RIVERNORTH CAPITAL MANAGEMENT, LLC Diversified Active

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	BLACKROCK CR ALLCTN INC TR	3,223,380	$41,839	4.7%	$12.98	—	COM	092508100
—	PIMCO DYNAMIC INCOME FD	1,229,127	$35,952	4.0%	$29.25	—	SHS	72201Y101
OEF	ISHARES TR	383,442	$27,589	3.1%	$71.95	—	S&P 100 IDX FD	464287101
—	ROYCE VALUE TR INC	1,688,887	$25,604	2.9%	$15.16	—	COM	780910105
—	PIMCO DYNAMIC CR INCOME FD	1,096,277	$25,116	2.8%	$22.91	—	COM SHS	72202D106
—	POWERSHARES ETF TRUST	346,768	$24,967	2.8%	$72.00	—	FTSE RAFI 1000	73935X583
—	LIBERTY ALL STAR EQUITY FD	4,751,870	$24,710	2.8%	$5.20	—	SH BEN INT	530158104
—	EATON VANCE RISK MNGD DIV EQ	2,145,025	$23,381	2.6%	$10.90	—	COM	27829G106
—	ADAMS EXPRESS CO	1,806,571	$21,607	2.4%	$11.96	—	COM	006212104
—	ALLIANCEBERNSTEIN INCOME FUN	2,756,462	$20,563	2.3%	$7.46	—	COM	01881E101
—	EATON VANCE TX MGD DIV EQ IN	1,937,560	$19,705	2.2%	$10.17	—	COM	27828N102
—	TRI CONTL CORP	1,069,182	$19,138	2.1%	$17.90	—	COM	895436103
—	CLOUGH GLOBAL OPPORTUNITIES	1,483,845	$19,097	2.1%	$12.87	—	SH BEN INT	18914E106
—	ABERDEEN ASIA PACIFIC INCOM	2,668,728	$16,546	1.8%	$6.20	—	COM	003009107
—	PIMCO CORPORATE & INCOME OPP	814,034	$15,914	1.8%	$19.55	—	COM	72201B101
—	NUVEEN DIVER CURRENCY OPPOR	1,383,264	$15,506	1.7%	$11.21	—	COM	67090N109
—	MORGAN STANLEY EM MKTS DM DE	1,028,030	$14,845	1.7%	$14.44	—	COM	617477104
—	PIMCO INCOME STRATEGY FUND I	1,346,991	$14,170	1.6%	$10.52	—	COM	72201J104
—	EATON VANCE TXMGD GL BUYWR O	1,269,012	$14,111	1.6%	$11.12	—	COM	27829C105
—	BLACKROCK GLOBAL OPP EQTY TR	1,004,734	$13,564	1.5%	$13.50	—	COM	092501105
VWO	VANGUARD INTL EQUITY INDEX F	328,000	$12,725	1.4%	$38.80	—	FTSE EMR MKT ETF	922042858
—	ZWEIG TOTAL RETURN FD INC	983,945	$12,654	1.4%	$12.86	—	COM NEW	989837208
—	VANGUARD INDEX FDS	156,121	$11,450	1.3%	$73.34	—	S&P 500 ETF SH	922908413
—	LEGG MASON BW GLB INC OPP FD	618,319	$10,963	1.2%	$17.73	—	COM	52469B100
—	PUTNAM PREMIER INCOME TR	1,949,064	$10,427	1.2%	$5.35	—	SH BEN INT	746853100
—	GENERAL AMERN INVS INC	325,604	$10,400	1.2%	$31.94	—	COM	368802104
—	EATON VANCE ENHANCED EQ INC	893,859	$10,324	1.1%	$11.55	—	COM	278274105
—	RYDEX ETF TRUST	89,963	$10,234	1.1%	$113.76	—	GUG RUSS TOP 50	78355W205
—	NEXPOINT CR STRATEGIES FD	1,282,133	$10,090	1.1%	$7.87	—	COM	65340G106
—	BLACKROCK BUILD AMER BD TR	492,746	$9,953	1.1%	$20.20	—	SHS	09248X100
—	ALPINE TOTAL DYNAMIC DIVID F	2,528,507	$9,886	1.1%	$3.91	—	COM SBI	021060108
—	EATON VANCE TAX MNGD GBL DV	969,351	$8,986	1.0%	$9.27	—	COM	27829F108
—	THAI FD INC	383,138	$8,276	0.9%	$21.60	—	COM	882904105
—	CLOUGH GLOBAL EQUITY FD	535,437	$8,015	0.9%	$14.97	—	COM	18914C100
—	CENTRAL FD CDA LTD	581,847	$7,913	0.9%	$13.60	—	CL A	153501101
—	PIMCO INCOME STRATEGY FUND	652,320	$7,802	0.9%	$11.96	—	COM	72201H108
—	ALLIANZGI EQUITY & CONV INCO	398,562	$7,306	0.8%	$18.33	—	COM	018829101
—	PRUDENTIAL GLB SHT DUR HG YL	357,546	$6,393	0.7%	$17.88	—	COM	74433A109
—	BLACKROCK MULTI-SECTOR INC T	359,398	$6,311	0.7%	$17.56	—	COM	09258A107
—	WESTERN ASSET CLYM INFL OPP	525,157	$6,223	0.7%	$11.85	—	COM	95766R104
—	NUVEEN QUALITY PFD INCOME FD	694,912	$6,053	0.7%	$8.71	—	COM	67072C105
—	DWS HIGH INCOME OPPORT FD IN	414,753	$5,977	0.7%	$14.41	—	COM NEW	23339M204
—	BOULDER TOTAL RETURN FD INC	276,371	$5,851	0.7%	$21.17	—	COM	101541100
—	ADVENT CLAY CONV SEC INC FD	839,758	$5,803	0.6%	$6.91	—	COM	007639107
—	GABELLI DIVD & INCOME TR	299,958	$5,792	0.6%	$19.31	—	COM	36242H104
—	MARKET VECTORS ETF TR	230,017	$5,633	0.6%	$24.49	—	GOLD MINER ETF	57060U100
—	NUVEEN DIVID ADVANTAGE MUN F	409,365	$5,633	0.6%	$13.76	—	COM	67066V101
—	CALAMOS CONV & HIGH INCOME F	452,560	$5,607	0.6%	$12.39	—	COM SHS	12811P108
—	CENTRAL EUR RUSS & TURK FD I	186,266	$5,554	0.6%	$29.82	—	COM	153436100
—	NUVEEN PERFORMANCE PLUS MUN	380,351	$5,473	0.6%	$14.39	—	COM	67062P108
—	PIMCO INCOME OPPORTUNITY FD	191,343	$5,472	0.6%	$28.60	—	COM	72202B100
—	APOLLO TACTICAL INCOME FD IN	302,092	$5,462	0.6%	$18.08	—	COM	037638103
—	DNP SELECT INCOME FD	551,700	$5,418	0.6%	$9.82	—	COM	23325P104
—	BOULDER GROWTH & INCOME FD I	724,199	$5,388	0.6%	$7.44	—	COM	101507101
—	FIRST TR ENERGY INCOME & GRW	151,766	$5,157	0.6%	$33.98	—	COM	33738G104
VEA	VANGUARD TAX MANAGED INTL FD	140,000	$4,984	0.6%	$35.60	—	FTSE DEV MKT ETF	921943858
—	NUVEEN BUILD AMER BD FD	254,906	$4,935	0.5%	$19.36	—	COM	67074C103
—	NUVEEN PREM INCOME MUN FD 2	356,836	$4,832	0.5%	$13.54	—	COM	67063W102
—	MONTGOMERY STR INCOME SECS I	296,684	$4,794	0.5%	$16.16	—	COM	614115103
CWB	SPDR SERIES TRUST	111,000	$4,737	0.5%	$42.68	—	BRC CNV SECS ETF	78464A359
—	NUVEEN PREM INCOME MUN FD	344,765	$4,589	0.5%	$13.31	—	COM	67062T100
—	WESTERN ASSET GLOBAL CP DEFI	241,446	$4,389	0.5%	$18.18	—	COM	95790C107
—	NUVEEN PFD INCOME OPPRTNY FD	453,968	$4,335	0.5%	$9.55	—	COM	67073B106
—	NUVEEN BUILD AMER BD OPPTNY	212,626	$4,253	0.5%	$20.00	—	COM	67074Q102
—	ROYCE FOCUS TR	607,319	$4,239	0.5%	$6.98	—	COM	78080N108
—	VIRTUS TOTAL RETURN FD	1,076,366	$4,166	0.5%	$3.87	—	COM	92829A103
—	VIRTUS GLOBAL MULTI-SEC INC	237,475	$4,142	0.5%	$17.44	—	COM	92829B101
—	WELLS FARGO ADVANTAGE MULTI	279,380	$4,096	0.5%	$14.66	—	COM SHS	94987D101
—	ADVENT CLAYMORE CV SECS & IN	236,693	$4,010	0.4%	$16.94	—	COM	00764C109
—	GDL FUND	341,452	$3,906	0.4%	$11.44	—	COM SH BEN IT	361570104
—	ADVENT CLAYMORE ENH GRW & IN	398,296	$3,895	0.4%	$9.78	—	COM	00765E104
—	PIMCO MUN INCOME FD II	297,505	$3,484	0.4%	$11.71	—	COM	72200W106
—	BLACKROCK INTL GRWTH & INC T	467,005	$3,442	0.4%	$7.37	—	COM BENE INTER	092524107
—	POWERSHARES GLOBAL ETF TRUST	174,500	$3,342	0.4%	$19.15	—	EMER MRKT PORT	73936T763
—	MACQUARIE GLBL INFRA TOTL RE	163,456	$3,338	0.4%	$20.42	—	COM	55608D101
—	BLACKROCK ENHANCED EQT DIV T	435,105	$3,311	0.4%	$7.61	—	COM	09251A104
—	BROOKFIELD TOTAL RETURN FD I	129,771	$3,120	0.3%	$24.04	—	COM	11283U108
SVVC	FIRSTHAND TECH VALUE FD INC	156,839	$3,115	0.3%	$19.17	0.0%	COM	33766Y100
—	GABELLI UTIL TR	480,852	$3,111	0.3%	$6.47	—	COM	36240A101
—	BABSON CAP GLB SHT DURHGH YL	133,346	$3,060	0.3%	$22.95	—	COM	05617T100
—	PIMCO CORPORATE INCOME STRAT	171,302	$2,986	0.3%	$17.43	—	COM	72200U100
—	GSV CAP CORP	369,454	$2,904	0.3%	$7.86	—	COM	36191J101
ELD	WISDOMTREE TR	58,957	$2,832	0.3%	$48.04	—	EM LCL DEBT FD	97717X867
—	NUVEEN INTER DURATION MN TMF	218,031	$2,793	0.3%	$12.81	—	COM	670671106
—	FEDERATED ENHANC TREAS INCM	213,125	$2,773	0.3%	$13.01	—	COM SH BEN INT	314162108
—	SPECIAL OPPORTUNITIES FD INC	161,218	$2,729	0.3%	$16.93	—	COM	84741T104
—	MORGAN STANLEY EASTN EUR FD	167,848	$2,714	0.3%	$16.17	—	COM	616988101
—	BLACKROCK DEBT STRAT FD INC	614,628	$2,612	0.3%	$4.25	—	COM	09255R103
—	WESTERN ASSET INFL MGMT FD I	156,198	$2,584	0.3%	$16.54	—	COM	95766U107
—	WESTERN ASSET EMRG MKT DEBT	136,996	$2,522	0.3%	$18.41	—	COM	95766A101
SPY	SPDR S&P 500 ETF TR	15,500	$2,487	0.3%	$160.45	—	TR UNIT	78462F103
OFS	OFS CAP CORP	207,788	$2,473	0.3%	$12.74	0.0%	COM	67103B100
—	NUVEEN QUALITY PFD INC FD 3	261,013	$2,198	0.2%	$8.42	—	COM	67072W101
—	NUVEEN MUN OPPORTUNITY FD IN	155,881	$2,182	0.2%	$14.00	—	COM	670984103
—	EATON VANCE MUN BD FD	173,652	$2,080	0.2%	$11.98	—	COM	27827X101
AMG	AFFILIATED MANAGERS GROUP	12,100	$1,984	0.2%	$153.14	0.0%	COM	008252108
—	WESTERN ASSET MTG DEF OPPTY	75,957	$1,756	0.2%	$23.12	—	COM	95790B109
—	PUTNAM MASTER INTER INCOME T	335,725	$1,672	0.2%	$4.98	—	SH BEN INT	746909100
—	NEUBERGER BERMAN HGH YLD FD	129,972	$1,666	0.2%	$12.82	—	COM	64128C106
—	DWS GLOBAL HIGH INCOME FD	205,534	$1,659	0.2%	$8.07	—	COM	23338W104
—	NUVEEN MTG OPPORTUNITY TERM	64,834	$1,647	0.2%	$25.40	—	COM	670735109
—	NUVEEN QUALITY PFD INCOME FD	197,069	$1,636	0.2%	$8.30	—	COM	67071S101
—	JOHN HANCOCK HDG EQ & INC FD	90,669	$1,531	0.2%	$16.89	—	COM	47804L102
—	ABERDEEN EMERGING MKTS SMALL	76,239	$1,517	0.2%	$19.90	—	COM	00301T102
—	FIRST TR STRATEGIC HIGH INC	95,545	$1,505	0.2%	$15.75	—	COM SHS NEW	337353304
—	NUVEEN GBL INCOME OPPORTUN F	116,075	$1,435	0.2%	$12.36	—	COM	67073C104
—	NUVEEN MUN HIGH INC OPPTY FD	116,537	$1,422	0.2%	$12.20	—	COM	670683101
—	NUVEEN MUN VALUE FD INC	146,600	$1,403	0.2%	$9.57	—	COM	670928100
—	ABERDEEN GLOBAL INCOME FD IN	122,750	$1,356	0.2%	$11.05	—	COM	003013109
—	GUGGENHEIM STRATEGIC OPP FD	56,890	$1,256	0.1%	$22.08	—	COM SBI	40167F101
IWD	ISHARES TR	14,146	$1,185	0.1%	$83.77	—	RUSSELL1000VAL	464287598
XXHYBXX	NEW AMER HIGH INCOME FD INC	116,118	$1,168	0.1%	$10.06	—	COM NEW	641876800
—	MORGAN STANLEY EMER MKTS DEB	111,202	$1,132	0.1%	$10.18	—	COM	61744H105
—	TEMPLETON EMERG MKTS INCOME	73,997	$1,102	0.1%	$14.89	—	COM	880192109
—	WESTERN ASSET HIGH INCM OPP	182,561	$1,084	0.1%	$5.94	—	COM	95766K109
—	HELIOS STRATEGIC INCOME FD I	177,271	$1,083	0.1%	$6.11	—	COM NEW	42328A203
—	MFS CHARTER INCOME TR	113,075	$1,046	0.1%	$9.25	—	SH BEN INT	552727109
—	PUTNAM MANAGED MUN INCOM TR	146,074	$1,043	0.1%	$7.14	—	COM	746823103
—	BLACKROCK MUNIHLDGS FD II IN	69,444	$1,040	0.1%	$14.98	—	COM	09253P109
—	PUTMAN HIGH INCOME SEC FUND	130,554	$1,031	0.1%	$7.90	—	SHS BEN INT	746779107
—	NEW GERMANY FD INC	57,800	$1,017	0.1%	$17.60	—	COM	644465106
—	NEUBERGER BERMAN RE ES SEC F	201,371	$971	0.1%	$4.82	—	COM	64190A103
—	TCW STRATEGIC INCOME FUND IN	174,144	$965	0.1%	$5.54	—	COM	872340104
—	GOODYEAR TIRE & RUBR CO	18,900	$931	0.1%	$49.26	—	PFD CONV 5.875%	382550309
—	CLOUGH GLOBAL ALLOCATION FD	55,000	$833	0.1%	$15.15	—	COM	18913Y103
—	BLACKROCK MUN TARGET TERM TR	41,950	$817	0.1%	$19.48	—	COM SHS BEN IN	09257P105
—	WESTERN ASST MNGD MUN FD INC	60,007	$800	0.1%	$13.33	—	COM	95766M105
—	ALLIANCEBERNSTEIN GBL HGH IN	51,544	$775	0.1%	$15.04	—	COM	01879R106
—	BLACKROCK INCOME OPP TRUST I	72,526	$730	0.1%	$10.07	—	COM	092475102
—	AVENUE INCOME CR STRATEGIES	41,058	$704	0.1%	$17.15	—	COM	05358E106
XPMQX	PIMCO MUN INCOME FD III	61,030	$672	0.1%	$11.01	—	COM	72201A103
—	MANAGED HIGH YIELD PLUS FD I	319,227	$638	0.1%	$2.00	—	COM	561911108
XLU	SELECT SECTOR SPDR TR	16,500	$621	0.1%	$37.64	—	SBI INT-UTILS	81369Y886
—	ALLIANZGI CONV & INCOME FD	64,992	$596	0.1%	$9.17	—	COM	018828103
—	MORGAN STANLEY TRUSTS	33,713	$574	0.1%	$17.03	—	INCOME SECS INC	61745P874
EQS	EQUUS TOTAL RETURN INC	295,005	$563	0.1%	$2.08	0.0%	COM	294766100
—	STRATEGIC GLOBAL INCOME FD	59,515	$561	0.1%	$9.43	—	COM	862719101
—	WESTERN ASSET MGD HI INCM FD	92,633	$541	0.1%	$5.84	—	COM	95766L107
XMQTX	BLACKROCK MUNIY QUALITY FD I	41,020	$531	0.1%	$12.94	—	COM	09254G108
—	NUVEEN INT DUR QUAL MUN TRM	41,640	$518	0.1%	$12.44	—	COM	670677103
AAPL	APPLE INC	1,300	$515	0.1%	$13.16	0.0%	COM	037833100
—	BROOKFIELD MTG OPP INC FD IN	27,138	$501	0.1%	$18.46	—	COM	112792106
—	HELIOS ADVANTAGE INCOME FD I	53,688	$447	0.0%	$8.33	—	COM NEW	42327W206
—	WESTERN ASSET WORLDWIDE INCO	34,059	$446	0.0%	$13.09	—	COM	957668106
IYR	ISHARES TR	6,646	$441	0.0%	$66.36	—	DJ US REAL EST	464287739
—	BLACKROCK SR HIGH INCOME FD	101,602	$422	0.0%	$4.15	—	COM	09255T109
—	MFS HIGH INCOME MUN TR	77,688	$379	0.0%	$4.88	—	SH BEN INT	59318D104
—	GABELLI GLOBL UTIL & INCOME	18,868	$355	0.0%	$18.81	—	COM SH BEN INT	36242L105
XLV	SELECT SECTOR SPDR TR	7,000	$333	0.0%	$47.57	—	SBI HEALTHCARE	81369Y209
—	BLACKROCK MUNICIPL INC QLTY	21,345	$303	0.0%	$14.20	—	COM	092479104
—	WESTERN ASSET EMRG MKT INCM	22,049	$292	0.0%	$13.24	—	COM	95766E103
—	TRANSAMERICA INCOME SHS INC	13,380	$276	0.0%	$20.63	—	COM	893506105
—	EATON VANCE MUNI INCOME TRUS	17,600	$216	0.0%	$12.27	—	SH BEN INT	27826U108
—	PCM FUND INC	17,800	$209	0.0%	$11.74	—	COM	69323T101
—	PIMCO MUNICIPAL INCOME FD	16,379	$209	0.0%	$12.76	—	COM	72200R107
—	ARES DYNAMIC CR ALLOCATION F	10,000	$188	0.0%	$18.80	—	COM	04014F102
—	PRUDENTIAL SHT DURATION HG Y	10,000	$187	0.0%	$18.70	—	COM	74442F107
—	WESTERN ASSET GLB HI INCOME	13,900	$170	0.0%	$12.23	—	COM	95766B109
—	EATON VANCE ENH EQTY INC FD	14,800	$170	0.0%	$11.49	—	COM	278277108
—	THAI CAP FD INC	13,325	$156	0.0%	$11.71	—	COM NEW	882905201
—	HELIOS MULTI SEC HI INC FD I	23,175	$133	0.0%	$5.74	—	COM NEW	42327Y202
—	FRANKLIN UNVL TR	13,700	$94	0.0%	$6.86	—	SH BEN INT	355145103
—	AMERN STRATEGIC INCOME PTFL	10,000	$82	0.0%	$8.20	—	COM	030099105
—	BLACKROCK INCOME TR INC	10,800	$74	0.0%	$6.85	—	COM	09247F100
—	ARCH COAL INC	12,200	$46	0.0%	$3.77	—	COM	039380100