JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Jan 20, 2017

Total Value ($000): $477,340 (100.0% shares, 0.0% debt)

Holdings (120)

JNJ JOHNSON & JOHNSON JNJ 4.7%
Value ($000) $22,401 Shares 194,432 Est. Cost $60.65 Unrealized +47.9%
GLW CORNING INC GLW 4.6%
Value ($000) $21,772 Shares 897,068 Est. Cost $11.53 Unrealized +61.7%
EMR EMERSON ELECTRIC CO EMR 3.6%
Value ($000) $17,062 Shares 306,050 Est. Cost $41.57 Unrealized +3.1%
XOM EXXON MOBIL CORP XOM 3.4%
Value ($000) $16,307 Shares 180,670 Est. Cost $54.18 Unrealized +7.4%
PFE PFIZER INC PFE 3.1%
Value ($000) $14,919 Shares 459,344 Est. Cost $17.20 Unrealized +19.2%
SLB SCHLUMBERGER LTD SLB 3.1%
Value ($000) $14,701 Shares 175,112 Est. Cost $55.17 Unrealized +14.3%
GVA GRANITE CONSTRUCTION INC GVA 2.8%
Value ($000) $13,536 Shares 246,102 Est. Cost $30.66 Unrealized +73.2%
INTC INTEL CORP INTC 2.7%
Value ($000) $12,686 Shares 349,753 Est. Cost $17.44 Unrealized +67.1%
MRK MERCK & CO. INC. MRK 2.6%
Value ($000) $12,647 Shares 214,822 Est. Cost $31.32 Unrealized +40.7%
LNN LINDSAY CORP LNN 2.5%
Value ($000) $11,873 Shares 159,132 Est. Cost $67.88 Unrealized +4.6%
AZTA BROOKS AUTOMATION INC BRKS 2.0%
Value ($000) $9,468 Shares 554,674 Est. Cost $8.51 Unrealized +67.0%
TE CONNECTIVITY LTD TEL 2.0%
Value ($000) $9,339 Shares 134,800 Est. Cost $56.85 Unrealized
WMT WAL-MART STORES INC WMT 1.7%
Value ($000) $8,281 Shares 119,800 Est. Cost $16.63 Unrealized +19.8%
IBM INTL BUSINESS MACHINES CORP IB 1.7%
Value ($000) $8,126 Shares 48,954 Est. Cost $103.00 Unrealized +0.0%
BMY BRISTOL-MYERS SQUIBB CO BMY 1.7%
Value ($000) $8,046 Shares 137,684 Est. Cost $28.67 Unrealized +37.9%
GM GENERAL MOTORS CO GM 1.7%
Value ($000) $7,942 Shares 227,961 Est. Cost $25.10 Unrealized +12.2%
INGERSOLL-RAND PLC IR 1.6%
Value ($000) $7,822 Shares 104,234 Est. Cost $57.46 Unrealized
ABT ABBOTT LABORATORIES ABT 1.6%
Value ($000) $7,666 Shares 199,571 Est. Cost $33.23 Unrealized +1.3%
NVS NOVARTIS AG-SPONSORED ADR NVS 1.6%
Value ($000) $7,646 Shares 104,964 Est. Cost $72.20 Unrealized
HON HONEYWELL INTERNATIONAL INC HO 1.5%
Value ($000) $6,985 Shares 60,297 Est. Cost $53.13 Unrealized +58.5%
DUK DUKE ENERGY CORP DUK 1.4%
Value ($000) $6,802 Shares 87,631 Est. Cost $49.89 Unrealized +5.6%
MSFT MICROSOFT CORP MSFT 1.4%
Value ($000) $6,765 Shares 108,867 Est. Cost $26.70 Unrealized +102.0%
COP CONOCOPHILLIPS COP 1.4%
Value ($000) $6,638 Shares 132,385 Est. Cost $31.22 Unrealized +11.4%
BNS BANK OF NOVA SCOTIA BNS 1.3%
Value ($000) $6,242 Shares 112,100 Est. Cost $29.86 Unrealized +15.1%
OGE OGE ENERGY CORP OGE 1.3%
Value ($000) $6,054 Shares 181,001 Est. Cost $33.29 Unrealized -5.2%
ST JUDE MEDICAL INC STJ 1.2%
Value ($000) $5,899 Shares 73,568 Est. Cost $55.97 Unrealized
BCE BCE INC BCE 1.2%
Value ($000) $5,847 Shares 135,227 Est. Cost $22.36 Unrealized +13.7%
EXC EXELON CORP EXC 1.2%
Value ($000) $5,821 Shares 164,030 Est. Cost $15.40 Unrealized +11.9%
GREAT PLAINS ENERGY INC GXP 1.2%
Value ($000) $5,591 Shares 204,410 Est. Cost $23.02 Unrealized
MDU MDU RESOURCES GROUP INC MDU 1.1%
Value ($000) $5,480 Shares 190,475 Est. Cost $6.24 Unrealized +26.4%
LFCR LANDEC CORP LNDC 1.1%
Value ($000) $5,278 Shares 382,475 Est. Cost $11.90 Unrealized +16.4%
NEE NEXTERA ENERGY INC NEE 1.1%
Value ($000) $5,248 Shares 43,935 Est. Cost $14.15 Unrealized +67.6%
CHMG CHEMUNG FINANCIAL CORP CHMG 1.1%
Value ($000) $5,146 Shares 141,563 Est. Cost $20.83 Unrealized +17.9%
WTS WATTS WATER TECHNOLOGIES-A WTS 1.1%
Value ($000) $5,081 Shares 77,925 Est. Cost $51.01 Unrealized +28.3%
AMAT APPLIED MATERIALS INC AMAT 1.1%
Value ($000) $5,050 Shares 156,477 Est. Cost $14.65 Unrealized +87.6%
IDA IDACORP INC IDA 1.0%
Value ($000) $4,934 Shares 61,260 Est. Cost $48.08 Unrealized +60.3%
GUGGENHEIM S&P GLOBAL WATER CG 1.0%
Value ($000) $4,824 Shares 169,550 Est. Cost $26.94 Unrealized
DGX QUEST DIAGNOSTICS INC DGX 1.0%
Value ($000) $4,710 Shares 51,249 Est. Cost $55.93 Unrealized +28.7%
GLAXOSMITHKLINE PLC-SPON ADR G 1.0%
Value ($000) $4,685 Shares 121,648 Est. Cost $48.88 Unrealized
BAX BAXTER INTERNATIONAL INC BAX 1.0%
Value ($000) $4,596 Shares 103,646 Est. Cost $38.90 Unrealized +2.2%
MONSANTO CO MON 0.9%
Value ($000) $4,507 Shares 42,840 Est. Cost $91.23 Unrealized
MENTOR GRAPHICS CORP MENT 0.9%
Value ($000) $4,496 Shares 121,867 Est. Cost $19.85 Unrealized
AGCO AGCO CORP AGCO 0.9%
Value ($000) $4,467 Shares 77,200 Est. Cost $39.98 Unrealized +9.3%
AMERICAN SOFTWARE INC-CL A AMS 0.9%
Value ($000) $4,327 Shares 418,885 Est. Cost $9.19 Unrealized
CIEN CIENA CORP CIEN 0.8%
Value ($000) $3,915 Shares 160,400 Est. Cost $20.47 Unrealized +6.7%
TMO THERMO FISHER SCIENTIFIC INC T 0.8%
Value ($000) $3,800 Shares 26,933 Est. Cost $79.76 Unrealized +80.2%
SUN HYDRAULICS CORP SNHY 0.8%
Value ($000) $3,774 Shares 94,425 Est. Cost $34.84 Unrealized
HAL HALLIBURTON CO HAL 0.8%
Value ($000) $3,742 Shares 69,184 Est. Cost $34.90 Unrealized +19.5%
CALGON CARBON CORP CCC 0.8%
Value ($000) $3,735 Shares 219,700 Est. Cost $13.95 Unrealized
XBI SPDR S&P BIOTECH ETF XBI 0.7%
Value ($000) $3,428 Shares 57,920 Est. Cost $54.18 Unrealized
MMM 3M CO MMM 0.7%
Value ($000) $3,424 Shares 19,173 Est. Cost $61.85 Unrealized +71.7%
CHICAGO BRIDGE & IRON CO NV CB 0.6%
Value ($000) $3,048 Shares 96,000 Est. Cost $32.49 Unrealized
EWS ISHARES MSCI SINGAPORE CAPPE E 0.6%
Value ($000) $2,909 Shares 145,936 Est. Cost $19.93 Unrealized
AMGN AMGEN INC AMGN 0.6%
Value ($000) $2,883 Shares 19,721 Est. Cost $73.34 Unrealized +55.9%
PEG PUBLIC SERVICE ENTERPRISE GP P 0.6%
Value ($000) $2,815 Shares 64,160 Est. Cost $28.44 Unrealized +7.1%
NEW YORK COMMUNITY BANCORP NYC 0.6%
Value ($000) $2,794 Shares 175,600 Est. Cost $14.98 Unrealized
XRAY DENTSPLY SIRONA INC XRAY 0.6%
Value ($000) $2,755 Shares 47,723 Est. Cost $58.93 Unrealized +0.2%
EWC ISHARES MSCI CANADA ETF EWC 0.6%
Value ($000) $2,727 Shares 104,275 Est. Cost $26.31 Unrealized
FLS FLOWSERVE CORP FLS 0.6%
Value ($000) $2,662 Shares 55,405 Est. Cost $38.72 Unrealized -0.7%
SYNGENTA AG-ADR SYT 0.6%
Value ($000) $2,628 Shares 33,250 Est. Cost $79.64 Unrealized
XEROX CORP XRX 0.5%
Value ($000) $2,622 Shares 300,333 Est. Cost $10.69 Unrealized
CALAMP CORP CAMP 0.5%
Value ($000) $2,619 Shares 180,600 Est. Cost $14.50 Unrealized
NEOG NEOGEN CORP NEOG 0.5%
Value ($000) $2,614 Shares 39,601 Est. Cost $14.56 Unrealized +52.5%
ORBOTECH LTD ORBK 0.5%
Value ($000) $2,447 Shares 73,242 Est. Cost $22.12 Unrealized
EEMV ISHARES EDGE MSCI MIN VOL EM E 0.5%
Value ($000) $2,344 Shares 47,933 Est. Cost $56.49 Unrealized
EWA ISHARES MSCI AUSTRALIA ETF EWA 0.5%
Value ($000) $2,330 Shares 115,200 Est. Cost $21.58 Unrealized
AAPL APPLE INC AAPL 0.5%
Value ($000) $2,207 Shares 19,052 Est. Cost $21.46 Unrealized +21.5%
ATHM AUTOHOME INC-ADR ATHM 0.4%
Value ($000) $2,103 Shares 83,200 Est. Cost $25.05 Unrealized
SWISS HELVETIA FUND SWZ 0.4%
Value ($000) $2,083 Shares 203,993 Est. Cost $10.69 Unrealized
XYL XYLEM INC XYL 0.4%
Value ($000) $2,013 Shares 40,650 Est. Cost $23.15 Unrealized +96.2%
AMERICAN CAPITAL LTD ACAS 0.4%
Value ($000) $1,926 Shares 107,451 Est. Cost $13.37 Unrealized
SBNY SIGNATURE BANK SBNY 0.4%
Value ($000) $1,802 Shares 12,000 Est. Cost $124.92 Unrealized
TEO TELECOM ARGENTINA SA-SP ADR TE 0.4%
Value ($000) $1,683 Shares 92,600 Est. Cost $18.30 Unrealized
OTTR OTTER TAIL CORP OTTR 0.3%
Value ($000) $1,624 Shares 39,800 Est. Cost $20.07 Unrealized +42.7%
PLOW DOUGLAS DYNAMICS INC PLOW 0.3%
Value ($000) $1,607 Shares 47,771 Est. Cost $20.98 Unrealized +51.5%
ADM ARCHER-DANIELS-MIDLAND CO ADM 0.3%
Value ($000) $1,534 Shares 33,600 Est. Cost $28.89 Unrealized +16.9%
SYK STRYKER CORP SYK 0.3%
Value ($000) $1,384 Shares 11,550 Est. Cost $56.92 Unrealized +82.6%
HARDINGE INC HDNG 0.3%
Value ($000) $1,367 Shares 123,410 Est. Cost $11.51 Unrealized
GENERAL ELECTRIC CO GE 0.3%
Value ($000) $1,362 Shares 43,092 Est. Cost $25.18 Unrealized
GOOG ALPHABET INC-CL C GOOG 0.3%
Value ($000) $1,344 Shares 1,741 Est. Cost $35.61 Unrealized +8.6%
KO COCA-COLA CO/THE KO 0.3%
Value ($000) $1,311 Shares 31,624 Est. Cost $27.92 Unrealized +11.8%
GOOGL ALPHABET INC-CL A GOOGL 0.3%
Value ($000) $1,285 Shares 1,622 Est. Cost $36.73 Unrealized +8.0%
MOS MOSAIC CO/THE MOS 0.3%
Value ($000) $1,279 Shares 43,600 Est. Cost $32.10 Unrealized -28.7%
ZBH ZIMMER BIOMET HOLDINGS INC ZBH 0.3%
Value ($000) $1,255 Shares 12,160 Est. Cost $67.30 Unrealized +47.8%
ELMIRA SAVINGS BANK ESBK 0.2%
Value ($000) $1,131 Shares 55,300 Est. Cost $21.41 Unrealized
AGG ISHARES CORE U.S. AGGREGATE AG 0.2%
Value ($000) $1,041 Shares 9,632 Est. Cost $109.29 Unrealized
VIAV VIAVI SOLUTIONS INC VIAV 0.2%
Value ($000) $980 Shares 119,800 Est. Cost $6.65 Unrealized +16.7%
BLBD BLUE BIRD CORP BLBD 0.2%
Value ($000) $749 Shares 48,500 Est. Cost $14.00 Unrealized +11.2%
CSCO CISCO SYSTEMS INC CSCO 0.2%
Value ($000) $748 Shares 24,765 Est. Cost $15.37 Unrealized +50.0%
BSV VANGUARD SHORT-TERM BOND ETF B 0.1%
Value ($000) $698 Shares 8,786 Est. Cost $80.20 Unrealized
SHIRE PLC-ADR SHPG 0.1%
Value ($000) $631 Shares 3,702 Est. Cost $184.05 Unrealized
ACM AECOM ACM 0.1%
Value ($000) $596 Shares 16,400 Est. Cost $28.37 Unrealized +12.5%
BRK/B BERKSHIRE HATHAWAY INC-CL B BR 0.1%
Value ($000) $558 Shares 3,425 Est. Cost $153.96 Unrealized 0.0%
POWERSHARES WILDERH CLEAN EN P 0.1%
Value ($000) $556 Shares 151,050 Est. Cost $4.09 Unrealized
DST SYSTEMS INC DST 0.1%
Value ($000) $552 Shares 5,150 Est. Cost $112.73 Unrealized
BLACKROCK INC BLK 0.1%
Value ($000) $533 Shares 1,400 Est. Cost $380.71 Unrealized
XLU UTILITIES SELECT SECTOR SPDR X 0.1%
Value ($000) $481 Shares 9,900 Est. Cost $51.16 Unrealized
ROYAL HAWAIIAN ORCHARDS LP NNU 0.1%
Value ($000) $471 Shares 167,699 Est. Cost $3.04 Unrealized
PSX PHILLIPS 66 PSX 0.1%
Value ($000) $404 Shares 4,674 Est. Cost $54.42 Unrealized +7.8%
DHR DANAHER CORP DHR 0.1%
Value ($000) $389 Shares 5,000 Est. Cost $66.37 Unrealized 0.0%
DIS WALT DISNEY CO/THE DIS 0.1%
Value ($000) $382 Shares 3,670 Est. Cost $56.11 Unrealized +61.7%
KRE SPDR S&P REGIONAL BANKING KRE 0.1%
Value ($000) $361 Shares 6,500 Est. Cost $43.35 Unrealized
REGN REGENERON PHARMACEUTICALS REGN 0.1%
Value ($000) $349 Shares 950 Est. Cost $239.29 Unrealized +58.0%
II-VI INC IIVI 0.1%
Value ($000) $326 Shares 11,000 Est. Cost $29.64 Unrealized
CIGNA CORP CI 0.1%
Value ($000) $320 Shares 2,400 Est. Cost $127.92 Unrealized
TSM TAIWAN SEMICONDUCTOR-SP ADR TS 0.1%
Value ($000) $305 Shares 10,600 Est. Cost $28.77 Unrealized
MDT MEDTRONIC PLC MDT 0.1%
Value ($000) $268 Shares 3,756 Est. Cost $58.80 Unrealized +6.0%
TMP TOMPKINS FINANCIAL CORP TMP 0.1%
Value ($000) $259 Shares 2,740 Est. Cost $27.90 Unrealized +123.8%
AZO AUTOZONE INC AZO 0.0%
Value ($000) $237 Shares 300 Est. Cost $769.59 Unrealized 0.0%
PAYX PAYCHEX INC PAYX 0.0%
Value ($000) $233 Shares 3,825 Est. Cost $38.55 Unrealized +13.9%
OCLARO INC OCLR 0.0%
Value ($000) $221 Shares 24,700 Est. Cost $8.54 Unrealized
VZ VERIZON COMMUNICATIONS INC VZ 0.0%
Value ($000) $212 Shares 3,967 Est. Cost $30.99 Unrealized 0.0%
PEP PEPSICO INC PEP 0.0%
Value ($000) $210 Shares 2,005 Est. Cost $79.36 Unrealized 0.0%
AMD ADVANCED MICRO DEVICES AMD 0.0%
Value ($000) $113 Shares 10,000 Est. Cost $3.09 Unrealized +171.1%
GSV CAPITAL CORP GSVC 0.0%
Value ($000) $51 Shares 10,100 Est. Cost $4.89 Unrealized
SUPERVALU INC SVU 0.0%
Value ($000) $47 Shares 10,000 Est. Cost $6.20 Unrealized
EVERI HOLDINGS INC EVRI 0.0%
Value ($000) $22 Shares 10,000 Est. Cost $1.14 Unrealized
MHTX MANHATTAN SCIENTIFICS INC MHTX 0.0%
Value ($000) $7 Shares 145,000 Est. Cost $0.07 Unrealized -43.7%
AVALON ADVANCED MATERIALS IN A 0.0%
Value ($000) $2 Shares 18,750 Est. Cost $0.11 Unrealized
ADFS AMERICAN DEFENSE SYSTEMS INC A 0.0%
Value ($000) $0 Shares 50,000 Est. Cost $0.01 Unrealized -60.4%