Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q3 2013 (← Previous) (Next →)
Filing Date: Nov 14, 2013
Total Value: $950M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK CR ALLCTN INC TR | 3,204,313 | $41.78M | 4.4% | $12.98 | — | COM | 092508100 |
| — | PIMCO DYNAMIC INCOME FD | 1,199,590 | $34.42M | 3.6% | $29.25 | — | SHS | 72201Y101 |
| OEF | ISHARES | 374,942 | $28.06M | 3.0% | $71.95 | — | S&P 100 ETF | 464287101 |
| — | ROYCE VALUE TR INC | 1,688,887 | $27.21M | 2.9% | $15.16 | — | COM | 780910105 |
| — | PIMCO DYNAMIC CR INCOME FD | 1,159,268 | $25.79M | 2.7% | $22.87 | — | COM SHS | 72202D106 |
| — | POWERSHARES ETF TRUST | 336,568 | $25.41M | 2.7% | $72.00 | — | FTSE RAFI 1000 | 73935X583 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 3,411,821 | $24.02M | 2.5% | $7.38 | — | COM | 01881E101 |
| — | ADAMS EXPRESS CO | 1,806,571 | $22.38M | 2.4% | $11.96 | — | COM | 006212104 |
| — | EATON VANCE RISK MNGD DIV EQ | 2,066,792 | $22.34M | 2.4% | $10.90 | — | COM | 27829G106 |
| — | LIBERTY ALL STAR EQUITY FD | 3,732,791 | $20.19M | 2.1% | $5.20 | — | SH BEN INT | 530158104 |
| — | TRI CONTL CORP | 1,070,482 | $19.61M | 2.1% | $17.90 | — | COM | 895436103 |
| — | VANGUARD INDEX FDS | 252,763 | $19.46M | 2.0% | $74.74 | — | S&P 500 ETF SH | 922908413 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,486,045 | $19.13M | 2.0% | $12.87 | — | SH BEN INT | 18914E106 |
| — | EATON VANCE TX MGD DIV EQ IN | 1,855,179 | $18.7M | 2.0% | $10.17 | — | COM | 27828N102 |
| — | ABERDEEN ASIA PACIFIC INCOM | 2,744,144 | $16.63M | 1.7% | $6.20 | — | COM | 003009107 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,127,468 | $15.9M | 1.7% | $14.41 | — | COM | 617477104 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 1,120,255 | $15.67M | 1.6% | $13.55 | — | COM | 092501105 |
| VWO | VANGUARD INTL EQUITY INDEX F | 376,375 | $15.11M | 1.6% | $38.97 | — | FTSE EMR MKT ETF | 922042858 |
| — | NUVEEN DIVER CURRENCY OPPOR | 1,417,093 | $14.85M | 1.6% | $11.19 | — | COM | 67090N109 |
| — | PIMCO CORPORATE & INCOME OPP | 809,368 | $14.61M | 1.5% | $19.55 | — | COM | 72201B101 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 3,453,483 | $13.88M | 1.5% | $3.94 | — | COM SBI | 021060108 |
| — | ZWEIG TOTAL RETURN FD INC | 1,015,666 | $13.3M | 1.4% | $12.87 | — | COM NEW | 989837208 |
| — | BLACKROCK MULTI-SECTOR INC T | 788,757 | $13.15M | 1.4% | $17.08 | — | COM | 09258A107 |
| — | NEXPOINT CR STRATEGIES FD | 1,714,410 | $13.12M | 1.4% | $7.81 | — | COM | 65340G106 |
| — | NUVEEN PREM INCOME MUN FD 2 | 983,161 | $12.83M | 1.3% | $13.23 | — | COM | 67063W102 |
| — | PIMCO INCOME STRATEGY FUND I | 1,245,405 | $12.7M | 1.3% | $10.52 | — | COM | 72201J104 |
| — | GENERAL AMERN INVS INC | 328,604 | $11.22M | 1.2% | $31.94 | — | COM | 368802104 |
| — | PUTNAM PREMIER INCOME TR | 2,093,256 | $11.01M | 1.2% | $5.34 | — | SH BEN INT | 746853100 |
| — | LEGG MASON BW GLB INC OPP FD | 631,506 | $10.56M | 1.1% | $17.71 | — | COM | 52469B100 |
| — | RYDEX ETF TRUST | 89,963 | $10.54M | 1.1% | $113.76 | — | GUG RUSS TOP 50 | 78355W205 |
| — | NUVEEN PERFORMANCE PLUS MUN | 774,794 | $10.47M | 1.1% | $13.94 | — | COM | 67062P108 |
| — | NUVEEN DIVID ADVANTAGE MUN F | 724,406 | $9.439M | 1.0% | $13.44 | — | COM | 67066V101 |
| — | NUVEEN INTER DURATION MN TMF | 803,027 | $9.219M | 1.0% | $11.84 | — | COM | 670671106 |
| — | CENTRAL FD CDA LTD | 581,847 | $8.553M | 0.9% | $13.60 | — | CL A | 153501101 |
| — | CLOUGH GLOBAL EQUITY FD | 535,437 | $8.045M | 0.8% | $14.97 | — | COM | 18914C100 |
| — | EATON VANCE ENHANCED EQ INC | 659,336 | $7.952M | 0.8% | $11.55 | — | COM | 278274105 |
| — | ALLIANZGI EQUITY & CONV INCO | 417,817 | $7.759M | 0.8% | $18.34 | — | COM | 018829101 |
| — | WESTERN ASSET GLOBAL CP DEFI | 407,622 | $7.252M | 0.8% | $18.02 | — | COM | 95790C107 |
| — | APOLLO TACTICAL INCOME FD IN | 431,822 | $7.211M | 0.8% | $17.67 | — | COM | 037638103 |
| — | EATON VANCE TXMGD GL BUYWR O | 634,890 | $7.2M | 0.8% | $11.12 | — | COM | 27829C105 |
| — | PIMCO INCOME STRATEGY FUND | 605,036 | $7M | 0.7% | $11.96 | — | COM | 72201H108 |
| — | GABELLI DIVD & INCOME TR | 331,670 | $6.594M | 0.7% | $19.36 | — | COM | 36242H104 |
| — | DWS HIGH INCOME OPPORT FD IN | 464,860 | $6.578M | 0.7% | $14.38 | — | COM NEW | 23339M204 |
| — | MARKET VECTORS ETF TR | 262,817 | $6.576M | 0.7% | $24.56 | — | GOLD MINER ETF | 57060U100 |
| — | NUVEEN PREM INCOME MUN FD | 513,869 | $6.567M | 0.7% | $13.14 | — | COM | 67062T100 |
| — | NUVEEN QUALITY PFD INCOME FD | 774,512 | $6.32M | 0.7% | $8.65 | — | COM | 67072C105 |
| — | CALAMOS CONV & HIGH INCOME F | 488,052 | $6.115M | 0.6% | $12.40 | — | COM SHS | 12811P108 |
| — | BOULDER TOTAL RETURN FD INC | 280,071 | $6.106M | 0.6% | $21.18 | — | COM | 101541100 |
| — | WESTERN ASSET CLYM INFL OPP | 525,157 | $6.092M | 0.6% | $11.85 | — | COM | 95766R104 |
| — | ADVENT CLAY CONV SEC INC FD | 875,525 | $6.085M | 0.6% | $6.91 | — | COM | 007639107 |
| — | BOULDER GROWTH & INCOME FD I | 742,362 | $5.664M | 0.6% | $7.44 | — | COM | 101507101 |
| — | NUVEEN BUILD AMER BD FD | 311,980 | $5.637M | 0.6% | $19.12 | — | COM | 67074C103 |
| — | CENTRAL EUR RUSS & TURK FD I | 171,648 | $5.565M | 0.6% | $29.82 | — | COM | 153436100 |
| VEA | VANGUARD TAX MANAGED INTL FD | 136,978 | $5.422M | 0.6% | $35.60 | — | FTSE DEV MKT ETF | 921943858 |
| — | WELLS FARGO ADVANTAGE MULTI | 369,613 | $5.226M | 0.5% | $14.53 | — | COM SHS | 94987D101 |
| — | VIRTUS TOTAL RETURN FD | 1,288,657 | $5.077M | 0.5% | $3.88 | — | COM | 92829A103 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 583,932 | $5.069M | 0.5% | $9.36 | — | COM | 67073B106 |
| — | PIMCO INCOME OPPORTUNITY FD | 183,632 | $5.048M | 0.5% | $28.60 | — | COM | 72202B100 |
| — | POWERSHARES GLOBAL ETF TRUST | 247,540 | $5.025M | 0.5% | $19.49 | — | EMER MRKT PORT | 73936T763 |
| CWB | SPDR SERIES TRUST | 111,000 | $5.017M | 0.5% | $42.68 | — | BRC CNV SECS ETF | 78464A359 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 289,657 | $4.924M | 0.5% | $17.36 | — | COM | 92829B101 |
| — | MONTGOMERY STR INCOME SECS I | 296,684 | $4.661M | 0.5% | $16.16 | — | COM | 614115103 |
| — | THAI FD INC | 228,770 | $4.546M | 0.5% | $21.60 | — | COM | 882904105 |
| — | ROYCE FOCUS TR | 614,038 | $4.436M | 0.5% | $6.98 | — | COM | 78080N108 |
| — | CORNERSTONE PROGRESSIVE RTN | 822,469 | $4.219M | 0.4% | $5.13 | — | COM | 21925C101 |
| — | INVESCO MUN TR | 354,632 | $4.149M | 0.4% | $11.70 | — | COM | 46131J103 |
| — | BLACKROCK BUILD AMER BD TR | 213,822 | $4.022M | 0.4% | $20.20 | — | SHS | 09248X100 |
| — | PIMCO MUN INCOME FD II | 363,431 | $4.009M | 0.4% | $11.59 | — | COM | 72200W106 |
| — | ADVENT CLAYMORE ENH GRW & IN | 406,996 | $3.98M | 0.4% | $9.78 | — | COM | 00765E104 |
| — | NUVEEN BUILD AMER BD OPPTNY | 212,626 | $3.942M | 0.4% | $20.00 | — | COM | 67074Q102 |
| — | BROOKFIELD TOTAL RETURN FD I | 159,146 | $3.651M | 0.4% | $23.84 | — | COM | 11283U108 |
| — | BLACKROCK INTL GRWTH & INC T | 469,405 | $3.614M | 0.4% | $7.37 | — | COM BENE INTER | 092524107 |
| — | WESTERN ASSET EMRG MKT DEBT | 197,229 | $3.538M | 0.4% | $18.27 | — | COM | 95766A101 |
| — | BABSON CAP GLB SHT DURHGH YL | 148,541 | $3.391M | 0.4% | $22.94 | — | COM | 05617T100 |
| — | BLACKROCK ENHANCED EQT DIV T | 442,824 | $3.33M | 0.4% | $7.61 | — | COM | 09251A104 |
| — | MACQUARIE GLBL INFRA TOTL RE | 141,885 | $3.07M | 0.3% | $20.42 | — | COM | 55608D101 |
| — | PIMCO CORPORATE INCOME STRAT | 182,928 | $3.053M | 0.3% | $17.38 | — | COM | 72200U100 |
| — | NUVEEN MTG OPPORTUNITY TERM | 123,415 | $2.932M | 0.3% | $24.62 | — | COM | 670735109 |
| — | FEDERATED ENHANC TREAS INCM | 213,125 | $2.741M | 0.3% | $13.01 | — | COM SH BEN INT | 314162108 |
| OFS | OFS CAP CORP | 213,138 | $2.698M | 0.3% | $12.72 | -5.0% | COM | 67103B100 |
| — | WESTERN ASSET WORLDWIDE INCO | 213,513 | $2.684M | 0.3% | $12.65 | — | COM | 957668106 |
| — | FIRST TR HIGH INCOME L/S FD | 150,872 | $2.646M | 0.3% | $17.54 | — | COM | 33738E109 |
| — | NUVEEN GBL INCOME OPPORTUN F | 224,288 | $2.631M | 0.3% | $12.06 | — | COM | 67073C104 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 105,453 | $2.581M | 0.3% | $19.17 | +15.9% | COM | 33766Y100 |
| — | NUVEEN QUALITY PFD INC FD 3 | 324,718 | $2.562M | 0.3% | $8.32 | — | COM | 67072W101 |
| — | WESTERN ASSET INFL MGMT FD I | 155,798 | $2.558M | 0.3% | $16.54 | — | COM | 95766U107 |
| — | EATON VANCE MUN BD FD | 217,672 | $2.516M | 0.3% | $11.89 | — | COM | 27827X101 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 190,082 | $2.471M | 0.3% | $13.82 | — | COM | 670984103 |
| — | BLACKROCK DEBT STRAT FD INC | 606,171 | $2.437M | 0.3% | $4.25 | — | COM | 09255R103 |
| — | ABERDEEN GLOBAL INCOME FD IN | 213,128 | $2.308M | 0.2% | $10.95 | — | COM | 003013109 |
| AMG | AFFILIATED MANAGERS GROUP | 12,100 | $2.21M | 0.2% | $153.14 | +12.3% | COM | 008252108 |
| — | PIMCO MUNICIPAL INCOME FD | 167,375 | $2.089M | 0.2% | $12.51 | — | COM | 72200R107 |
| — | MFS CHARTER INCOME TR | 231,546 | $2.072M | 0.2% | $9.10 | — | SH BEN INT | 552727109 |
| XLK | SELECT SECTOR SPDR TR | 63,650 | $2.039M | 0.2% | $32.03 | — | TECHNOLOGY | 81369Y803 |
| — | WESTERN ASSET HIGH INCM OPP | 339,689 | $2.028M | 0.2% | $5.95 | — | COM | 95766K109 |
| — | IVY HIGH INC OPPORTUNITIES F | 105,933 | $1.886M | 0.2% | $17.80 | — | COM | 465893105 |
| — | SPECIAL OPPORTUNITIES FD INC | 106,187 | $1.87M | 0.2% | $16.93 | — | COM | 84741T104 |
| — | NUVEEN QUALITY PFD INCOME FD | 246,569 | $1.864M | 0.2% | $8.15 | — | COM | 67071S101 |
| — | PUTNAM MASTER INTER INCOME T | 380,809 | $1.858M | 0.2% | $4.97 | — | SH BEN INT | 746909100 |
| — | NEUBERGER BERMAN HGH YLD FD | 135,677 | $1.772M | 0.2% | $12.83 | — | COM | 64128C106 |
| — | ADVENT CLAYMORE CV SECS & IN | 98,882 | $1.739M | 0.2% | $16.94 | — | COM | 00764C109 |
| — | FIRST TR STRATEGIC HIGH INC | 108,545 | $1.727M | 0.2% | $15.77 | — | COM SHS NEW | 337353304 |
| — | NEUBERGER BERMAN RE ES SEC F | 382,067 | $1.727M | 0.2% | $4.68 | — | COM | 64190A103 |
| — | FRANKLIN TEMPLETON LTD DUR I | 131,325 | $1.707M | 0.2% | $13.00 | — | COM | 35472T101 |
| — | COHEN & STEERS REIT & PFD IN | 109,526 | $1.699M | 0.2% | $15.51 | — | COM | 19247X100 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 69,682 | $1.673M | 0.2% | $24.01 | — | COM | 67074R100 |
| — | DWS GLOBAL HIGH INCOME FD | 205,534 | $1.646M | 0.2% | $8.07 | — | COM | 23338W104 |
| — | GABELLI UTIL TR | 244,694 | $1.554M | 0.2% | $6.47 | — | COM | 36240A101 |
| — | CALAMOS GBL DYN INCOME FUND | 182,081 | $1.55M | 0.2% | $8.51 | — | COM | 12811L107 |
| — | BLACKSTONE GSO STRATEGIC CR | 84,176 | $1.489M | 0.2% | $17.69 | — | COM SHS BEN IN | 09257R101 |
| — | ABERDEEN EMERGING MKTS SMALL | 76,239 | $1.484M | 0.2% | $19.90 | — | COM | 00301T102 |
| — | MORGAN STANLEY EASTN EUR FD | 77,812 | $1.454M | 0.2% | $16.17 | — | COM | 616988101 |
| XMQTX | BLACKROCK MUNIY QUALITY FD I | 114,705 | $1.42M | 0.1% | $12.58 | — | COM | 09254G108 |
| — | BLACKROCK INCOME OPP TRUST I | 135,034 | $1.337M | 0.1% | $9.99 | — | COM | 092475102 |
| — | NUVEEN INT DUR QUAL MUN TRM | 116,238 | $1.336M | 0.1% | $11.83 | — | COM | 670677103 |
| — | MORGAN STANLEY EMER MKTS DEB | 133,359 | $1.334M | 0.1% | $10.15 | — | COM | 61744H105 |
| — | STRATEGIC GLOBAL INCOME FD | 137,633 | $1.279M | 0.1% | $9.35 | — | COM | 862719101 |
| SPY | SPDR S&P 500 ETF TR | 7,500 | $1.26M | 0.1% | $160.45 | — | TR UNIT | 78462F103 |
| — | MFS MULTIMARKET INCOME TR | 184,506 | $1.22M | 0.1% | $6.61 | — | SH BEN INT | 552737108 |
| — | GOODYEAR TIRE & RUBR CO | 18,900 | $1.204M | 0.1% | $49.26 | — | PFD CONV 5.875% | 382550309 |
| — | NUVEEN PREMIER MUN INCOME FD | 91,400 | $1.179M | 0.1% | $12.90 | — | COM | 670988104 |
| XMUSX | BLACKROCK MUNIHOLDNGS QLTY I | 93,295 | $1.157M | 0.1% | $12.40 | — | COM | 09254A101 |
| — | HELIOS STRATEGIC INCOME FD I | 177,271 | $1.126M | 0.1% | $6.11 | — | COM NEW | 42328A203 |
| — | WESTERN ASSET MTG DEF OPPTY | 47,050 | $1.059M | 0.1% | $23.12 | — | COM | 95790B109 |
| — | PUTMAN HIGH INCOME SEC FUND | 132,648 | $1.044M | 0.1% | $7.90 | — | SHS BEN INT | 746779107 |
| — | WESTERN ASSET MGD HI INCM FD | 182,654 | $1.039M | 0.1% | $5.77 | — | COM | 95766L107 |
| — | PUTNAM MANAGED MUN INCOM TR | 148,674 | $1.017M | 0.1% | $7.13 | — | COM | 746823103 |
| — | WESTERN ASSET GLB HI INCOME | 81,575 | $1.007M | 0.1% | $12.32 | — | COM | 95766B109 |
| — | BLACKROCK SR HIGH INCOME FD | 243,706 | $960K | 0.1% | $4.03 | — | COM | 09255T109 |
| — | TCW STRATEGIC INCOME FUND IN | 174,144 | $939K | 0.1% | $5.54 | — | COM | 872340104 |
| — | GLOBAL HIGH INCOME FUND INC | 89,961 | $926K | 0.1% | $10.29 | — | COM | 37933G108 |
| — | CLOUGH GLOBAL ALLOCATION FD | 60,150 | $917K | 0.1% | $15.15 | — | COM | 18913Y103 |
| — | WESTERN ASSET EMRG MKT INCM | 72,602 | $910K | 0.1% | $12.75 | — | COM | 95766E103 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 93,512 | $889K | 0.1% | $10.06 | — | COM NEW | 641876800 |
| — | NUVEEN CAL AMT-FREE MUN INC | 71,932 | $888K | 0.1% | $12.34 | — | COM | 670651108 |
| — | WESTERN ASST MNGD MUN FD INC | 71,707 | $886K | 0.1% | $13.17 | — | COM | 95766M105 |
| — | GDL FUND | 77,973 | $880K | 0.1% | $11.44 | — | COM SH BEN IT | 361570104 |
| — | NUVEEN MUN HIGH INCOME OPP F | 74,738 | $872K | 0.1% | $11.67 | — | COM | 670682103 |
| — | JOHN HANCOCK HDG EQ & INC FD | 48,304 | $803K | 0.1% | $16.89 | — | COM | 47804L102 |
| — | GSV CAP CORP | 52,860 | $783K | 0.1% | $7.86 | — | COM | 36191J101 |
| — | BLACKROCK HIGH YIELD TR | 109,655 | $759K | 0.1% | $6.92 | — | SHS | 09248N102 |
| — | WESTERN ASST MN PRT FD INC | 52,800 | $730K | 0.1% | $13.83 | — | COM | 95766P108 |
| — | FIRST TR ENERGY INCOME & GRW | 22,827 | $730K | 0.1% | $33.98 | — | COM | 33738G104 |
| — | AMERICAN CAP LTD | 51,000 | $701K | 0.1% | $13.75 | — | COM | 02503Y103 |
| — | MANAGED HIGH YIELD PLUS FD I | 341,936 | $684K | 0.1% | $2.00 | — | COM | 561911108 |
| — | BLACKROCK MUNIHLDGS FD II IN | 42,477 | $601K | 0.1% | $14.98 | — | COM | 09253P109 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 33,907 | $591K | 0.1% | $17.88 | — | COM | 74433A109 |
| — | INVESCO ADVANTAGE MUNICIPAL | 53,850 | $577K | 0.1% | $10.71 | — | SH BEN INT | 46132E103 |
| — | MORGAN STANLEY TRUSTS | 33,713 | $561K | 0.1% | $17.03 | — | INCOME SECS INC | 61745P874 |
| EQS | EQUUS TOTAL RETURN INC | 295,005 | $558K | 0.1% | $2.08 | -7.6% | COM | 294766100 |
| — | MFS HIGH INCOME MUN TR | 120,141 | $557K | 0.1% | $4.79 | — | SH BEN INT | 59318D104 |
| XLF | SELECT SECTOR SPDR TR | 27,100 | $539K | 0.1% | $19.89 | — | SBI INT-FINL | 81369Y605 |
| — | BLACKROCK CORPOR HI YLD FD V | 40,433 | $490K | 0.1% | $12.12 | — | COM | 09255N102 |
| — | WELLS FARGO ADVANTAGE INCOME | 54,302 | $489K | 0.1% | $9.01 | — | COM SHS | 94987B105 |
| — | BLACKROCK MUNIHLDS INVSTM QL | 34,167 | $448K | 0.0% | $13.11 | — | COM | 09254P108 |
| — | HEWLETT PACKARD CO | 21,000 | $441K | 0.0% | $21.00 | — | COM | 428236103 |
| — | KCAP FINL INC | 45,015 | $403K | 0.0% | $8.95 | — | COM | 48668E101 |
| — | PCM FUND INC | 35,027 | $401K | 0.0% | $11.60 | — | COM | 69323T101 |
| — | FIFTH STR SR FLOATNG RATE CO | 28,400 | $385K | 0.0% | $13.56 | — | COM | 31679F101 |
| — | NUVEEN PREM INCOME MUN FD 4 | 31,700 | $377K | 0.0% | $11.89 | — | COM | 6706K4105 |
| — | BLACKROCK MUNIYIELD INVST FD | 26,647 | $368K | 0.0% | $13.81 | — | COM | 09254R104 |
| — | INVESCO MUN OPPORTUNITY TR | 30,470 | $359K | 0.0% | $11.78 | — | COM | 46132C107 |
| — | BLACKROCK DEFINED OPPRTY CR | 25,086 | $351K | 0.0% | $13.99 | — | COM | 09255Q105 |
| — | HELIOS ADVANTAGE INCOME FD I | 40,911 | $349K | 0.0% | $8.33 | — | COM NEW | 42327W206 |
| — | MFS HIGH YIELD MUN TR | 82,979 | $344K | 0.0% | $4.15 | — | SH BEN INT | 59318E102 |
| — | TEMPLETON EMERG MKTS INCOME | 23,125 | $330K | 0.0% | $14.89 | — | COM | 880192109 |
| XLP | SELECT SECTOR SPDR TR | 8,100 | $322K | 0.0% | $39.75 | — | SBI CONS STPLS | 81369Y308 |
| — | DWS HIGH INCOME TR | 35,528 | $322K | 0.0% | $9.06 | — | SHS NEW | 23337C208 |
| CCJ | CAMECO CORP | 17,711 | $320K | 0.0% | $17.41 | 0.0% | COM | 13321L108 |
| XPMQX | PIMCO MUN INCOME FD III | 28,891 | $302K | 0.0% | $11.01 | — | COM | 72201A103 |
| — | BLACKROCK MUNICIPL INC QLTY | 20,745 | $282K | 0.0% | $14.20 | — | COM | 092479104 |
| — | HANCOCK JOHN INCOME SECS TR | 19,899 | $281K | 0.0% | $14.12 | — | COM | 410123103 |
| — | WESTERN ASSET PREMIER BD FD | 19,338 | $274K | 0.0% | $14.17 | — | SHS BEN INT | 957664105 |
| — | EATON VANCE SH TM DR DIVR IN | 17,516 | $271K | 0.0% | $15.47 | — | COM | 27828V104 |
| — | BLACKROCK STRTGC BOND TR | 20,233 | $262K | 0.0% | $12.95 | — | COM | 09249G106 |
| — | STONE HBR EMERG MKTS TL INC | 12,403 | $248K | 0.0% | $20.00 | — | COM | 86164W100 |
| — | NUVEEN MUN VALUE FD INC | 24,739 | $226K | 0.0% | $9.57 | — | COM | 670928100 |
| NEM | NEWMONT MINING CORP | 7,400 | $208K | 0.0% | $22.61 | 0.0% | COM | 651639106 |
| — | EATON VANCE MUNI INCOME TRUS | 17,600 | $194K | 0.0% | $12.27 | — | SH BEN INT | 27826U108 |
| — | BLACKROCK INCOME TR INC | 27,650 | $184K | 0.0% | $6.73 | — | COM | 09247F100 |
| — | ARES DYNAMIC CR ALLOCATION F | 10,000 | $181K | 0.0% | $18.80 | — | COM | 04014F102 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 12,121 | $171K | 0.0% | $14.11 | — | COM SHS | 723763108 |
| — | NUVEEN CA DIVIDEND ADV MUN F | 11,800 | $151K | 0.0% | $12.80 | — | COM | 67066Y105 |
| — | HELIOS MULTI SEC HI INC FD I | 25,875 | $150K | 0.0% | $5.75 | — | COM NEW | 42327Y202 |
| — | MFS INTER INCOME TR | 20,000 | $106K | 0.0% | $5.30 | — | SH BEN INT | 55273C107 |
| — | CREDIT SUISSE ASSET MGMT INC | 23,304 | $86,000 | 0.0% | $3.69 | — | COM | 224916106 |
| — | ARCH COAL INC | 17,600 | $72,000 | 0.0% | $3.87 | — | COM | 039380100 |
| — | BLACKROCK HIGH INCOME SHS | 25,000 | $52,000 | 0.0% | $2.08 | — | SHS BEN INT | 09250E107 |