JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: Apr 25, 2017

Total Value ($000): $483,675 (100.0% shares, 0.0% debt)

Holdings (117)

JNJ JOHNSON & JOHNSON JNJ 5.0%
Value ($000) $23,996 Shares 192,665 Est. Cost $60.65 Unrealized +54.0%
GLW CORNING INC GLW 4.1%
Value ($000) $19,819 Shares 734,037 Est. Cost $11.53 Unrealized +82.0%
XOM EXXON MOBIL CORP XOM 3.9%
Value ($000) $18,625 Shares 227,106 Est. Cost $54.57 Unrealized +2.8%
EMR EMERSON ELECTRIC CO EMR 3.7%
Value ($000) $17,975 Shares 300,282 Est. Cost $41.57 Unrealized +15.3%
PFE PFIZER INC PFE 3.2%
Value ($000) $15,492 Shares 452,842 Est. Cost $17.20 Unrealized +24.5%
SLB SCHLUMBERGER LTD SLB 3.1%
Value ($000) $15,082 Shares 193,112 Est. Cost $55.93 Unrealized +13.3%
LNN LINDSAY CORP LNN 2.8%
Value ($000) $13,728 Shares 155,791 Est. Cost $67.88 Unrealized +3.7%
MRK MERCK & CO. INC. MRK 2.8%
Value ($000) $13,512 Shares 212,652 Est. Cost $31.32 Unrealized +47.0%
INTC INTEL CORP INTC 2.6%
Value ($000) $12,417 Shares 344,241 Est. Cost $17.44 Unrealized +70.1%
GVA GRANITE CONSTRUCTION INC GVA 2.5%
Value ($000) $11,977 Shares 238,627 Est. Cost $30.66 Unrealized +73.6%
ABT ABBOTT LABORATORIES ABT 2.4%
Value ($000) $11,454 Shares 257,926 Est. Cost $34.06 Unrealized +8.4%
AZTA BROOKS AUTOMATION INC BRKS 2.1%
Value ($000) $10,299 Shares 459,776 Est. Cost $8.51 Unrealized +121.5%
TE CONNECTIVITY LTD TEL 2.1%
Value ($000) $9,938 Shares 133,300 Est. Cost $56.85 Unrealized
GREAT PLAINS ENERGY INC GXP 1.8%
Value ($000) $8,549 Shares 292,560 Est. Cost $24.89 Unrealized
NVS NOVARTIS AG-SPONSORED ADR NVS 1.7%
Value ($000) $8,432 Shares 113,525 Est. Cost $72.35 Unrealized
WMT WAL-MART STORES INC WMT 1.7%
Value ($000) $8,361 Shares 116,000 Est. Cost $16.63 Unrealized +18.9%
INGERSOLL-RAND PLC IR 1.7%
Value ($000) $8,316 Shares 102,264 Est. Cost $57.46 Unrealized
IBM INTL BUSINESS MACHINES CORP IB 1.7%
Value ($000) $8,262 Shares 47,444 Est. Cost $103.00 Unrealized +11.1%
GM GENERAL MOTORS CO GM 1.6%
Value ($000) $7,930 Shares 224,261 Est. Cost $25.10 Unrealized +23.3%
COP CONOCOPHILLIPS COP 1.6%
Value ($000) $7,624 Shares 152,885 Est. Cost $31.94 Unrealized +14.5%
HON HONEYWELL INTERNATIONAL INC HO 1.5%
Value ($000) $7,443 Shares 59,609 Est. Cost $53.13 Unrealized +73.0%
BMY BRISTOL-MYERS SQUIBB CO BMY 1.5%
Value ($000) $7,373 Shares 135,575 Est. Cost $28.67 Unrealized +39.3%
WTS WATTS WATER TECHNOLOGIES-A WTS 1.5%
Value ($000) $7,076 Shares 113,491 Est. Cost $54.97 Unrealized +15.8%
MSFT MICROSOFT CORP MSFT 1.5%
Value ($000) $7,040 Shares 106,892 Est. Cost $26.70 Unrealized +116.6%
BNS BANK OF NOVA SCOTIA BNS 1.3%
Value ($000) $6,475 Shares 110,550 Est. Cost $29.86 Unrealized +26.5%
OGE OGE ENERGY CORP OGE 1.3%
Value ($000) $6,265 Shares 179,101 Est. Cost $33.29 Unrealized +4.6%
DUK DUKE ENERGY CORP DUK 1.3%
Value ($000) $6,194 Shares 75,525 Est. Cost $49.89 Unrealized +10.8%
AMERICAN SOFTWARE INC-CL A AMS 1.3%
Value ($000) $6,128 Shares 596,125 Est. Cost $9.51 Unrealized
FLS FLOWSERVE CORP FLS 1.2%
Value ($000) $6,021 Shares 124,340 Est. Cost $39.65 Unrealized +1.9%
BCE BCE INC BCE 1.2%
Value ($000) $5,874 Shares 132,677 Est. Cost $22.36 Unrealized +14.9%
EXC EXELON CORP EXC 1.2%
Value ($000) $5,788 Shares 160,860 Est. Cost $15.40 Unrealized +21.4%
GUGGENHEIM S&P GLOBAL WATER CG 1.2%
Value ($000) $5,638 Shares 181,450 Est. Cost $27.21 Unrealized
NEE NEXTERA ENERGY INC NEE 1.2%
Value ($000) $5,595 Shares 43,585 Est. Cost $14.15 Unrealized +77.8%
GLAXOSMITHKLINE PLC-SPON ADR G 1.1%
Value ($000) $5,371 Shares 127,388 Est. Cost $48.58 Unrealized
BAX BAXTER INTERNATIONAL INC BAX 1.1%
Value ($000) $5,239 Shares 101,023 Est. Cost $38.90 Unrealized +9.0%
MDU MDU RESOURCES GROUP INC MDU 1.1%
Value ($000) $5,139 Shares 187,775 Est. Cost $6.24 Unrealized +28.6%
IDA IDACORP INC IDA 1.0%
Value ($000) $5,020 Shares 60,510 Est. Cost $48.08 Unrealized +67.6%
DGX QUEST DIAGNOSTICS INC DGX 1.0%
Value ($000) $4,954 Shares 50,449 Est. Cost $55.93 Unrealized +43.0%
AGCO AGCO CORP AGCO 0.9%
Value ($000) $4,580 Shares 76,100 Est. Cost $39.98 Unrealized +24.8%
LFCR LANDEC CORP LNDC 0.9%
Value ($000) $4,500 Shares 375,025 Est. Cost $11.90 Unrealized +6.4%
CALGON CARBON CORP CCC 0.9%
Value ($000) $4,405 Shares 301,702 Est. Cost $14.12 Unrealized
TMO THERMO FISHER SCIENTIFIC INC T 0.8%
Value ($000) $4,045 Shares 26,333 Est. Cost $79.76 Unrealized +87.0%
XBI SPDR S&P BIOTECH ETF XBI 0.8%
Value ($000) $3,925 Shares 56,600 Est. Cost $54.18 Unrealized
CIEN CIENA CORP CIEN 0.8%
Value ($000) $3,735 Shares 158,200 Est. Cost $20.47 Unrealized +19.8%
EEMV ISHARES EDGE MSCI MIN VOL EM E 0.8%
Value ($000) $3,675 Shares 68,683 Est. Cost $55.59 Unrealized
NEW YORK COMMUNITY BANCORP NYC 0.8%
Value ($000) $3,659 Shares 261,950 Est. Cost $14.65 Unrealized
MMM 3M CO MMM 0.7%
Value ($000) $3,582 Shares 18,723 Est. Cost $61.85 Unrealized +83.7%
CALAMP CORP CAMP 0.7%
Value ($000) $3,561 Shares 212,100 Est. Cost $14.84 Unrealized
EWS ISHARES MSCI SINGAPORE CAPPE E 0.7%
Value ($000) $3,417 Shares 149,786 Est. Cost $20.01 Unrealized
SUN HYDRAULICS CORP SNHY 0.7%
Value ($000) $3,325 Shares 92,075 Est. Cost $34.84 Unrealized
HAL HALLIBURTON CO HAL 0.7%
Value ($000) $3,316 Shares 67,384 Est. Cost $34.90 Unrealized +29.3%
XRAY DENTSPLY SIRONA INC XRAY 0.6%
Value ($000) $2,961 Shares 47,423 Est. Cost $58.93 Unrealized +2.1%
SYNGENTA AG-ADR SYT 0.6%
Value ($000) $2,934 Shares 33,150 Est. Cost $79.64 Unrealized
SWISS HELVETIA FUND SWZ 0.6%
Value ($000) $2,920 Shares 251,693 Est. Cost $10.86 Unrealized
MONSANTO CO MON 0.6%
Value ($000) $2,873 Shares 25,377 Est. Cost $91.23 Unrealized
PEG PUBLIC SERVICE ENTERPRISE GP P 0.6%
Value ($000) $2,766 Shares 62,360 Est. Cost $28.44 Unrealized +14.5%
EWC ISHARES MSCI CANADA ETF EWC 0.6%
Value ($000) $2,720 Shares 101,175 Est. Cost $26.31 Unrealized
AMGN AMGEN INC AMGN 0.6%
Value ($000) $2,702 Shares 16,471 Est. Cost $73.34 Unrealized +73.4%
AAPL APPLE INC AAPL 0.6%
Value ($000) $2,668 Shares 18,574 Est. Cost $21.46 Unrealized +41.8%
ATHM AUTOHOME INC-ADR ATHM 0.5%
Value ($000) $2,631 Shares 82,800 Est. Cost $25.05 Unrealized
NEOG NEOGEN CORP NEOG 0.5%
Value ($000) $2,584 Shares 39,426 Est. Cost $14.56 Unrealized +68.1%
EWA ISHARES MSCI AUSTRALIA ETF EWA 0.5%
Value ($000) $2,566 Shares 113,500 Est. Cost $21.58 Unrealized
TEO TELECOM ARGENTINA SA-SP ADR TE 0.5%
Value ($000) $2,416 Shares 108,900 Est. Cost $18.88 Unrealized
ORBOTECH LTD ORBK 0.5%
Value ($000) $2,327 Shares 72,142 Est. Cost $22.12 Unrealized
CHMG CHEMUNG FINANCIAL CORP CHMG 0.5%
Value ($000) $2,197 Shares 55,618 Est. Cost $20.83 Unrealized +35.5%
XEROX CORP XRX 0.5%
Value ($000) $2,179 Shares 296,883 Est. Cost $10.69 Unrealized
XYL XYLEM INC XYL 0.4%
Value ($000) $2,001 Shares 39,850 Est. Cost $23.15 Unrealized +89.3%
CNDT CONDUENT INC CNDT 0.3%
Value ($000) $1,557 Shares 92,776 Est. Cost $15.22 Unrealized 0.0%
ZBH ZIMMER BIOMET HOLDINGS INC ZBH 0.3%
Value ($000) $1,479 Shares 12,110 Est. Cost $67.30 Unrealized +56.6%
SYK STRYKER CORP SYK 0.3%
Value ($000) $1,451 Shares 11,025 Est. Cost $56.92 Unrealized +101.2%
GOOG ALPHABET INC-CL C GOOG 0.3%
Value ($000) $1,444 Shares 1,741 Est. Cost $35.61 Unrealized +14.3%
SBNY SIGNATURE BANK SBNY 0.3%
Value ($000) $1,403 Shares 9,452 Est. Cost $124.92 Unrealized
HARDINGE INC HDNG 0.3%
Value ($000) $1,380 Shares 122,810 Est. Cost $11.51 Unrealized
GOOGL ALPHABET INC-CL A GOOGL 0.3%
Value ($000) $1,375 Shares 1,622 Est. Cost $36.73 Unrealized +13.6%
KO COCA-COLA CO/THE KO 0.3%
Value ($000) $1,323 Shares 31,174 Est. Cost $27.92 Unrealized +12.9%
VIAV VIAVI SOLUTIONS INC VIAV 0.3%
Value ($000) $1,271 Shares 118,600 Est. Cost $6.65 Unrealized +46.1%
MOS MOSAIC CO/THE MOS 0.3%
Value ($000) $1,240 Shares 42,500 Est. Cost $32.10 Unrealized -17.2%
GENERAL ELECTRIC CO GE 0.3%
Value ($000) $1,233 Shares 41,392 Est. Cost $25.18 Unrealized
AGG ISHARES CORE U.S. AGGREGATE AG 0.2%
Value ($000) $1,186 Shares 10,936 Est. Cost $109.19 Unrealized
ELMIRA SAVINGS BANK ESBK 0.2%
Value ($000) $1,185 Shares 54,851 Est. Cost $21.41 Unrealized
POWERSHARES WILDERH CLEAN EN P 0.2%
Value ($000) $1,166 Shares 291,450 Est. Cost $4.05 Unrealized
BSV VANGUARD SHORT-TERM BOND ETF B 0.2%
Value ($000) $1,028 Shares 12,889 Est. Cost $80.06 Unrealized
OTTR OTTER TAIL CORP OTTR 0.2%
Value ($000) $855 Shares 22,550 Est. Cost $20.07 Unrealized +46.6%
BLBD BLUE BIRD CORP BLBD 0.2%
Value ($000) $832 Shares 48,500 Est. Cost $14.00 Unrealized +18.8%
CSCO CISCO SYSTEMS INC CSCO 0.2%
Value ($000) $824 Shares 24,365 Est. Cost $15.37 Unrealized +60.9%
DST SYSTEMS INC DST 0.1%
Value ($000) $594 Shares 4,850 Est. Cost $112.73 Unrealized
ACM AECOM ACM 0.1%
Value ($000) $559 Shares 15,700 Est. Cost $28.37 Unrealized +24.0%
XLU UTILITIES SELECT SECTOR SPDR X 0.1%
Value ($000) $508 Shares 9,900 Est. Cost $51.16 Unrealized
BRK/B BERKSHIRE HATHAWAY INC-CL B BR 0.1%
Value ($000) $504 Shares 3,025 Est. Cost $153.96 Unrealized +8.7%
CELGENE CORP CELG 0.1%
Value ($000) $499 Shares 4,008 Est. Cost $124.50 Unrealized
DHR DANAHER CORP DHR 0.1%
Value ($000) $428 Shares 5,000 Est. Cost $66.37 Unrealized +7.4%
DIS WALT DISNEY CO/THE DIS 0.1%
Value ($000) $416 Shares 3,670 Est. Cost $56.11 Unrealized +83.6%
LABORATORY CRP OF AMER HLDGS L 0.1%
Value ($000) $398 Shares 2,774 Est. Cost $143.48 Unrealized
BLACKROCK INC BLK 0.1%
Value ($000) $384 Shares 1,000 Est. Cost $380.71 Unrealized
ROYAL HAWAIIAN ORCHARDS LP NNU 0.1%
Value ($000) $379 Shares 167,699 Est. Cost $3.04 Unrealized
PSX PHILLIPS 66 PSX 0.1%
Value ($000) $370 Shares 4,674 Est. Cost $54.42 Unrealized +5.2%
II-VI INC IIVI 0.1%
Value ($000) $368 Shares 10,200 Est. Cost $29.64 Unrealized
REGN REGENERON PHARMACEUTICALS REGN 0.1%
Value ($000) $368 Shares 950 Est. Cost $239.29 Unrealized +54.0%
NI NISOURCE INC NI 0.1%
Value ($000) $359 Shares 15,100 Est. Cost $17.18 Unrealized 0.0%
KRE SPDR S&P REGIONAL BANKING KRE 0.1%
Value ($000) $355 Shares 6,500 Est. Cost $43.35 Unrealized
CIGNA CORP CI 0.1%
Value ($000) $352 Shares 2,400 Est. Cost $127.92 Unrealized
TSM TAIWAN SEMICONDUCTOR-SP ADR TS 0.1%
Value ($000) $348 Shares 10,600 Est. Cost $28.77 Unrealized
PLOW DOUGLAS DYNAMICS INC PLOW 0.1%
Value ($000) $296 Shares 9,671 Est. Cost $20.98 Unrealized +54.6%
PPL PPL CORP PPL 0.1%
Value ($000) $293 Shares 7,829 Est. Cost $24.04 Unrealized 0.0%
QUINTILES IMS HOLDINGS INC Q 0.1%
Value ($000) $290 Shares 3,600 Est. Cost $80.56 Unrealized
IXYS CORPORATION IXYS 0.1%
Value ($000) $281 Shares 19,313 Est. Cost $14.55 Unrealized
VOO VANGUARD S&P 500 ETF VOO 0.1%
Value ($000) $256 Shares 1,183 Est. Cost $216.40 Unrealized
MU MICRON TECHNOLOGY INC MU 0.1%
Value ($000) $249 Shares 8,600 Est. Cost $23.83 Unrealized 0.0%
OCLARO INC OCLR 0.1%
Value ($000) $243 Shares 24,700 Est. Cost $8.54 Unrealized
PAYX PAYCHEX INC PAYX 0.0%
Value ($000) $225 Shares 3,825 Est. Cost $38.55 Unrealized +21.1%
PEP PEPSICO INC PEP 0.0%
Value ($000) $219 Shares 1,955 Est. Cost $79.36 Unrealized +3.2%
AZO AUTOZONE INC AZO 0.0%
Value ($000) $217 Shares 300 Est. Cost $769.59 Unrealized -3.8%
EVERI HOLDINGS INC EVRI 0.0%
Value ($000) $48 Shares 10,000 Est. Cost $1.14 Unrealized
SUPERVALU INC SVU 0.0%
Value ($000) $39 Shares 10,000 Est. Cost $6.20 Unrealized
MHTX MANHATTAN SCIENTIFICS INC MHTX 0.0%
Value ($000) $5 Shares 145,000 Est. Cost $0.07 Unrealized -37.7%
AVALON ADVANCED MATERIALS IN A 0.0%
Value ($000) $2 Shares 18,750 Est. Cost $0.11 Unrealized
ADFS AMERICAN DEFENSE SYSTEMS INC A 0.0%
Value ($000) $0 Shares 50,000 Est. Cost $0.01 Unrealized -72.4%