 (-25.3%) Shares 2,193 (-24.4%) Est. Cost $120.55 Unrealized —

VTI VANGUARD TOTAL STOCK MARKET ETF 0.2%

Value ($000) $3,034 (-2.4%) Shares 9,050 (-4.4%) Est. Cost $230.27 Unrealized —

MDY SPDR S&P MIDCAP 400 ETF TRUST 0.0%

Value ($000) $226 (-21.6%) Shares 375 (-22.5%) Est. Cost $596.03 Unrealized —

V VISA INC COM CL A 0.0%

Value ($000) $257 (-17.3%) Shares 732 (-19.5%) Est. Cost $275.12 Unrealized +23.7%

SCHX SCHWAB U.S. LARGE-CAP ETF 0.0%

Value ($000) $466 (-8.8%) Shares 17,312 (-10.7%) Est. Cost $37.73 Unrealized —

SBUX STARBUCKS CORP COM 0.0%

Value ($000) $236 (-15.5%) Shares 2,802 (-15.1%) Est. Cost $56.08 Unrealized +49.9%

AVGO BROADCOM INC COM 0.1%

Value ($000) $1,491 (+2.5%) Shares 4,307 (-2.3%) Est. Cost $149.12 Unrealized +139.4%

FNDX SCHWAB FUNDAMENTAL U.S. LARGE COMPANY ETF 0.0%

Value ($000) $538 (-4.7%) Shares 19,777 (-7.9%) Est. Cost $40.34 Unrealized —

JNJ JOHNSON & JOHNSON COM 0.1%

Value ($000) $1,397 (+1.3%) Shares 6,751 (-9.2%) Est. Cost $126.05 Unrealized +56.3%

XOM EXXON MOBIL CORP COM 0.0%

Value ($000) $536 (+2.7%) Shares 4,450 (-3.8%) Est. Cost $90.84 Unrealized +27.1%

FNDF SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF 0.0%

Value ($000) $296 (+3.2%) Shares 6,550 (-1.9%) Est. Cost $37.58 Unrealized —

KO COCA COLA CO COM 0.0%

Value ($000) $373 (-2.0%) Shares 5,331 (-7.0%) Est. Cost $42.04 Unrealized +65.1%

VMBS VANGUARD MORTGAGE-BACKED SECURITIES ETF 0.0%

Value ($000) $205 (-1.5%) Shares 4,357 (-1.8%) Est. Cost $47.21 Unrealized —

HIG HARTFORD INSURANCE GROUP INC COM 0.0%

Value ($000) $276 (+0.5%) Shares 2,000 (-2.7%) Est. Cost $89.63 Unrealized +46.8%

SCHA SCHWAB U.S. SMALL-CAP ETF 0.0%

Value ($000) $488 (+0.2%) Shares 17,152 (-1.8%) Est. Cost $37.44 Unrealized —

SCHF SCHWAB INTERNATIONAL EQUITY ETF 0.0%

Value ($000) $207 (+0.5%) Shares 8,617 (-2.7%) Est. Cost $23.28 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
GOOGL	ALPHABET INC CAP STK CL A	260,133 (-2.4%)	$81,422 (+25.7%)	6.6%	$110.34	+158.8%	Stock	02079K305
GOOG	ALPHABET INC CAP STK CL C	206,806 (-2.9%)	$64,896 (+25.1%)	5.2%	$107.92	+165.3%	Stock	02079K107
GM	GENERAL MTRS CO COM	580,580 (-2.0%)	$47,213 (+30.7%)	3.8%	$40.06	+75.8%	Stock	37045V100
AAPL	APPLE INC COM	476,888 (-1.0%)	$129,647 (+5.7%)	10.5%	$89.76	+199.0%	Stock	037833100
GS	GOLDMAN SACHS GROUP INC COM	88,502 (-1.3%)	$77,793 (+8.9%)	6.3%	$185.39	+338.7%	Stock	38141G104
DAL	DELTA AIR LINES INC DEL COM NEW	498,780 (-2.1%)	$34,615 (+19.8%)	2.8%	$48.84	+27.9%	Stock	247361702
CRM	SALESFORCE INC COM	31,995 (-46.5%)	$8,476 (-40.2%)	0.7%	$308.00	-19.4%	Stock	79466L302
TSM	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS	155,295 (-1.6%)	$47,193 (+7.1%)	3.8%	$93.02	—	ADR	874039100
CI	THE CIGNA GROUP COM	119,628 (-1.8%)	$32,925 (-6.2%)	2.7%	$232.04	+20.3%	Stock	125523100
DIS	DISNEY WALT CO COM	209,323 (-1.6%)	$23,815 (-2.2%)	1.9%	$98.63	+11.0%	Stock	254687106
BRK/B	BERKSHIRE HATHAWAY INC DEL CL B NEW	49,804 (-2.0%)	$25,034 (-2.0%)	2.0%	$389.10	+27.9%	Stock	084670702
NVDA	NVIDIA CORPORATION COM	17,332 (-7.1%)	$3,232 (-7.2%)	0.3%	$114.19	+63.0%	Stock	67066G104
BLK	BLACKROCK INC COM	1,656 (-4.4%)	$1,772 (-12.2%)	0.1%	$840.24	+29.7%	Stock	09290D101
CVX	CHEVRON CORP NEW COM	2,135 (-41.1%)	$325 (-42.2%)	0.0%	$89.39	+69.4%	Stock	166764100
MAXJ	ISHARES LARGE CAP MAX BUFFER JUN ETF	951,277 (-1.2%)	$26,821 (-0.7%)	2.2%	$27.29	—	ETF	46438G612
VGT	VANGUARD INFORMATION TECHNOLOGY ETF	861 (-16.6%)	$649 (-15.8%)	0.1%	$576.84	—	ETF	92204A702
IVV	ISHARES CORE S&P 500 ETF	620 (-19.5%)	$425 (-17.6%)	0.0%	$339.62	—	ETF	464287200
TIP	ISHARES TIPS BOND ETF	2,193 (-24.4%)	$241 (-25.3%)	0.0%	$120.55	—	ETF	464287176
VTI	VANGUARD TOTAL STOCK MARKET ETF	9,050 (-4.4%)	$3,034 (-2.4%)	0.2%	$230.27	—	ETF	922908769
MDY	SPDR S&P MIDCAP 400 ETF TRUST	375 (-22.5%)	$226 (-21.6%)	0.0%	$596.03	—	ETF	78467Y107
V	VISA INC COM CL A	732 (-19.5%)	$257 (-17.3%)	0.0%	$275.12	+23.7%	Stock	92826C839
SCHX	SCHWAB U.S. LARGE-CAP ETF	17,312 (-10.7%)	$466 (-8.8%)	0.0%	$37.73	—	ETF	808524201
SBUX	STARBUCKS CORP COM	2,802 (-15.1%)	$236 (-15.5%)	0.0%	$56.08	+49.9%	Stock	855244109
AVGO	BROADCOM INC COM	4,307 (-2.3%)	$1,491 (+2.5%)	0.1%	$149.12	+139.4%	Stock	11135F101
FNDX	SCHWAB FUNDAMENTAL U.S. LARGE COMPANY ETF	19,777 (-7.9%)	$538 (-4.7%)	0.0%	$40.34	—	ETF	808524771
JNJ	JOHNSON & JOHNSON COM	6,751 (-9.2%)	$1,397 (+1.3%)	0.1%	$126.05	+56.3%	Stock	478160104
XOM	EXXON MOBIL CORP COM	4,450 (-3.8%)	$536 (+2.7%)	0.0%	$90.84	+27.1%	Stock	30231G102
FNDF	SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF	6,550 (-1.9%)	$296 (+3.2%)	0.0%	$37.58	—	ETF	808524755
KO	COCA COLA CO COM	5,331 (-7.0%)	$373 (-2.0%)	0.0%	$42.04	+65.1%	Stock	191216100
VMBS	VANGUARD MORTGAGE-BACKED SECURITIES ETF	4,357 (-1.8%)	$205 (-1.5%)	0.0%	$47.21	—	ETF	92206C771
HIG	HARTFORD INSURANCE GROUP INC COM	2,000 (-2.7%)	$276 (+0.5%)	0.0%	$89.63	+46.8%	Stock	416515104
SCHA	SCHWAB U.S. SMALL-CAP ETF	17,152 (-1.8%)	$488 (+0.2%)	0.0%	$37.44	—	ETF	808524607
SCHF	SCHWAB INTERNATIONAL EQUITY ETF	8,617 (-2.7%)	$207 (+0.5%)	0.0%	$23.28	—	ETF	808524805

Unchanged Positions (53)

LLY ELI LILLY & CO COM 5.3%

Value ($000) $66,037 Shares 61,448 Est. Cost $740.62 Unrealized +29.0%

MSFT MICROSOFT CORP COM 12.4%

Value ($000) $154,259 Shares 318,967 Est. Cost $93.36 Unrealized +436.2%

ETN EATON CORP PLC SHS 4.1%

Value ($000) $50,952 Shares 159,971 Est. Cost $136.72 Unrealized +159.2%

AXP AMERICAN EXPRESS CO COM 2.7%

Value ($000) $33,442 Shares 90,397 Est. Cost $153.46 Unrealized +132.6%

BX BLACKSTONE INC COM 2.2%

Value ($000) $27,702 Shares 179,722 Est. Cost $87.86 Unrealized +72.4%

GM GENERAL MTRS CO COM 0.3%

Value ($000) $4,066 Shares 50,000 Est. Cost $40.06 Unrealized +75.8%

QCOM QUALCOMM INC COM 2.9%

Value ($000) $35,887 Shares 209,804 Est. Cost $104.47 Unrealized +63.5%

GE GE AEROSPACE COM NEW 2.7%

Value ($000) $33,783 Shares 109,673 Est. Cost $177.84 Unrealized +69.1%

NEE NEXTERA ENERGY INC COM 0.8%

Value ($000) $9,672 Shares 120,475 Est. Cost $56.24 Unrealized +46.7%

CI THE CIGNA GROUP COM 0.4%

Value ($000) $5,505 Shares 20,000 Est. Cost $232.04 Unrealized +20.3%

HD HOME DEPOT INC COM 0.1%

Value ($000) $893 Shares 2,595 Est. Cost $180.39 Unrealized +102.1%

GE GE AEROSPACE COM NEW 0.5%

Value ($000) $6,161 Shares 20,000 Est. Cost $177.84 Unrealized +69.1%

ORCL ORACLE CORP COM 0.0%

Value ($000) $257 Shares 1,318 Est. Cost $160.80 Unrealized +48.0%

PG PROCTER AND GAMBLE CO COM 0.1%

Value ($000) $1,167 Shares 8,141 Est. Cost $121.89 Unrealized +20.7%

WMT WALMART INC COM 0.1%

Value ($000) $1,075 Shares 9,653 Est. Cost $49.59 Unrealized +116.2%

T AT&T INC COM 0.0%

Value ($000) $518 Shares 20,848 Est. Cost $15.21 Unrealized +66.2%

SCHW SCHWAB CHARLES CORP COM 0.1%

Value ($000) $1,559 Shares 15,601 Est. Cost $53.86 Unrealized +75.9%

TCBK TRICO BANCSHARES COM 0.1%

Value ($000) $1,090 Shares 23,000 Est. Cost $43.13 Unrealized +6.4%

RYAM RAYONIER ADVANCED MATLS INC COM 0.0%

Value ($000) $266 Shares 45,176 Est. Cost $5.76 Unrealized +12.7%

ZBRA ZEBRA TECHNOLOGIES CORPORATION CL A 0.0%

Value ($000) $265 Shares 1,090 Est. Cost $271.51 Unrealized -1.5%

RY ROYAL BK CDA COM 0.0%

Value ($000) $426 Shares 2,500 Est. Cost $77.38 Unrealized +98.5%

COST COSTCO WHSL CORP NEW COM 0.0%

Value ($000) $592 Shares 687 Est. Cost $567.04 Unrealized +59.7%

MO ALTRIA GROUP INC COM 0.0%

Value ($000) $269 Shares 4,661 Est. Cost $37.39 Unrealized +58.8%

CAT CATERPILLAR INC COM 0.0%

Value ($000) $240 Shares 419 Est. Cost $425.39 Unrealized +30.6%

TSLA TESLA INC COM 0.2%

Value ($000) $1,984 Shares 4,412 Est. Cost $270.76 Unrealized +63.7%

SO SOUTHERN CO COM 0.0%

Value ($000) $395 Shares 4,531 Est. Cost $40.65 Unrealized +123.6%

BAC BANK AMERICA CORP COM 0.0%

Value ($000) $530 Shares 9,644 Est. Cost $26.26 Unrealized +100.6%

CSCO CISCO SYS INC COM 0.0%

Value ($000) $275 Shares 3,566 Est. Cost $55.37 Unrealized +33.3%

SMH VANECK SEMICONDUCTOR ETF 0.0%

Value ($000) $316 Shares 878 Est. Cost $278.88 Unrealized —

ESBA EMPIRE ST RLTY OP L P UNIT LTD PRTNSP 0.0%

Value ($000) $152 Shares 24,206 Est. Cost $9.79 Unrealized —

XYL XYLEM INC COM 0.0%

Value ($000) $253 Shares 1,855 Est. Cost $98.06 Unrealized +46.4%

VZ VERIZON COMMUNICATIONS INC COM 0.0%

Value ($000) $248 Shares 6,085 Est. Cost $37.58 Unrealized +7.7%

MMAX ISHARES LARGE CAP MAX BUFFER MAR ETF 0.3%

Value ($000) $4,114 Shares 156,835 Est. Cost $25.70 Unrealized —

PLTR PALANTIR TECHNOLOGIES INC CL A 0.0%

Value ($000) $386 Shares 2,169 Est. Cost $87.82 Unrealized +106.1%

NSC NORFOLK SOUTHN CORP COM 0.0%

Value ($000) $289 Shares 1,000 Est. Cost $200.12 Unrealized +44.2%

PM PHILIP MORRIS INTL INC COM 0.0%

Value ($000) $559 Shares 3,483 Est. Cost $97.57 Unrealized +57.4%

ABBV ABBVIE INC COM 0.0%

Value ($000) $430 Shares 1,884 Est. Cost $137.00 Unrealized +66.1%

LMT LOCKHEED MARTIN CORP COM 0.0%

Value ($000) $238 Shares 492 Est. Cost $430.99 Unrealized +10.5%

ITT ITT INC COM 0.0%

Value ($000) $265 Shares 1,527 Est. Cost $142.42 Unrealized +25.8%

IJH ISHARES CORE S&P MID-CAP ETF 0.0%

Value ($000) $401 Shares 6,073 Est. Cost $90.19 Unrealized —

IWM ISHARES RUSSELL 2000 ETF 0.0%

Value ($000) $237 Shares 961 Est. Cost $220.90 Unrealized —

MCD MCDONALDS CORP COM 0.1%

Value ($000) $629 Shares 2,058 Est. Cost $172.03 Unrealized +77.4%

COP CONOCOPHILLIPS COM 0.0%

Value ($000) $341 Shares 3,644 Est. Cost $46.70 Unrealized +92.7%

EMR EMERSON ELEC CO COM 0.0%

Value ($000) $288 Shares 2,174 Est. Cost $84.53 Unrealized +56.6%

— ATOSSA THERAPEUTICS INC COM 0.0%

Value ($000) $7 Shares 11,121 Est. Cost $6.06 Unrealized —

DHS WISDOMTREE U.S. HIGH DIVIDEND FUND 0.0%

Value ($000) $235 Shares 2,306 Est. Cost $93.80 Unrealized —

IJR ISHARES CORE S&P SMALL CAP ETF 0.0%

Value ($000) $209 Shares 1,736 Est. Cost $108.25 Unrealized —

— NUVEEN PFD & INCOME OPPORTUNIT COM 0.0%

Value ($000) $154 Shares 18,991 Est. Cost $7.28 Unrealized —

FNDA SCHWAB FUNDAMENTAL U.S. SMALL COMPANY ETF 0.0%

Value ($000) $567 Shares 17,998 Est. Cost $39.93 Unrealized —

IGSB ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF 0.0%

Value ($000) $294 Shares 5,567 Est. Cost $77.65 Unrealized —

JEPI JPMORGAN EQUITY PREMIUM INCOME ETF 0.0%

Value ($000) $283 Shares 4,951 Est. Cost $57.87 Unrealized —

IBDR ISHARES IBONDS DEC 2026 TERM CORPORATE ETF 0.0%

Value ($000) $222 Shares 9,148 Est. Cost $24.21 Unrealized —

IBDS ISHARES IBONDS DEC 2027 TERM CORPORATE ETF 0.0%

Value ($000) $223 Shares 9,203 Est. Cost $24.18 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
LLY	ELI LILLY & CO COM	61,448	$66,037	5.3%	$740.62	+29.0%	Stock	532457108
MSFT	MICROSOFT CORP COM	318,967	$154,259	12.4%	$93.36	+436.2%	Stock	594918104
ETN	EATON CORP PLC SHS	159,971	$50,952	4.1%	$136.72	+159.2%	Stock	G29183103
AXP	AMERICAN EXPRESS CO COM	90,397	$33,442	2.7%	$153.46	+132.6%	Stock	025816109
BX	BLACKSTONE INC COM	179,722	$27,702	2.2%	$87.86	+72.4%	Stock	09260D107
GM	GENERAL MTRS CO COM	50,000	$4,066	0.3%	$40.06	+75.8%	CALL	37045V100
QCOM	QUALCOMM INC COM	209,804	$35,887	2.9%	$104.47	+63.5%	Stock	747525103
GE	GE AEROSPACE COM NEW	109,673	$33,783	2.7%	$177.84	+69.1%	Stock	369604301
NEE	NEXTERA ENERGY INC COM	120,475	$9,672	0.8%	$56.24	+46.7%	Stock	65339F101
CI	THE CIGNA GROUP COM	20,000	$5,505	0.4%	$232.04	+20.3%	CALL	125523100
HD	HOME DEPOT INC COM	2,595	$893	0.1%	$180.39	+102.1%	Stock	437076102
GE	GE AEROSPACE COM NEW	20,000	$6,161	0.5%	$177.84	+69.1%	CALL	369604301
ORCL	ORACLE CORP COM	1,318	$257	0.0%	$160.80	+48.0%	Stock	68389X105
PG	PROCTER AND GAMBLE CO COM	8,141	$1,167	0.1%	$121.89	+20.7%	Stock	742718109
WMT	WALMART INC COM	9,653	$1,075	0.1%	$49.59	+116.2%	Stock	931142103
T	AT&T INC COM	20,848	$518	0.0%	$15.21	+66.2%	Stock	00206R102
SCHW	SCHWAB CHARLES CORP COM	15,601	$1,559	0.1%	$53.86	+75.9%	Stock	808513105
TCBK	TRICO BANCSHARES COM	23,000	$1,090	0.1%	$43.13	+6.4%	Stock	896095106
RYAM	RAYONIER ADVANCED MATLS INC COM	45,176	$266	0.0%	$5.76	+12.7%	Stock	75508B104
ZBRA	ZEBRA TECHNOLOGIES CORPORATION CL A	1,090	$265	0.0%	$271.51	-1.5%	Stock	989207105
RY	ROYAL BK CDA COM	2,500	$426	0.0%	$77.38	+98.5%	Stock	780087102
COST	COSTCO WHSL CORP NEW COM	687	$592	0.0%	$567.04	+59.7%	Stock	22160K105
MO	ALTRIA GROUP INC COM	4,661	$269	0.0%	$37.39	+58.8%	Stock	02209S103
CAT	CATERPILLAR INC COM	419	$240	0.0%	$425.39	+30.6%	Stock	149123101
TSLA	TESLA INC COM	4,412	$1,984	0.2%	$270.76	+63.7%	Stock	88160R101
SO	SOUTHERN CO COM	4,531	$395	0.0%	$40.65	+123.6%	Stock	842587107
BAC	BANK AMERICA CORP COM	9,644	$530	0.0%	$26.26	+100.6%	Stock	060505104
CSCO	CISCO SYS INC COM	3,566	$275	0.0%	$55.37	+33.3%	Stock	17275R102
SMH	VANECK SEMICONDUCTOR ETF	878	$316	0.0%	$278.88	—	ETF	92189F676
ESBA	EMPIRE ST RLTY OP L P UNIT LTD PRTNSP	24,206	$152	0.0%	$9.79	—	Stock	292102100
XYL	XYLEM INC COM	1,855	$253	0.0%	$98.06	+46.4%	Stock	98419M100
VZ	VERIZON COMMUNICATIONS INC COM	6,085	$248	0.0%	$37.58	+7.7%	Stock	92343V104
MMAX	ISHARES LARGE CAP MAX BUFFER MAR ETF	156,835	$4,114	0.3%	$25.70	—	ETF	46438G455
PLTR	PALANTIR TECHNOLOGIES INC CL A	2,169	$386	0.0%	$87.82	+106.1%	Stock	69608A108
NSC	NORFOLK SOUTHN CORP COM	1,000	$289	0.0%	$200.12	+44.2%	Stock	655844108
PM	PHILIP MORRIS INTL INC COM	3,483	$559	0.0%	$97.57	+57.4%	Stock	718172109
ABBV	ABBVIE INC COM	1,884	$430	0.0%	$137.00	+66.1%	Stock	00287Y109
LMT	LOCKHEED MARTIN CORP COM	492	$238	0.0%	$430.99	+10.5%	Stock	539830109
ITT	ITT INC COM	1,527	$265	0.0%	$142.42	+25.8%	Stock	45073V108
IJH	ISHARES CORE S&P MID-CAP ETF	6,073	$401	0.0%	$90.19	—	ETF	464287507
IWM	ISHARES RUSSELL 2000 ETF	961	$237	0.0%	$220.90	—	ETF	464287655
MCD	MCDONALDS CORP COM	2,058	$629	0.1%	$172.03	+77.4%	Stock	580135101
COP	CONOCOPHILLIPS COM	3,644	$341	0.0%	$46.70	+92.7%	Stock	20825C104
EMR	EMERSON ELEC CO COM	2,174	$288	0.0%	$84.53	+56.6%	Stock	291011104
—	ATOSSA THERAPEUTICS INC COM	11,121	$7	0.0%	$6.06	—	Stock	04962H506
DHS	WISDOMTREE U.S. HIGH DIVIDEND FUND	2,306	$235	0.0%	$93.80	—	ETF	97717W208
IJR	ISHARES CORE S&P SMALL CAP ETF	1,736	$209	0.0%	$108.25	—	ETF	464287804
—	NUVEEN PFD & INCOME OPPORTUNIT COM	18,991	$154	0.0%	$7.28	—	CEF	67073B106
FNDA	SCHWAB FUNDAMENTAL U.S. SMALL COMPANY ETF	17,998	$567	0.0%	$39.93	—	ETF	808524763
IGSB	ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF	5,567	$294	0.0%	$77.65	—	ETF	464288646
JEPI	JPMORGAN EQUITY PREMIUM INCOME ETF	4,951	$283	0.0%	$57.87	—	ETF	46641Q332
IBDR	ISHARES IBONDS DEC 2026 TERM CORPORATE ETF	9,148	$222	0.0%	$24.21	—	ETF	46435GAA0
IBDS	ISHARES IBONDS DEC 2027 TERM CORPORATE ETF	9,203	$223	0.0%	$24.18	—	ETF	46435UAA9