Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q2 2013 (Next →)
Filing Date: Aug 14, 2013
Total Value: $898M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK CR ALLCTN INC TR | 3,223,380 | $41.84M | 4.7% | $12.98 | — | COM | 092508100 |
| — | PIMCO DYNAMIC INCOME FD | 1,229,127 | $35.95M | 4.0% | $29.25 | — | SHS | 72201Y101 |
| OEF | ISHARES TR | 383,442 | $27.59M | 3.1% | $71.95 | — | S&P 100 IDX FD | 464287101 |
| — | ROYCE VALUE TR INC | 1,688,887 | $25.6M | 2.9% | $15.16 | — | COM | 780910105 |
| — | PIMCO DYNAMIC CR INCOME FD | 1,096,277 | $25.12M | 2.8% | $22.91 | — | COM SHS | 72202D106 |
| — | POWERSHARES ETF TRUST | 346,768 | $24.97M | 2.8% | $72.00 | — | FTSE RAFI 1000 | 73935X583 |
| — | LIBERTY ALL STAR EQUITY FD | 4,751,870 | $24.71M | 2.8% | $5.20 | — | SH BEN INT | 530158104 |
| — | EATON VANCE RISK MNGD DIV EQ | 2,145,025 | $23.38M | 2.6% | $10.90 | — | COM | 27829G106 |
| — | ADAMS EXPRESS CO | 1,806,571 | $21.61M | 2.4% | $11.96 | — | COM | 006212104 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 2,756,462 | $20.56M | 2.3% | $7.46 | — | COM | 01881E101 |
| — | EATON VANCE TX MGD DIV EQ IN | 1,937,560 | $19.7M | 2.2% | $10.17 | — | COM | 27828N102 |
| — | TRI CONTL CORP | 1,069,182 | $19.14M | 2.1% | $17.90 | — | COM | 895436103 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,483,845 | $19.1M | 2.1% | $12.87 | — | SH BEN INT | 18914E106 |
| — | ABERDEEN ASIA PACIFIC INCOM | 2,668,728 | $16.55M | 1.8% | $6.20 | — | COM | 003009107 |
| — | PIMCO CORPORATE & INCOME OPP | 814,034 | $15.91M | 1.8% | $19.55 | — | COM | 72201B101 |
| — | NUVEEN DIVER CURRENCY OPPOR | 1,383,264 | $15.51M | 1.7% | $11.21 | — | COM | 67090N109 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,028,030 | $14.85M | 1.7% | $14.44 | — | COM | 617477104 |
| — | PIMCO INCOME STRATEGY FUND I | 1,346,991 | $14.17M | 1.6% | $10.52 | — | COM | 72201J104 |
| — | EATON VANCE TXMGD GL BUYWR O | 1,269,012 | $14.11M | 1.6% | $11.12 | — | COM | 27829C105 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 1,004,734 | $13.56M | 1.5% | $13.50 | — | COM | 092501105 |
| VWO | VANGUARD INTL EQUITY INDEX F | 328,000 | $12.72M | 1.4% | $38.80 | — | FTSE EMR MKT ETF | 922042858 |
| — | ZWEIG TOTAL RETURN FD INC | 983,945 | $12.65M | 1.4% | $12.86 | — | COM NEW | 989837208 |
| — | VANGUARD INDEX FDS | 156,121 | $11.45M | 1.3% | $73.34 | — | S&P 500 ETF SH | 922908413 |
| — | LEGG MASON BW GLB INC OPP FD | 618,319 | $10.96M | 1.2% | $17.73 | — | COM | 52469B100 |
| — | PUTNAM PREMIER INCOME TR | 1,949,064 | $10.43M | 1.2% | $5.35 | — | SH BEN INT | 746853100 |
| — | GENERAL AMERN INVS INC | 325,604 | $10.4M | 1.2% | $31.94 | — | COM | 368802104 |
| — | EATON VANCE ENHANCED EQ INC | 893,859 | $10.32M | 1.1% | $11.55 | — | COM | 278274105 |
| — | RYDEX ETF TRUST | 89,963 | $10.23M | 1.1% | $113.76 | — | GUG RUSS TOP 50 | 78355W205 |
| — | NEXPOINT CR STRATEGIES FD | 1,282,133 | $10.09M | 1.1% | $7.87 | — | COM | 65340G106 |
| — | BLACKROCK BUILD AMER BD TR | 492,746 | $9.953M | 1.1% | $20.20 | — | SHS | 09248X100 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 2,528,507 | $9.886M | 1.1% | $3.91 | — | COM SBI | 021060108 |
| — | EATON VANCE TAX MNGD GBL DV | 969,351 | $8.986M | 1.0% | $9.27 | — | COM | 27829F108 |
| — | THAI FD INC | 383,138 | $8.276M | 0.9% | $21.60 | — | COM | 882904105 |
| — | CLOUGH GLOBAL EQUITY FD | 535,437 | $8.015M | 0.9% | $14.97 | — | COM | 18914C100 |
| — | CENTRAL FD CDA LTD | 581,847 | $7.913M | 0.9% | $13.60 | — | CL A | 153501101 |
| — | PIMCO INCOME STRATEGY FUND | 652,320 | $7.802M | 0.9% | $11.96 | — | COM | 72201H108 |
| — | ALLIANZGI EQUITY & CONV INCO | 398,562 | $7.306M | 0.8% | $18.33 | — | COM | 018829101 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 357,546 | $6.393M | 0.7% | $17.88 | — | COM | 74433A109 |
| — | BLACKROCK MULTI-SECTOR INC T | 359,398 | $6.311M | 0.7% | $17.56 | — | COM | 09258A107 |
| — | WESTERN ASSET CLYM INFL OPP | 525,157 | $6.223M | 0.7% | $11.85 | — | COM | 95766R104 |
| — | NUVEEN QUALITY PFD INCOME FD | 694,912 | $6.053M | 0.7% | $8.71 | — | COM | 67072C105 |
| — | DWS HIGH INCOME OPPORT FD IN | 414,753 | $5.977M | 0.7% | $14.41 | — | COM NEW | 23339M204 |
| — | BOULDER TOTAL RETURN FD INC | 276,371 | $5.851M | 0.7% | $21.17 | — | COM | 101541100 |
| — | ADVENT CLAY CONV SEC INC FD | 839,758 | $5.803M | 0.6% | $6.91 | — | COM | 007639107 |
| — | GABELLI DIVD & INCOME TR | 299,958 | $5.792M | 0.6% | $19.31 | — | COM | 36242H104 |
| — | NUVEEN DIVID ADVANTAGE MUN F | 409,365 | $5.633M | 0.6% | $13.76 | — | COM | 67066V101 |
| — | MARKET VECTORS ETF TR | 230,017 | $5.633M | 0.6% | $24.49 | — | GOLD MINER ETF | 57060U100 |
| — | CALAMOS CONV & HIGH INCOME F | 452,560 | $5.607M | 0.6% | $12.39 | — | COM SHS | 12811P108 |
| — | CENTRAL EUR RUSS & TURK FD I | 186,266 | $5.554M | 0.6% | $29.82 | — | COM | 153436100 |
| — | NUVEEN PERFORMANCE PLUS MUN | 380,351 | $5.473M | 0.6% | $14.39 | — | COM | 67062P108 |
| — | PIMCO INCOME OPPORTUNITY FD | 191,343 | $5.472M | 0.6% | $28.60 | — | COM | 72202B100 |
| — | APOLLO TACTICAL INCOME FD IN | 302,092 | $5.462M | 0.6% | $18.08 | — | COM | 037638103 |
| — | DNP SELECT INCOME FD | 551,700 | $5.418M | 0.6% | $9.82 | — | COM | 23325P104 |
| — | BOULDER GROWTH & INCOME FD I | 724,199 | $5.388M | 0.6% | $7.44 | — | COM | 101507101 |
| — | FIRST TR ENERGY INCOME & GRW | 151,766 | $5.157M | 0.6% | $33.98 | — | COM | 33738G104 |
| VEA | VANGUARD TAX MANAGED INTL FD | 140,000 | $4.984M | 0.6% | $35.60 | — | FTSE DEV MKT ETF | 921943858 |
| — | NUVEEN BUILD AMER BD FD | 254,906 | $4.935M | 0.5% | $19.36 | — | COM | 67074C103 |
| — | NUVEEN PREM INCOME MUN FD 2 | 356,836 | $4.832M | 0.5% | $13.54 | — | COM | 67063W102 |
| — | MONTGOMERY STR INCOME SECS I | 296,684 | $4.794M | 0.5% | $16.16 | — | COM | 614115103 |
| CWB | SPDR SERIES TRUST | 111,000 | $4.737M | 0.5% | $42.68 | — | BRC CNV SECS ETF | 78464A359 |
| — | NUVEEN PREM INCOME MUN FD | 344,765 | $4.589M | 0.5% | $13.31 | — | COM | 67062T100 |
| — | WESTERN ASSET GLOBAL CP DEFI | 241,446 | $4.389M | 0.5% | $18.18 | — | COM | 95790C107 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 453,968 | $4.335M | 0.5% | $9.55 | — | COM | 67073B106 |
| — | NUVEEN BUILD AMER BD OPPTNY | 212,626 | $4.253M | 0.5% | $20.00 | — | COM | 67074Q102 |
| — | ROYCE FOCUS TR | 607,319 | $4.239M | 0.5% | $6.98 | — | COM | 78080N108 |
| — | VIRTUS TOTAL RETURN FD | 1,076,366 | $4.166M | 0.5% | $3.87 | — | COM | 92829A103 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 237,475 | $4.142M | 0.5% | $17.44 | — | COM | 92829B101 |
| — | WELLS FARGO ADVANTAGE MULTI | 279,380 | $4.096M | 0.5% | $14.66 | — | COM SHS | 94987D101 |
| — | ADVENT CLAYMORE CV SECS & IN | 236,693 | $4.01M | 0.4% | $16.94 | — | COM | 00764C109 |
| — | GDL FUND | 341,452 | $3.906M | 0.4% | $11.44 | — | COM SH BEN IT | 361570104 |
| — | ADVENT CLAYMORE ENH GRW & IN | 398,296 | $3.895M | 0.4% | $9.78 | — | COM | 00765E104 |
| — | PIMCO MUN INCOME FD II | 297,505 | $3.484M | 0.4% | $11.71 | — | COM | 72200W106 |
| — | BLACKROCK INTL GRWTH & INC T | 467,005 | $3.442M | 0.4% | $7.37 | — | COM BENE INTER | 092524107 |
| — | POWERSHARES GLOBAL ETF TRUST | 174,500 | $3.342M | 0.4% | $19.15 | — | EMER MRKT PORT | 73936T763 |
| — | MACQUARIE GLBL INFRA TOTL RE | 163,456 | $3.338M | 0.4% | $20.42 | — | COM | 55608D101 |
| — | BLACKROCK ENHANCED EQT DIV T | 435,105 | $3.311M | 0.4% | $7.61 | — | COM | 09251A104 |
| — | BROOKFIELD TOTAL RETURN FD I | 129,771 | $3.12M | 0.3% | $24.04 | — | COM | 11283U108 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 156,839 | $3.115M | 0.3% | $19.17 | 0.0% | COM | 33766Y100 |
| — | GABELLI UTIL TR | 480,852 | $3.111M | 0.3% | $6.47 | — | COM | 36240A101 |
| — | BABSON CAP GLB SHT DURHGH YL | 133,346 | $3.06M | 0.3% | $22.95 | — | COM | 05617T100 |
| — | PIMCO CORPORATE INCOME STRAT | 171,302 | $2.986M | 0.3% | $17.43 | — | COM | 72200U100 |
| — | GSV CAP CORP | 369,454 | $2.904M | 0.3% | $7.86 | — | COM | 36191J101 |
| ELD | WISDOMTREE TR | 58,957 | $2.832M | 0.3% | $48.04 | — | EM LCL DEBT FD | 97717X867 |
| — | NUVEEN INTER DURATION MN TMF | 218,031 | $2.793M | 0.3% | $12.81 | — | COM | 670671106 |
| — | FEDERATED ENHANC TREAS INCM | 213,125 | $2.773M | 0.3% | $13.01 | — | COM SH BEN INT | 314162108 |
| — | SPECIAL OPPORTUNITIES FD INC | 161,218 | $2.729M | 0.3% | $16.93 | — | COM | 84741T104 |
| — | MORGAN STANLEY EASTN EUR FD | 167,848 | $2.714M | 0.3% | $16.17 | — | COM | 616988101 |
| — | BLACKROCK DEBT STRAT FD INC | 614,628 | $2.612M | 0.3% | $4.25 | — | COM | 09255R103 |
| — | WESTERN ASSET INFL MGMT FD I | 156,198 | $2.584M | 0.3% | $16.54 | — | COM | 95766U107 |
| — | WESTERN ASSET EMRG MKT DEBT | 136,996 | $2.522M | 0.3% | $18.41 | — | COM | 95766A101 |
| SPY | SPDR S&P 500 ETF TR | 15,500 | $2.487M | 0.3% | $160.45 | — | TR UNIT | 78462F103 |
| OFS | OFS CAP CORP | 207,788 | $2.473M | 0.3% | $12.74 | 0.0% | COM | 67103B100 |
| — | NUVEEN QUALITY PFD INC FD 3 | 261,013 | $2.198M | 0.2% | $8.42 | — | COM | 67072W101 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 155,881 | $2.182M | 0.2% | $14.00 | — | COM | 670984103 |
| — | EATON VANCE MUN BD FD | 173,652 | $2.08M | 0.2% | $11.98 | — | COM | 27827X101 |
| AMG | AFFILIATED MANAGERS GROUP | 12,100 | $1.984M | 0.2% | $153.14 | 0.0% | COM | 008252108 |
| — | WESTERN ASSET MTG DEF OPPTY | 75,957 | $1.756M | 0.2% | $23.12 | — | COM | 95790B109 |
| — | PUTNAM MASTER INTER INCOME T | 335,725 | $1.672M | 0.2% | $4.98 | — | SH BEN INT | 746909100 |
| — | NEUBERGER BERMAN HGH YLD FD | 129,972 | $1.666M | 0.2% | $12.82 | — | COM | 64128C106 |
| — | DWS GLOBAL HIGH INCOME FD | 205,534 | $1.659M | 0.2% | $8.07 | — | COM | 23338W104 |
| — | NUVEEN MTG OPPORTUNITY TERM | 64,834 | $1.647M | 0.2% | $25.40 | — | COM | 670735109 |
| — | NUVEEN QUALITY PFD INCOME FD | 197,069 | $1.636M | 0.2% | $8.30 | — | COM | 67071S101 |
| — | JOHN HANCOCK HDG EQ & INC FD | 90,669 | $1.531M | 0.2% | $16.89 | — | COM | 47804L102 |
| — | ABERDEEN EMERGING MKTS SMALL | 76,239 | $1.517M | 0.2% | $19.90 | — | COM | 00301T102 |
| — | FIRST TR STRATEGIC HIGH INC | 95,545 | $1.505M | 0.2% | $15.75 | — | COM SHS NEW | 337353304 |
| — | NUVEEN GBL INCOME OPPORTUN F | 116,075 | $1.435M | 0.2% | $12.36 | — | COM | 67073C104 |
| — | NUVEEN MUN HIGH INC OPPTY FD | 116,537 | $1.422M | 0.2% | $12.20 | — | COM | 670683101 |
| — | NUVEEN MUN VALUE FD INC | 146,600 | $1.403M | 0.2% | $9.57 | — | COM | 670928100 |
| — | ABERDEEN GLOBAL INCOME FD IN | 122,750 | $1.356M | 0.2% | $11.05 | — | COM | 003013109 |
| — | GUGGENHEIM STRATEGIC OPP FD | 56,890 | $1.256M | 0.1% | $22.08 | — | COM SBI | 40167F101 |
| IWD | ISHARES TR | 14,146 | $1.185M | 0.1% | $83.77 | — | RUSSELL1000VAL | 464287598 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 116,118 | $1.168M | 0.1% | $10.06 | — | COM NEW | 641876800 |
| — | MORGAN STANLEY EMER MKTS DEB | 111,202 | $1.132M | 0.1% | $10.18 | — | COM | 61744H105 |
| — | TEMPLETON EMERG MKTS INCOME | 73,997 | $1.102M | 0.1% | $14.89 | — | COM | 880192109 |
| — | WESTERN ASSET HIGH INCM OPP | 182,561 | $1.084M | 0.1% | $5.94 | — | COM | 95766K109 |
| — | HELIOS STRATEGIC INCOME FD I | 177,271 | $1.083M | 0.1% | $6.11 | — | COM NEW | 42328A203 |
| — | MFS CHARTER INCOME TR | 113,075 | $1.046M | 0.1% | $9.25 | — | SH BEN INT | 552727109 |
| — | PUTNAM MANAGED MUN INCOM TR | 146,074 | $1.043M | 0.1% | $7.14 | — | COM | 746823103 |
| — | BLACKROCK MUNIHLDGS FD II IN | 69,444 | $1.04M | 0.1% | $14.98 | — | COM | 09253P109 |
| — | PUTMAN HIGH INCOME SEC FUND | 130,554 | $1.031M | 0.1% | $7.90 | — | SHS BEN INT | 746779107 |
| — | NEW GERMANY FD INC | 57,800 | $1.017M | 0.1% | $17.60 | — | COM | 644465106 |
| — | NEUBERGER BERMAN RE ES SEC F | 201,371 | $971K | 0.1% | $4.82 | — | COM | 64190A103 |
| — | TCW STRATEGIC INCOME FUND IN | 174,144 | $965K | 0.1% | $5.54 | — | COM | 872340104 |
| — | GOODYEAR TIRE & RUBR CO | 18,900 | $931K | 0.1% | $49.26 | — | PFD CONV 5.875% | 382550309 |
| — | CLOUGH GLOBAL ALLOCATION FD | 55,000 | $833K | 0.1% | $15.15 | — | COM | 18913Y103 |
| — | BLACKROCK MUN TARGET TERM TR | 41,950 | $817K | 0.1% | $19.48 | — | COM SHS BEN IN | 09257P105 |
| — | WESTERN ASST MNGD MUN FD INC | 60,007 | $800K | 0.1% | $13.33 | — | COM | 95766M105 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 51,544 | $775K | 0.1% | $15.04 | — | COM | 01879R106 |
| — | BLACKROCK INCOME OPP TRUST I | 72,526 | $730K | 0.1% | $10.07 | — | COM | 092475102 |
| — | AVENUE INCOME CR STRATEGIES | 41,058 | $704K | 0.1% | $17.15 | — | COM | 05358E106 |
| XPMQX | PIMCO MUN INCOME FD III | 61,030 | $672K | 0.1% | $11.01 | — | COM | 72201A103 |
| — | MANAGED HIGH YIELD PLUS FD I | 319,227 | $638K | 0.1% | $2.00 | — | COM | 561911108 |
| XLU | SELECT SECTOR SPDR TR | 16,500 | $621K | 0.1% | $37.64 | — | SBI INT-UTILS | 81369Y886 |
| — | ALLIANZGI CONV & INCOME FD | 64,992 | $596K | 0.1% | $9.17 | — | COM | 018828103 |
| — | MORGAN STANLEY TRUSTS | 33,713 | $574K | 0.1% | $17.03 | — | INCOME SECS INC | 61745P874 |
| EQS | EQUUS TOTAL RETURN INC | 295,005 | $563K | 0.1% | $2.08 | 0.0% | COM | 294766100 |
| — | STRATEGIC GLOBAL INCOME FD | 59,515 | $561K | 0.1% | $9.43 | — | COM | 862719101 |
| — | WESTERN ASSET MGD HI INCM FD | 92,633 | $541K | 0.1% | $5.84 | — | COM | 95766L107 |
| XMQTX | BLACKROCK MUNIY QUALITY FD I | 41,020 | $531K | 0.1% | $12.94 | — | COM | 09254G108 |
| — | NUVEEN INT DUR QUAL MUN TRM | 41,640 | $518K | 0.1% | $12.44 | — | COM | 670677103 |
| AAPL | APPLE INC | 1,300 | $515K | 0.1% | $13.16 | 0.0% | COM | 037833100 |
| — | BROOKFIELD MTG OPP INC FD IN | 27,138 | $501K | 0.1% | $18.46 | — | COM | 112792106 |
| — | HELIOS ADVANTAGE INCOME FD I | 53,688 | $447K | 0.0% | $8.33 | — | COM NEW | 42327W206 |
| — | WESTERN ASSET WORLDWIDE INCO | 34,059 | $446K | 0.0% | $13.09 | — | COM | 957668106 |
| IYR | ISHARES TR | 6,646 | $441K | 0.0% | $66.36 | — | DJ US REAL EST | 464287739 |
| — | BLACKROCK SR HIGH INCOME FD | 101,602 | $422K | 0.0% | $4.15 | — | COM | 09255T109 |
| — | MFS HIGH INCOME MUN TR | 77,688 | $379K | 0.0% | $4.88 | — | SH BEN INT | 59318D104 |
| — | GABELLI GLOBL UTIL & INCOME | 18,868 | $355K | 0.0% | $18.81 | — | COM SH BEN INT | 36242L105 |
| XLV | SELECT SECTOR SPDR TR | 7,000 | $333K | 0.0% | $47.57 | — | SBI HEALTHCARE | 81369Y209 |
| — | BLACKROCK MUNICIPL INC QLTY | 21,345 | $303K | 0.0% | $14.20 | — | COM | 092479104 |
| — | WESTERN ASSET EMRG MKT INCM | 22,049 | $292K | 0.0% | $13.24 | — | COM | 95766E103 |
| — | TRANSAMERICA INCOME SHS INC | 13,380 | $276K | 0.0% | $20.63 | — | COM | 893506105 |
| — | EATON VANCE MUNI INCOME TRUS | 17,600 | $216K | 0.0% | $12.27 | — | SH BEN INT | 27826U108 |
| — | PIMCO MUNICIPAL INCOME FD | 16,379 | $209K | 0.0% | $12.76 | — | COM | 72200R107 |
| — | PCM FUND INC | 17,800 | $209K | 0.0% | $11.74 | — | COM | 69323T101 |
| — | ARES DYNAMIC CR ALLOCATION F | 10,000 | $188K | 0.0% | $18.80 | — | COM | 04014F102 |
| — | PRUDENTIAL SHT DURATION HG Y | 10,000 | $187K | 0.0% | $18.70 | — | COM | 74442F107 |
| — | WESTERN ASSET GLB HI INCOME | 13,900 | $170K | 0.0% | $12.23 | — | COM | 95766B109 |
| — | EATON VANCE ENH EQTY INC FD | 14,800 | $170K | 0.0% | $11.49 | — | COM | 278277108 |
| — | THAI CAP FD INC | 13,325 | $156K | 0.0% | $11.71 | — | COM NEW | 882905201 |
| — | HELIOS MULTI SEC HI INC FD I | 23,175 | $133K | 0.0% | $5.74 | — | COM NEW | 42327Y202 |
| — | FRANKLIN UNVL TR | 13,700 | $94,000 | 0.0% | $6.86 | — | SH BEN INT | 355145103 |
| — | AMERN STRATEGIC INCOME PTFL | 10,000 | $82,000 | 0.0% | $8.20 | — | COM | 030099105 |
| — | BLACKROCK INCOME TR INC | 10,800 | $74,000 | 0.0% | $6.85 | — | COM | 09247F100 |
| — | ARCH COAL INC | 12,200 | $46,000 | 0.0% | $3.77 | — | COM | 039380100 |