GLADSTONE CAPITAL CORP

Institution	Shares	Value ($000)
SageGuard Financial Group, LLC	12,038	$249
Hennion & Walsh Asset Management, Inc.	26,694	$551
Garner Asset Management Corp	1,750	$36
Ritter Daniher Financial Advisory LLC / DE	3,073	$63
Sound Income Strategies, LLC	6,771	$143
Pinnacle Wealth Planning Services, Inc.	2,280	$47
CITADEL ADVISORS LLC	47,950	$991
D. E. Shaw & Co., Inc.	37,951	$784
BNP PARIBAS ARBITRAGE, SA	29,214	$604
TUDOR INVESTMENT CORP ET AL	20,493	$423
NOMURA HOLDINGS INC	11,281	$233
Triumph Capital Management	750	$15
Virtu Financial LLC	10,306	$0
Quarry LP	275	$6
CX Institutional	100	$0
HANTZ FINANCIAL SERVICES, INC.	50	$0

Increased Positions (25)

Virtus Investment Advisers, LLC

Value ($000) $587 (+51.6%) Shares 28,401 (+60.5%)

Legacy Capital Wealth Partners, LLC

Value ($000) $1,253 (+9.3%) Shares 60,644 (+15.7%)

Fortress Financial Solutions, LLC

Value ($000) $308 (-2.8%) Shares 14,914 (+2.8%)

Aquatic Capital Management LLC

Value ($000) $416 (+358.4%) Shares 20,130 (+385.3%)

Trexquant Investment LP

Value ($000) $1,223 (+96.2%) Shares 59,185 (+107.7%)

TWO SIGMA INVESTMENTS, LP

Value ($000) $4,170 (+113.0%) Shares 201,819 (+125.4%)

MILLENNIUM MANAGEMENT LLC

Value ($000) $4,540 (+308.3%) Shares 219,753 (+332.2%)

Quadrature Capital Ltd

Value ($000) $760 (+37.7%) Shares 36,791 (+45.9%)

Connor, Clark & Lunn Investment Management Ltd.

Value ($000) $780 (+138.3%) Shares 37,778 (+152.2%)

UBS Group AG

Value ($000) $5,613 (+11.5%) Shares 271,702 (+18.0%)

Brevan Howard Capital Management LP

Value ($000) $823 (+35.2%) Shares 39,848 (+43.1%)

JANE STREET GROUP, LLC

Value ($000) $1,104 (+163.6%) Shares 53,425 (+179.0%)

Legal & General Group Plc

Value ($000) $3,292 (+10.0%) Shares 158,938 (+16.1%)

BANK OF AMERICA CORP /DE/

Value ($000) $578 (+134.6%) Shares 27,973 (+148.4%)

Ausdal Financial Partners, Inc.

Value ($000) $618 (-1.5%) Shares 29,896 (+4.3%)

Advisors Asset Management, Inc.

Value ($000) $1,341 (-3.0%) Shares 64,909 (+2.7%)

Newbridge Financial Services Group, Inc.

Value ($000) $21 (+188.9%) Shares 1,000 (+205.8%)

OSAIC HOLDINGS, INC.

Value ($000) $117 (+10.4%) Shares 5,681 (+39.0%)

WELLS FARGO & COMPANY/MN

Value ($000) $844 (-1.5%) Shares 40,859 (+4.3%)

JPMORGAN CHASE & CO

Value ($000) $141 (+10.5%) Shares 6,806 (+17.0%)

Institution	Prev Shares	Curr Shares	Change
Virtus Investment Advisers, LLC	17,698	28,401	+10,703 (+60.5%)
Legacy Capital Wealth Partners, LLC	52,407	60,644	+8,237 (+15.7%)
Fortress Financial Solutions, LLC	14,502	14,914	+412 (+2.8%)
Aquatic Capital Management LLC	4,148	20,130	+15,982 (+385.3%)
Trexquant Investment LP	28,490	59,185	+30,695 (+107.7%)
TWO SIGMA INVESTMENTS, LP	89,519	201,819	+112,300 (+125.4%)
MILLENNIUM MANAGEMENT LLC	50,849	219,753	+168,904 (+332.2%)
Quadrature Capital Ltd	25,211	36,791	+11,580 (+45.9%)
Connor, Clark & Lunn Investment Management Ltd.	14,978	37,778	+22,800 (+152.2%)
UBS Group AG	230,218	271,702	+41,484 (+18.0%)
Brevan Howard Capital Management LP	27,851	39,848	+11,997 (+43.1%)
JANE STREET GROUP, LLC	19,147	53,425	+34,278 (+179.0%)
Legal & General Group Plc	136,853	158,938	+22,085 (+16.1%)
BANK OF AMERICA CORP /DE/	11,263	27,973	+16,710 (+148.4%)
Ausdal Financial Partners, Inc.	28,674	29,896	+1,222 (+4.3%)
Advisors Asset Management, Inc.	63,182	64,909	+1,727 (+2.7%)
Newbridge Financial Services Group, Inc.	327	1,000	+673 (+205.8%)
OSAIC HOLDINGS, INC.	4,087	5,681	+1,594 (+39.0%)
WELLS FARGO & COMPANY/MN	39,174	40,859	+1,685 (+4.3%)
JPMORGAN CHASE & CO	5,817	6,806	+989 (+17.0%)

Decreased Positions (22)

AMERIFLEX GROUP, INC.

Value ($000) $135 (-42.4%) Shares 6,512 (-39.0%)

Kovack Advisors, Inc.

Value ($000) $503 (-44.0%) Shares 24,332 (-40.7%)

D.A. DAVIDSON & CO.

Value ($000) $1,224 (-51.7%) Shares 59,256 (-48.9%)

DENALI ADVISORS LLC

Value ($000) $483 (-19.1%) Shares 23,398 (-14.4%)

Quantbot Technologies LP

Value ($000) $143 (-54.7%) Shares 6,929 (-52.0%)

SUSQUEHANNA INTERNATIONAL GROUP, LLP

Value ($000) $361 (-77.1%) Shares 17,452 (-75.7%)

TWO SIGMA ADVISERS, LP

Value ($000) $1,125 (-28.4%) Shares 54,429 (-24.2%)

DnB Asset Management AS

Value ($000) $1,603 (-17.1%) Shares 77,525 (-12.4%)

MORGAN STANLEY

Value ($000) $1,060 (-33.4%) Shares 51,318 (-29.5%)

Qube Research & Technologies Ltd

Value ($000) $491 (-36.4%) Shares 23,775 (-32.6%)

RAYMOND JAMES FINANCIAL INC

Value ($000) $985 (-24.0%) Shares 47,696 (-19.5%)

Tower Research Capital LLC (TRC)

Value ($000) $7 (-87.9%) Shares 331 (-87.2%)

GOLDMAN SACHS GROUP INC

Value ($000) $2,003 (-7.3%) Shares 96,940 (-1.9%)

NOMURA ASSET MANAGEMENT CO LTD

Value ($000) $4 (-88.5%) Shares 215 (-87.8%)

Cetera Investment Advisers

Value ($000) $728 (-9.4%) Shares 35,225 (-4.1%)

PRIVATE TRUST CO NA

Value ($000) $20 (-43.1%) Shares 948 (-39.7%)

LPL Financial LLC

Value ($000) $2,737 (-6.5%) Shares 132,456 (-1.1%)

NORTHERN TRUST CORP

Value ($000) $320 (-12.7%) Shares 15,504 (-7.6%)

SIMPLEX TRADING, LLC

Value ($000) $27 (+51237.7%) Shares 1,317 (-46.1%)

Rockefeller Capital Management L.P.

Value ($000) $12 (-48.5%) Shares 598 (-45.5%)

Institution	Prev Shares	Curr Shares	Change
AMERIFLEX GROUP, INC.	10,674	6,512	-4,162 (-39.0%)
Kovack Advisors, Inc.	41,017	24,332	-16,685 (-40.7%)
D.A. DAVIDSON & CO.	115,951	59,256	-56,695 (-48.9%)
DENALI ADVISORS LLC	27,333	23,398	-3,935 (-14.4%)
Quantbot Technologies LP	14,444	6,929	-7,515 (-52.0%)
SUSQUEHANNA INTERNATIONAL GROUP, LLP	71,882	17,452	-54,430 (-75.7%)
TWO SIGMA ADVISERS, LP	71,829	54,429	-17,400 (-24.2%)
DnB Asset Management AS	88,475	77,525	-10,950 (-12.4%)
MORGAN STANLEY	72,822	51,318	-21,504 (-29.5%)
Qube Research & Technologies Ltd	35,293	23,775	-11,518 (-32.6%)
RAYMOND JAMES FINANCIAL INC	59,261	47,696	-11,565 (-19.5%)
Tower Research Capital LLC (TRC)	2,594	331	-2,263 (-87.2%)
GOLDMAN SACHS GROUP INC	98,800	96,940	-1,860 (-1.9%)
NOMURA ASSET MANAGEMENT CO LTD	1,766	215	-1,551 (-87.8%)
Cetera Investment Advisers	36,734	35,225	-1,509 (-4.1%)
PRIVATE TRUST CO NA	1,573	948	-625 (-39.7%)
LPL Financial LLC	133,884	132,456	-1,428 (-1.1%)
NORTHERN TRUST CORP	16,774	15,504	-1,270 (-7.6%)
SIMPLEX TRADING, LLC	2,442	1,317	-1,125 (-46.1%)
Rockefeller Capital Management L.P.	1,098	598	-500 (-45.5%)

Exited Positions (14)

Value ($000) $71 Shares 3,228

Private Advisor Group, LLC

Value ($000) $229 Shares 10,460

Aventura Private Wealth, LLC

Value ($000) $13 Shares 606

DEUTSCHE BANK AG\

Value ($000) $208 Shares 9,509

Advisory Services Network, LLC

Value ($000) $74 Shares 3,370

Steward Partners Investment Advisory, LLC

Value ($000) $30 Shares 1,367

WealthCollab, LLC

Value ($000) $4 Shares 170

Caitong International Asset Management Co., Ltd

Value ($000) $3 Shares 150

Russell Investments Group, Ltd.

Value ($000) $4 Shares 200

SALEM INVESTMENT COUNSELORS INC

Value ($000) $2 Shares 100

Main Street Group, LTD

Value ($000) $1 Shares 51

HRT FINANCIAL LP

Value ($000) $0 Shares 12,762

COMMONWEALTH EQUITY SERVICES, LLC

Value ($000) $0 Shares 11,581

FMR LLC

Value ($000) $0 Shares 2

Institution	Prev Shares	Prev Value ($000)
Register Financial Advisors LLC	3,228	$71
Private Advisor Group, LLC	10,460	$229
Aventura Private Wealth, LLC	606	$13
DEUTSCHE BANK AG\	9,509	$208
Advisory Services Network, LLC	3,370	$74
Steward Partners Investment Advisory, LLC	1,367	$30
WealthCollab, LLC	170	$4
Caitong International Asset Management Co., Ltd	150	$3
Russell Investments Group, Ltd.	200	$4
SALEM INVESTMENT COUNSELORS INC	100	$2
Main Street Group, LTD	51	$1
HRT FINANCIAL LP	12,762	$0
COMMONWEALTH EQUITY SERVICES, LLC	11,581	$0
FMR LLC	2	$0