Location: West Palm Beach, FL
CIK: 0001447578 · Show all filings
Period: Q1 2014 (← Previous) (Next →)
Filing Date: May 15, 2014
Total Value: $1.228B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | PIMCO DYNAMIC CR INCOME FD | 2,561,905 | $57.9M | 4.7% | $22.67 | — | COM SHS | 72202D106 |
| — | BLACKROCK CR ALLCTN INC TR | 3,221,578 | $43.56M | 3.5% | $12.98 | — | COM | 092508100 |
| SPY | SPDR S&P 500 ETF TR | 222,835 | $41.67M | 3.4% | $185.07 | — | TR UNIT | 78462F103 |
| — | NUVEEN CR STRATEGIES INCM FD | 2,662,855 | $25.32M | 2.1% | $9.66 | — | COM SHS | 67073D102 |
| — | ROYCE VALUE TR INC | 1,521,881 | $23.94M | 1.9% | $15.16 | — | COM | 780910105 |
| — | ADAMS EXPRESS CO | 1,746,371 | $22.67M | 1.8% | $11.96 | — | COM | 006212104 |
| — | TRI CONTL CORP | 1,070,982 | $21.5M | 1.8% | $17.90 | — | COM | 895436103 |
| — | ABERDEEN ASIA PACIFIC INCOM | 3,496,412 | $21.36M | 1.7% | $6.06 | — | COM | 003009107 |
| OEF | ISHARES | 250,000 | $20.7M | 1.7% | $72.24 | — | S&P 100 ETF | 464287101 |
| — | INVESCO MUN OPPORTUNITY TR | 1,682,343 | $20.52M | 1.7% | $11.71 | — | COM | 46132C107 |
| — | BLACKROCK MULTI-SECTOR INC T | 1,152,540 | $20.46M | 1.7% | $17.13 | — | COM | 09258A107 |
| — | POWERSHARES ETF TRUST | 240,668 | $20.37M | 1.7% | $73.13 | — | FTSE RAFI 1000 | 73935X583 |
| VWO | VANGUARD INTL EQUITY INDEX F | 501,375 | $20.35M | 1.7% | $39.55 | — | FTSE EMR MKT ETF | 922042858 |
| — | LIBERTY ALL STAR EQUITY FD | 3,451,297 | $20.29M | 1.7% | $5.20 | — | SH BEN INT | 530158104 |
| — | NUVEEN PREM INCOME MUN FD 2 | 1,490,544 | $19.96M | 1.6% | $12.99 | — | COM | 67063W102 |
| — | NEXPOINT CR STRATEGIES FD | 1,796,854 | $19.89M | 1.6% | $7.98 | — | COM | 65340G106 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 1,509,739 | $19.24M | 1.6% | $12.87 | — | SH BEN INT | 18914E106 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 1,313,572 | $19.22M | 1.6% | $13.75 | — | COM | 092501105 |
| — | BLACKROCK DEBT STRAT FD INC | 4,453,127 | $18.26M | 1.5% | $4.04 | — | COM | 09255R103 |
| — | PIMCO DYNAMIC INCOME FD | 569,909 | $17.28M | 1.4% | $29.25 | — | SHS | 72201Y101 |
| — | NUVEEN INTER DURATION MN TMF | 1,407,281 | $16.83M | 1.4% | $11.70 | — | COM | 670671106 |
| — | NUVEEN MUN ADVANTAGE FD INC | 1,257,870 | $16.33M | 1.3% | $12.22 | — | COM | 67062H106 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 1,914,603 | $16.06M | 1.3% | $3.96 | — | COM SBI | 021060108 |
| — | NUVEEN DIVER CURRENCY OPPOR | 1,417,093 | $14.87M | 1.2% | $11.19 | — | COM | 67090N109 |
| — | PIMCO INCOME STRATEGY FUND I | 1,413,590 | $14.7M | 1.2% | $10.51 | — | COM | 72201J104 |
| — | INVESCO MUN TR | 1,081,693 | $13.09M | 1.1% | $11.63 | — | COM | 46131J103 |
| — | PUTNAM PREMIER INCOME TR | 2,349,879 | $12.99M | 1.1% | $5.36 | — | SH BEN INT | 746853100 |
| — | MORGAN STANLEY EM MKTS DM DE | 965,909 | $12.67M | 1.0% | $14.15 | — | COM | 617477104 |
| — | TEMPLETON GLOBAL INCOME FD | 1,573,373 | $12.65M | 1.0% | $7.96 | — | COM | 880198106 |
| — | RYDEX ETF TRUST | 94,701 | $12.28M | 1.0% | $114.56 | — | GUG RUSS TOP 50 | 78355W205 |
| — | ALLIANZGI EQUITY & CONV INCO | 626,881 | $12.19M | 1.0% | $18.72 | — | COM | 018829101 |
| — | GENERAL AMERN INVS INC | 344,204 | $12.13M | 1.0% | $32.08 | — | COM | 368802104 |
| — | ZWEIG TOTAL RETURN FD INC | 854,653 | $12.02M | 1.0% | $12.87 | — | COM NEW | 989837208 |
| — | NUVEEN DIVID ADVANTAGE MUN F | 890,991 | $11.93M | 1.0% | $13.27 | — | COM | 67066V101 |
| — | NUVEEN LG/SHT COMMODITY TOTR | 689,887 | $11.41M | 0.9% | $17.22 | — | COM UT BEN INT | 670731108 |
| — | LEGG MASON BW GLB INC OPP FD | 629,528 | $11.05M | 0.9% | $17.71 | — | COM | 52469B100 |
| — | NUVEEN MTG OPPORTUNITY TERM | 461,131 | $10.82M | 0.9% | $23.55 | — | COM | 670735109 |
| — | WELLS FARGO ADVANTAGE MULTI | 711,678 | $10.32M | 0.8% | $14.31 | — | COM SHS | 94987D101 |
| — | BLACKROCK CORPOR HI YLD FD V | 832,221 | $10.2M | 0.8% | $12.17 | — | COM | 09255P107 |
| — | FIRST TR HIGH INCOME L/S FD | 558,788 | $9.907M | 0.8% | $17.32 | — | COM | 33738E109 |
| — | NUVEEN PREM INCOME MUN FD | 698,160 | $9.153M | 0.7% | $12.91 | — | COM | 67062T100 |
| — | NUVEEN MUN MKT OPPORTUNITY F | 711,848 | $9.083M | 0.7% | $12.09 | — | COM | 67062W103 |
| — | IVY HIGH INC OPPORTUNITIES F | 494,094 | $9.032M | 0.7% | $17.95 | — | COM | 465893105 |
| — | BLACKROCK MUN TARGET TERM TR | 466,915 | $8.909M | 0.7% | $17.12 | — | COM SHS BEN IN | 09257P105 |
| — | WESTERN ASSET EMRG MKT INCM | 707,941 | $8.736M | 0.7% | $12.10 | — | COM | 95766E103 |
| — | NUVEEN CAL AMT-FREE MUN INC | 632,885 | $8.417M | 0.7% | $12.56 | — | COM | 670651108 |
| — | NUVEEN MUN OPPORTUNITY FD IN | 584,985 | $8.049M | 0.7% | $13.37 | — | COM | 670984103 |
| — | WESTERN ASSET GLOBAL CP DEFI | 441,606 | $8.033M | 0.7% | $18.03 | — | COM | 95790C107 |
| — | NEUBERGER BERMAN MLP INCOME | 437,339 | $7.885M | 0.6% | $19.09 | — | COM | 64129H104 |
| — | CENTRAL FD CDA LTD | 571,703 | $7.867M | 0.6% | $13.60 | — | CL A | 153501101 |
| — | CLOUGH GLOBAL EQUITY FD | 506,421 | $7.809M | 0.6% | $14.97 | — | COM | 18914C100 |
| — | BLACKSTONE GSO STRATEGIC CR | 434,020 | $7.691M | 0.6% | $17.77 | — | COM SHS BEN IN | 09257R101 |
| — | BOULDER TOTAL RETURN FD INC | 312,421 | $7.601M | 0.6% | $21.51 | — | COM | 101541100 |
| — | EATON VANCE RISK MNGD DIV EQ | 660,286 | $7.461M | 0.6% | $10.90 | — | COM | 27829G106 |
| — | EATON VANCE LTD DUR INCOME F | 484,723 | $7.392M | 0.6% | $15.30 | — | COM | 27828H105 |
| — | DWS HIGH INCOME OPPORT FD IN | 499,065 | $7.291M | 0.6% | $14.38 | — | COM NEW | 23339M204 |
| — | VIRTUS TOTAL RETURN FD | 1,643,307 | $7.263M | 0.6% | $3.90 | — | COM | 92829A103 |
| — | BROOKFIELD MTG OPP INC FD IN | 426,246 | $7.169M | 0.6% | $16.66 | — | COM | 112792106 |
| — | BLACKSTONE GSO LNG SHRT CR I | 379,334 | $6.68M | 0.5% | $17.86 | — | COM SHS BN INT | 09257D102 |
| — | NUVEEN PFD INCOME OPPRTNY FD | 699,427 | $6.498M | 0.5% | $9.26 | — | COM | 67073B106 |
| — | NUVEEN BUILD AMER BD FD | 323,062 | $6.338M | 0.5% | $19.14 | — | COM | 67074C103 |
| — | WESTERN ASSET CLYM INFL OPP | 540,457 | $6.286M | 0.5% | $11.83 | — | COM | 95766R104 |
| — | MARKET VECTORS ETF TR | 262,017 | $6.185M | 0.5% | $24.56 | — | GOLD MINER ETF | 57060U100 |
| — | PIMCO INCOME STRATEGY FUND | 525,596 | $6.165M | 0.5% | $11.96 | — | COM | 72201H108 |
| — | BOULDER GROWTH & INCOME FD I | 757,862 | $6.161M | 0.5% | $7.46 | — | COM | 101507101 |
| — | POWERSHARES GLOBAL ETF TRUST | 305,240 | $6.068M | 0.5% | $19.63 | — | EMER MRKT PORT | 73936T763 |
| — | CORNERSTONE STRATEGIC VALUE | 917,402 | $5.936M | 0.5% | $6.60 | — | COM NEW | 21924B203 |
| — | STONE HBR EMERG MRKTS INC FD | 317,862 | $5.88M | 0.5% | $18.38 | — | COM | 86164T107 |
| — | FRANKLIN TEMPLETON LTD DUR I | 440,247 | $5.745M | 0.5% | $13.01 | — | COM | 35472T101 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 337,610 | $5.706M | 0.5% | $17.30 | — | COM | 92829B101 |
| — | INVESCO DYNAMIC CR OPP FD | 430,739 | $5.574M | 0.5% | $12.90 | — | COM | 46132R104 |
| ELD | WISDOMTREE TR | 120,635 | $5.534M | 0.5% | $45.87 | — | EM LCL DEBT FD | 97717X867 |
| — | AVENUE INCOME CR STRATEGIES | 305,987 | $5.385M | 0.4% | $17.58 | — | COM | 05358E106 |
| — | APOLLO TACTICAL INCOME FD IN | 296,843 | $5.296M | 0.4% | $17.67 | — | COM | 037638103 |
| — | NUVEEN PERFORMANCE PLUS MUN | 345,616 | $5.001M | 0.4% | $13.94 | — | COM | 67062P108 |
| — | ROYCE FOCUS TR | 614,488 | $4.891M | 0.4% | $6.98 | — | COM | 78080N108 |
| — | WESTERN ASSET WORLDWIDE INCO | 388,486 | $4.79M | 0.4% | $12.44 | — | COM | 957668106 |
| — | PIMCO MUN INCOME FD II | 408,532 | $4.735M | 0.4% | $11.40 | — | COM | 72200W106 |
| — | BLACKROCK ENHANCED EQT DIV T | 588,188 | $4.67M | 0.4% | $7.69 | — | COM | 09251A104 |
| — | ADVENT CLAY CONV SEC INC FD | 613,981 | $4.642M | 0.4% | $6.93 | — | COM | 007639107 |
| — | NUVEEN INT DUR QUAL MUN TRM | 377,067 | $4.574M | 0.4% | $11.92 | — | COM | 670677103 |
| — | MFS CHARTER INCOME TR | 478,484 | $4.369M | 0.4% | $9.11 | — | SH BEN INT | 552727109 |
| — | NUVEEN BUILD AMER BD OPPTNY | 212,626 | $4.359M | 0.4% | $20.00 | — | COM | 67074Q102 |
| — | CLEARBRIDGE AMERN ENERG MLP | 261,326 | $4.233M | 0.3% | $17.84 | — | COM | 184691103 |
| — | CENTRAL EUR RUSS & TURK FD I | 158,676 | $4.168M | 0.3% | $29.82 | — | COM | 153436100 |
| — | ADVENT CLAYMORE ENH GRW & IN | 406,996 | $4.147M | 0.3% | $9.78 | — | COM | 00765E104 |
| — | WESTERN ASSET EMRG MKT DEBT | 228,659 | $3.979M | 0.3% | $18.13 | — | COM | 95766A101 |
| — | PIMCO CORPORATE & INCOME OPP | 215,937 | $3.9M | 0.3% | $18.57 | — | COM | 72201B101 |
| — | MFS MULTIMARKET INCOME TR | 594,453 | $3.882M | 0.3% | $6.59 | — | SH BEN INT | 552737108 |
| — | BROOKFIELD TOTAL RETURN FD I | 157,232 | $3.808M | 0.3% | $23.83 | — | COM | 11283U108 |
| — | PUTNAM MASTER INTER INCOME T | 724,706 | $3.732M | 0.3% | $5.02 | — | SH BEN INT | 746909100 |
| — | EATON VANCE ENHANCED EQ INC | 285,032 | $3.725M | 0.3% | $11.55 | — | COM | 278274105 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 209,200 | $3.676M | 0.3% | $17.38 | — | COM | 74433A109 |
| — | BLACKROCK INTL GRWTH & INC T | 446,005 | $3.595M | 0.3% | $7.37 | — | COM BENE INTER | 092524107 |
| — | AMERN STRATEGIC INCOME PTFL | 405,383 | $3.369M | 0.3% | $8.31 | — | COM | 030099105 |
| — | STONE HBR EMERG MKTS TL INC | 179,295 | $3.337M | 0.3% | $19.06 | — | COM | 86164W100 |
| — | NUVEEN GBL INCOME OPPORTUN F | 278,471 | $3.222M | 0.3% | $11.94 | — | COM | 67073C104 |
| — | KAYNE ANDERSON ENRGY TTL RT | 117,111 | $3.198M | 0.3% | $27.34 | — | COM | 48660P104 |
| — | FEDERATED ENHANC TREAS INCM | 234,339 | $3.194M | 0.3% | $13.07 | — | COM SH BEN INT | 314162108 |
| — | INVESCO QUALITY MUNI INC TRS | 262,723 | $3.103M | 0.3% | $11.12 | — | COM | 46133G107 |
| — | CBRE CLARION GLOBAL REAL EST | 368,799 | $3.079M | 0.3% | $7.94 | — | COM | 12504G100 |
| — | ABERDEEN EMERGING MKTS SMALL | 230,082 | $3.06M | 0.2% | $15.57 | — | COM | 00301T102 |
| — | STRATEGIC GLOBAL INCOME FD | 321,433 | $2.96M | 0.2% | $9.21 | — | COM | 862719101 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 301,426 | $2.957M | 0.2% | $9.78 | — | COM NEW | 641876800 |
| — | MACQUARIE GLBL INFRA TOTL RE | 123,226 | $2.896M | 0.2% | $20.42 | — | COM | 55608D101 |
| — | EATON VANCE FLTG RATE INCOM | 156,615 | $2.86M | 0.2% | $18.16 | — | COM SHS BEN INT | 278284104 |
| — | PUTNAM MUN OPPORTUNITIES TR | 250,700 | $2.85M | 0.2% | $10.74 | — | SH BEN INT | 746922103 |
| — | AMERICAN STRATEGIC INCOME II | 400,156 | $2.845M | 0.2% | $7.06 | — | COM | 03009T101 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 232,415 | $2.835M | 0.2% | $12.18 | — | COM SHS | 6706EN100 |
| — | WESTERN ASSET INFL MGMT FD I | 152,322 | $2.72M | 0.2% | $16.54 | — | COM | 95766U107 |
| — | NEUBERGER BERMAN RE ES SEC F | 564,411 | $2.664M | 0.2% | $4.60 | — | COM | 64190A103 |
| — | NEUBERGER BERMAN HGH YLD FD | 194,141 | $2.644M | 0.2% | $13.02 | — | COM | 64128C106 |
| — | NUVEEN PREMIER MUN INCOME FD | 198,945 | $2.614M | 0.2% | $12.61 | — | COM | 670988104 |
| — | COHEN & STEERS LTD DUR PFD I | 108,708 | $2.587M | 0.2% | $22.62 | — | COM | 19248C105 |
| — | GLOBAL HIGH INCOME FUND INC | 260,792 | $2.574M | 0.2% | $10.03 | — | COM | 37933G108 |
| — | INVESCO TR INVT GRADE MUNS | 198,684 | $2.543M | 0.2% | $12.18 | — | COM | 46131M106 |
| — | BLACKROCK FLOAT RATE OME STR | 174,132 | $2.537M | 0.2% | $14.60 | — | COM | 09255X100 |
| — | WESTERN ASSET HGH YLD DFNDFD | 141,296 | $2.526M | 0.2% | $17.74 | — | COM | 95768B107 |
| VEA | VANGUARD TAX MANAGED INTL FD | 60,753 | $2.507M | 0.2% | $35.60 | — | FTSE DEV MKT ETF | 921943858 |
| — | NUVEEN MTG OPPTY TERM FD 2 | 106,401 | $2.484M | 0.2% | $23.65 | — | COM | 67074R100 |
| — | COHEN & STEERS REIT & PFD IN | 143,776 | $2.444M | 0.2% | $15.66 | — | COM | 19247X100 |
| AMG | AFFILIATED MANAGERS GROUP | 12,100 | $2.421M | 0.2% | $153.14 | +24.2% | COM | 008252108 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 175,932 | $2.345M | 0.2% | $13.33 | — | COM | 67071L106 |
| — | INVESCO ADVANTAGE MUNICIPAL | 198,653 | $2.183M | 0.2% | $10.57 | — | SH BEN INT | 46132E103 |
| — | MORGAN STANLEY EMER MKTS DEB | 219,688 | $2.175M | 0.2% | $9.96 | — | COM | 61744H105 |
| — | FIRST TR INTER DUR PFD & IN | 97,105 | $2.15M | 0.2% | $21.25 | — | COM | 33718W103 |
| — | CLOUGH GLOBAL ALLOCATION FD | 138,602 | $2.104M | 0.2% | $15.18 | — | COM | 18913Y103 |
| — | FIRST TR STRATEGIC HIGH INC | 130,663 | $2.081M | 0.2% | $15.87 | — | COM SHS NEW | 337353304 |
| — | NUVEEN QUALITY PFD INC FD 3 | 247,245 | $2.069M | 0.2% | $8.32 | — | COM | 67072W101 |
| — | NUVEEN DIVERSIFIED COMMODTY | 129,215 | $2.052M | 0.2% | $15.26 | — | COM UT BEN INT | 67074P104 |
| — | EATON VANCE MUN BD FD | 168,972 | $2.007M | 0.2% | $11.89 | — | COM | 27827X101 |
| IWD | ISHARES | 20,575 | $1.985M | 0.2% | $95.89 | — | RUS 1000 VAL ETF | 464287598 |
| — | WESTERN ASSET MGD HI INCM FD | 346,040 | $1.983M | 0.2% | $5.72 | — | COM | 95766L107 |
| — | SPECIAL OPPORTUNITIES FD INC | 119,119 | $1.936M | 0.2% | $16.25 | — | COM | 84741T104 |
| — | ING EMERGING MKTS HGH DIV EQ | 158,557 | $1.895M | 0.2% | $11.82 | — | COM | 45685X104 |
| — | THAI FD INC | 174,585 | $1.891M | 0.2% | $21.60 | — | COM | 882904105 |
| — | EATON VANCE SH TM DR DIVR IN | 122,573 | $1.862M | 0.2% | $15.30 | — | COM | 27828V104 |
| — | WESTERN ASSET HIGH INCM OPP | 307,550 | $1.861M | 0.2% | $6.03 | — | COM | 95766K109 |
| — | ABERDEEN GLOBAL INCOME FD IN | 170,965 | $1.855M | 0.2% | $10.95 | — | COM | 003013109 |
| — | DWS HIGH INCOME TR | 192,234 | $1.807M | 0.1% | $9.19 | — | SHS NEW | 23337C208 |
| — | CENTRAL SECS CORP | 80,395 | $1.798M | 0.1% | $21.72 | — | COM | 155123102 |
| — | CALAMOS GBL DYN INCOME FUND | 194,191 | $1.748M | 0.1% | $8.56 | — | COM | 12811L107 |
| — | DWS GLOBAL HIGH INCOME FD | 205,534 | $1.671M | 0.1% | $8.07 | — | COM | 23338W104 |
| — | BLACKROCK BUILD AMER BD TR | 80,053 | $1.62M | 0.1% | $20.20 | — | SHS | 09248X100 |
| SVVC | FIRSTHAND TECH VALUE FD INC | 72,540 | $1.549M | 0.1% | $19.17 | +22.2% | COM | 33766Y100 |
| — | NUVEEN SELECT QUALITY MUN FD | 109,220 | $1.446M | 0.1% | $12.40 | — | COM | 670973106 |
| GLD | SPDR GOLD TRUST | 11,433 | $1.413M | 0.1% | $123.59 | — | GOLD SHS | 78463V107 |
| — | DREYFUS MUN BD INFRSTRCTR FD | 110,099 | $1.238M | 0.1% | $10.60 | — | SHS | 26203D101 |
| — | COHEN & STEERS CLOSED END OP | 95,255 | $1.224M | 0.1% | $12.58 | — | COM | 19248P106 |
| — | HELIOS STRATEGIC INCOME FD I | 174,771 | $1.185M | 0.1% | $6.11 | — | COM NEW | 42328A203 |
| — | TCW STRATEGIC INCOME FUND IN | 215,737 | $1.178M | 0.1% | $5.47 | — | COM | 872340104 |
| — | PIMCO MUNICIPAL INCOME FD | 86,557 | $1.167M | 0.1% | $12.47 | — | COM | 72200R107 |
| — | GSV CAP CORP | 113,082 | $1.147M | 0.1% | $9.08 | — | COM | 36191J101 |
| — | ARES MULTI STRATEGY CR FD IN | 51,511 | $1.133M | 0.1% | $21.17 | — | COM | 04014Q108 |
| — | NUVEEN QUALITY PFD INCOME FD | 130,362 | $1.132M | 0.1% | $8.65 | — | COM | 67072C105 |
| — | AMERICAN SELECT PORTFOLIO IN | 107,498 | $1.068M | 0.1% | $9.94 | — | COM | 029570108 |
| — | INVESCO CALIF VALUE MUN INC | 89,796 | $1.06M | 0.1% | $11.39 | — | COM | 46132H106 |
| — | COHEN & STEERS MLP INC & ENR | 59,030 | $1.057M | 0.1% | $18.25 | — | COM SHS | 19249B106 |
| — | GABELLI DIVD & INCOME TR | 41,909 | $921K | 0.1% | $19.36 | — | COM | 36242H104 |
| — | NUVEEN QUALITY INCOME MUN FD | 68,479 | $910K | 0.1% | $12.25 | — | COM | 670977107 |
| XLF | SELECT SECTOR SPDR TR | 40,600 | $907K | 0.1% | $20.60 | — | SBI INT-FINL | 81369Y605 |
| — | CORNERSTONE TOTAL RTRN FD IN | 150,501 | $892K | 0.1% | $6.05 | — | COM NEW | 21924U201 |
| — | MANAGED HIGH YIELD PLUS FD I | 346,875 | $735K | 0.1% | $2.00 | — | COM | 561911108 |
| — | APOLLO SR FLOATING RATE FD I | 38,350 | $700K | 0.1% | $18.10 | — | COM | 037636107 |
| — | ROYCE GLOBAL VALUE TR INC | 72,406 | $650K | 0.1% | $8.89 | — | COM | 78081T104 |
| OFS | OFS CAP CORP | 46,531 | $582K | 0.0% | $12.72 | +0.2% | COM | 67103B100 |
| — | GOODYEAR TIRE & RUBR CO | 8,003 | $579K | 0.0% | $49.26 | — | PFD CONV 5.875% | 382550309 |
| EQS | EQUUS TOTAL RETURN INC | 295,005 | $566K | 0.0% | $2.08 | -7.6% | COM | 294766100 |
| — | GDL FUND | 51,213 | $565K | 0.0% | $11.44 | — | COM SH BEN IT | 361570104 |
| — | COHEN & STEERS QUALITY RLTY | 51,523 | $543K | 0.0% | $9.48 | — | COM | 19247L106 |
| SRLN | SSGA ACTIVE ETF TR | 10,466 | $524K | 0.0% | $50.07 | — | BLKSTN GSOSRLN | 78467V608 |
| — | TIFFANY & CO NEW | 5,700 | $491K | 0.0% | $86.14 | — | COM | 886547108 |
| AAPL | APPLE INC | 900 | $483K | 0.0% | $16.37 | +1.3% | COM | 037833100 |
| XMQTX | BLACKROCK MUNIY QUALITY FD I | 37,869 | $473K | 0.0% | $12.58 | — | COM | 09254G108 |
| XLI | SELECT SECTOR SPDR TR | 9,000 | $471K | 0.0% | $52.33 | — | SBI INT-INDS | 81369Y704 |
| BMY | BRISTOL MYERS SQUIBB CO | 9,000 | $468K | 0.0% | $35.93 | 0.0% | COM | 110122108 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 42,945 | $466K | 0.0% | $10.85 | — | COM | 27828A100 |
| — | NUVEEN INVT QUALITY MUN FD I | 31,690 | $447K | 0.0% | $13.53 | — | COM | 67062E103 |
| — | PUTMAN HIGH INCOME SEC FUND | 46,653 | $390K | 0.0% | $7.90 | — | SHS BEN INT | 746779107 |
| — | BLACKROCK FLOATING RATE INCO | 23,260 | $331K | 0.0% | $14.23 | — | COM | 091941104 |
| AMZN | AMAZON COM INC | 105 | $292K | 0.0% | — | — | Put | 023135106 |
| NEM | NEWMONT MINING CORP | 10,964 | $257K | 0.0% | $21.60 | -14.7% | COM | 651639106 |
| RIO | RIO TINTO PLC | 4,400 | $246K | 0.0% | $55.91 | — | SPONSORED ADR | 767204100 |
| — | EATON VANCE MUN INCOME TERM | 15,142 | $238K | 0.0% | $14.80 | — | SHS | 27829U105 |
| — | NUVEEN CALIF PREM INCOME MUN | 17,476 | $237K | 0.0% | $13.56 | — | COM | 6706L0102 |
| — | CALAMOS CONV & HIGH INCOME F | 17,020 | $229K | 0.0% | $12.48 | — | COM SHS | 12811P108 |
| — | LMP CORPORATE LN FD INC | 18,700 | $227K | 0.0% | $12.22 | — | COM | 50208B100 |
| — | MFS HIGH INCOME MUN TR | 45,397 | $216K | 0.0% | $4.79 | — | SH BEN INT | 59318D104 |
| — | NUVEEN AMT-FREE MUN INCOME F | 12,353 | $160K | 0.0% | $12.04 | — | COM | 670657105 |
| — | ARCH COAL INC | 15,090 | $73,000 | 0.0% | $3.87 | — | COM | 039380100 |