Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q2 2014 (← Previous) (Next →)
Filing Date: Aug 14, 2014
Total Value: $1.245B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 248,838 | $48.7M | 3.9% | $186.18 | — | TR UNIT | 78462F103 |
| — | BLACKROCK CR ALLCTN INC TR | 3,225,278 | $44.35M | 3.6% | $12.98 | — | COM | 092508100 |
| — | PIMCO DYNAMIC CR INCOME FD | 1,830,557 | $43.6M | 3.5% | $22.67 | — | COM SHS | 72202D106 |
| — | NUVEEN CR STRATEGIES INCM FD | 3,194,114 | $29.9M | 2.4% | $9.61 | — | COM SHS | 67073D102 |
| — | ADAMS EXPRESS CO | 1,746,371 | $24.01M | 1.9% | $11.96 | — | COM | 006212104 |
| — | ROYCE VALUE TR INC | 1,481,488 | $23.7M | 1.9% | $15.16 | — | COM | 780910105 |
| — | TRI CONTL CORP | 1,070,982 | $22.47M | 1.8% | $17.90 | — | COM | 895436103 |
| — | TEMPLETON GLOBAL INCOME FD | 2,627,378 | $21.7M | 1.7% | $8.08 | — | COM | 880198106 |
| OEF | ISHARES | 250,000 | $21.63M | 1.7% | $72.24 | — | S&P 100 ETF | 464287101 |
| VWO | VANGUARD INTL EQUITY INDEX F | 501,375 | $21.62M | 1.7% | $39.55 | — | FTSE EMR MKT ETF | 922042858 |
| — | POWERSHARES ETF TRUST | 240,668 | $21.29M | 1.7% | $73.13 | — | FTSE RAFI 1000 | 73935X583 |
| — | INVESCO MUN OPPORTUNITY TR | 1,682,343 | $21.2M | 1.7% | $11.71 | — | COM | 46132C107 |
| — | LIBERTY ALL STAR EQUITY FD | 3,517,026 | $21.14M | 1.7% | $5.22 | — | SH BEN INT | 530158104 |
| — | NUVEEN PREM INCOME MUN FD 2 | 1,496,800 | $20.72M | 1.7% | $12.99 | — | COM | 67063W102 |
| VEA | VANGUARD TAX MANAGED INTL FD | 473,753 | $20.18M | 1.6% | $41.69 | — | FTSE DEV MKT ETF | 921943858 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,551,678 | $20.17M | 1.6% | $12.87 | — | SH BEN INT | 18914E106 |
| — | BLACKROCK MULTI-SECTOR INC T | 1,001,614 | $18.53M | 1.5% | $17.13 | — | COM | 09258A107 |
| — | NEXPOINT CR STRATEGIES FD | 1,474,500 | $17.8M | 1.4% | $7.98 | — | COM | 65340G106 |
| — | MORGAN STANLEY EM MKTS DM DE | 1,335,980 | $17.8M | 1.4% | $13.92 | — | COM | 617477104 |
| — | NUVEEN INTER DURATION MN TMF | 1,407,281 | $17.72M | 1.4% | $11.70 | — | COM | 670671106 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 1,914,603 | $17.08M | 1.4% | $3.96 | — | COM SBI | 021060108 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 1,129,932 | $17M | 1.4% | $13.75 | — | COM | 092501105 |
| — | NUVEEN MUN ADVANTAGE FD INC | 1,260,570 | $16.94M | 1.4% | $12.22 | — | COM | 67062H106 |
| — | BLACKROCK DEBT STRAT FD INC | 4,112,656 | $16.86M | 1.4% | $4.04 | — | COM | 09255R103 |
| — | NUVEEN DIVER CURRENCY OPPOR | 1,401,963 | $15.74M | 1.3% | $11.19 | — | COM | 67090N109 |
| — | ALLIANZGI EQUITY & CONV INCO | 760,730 | $15.37M | 1.2% | $18.98 | — | COM | 018829101 |
| — | PIMCO INCOME STRATEGY FUND I | 1,307,346 | $14.46M | 1.2% | $10.51 | — | COM | 72201J104 |
| — | PUTNAM PREMIER INCOME TR | 2,525,263 | $14.02M | 1.1% | $5.37 | — | SH BEN INT | 746853100 |
| — | INVESCO MUN TR | 1,081,693 | $13.54M | 1.1% | $11.63 | — | COM | 46131J103 |
| — | GENERAL AMERN INVS INC | 364,804 | $13.43M | 1.1% | $32.35 | — | COM | 368802104 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 791,041 | $12.78M | 1.0% | $17.08 | — | COM UT BEN INT | 670731108 |
| — | RYDEX ETF TRUST | 94,701 | $12.76M | 1.0% | $114.56 | — | GUG RUSS TOP 50 | 78355W205 |
| — | NUVEEN MTG OPPORTUNITY TERM | 474,503 | $11.67M | 0.9% | $23.58 | — | COM | 670735109 |
| — | LEGG MASON BW GLB INC OPP FD | 631,528 | $11.59M | 0.9% | $17.71 | — | COM | 52469B100 |
| — | NUVEEN DIVID ADVANTAGE MUN F | 803,400 | $11.36M | 0.9% | $13.27 | — | COM | 67066V101 |
| — | BLACKROCK CORPOR HI YLD FD V | 887,126 | $10.9M | 0.9% | $12.18 | — | COM | 09255P107 |
| — | FIRST TR HIGH INCOME L/S FD | 598,601 | $10.87M | 0.9% | $17.37 | — | COM | 33738E109 |
| — | WELLS FARGO ADVANTAGE MULTI | 711,678 | $10.6M | 0.9% | $14.31 | — | COM SHS | 94987D101 |
| — | ZWEIG TOTL RETURN FUND | 710,174 | $10.22M | 0.8% | $12.87 | — | COM NEW | 989837208 |
| — | NUVEEN MUN MKT OPPORTUNITY F | 750,393 | $10.02M | 0.8% | $12.15 | — | COM | 67062W103 |
| — | BLACKROCK MUN TARGET TERM TR | 469,460 | $9.535M | 0.8% | $17.12 | — | COM SHS BEN IN | 09257P105 |
| — | NUVEEN PREM INCOME MUN FD | 698,160 | $9.488M | 0.8% | $12.91 | — | COM | 67062T100 |
| — | BOULDER TOTAL RETURN FD INC | 363,288 | $9.322M | 0.7% | $22.09 | — | COM | 101541100 |
| — | NUVEEN CAL AMT-FREE MUN INC | 656,667 | $8.964M | 0.7% | $12.60 | — | COM | 670651108 |
| — | NEUBERGER BERMAN MLP INCOME | 440,321 | $8.89M | 0.7% | $19.09 | — | COM | 64129H104 |
| — | WESTERN ASSET EMRG MKT INCM | 684,518 | $8.851M | 0.7% | $12.10 | — | COM | 95766E103 |
| — | BLACKSTONE GSO STRATEGIC CR | 493,063 | $8.762M | 0.7% | $17.77 | — | COM SHS BEN IN | 09257R101 |
| — | IVY HIGH INC OPPORTUNITIES F | 466,466 | $8.63M | 0.7% | $17.95 | — | COM | 465893105 |
| — | MFS CHARTER INCOME TR | 931,926 | $8.611M | 0.7% | $9.17 | — | SH BEN INT | 552727109 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 1,137,285 | $8.552M | 0.7% | $7.52 | — | COM | 01881E101 |
| — | BROOKFIELD MTG OPP INC FD IN | 472,829 | $8.322M | 0.7% | $16.75 | — | COM | 112792106 |
| — | CENTRAL FD CDA LTD | 571,703 | $8.313M | 0.7% | $13.60 | — | CL A | 153501101 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 564,310 | $7.962M | 0.6% | $13.37 | — | COM | 670984103 |
| — | WESTERN ASSET GLOBAL CP DEFI | 425,476 | $7.952M | 0.6% | $18.03 | — | COM | 95790C107 |
| — | VIRTUS TOTAL RETURN FD | 1,645,382 | $7.898M | 0.6% | $3.90 | — | COM | 92829A103 |
| — | CLOUGH GLOBAL EQUITY FD | 502,718 | $7.782M | 0.6% | $14.97 | — | COM | 18914C100 |
| — | DWS HIGH INCOME OPPORT FD IN | 499,065 | $7.371M | 0.6% | $14.38 | — | COM NEW | 23339M204 |
| — | MARKET VECTORS ETF TR | 273,737 | $7.24M | 0.6% | $24.64 | — | GOLD MINER ETF | 57060U100 |
| — | FRANKLIN TEMPLETON LTD DUR I | 528,677 | $6.915M | 0.6% | $13.02 | — | COM | 35472T101 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 708,645 | $6.874M | 0.6% | $9.26 | — | COM | 67073B106 |
| — | BLACKSTONE GSO LNG SHRT CR I | 379,334 | $6.726M | 0.5% | $17.86 | — | COM SHS BN INT | 09257D102 |
| — | WESTERN ASSET CLYM INFL OPP | 540,457 | $6.653M | 0.5% | $11.83 | — | COM | 95766R104 |
| — | EATON VANCE RISK MNGD DIV EQ | 568,506 | $6.561M | 0.5% | $10.90 | — | COM | 27829G106 |
| — | POWERSHARES GLOBAL ETF TRUST | 305,240 | $6.508M | 0.5% | $19.63 | — | EMER MRKT PORT | 73936T763 |
| — | BOULDER GROWTH & INCOME FD I | 763,862 | $6.508M | 0.5% | $7.46 | — | COM | 101507101 |
| — | ABERDEEN ASIA PACIFIC INCOM | 1,029,726 | $6.467M | 0.5% | $6.06 | — | COM | 003009107 |
| — | NUVEEN BUILD AMER BD FD | 312,479 | $6.406M | 0.5% | $19.14 | — | COM | 67074C103 |
| — | CORNERSTONE PROGRESSIVE RTN | 1,331,118 | $6.11M | 0.5% | $4.59 | — | COM | 21925C101 |
| — | APOLLO TACTICAL INCOME FD IN | 326,600 | $5.99M | 0.5% | $17.73 | — | COM | 037638103 |
| — | AMERICAN CAP LTD | 391,384 | $5.984M | 0.5% | $15.29 | — | COM | 02503Y103 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 320,858 | $5.731M | 0.5% | $17.30 | — | COM | 92829B101 |
| — | MFS MULTIMARKET INCOME TR | 835,404 | $5.555M | 0.4% | $6.61 | — | SH BEN INT | 552737108 |
| — | COHEN & STEERS REIT & PFD IN | 301,404 | $5.434M | 0.4% | $16.90 | — | COM | 19247X100 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 382,814 | $5.421M | 0.4% | $13.78 | — | COM | 67071L106 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 254,496 | $5.408M | 0.4% | $20.33 | +2.3% | COM | 33766Y100 |
| — | PIMCO INCOME STRATEGY FUND | 432,170 | $5.333M | 0.4% | $11.96 | — | COM | 72201H108 |
| — | ROYCE FOCUS TR | 616,488 | $5.271M | 0.4% | $6.98 | — | COM | 78080N108 |
| — | STONE HBR EMERG MKTS TL INC | 260,968 | $5.261M | 0.4% | $19.41 | — | COM | 86164W100 |
| — | BLACKROCK ENHANCED EQT DIV T | 610,188 | $5.119M | 0.4% | $7.72 | — | COM | 09251A104 |
| — | INVESCO DYNAMIC CR OPP FD | 390,972 | $5.063M | 0.4% | $12.90 | — | COM | 46132R104 |
| — | WESTERN ASSET WORLDWIDE INCO | 384,932 | $5.062M | 0.4% | $12.44 | — | COM | 957668106 |
| — | CENTRAL EUR RUSS & TURK FD I | 158,676 | $4.648M | 0.4% | $29.82 | — | COM | 153436100 |
| — | STRATEGIC GLOBAL INCOME FD | 485,939 | $4.544M | 0.4% | $9.26 | — | COM | 862719101 |
| — | NUVEEN BUILD AMER BD OPPTNY | 210,715 | $4.537M | 0.4% | $20.00 | — | COM | 67074Q102 |
| — | PIMCO MUN INCOME FD II | 376,955 | $4.505M | 0.4% | $11.40 | — | COM | 72200W106 |
| — | EATON VANCE LTD DUR INCOME F | 286,212 | $4.459M | 0.4% | $15.30 | — | COM | 27828H105 |
| — | AMERN STRATEGIC INCOME PTFL | 501,624 | $4.404M | 0.4% | $8.40 | — | COM | 030099105 |
| — | NEUBERGER BERMAN RE ES SEC F | 851,059 | $4.255M | 0.3% | $4.74 | — | COM | 64190A103 |
| — | NUVEEN INT DUR QUAL MUN TRM | 330,564 | $4.241M | 0.3% | $11.92 | — | COM | 670677103 |
| — | EATON VANCE SH TM DR DIVR IN | 276,388 | $4.24M | 0.3% | $15.32 | — | COM | 27828V104 |
| — | WESTERN ASSET HGH YLD DFNDFD | 235,320 | $4.215M | 0.3% | $17.81 | — | COM | 95768B107 |
| — | ADVENT CLAYMORE ENH GRW & IN | 406,531 | $4.187M | 0.3% | $9.78 | — | COM | 00765E104 |
| — | PUTNAM MASTER INTER INCOME T | 735,746 | $3.789M | 0.3% | $5.02 | — | SH BEN INT | 746909100 |
| — | WESTERN ASSET EMRG MKT DEBT | 203,852 | $3.747M | 0.3% | $18.13 | — | COM | 95766A101 |
| — | AVENUE INCOME CR STRATEGIES | 208,365 | $3.746M | 0.3% | $17.58 | — | COM | 05358E106 |
| — | CBRE CLARION GLOBAL REAL EST | 404,028 | $3.681M | 0.3% | $8.04 | — | COM | 12504G100 |
| — | BROOKFIELD TOTAL RETURN FD I | 146,144 | $3.68M | 0.3% | $23.83 | — | COM | 11283U108 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 357,492 | $3.589M | 0.3% | $9.82 | — | COM NEW | 641876800 |
| — | CLOUGH GLOBAL ALLOCATION FD | 229,827 | $3.562M | 0.3% | $15.31 | — | COM | 18913Y103 |
| — | NUVEEN GBL INCOME OPPORTUN F | 277,050 | $3.532M | 0.3% | $11.94 | — | COM | 67073C104 |
| — | ABERDEEN EMERGING MKTS SMALL | 230,082 | $3.304M | 0.3% | $15.57 | — | COM | 00301T102 |
| — | NUVEEN SELECT QUALITY MUN FD | 235,607 | $3.266M | 0.3% | $13.19 | — | COM | 670973106 |
| — | FEDERATED ENHANC TREAS INCM | 241,510 | $3.258M | 0.3% | $13.08 | — | COM SH BEN INT | 314162108 |
| — | AMERICAN SELECT PORTFOLIO IN | 303,499 | $3.247M | 0.3% | $10.43 | — | COM | 029570108 |
| — | INVESCO QUALITY MUNI INC TRS | 262,723 | $3.226M | 0.3% | $11.12 | — | COM | 46133G107 |
| — | PUTNAM MUN OPPORTUNITIES TR | 264,542 | $3.108M | 0.2% | $10.79 | — | SH BEN INT | 746922103 |
| — | PIMCO DYNAMIC INCOME FD | 90,071 | $3.071M | 0.2% | $29.25 | — | SHS | 72201Y101 |
| — | GLOBAL HIGH INCOME FUND INC | 286,838 | $2.975M | 0.2% | $10.07 | — | COM | 37933G108 |
| — | SWISS HELVETIA FD INC | 194,958 | $2.841M | 0.2% | $14.57 | — | COM | 870875101 |
| — | MORGAN STANLEY EMER MKTS DEB | 279,242 | $2.837M | 0.2% | $10.00 | — | COM | 61744H105 |
| — | MACQUARIE GLBL INFRA TOTL RE | 109,859 | $2.827M | 0.2% | $20.42 | — | COM | 55608D101 |
| — | NUVEEN PREMIER MUN INCOME FD | 201,624 | $2.748M | 0.2% | $12.62 | — | COM | 670988104 |
| — | EATON VANCE FLTG RATE INCOM | 146,256 | $2.634M | 0.2% | $18.16 | — | COM SHS BEN INT | 278284104 |
| — | INVESCO TR INVT GRADE MUNS | 198,684 | $2.589M | 0.2% | $12.18 | — | COM | 46131M106 |
| — | ADVENT CLAY CONV SEC INC FD | 334,508 | $2.562M | 0.2% | $6.93 | — | COM | 007639107 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 107,579 | $2.56M | 0.2% | $23.65 | — | COM | 67074R100 |
| — | BLACKROCK FLOAT RATE OME STR | 174,132 | $2.551M | 0.2% | $14.60 | — | COM | 09255X100 |
| — | AMERICAN STRATEGIC INCOME II | 346,380 | $2.536M | 0.2% | $7.06 | — | COM | 03009T101 |
| AMG | AFFILIATED MANAGERS GROUP | 12,100 | $2.485M | 0.2% | $153.14 | +22.2% | COM | 008252108 |
| — | DREYFUS MUN BD INFRSTRCTR FD | 203,048 | $2.404M | 0.2% | $11.17 | — | SHS | 26203D101 |
| IWM | ISHARES | 20,000 | $2.376M | 0.2% | $118.80 | — | RUSSELL 2000 ETF | 464287655 |
| — | INVESCO ADVANTAGE MUNICIPAL | 196,053 | $2.225M | 0.2% | $10.57 | — | SH BEN INT | 46132E103 |
| — | NEUBERGER BERMAN HGH YLD FD | 155,916 | $2.159M | 0.2% | $13.02 | — | COM | 64128C106 |
| — | NUVEEN PERFORMANCE PLUS MUN | 146,744 | $2.151M | 0.2% | $13.94 | — | COM | 67062P108 |
| — | NUVEEN QUALITY PFD INC FD 3 | 247,245 | $2.146M | 0.2% | $8.32 | — | COM | 67072W101 |
| — | NUVEEN DIVERSIFIED COMMODTY | 131,919 | $2.145M | 0.2% | $15.28 | — | COM UT BEN INT | 67074P104 |
| — | SPECIAL OPPORTUNITIES FD INC | 119,119 | $1.989M | 0.2% | $16.25 | — | COM | 84741T104 |
| — | CENTRAL SECS CORP | 80,395 | $1.885M | 0.2% | $21.72 | — | COM | 155123102 |
| — | NUVEEN SR INCOME FD | 266,080 | $1.876M | 0.2% | $7.05 | — | COM | 67067Y104 |
| IWD | ISHARES | 17,375 | $1.76M | 0.1% | $95.89 | — | RUS 1000 VAL ETF | 464287598 |
| — | DWS GLOBAL HIGH INCOME FD | 205,534 | $1.729M | 0.1% | $8.07 | — | COM | 23338W104 |
| — | GSV CAP CORP | 156,122 | $1.65M | 0.1% | $9.49 | — | COM | 36191J101 |
| — | DWS HIGH INCOME TR | 172,529 | $1.623M | 0.1% | $9.19 | — | SHS NEW | 23337C208 |
| — | TORTOISE ENERGY INFRSTRCTR C | 32,281 | $1.596M | 0.1% | $49.44 | — | COM | 89147L100 |
| — | GDL FUND | 144,045 | $1.564M | 0.1% | $11.06 | — | COM SH BEN IT | 361570104 |
| — | WESTERN ASSET MGD HI INCM FD | 263,712 | $1.53M | 0.1% | $5.72 | — | COM | 95766L107 |
| — | EATON VANCE MUN INCOME TERM | 88,202 | $1.486M | 0.1% | $16.50 | — | SHS | 27829U105 |
| — | EATON VANCE SR INCOME TR | 214,352 | $1.46M | 0.1% | $6.81 | — | SH BEN INT | 27826S103 |
| — | THAI FD INC | 126,225 | $1.416M | 0.1% | $21.60 | — | COM | 882904105 |
| — | CALAMOS GBL DYN INCOME FUND | 134,606 | $1.319M | 0.1% | $8.56 | — | COM | 12811L107 |
| — | CLEARBRIDGE AMERN ENERG MLP | 67,164 | $1.248M | 0.1% | $17.84 | — | COM | 184691103 |
| — | CORNERSTONE STRATEGIC VALUE | 164,223 | $1M | 0.1% | $6.60 | — | COM NEW | 21924B203 |
| — | TCW STRATEGIC INCOME FUND IN | 179,752 | $992K | 0.1% | $5.47 | — | COM | 872340104 |
| — | HELIOS STRATEGIC INCOME FD I | 131,736 | $908K | 0.1% | $6.11 | — | COM NEW | 42328A203 |
| — | ARES MULTI STRATEGY CR FD IN | 39,206 | $857K | 0.1% | $21.17 | — | COM | 04014Q108 |
| — | NUVEEN QUALITY INCOME MUN FD | 62,179 | $853K | 0.1% | $12.25 | — | COM | 670977107 |
| — | NUVEEN FLEXIBLE INVT INCOME | 44,609 | $839K | 0.1% | $18.81 | — | COM | 67075B104 |
| — | BANCROFT FUND LTD | 41,400 | $835K | 0.1% | $20.17 | — | COM | 059695106 |
| — | AMERICAN CAP SR FLOATING LTD | 57,667 | $807K | 0.1% | $13.99 | — | COM | 02504D108 |
| — | SALIENT MIDSTREAM & MLP FD | 26,341 | $780K | 0.1% | $29.61 | — | SH BEN INT | 79471V105 |
| — | VOYA EMERGING MKTS HIGH DIVI | 55,713 | $711K | 0.1% | $12.76 | — | COM | 92912P108 |
| — | ROYCE GLOBAL VALUE TR INC | 72,902 | $686K | 0.1% | $8.89 | — | COM | 78081T104 |
| — | NUVEEN FLOATING RATE INCOME | 55,786 | $675K | 0.1% | $12.10 | — | COM | 67072T108 |
| — | BLACKSTONE GSO FLTING RTE FU | 36,787 | $659K | 0.1% | $17.91 | — | COM | 09256U105 |
| — | INVESCO CALIF VALUE MUN INC | 52,689 | $652K | 0.1% | $11.39 | — | COM | 46132H106 |
| XLF | SELECT SECTOR SPDR TR | 27,900 | $634K | 0.1% | $20.60 | — | SBI INT-FINL | 81369Y605 |
| — | DENALI FD INC | 28,399 | $609K | 0.0% | $21.44 | — | COM | 24823A102 |
| RIO | RIO TINTO PLC | 10,000 | $543K | 0.0% | $55.01 | — | SPONSORED ADR | 767204100 |
| — | EATON VANCE MUN BD FD | 42,921 | $534K | 0.0% | $11.89 | — | COM | 27827X101 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 41,846 | $485K | 0.0% | $10.85 | — | COM | 27828A100 |
| XMQTX | BLACKROCK MUNIY QUALITY FD I | 35,590 | $455K | 0.0% | $12.58 | — | COM | 09254G108 |
| — | NUVEEN DIVID ADV MUN FD 3 | 33,176 | $454K | 0.0% | $13.68 | — | COM SH BEN INT | 67070X101 |
| — | GABELLI DIVD & INCOME TR | 18,986 | $416K | 0.0% | $19.36 | — | COM | 36242H104 |
| XJPIX | NUVEEN PFD & INCOME TERM FD | 16,750 | $393K | 0.0% | $23.46 | — | COM | 67075A106 |
| — | BARCLAYS BK PLC | 842 | $326K | 0.0% | $28.67 | — | Put | 06742E711 |
| — | GOLDMAN SACHS MLP INC OPP FD | 15,470 | $322K | 0.0% | $20.81 | — | COM SHS | 38147W103 |
| — | AMERICAN STRATEGIC INCM PTFL | 30,605 | $314K | 0.0% | $10.26 | — | COM | 030098107 |
| — | YAHOO INC | 8,900 | $313K | 0.0% | $35.17 | — | COM | 984332106 |
| — | TAIWAN FD INC | 13,511 | $277K | 0.0% | $20.50 | — | COM | 874036106 |
| — | PRINCIPAL REAL ESTATE INCOME | 12,666 | $242K | 0.0% | $19.11 | — | SHS BEN INT | 74255X104 |
| — | FIRST TR STRATEGIC HIGH INC | 13,573 | $222K | 0.0% | $15.87 | — | COM SHS NEW | 337353304 |
| — | BARCLAYS BK PLC | 7,500 | $215K | 0.0% | $28.67 | — | IPATH S&P500 VIX | 06742E711 |
| — | PUTNAM HIGH INCOME SEC FUND | 23,832 | $208K | 0.0% | $7.90 | — | SHS BEN INT | 746779107 |
| — | NUVEEN SHT DUR CR OPP FD | 10,538 | $194K | 0.0% | $18.41 | — | COM | 67074X107 |
| — | MADISON STRTG SECTOR PREM FD | 14,864 | $190K | 0.0% | $12.78 | — | COM | 558268108 |
| — | NUVEEN CA DIVIDEND ADV MUN F | 12,833 | $179K | 0.0% | $13.95 | — | COM | 67066Y105 |
| — | ARCH COAL INC | 15,090 | $55,000 | 0.0% | $3.87 | — | COM | 039380100 |